13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 6,899 holding rows worth $819,929,518,657.
- Accession
- 0000019617-23-000321
- Filer
- CIK 19617
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 26,930 entries on the cover page, a total value of $819,929,518,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $819,929,518,657 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 46,708 | $943,272 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 236,410 | $943,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 28,606 | $942,000 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 59,382 | $939,000 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,414 | $937,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 506,000 | $936,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 14,148 | $934,978 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC COMMON STOCK | 20607V106 | Stock | 90,000 | $933,000 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 20,795 | $930,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 27,570 | $929,000 | dollars as filed | |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 500,000 | $928,000 | dollars as filed | principal |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 24,234 | $926,701 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 18,140 | $926,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 166,100 | $925,501 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 1,019,000 | $923,000 | dollars as filed | principal |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 21,741 | $922,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 6,625 | $920,020 | dollars as filed | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 20,800 | $920,000 | dollars as filed | call |
| SPLUNK INC | 848637904 | Cmn | 9,600 | $920,000 | dollars as filed | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 14,500 | $919,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 22,217 | $914,358 | dollars as filed | |
| AAR CORP | 000361105 | COM | 698 | $913,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 39,910 | $912,098 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R908 | COM | 200,000 | $912,000 | dollars as filed | call |
| DISCOVER FINANCIAL SERVICES | 254709958 | COM | 9,200 | $909,000 | dollars as filed | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 46,500 | $908,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 60,924 | $907,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 16,009 | $905,640 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 110,000 | $904,000 | dollars as filed | call |
| AFFIRM HLDGS INC | 00827B906 | CALL | 80,000 | $902,000 | dollars as filed | call |
| SCULPTOR ACQUISITION CORP I | G7T983103 | CL A COM | 86,300 | $901,000 | dollars as filed | |
| TARGET HOSPITALITY CORP | 87615L907 | COM | 68,500 | $900,000 | dollars as filed | call |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 1,015,000 | $900,000 | dollars as filed | principal |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,840 | $899,000 | dollars as filed | |
| AFLAC INC | 001055902 | COM | 13,900 | $897,000 | dollars as filed | call |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 35,179 | $896,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 255,074 | $892,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 19,733 | $889,783 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 6,353 | $889,000 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013104 | COM | 87,437 | $889,000 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 16,956 | $885,000 | dollars as filed | |
| GRIFOLS S A | 398438908 | SP ADR REP B NVT | 119,500 | $881,000 | dollars as filed | call |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 79,289 | $879,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,601 | $878,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 35,453 | $877,000 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 976,000 | $876,000 | dollars as filed | principal |
| FLUOR CORP | 343412902 | CALL | 28,300 | $875,000 | dollars as filed | call |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 1,136,000 | $875,000 | dollars as filed | principal |
| TPG INC COM CL A | 872657101 | Stock | 4,787 | $874,000 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 20,943 | $873,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,895 | $873,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 85,891 | $869,001 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 27,165 | $868,465 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,210,212 | $868,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 126,196 | $867,000 | dollars as filed | |
| CHEWY INC | 16679L909 | CL A | 23,100 | $863,000 | dollars as filed | call |
| VITAL FARMS INC | 92847W103 | COM | 56,263 | $861,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 11,845 | $860,000 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 33,850 | $860,000 | dollars as filed | |
| HESS CORP | 42809H907 | COM | 6,500 | $860,000 | dollars as filed | call |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 24,227 | $859,321 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 21,590 | $859,000 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 38,962 | $857,000 | dollars as filed | |
| ALASKA AIR GROUP INC | 011659959 | PUT | 20,400 | $856,000 | dollars as filed | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 58,932 | $855,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K903 | CALL | 250,000 | $855,000 | dollars as filed | call |
| GASLOG PARTNERS LP | Y2687W958 | COM | 101,400 | $854,000 | dollars as filed | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 32,079 | $853,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 11,729 | $849,609 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 40,402 | $849,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 20,666 | $847,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 775,000 | $847,000 | dollars as filed | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 85,625 | $846,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 39,339 | $845,076 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 2,620 | $842,000 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 69,002 | $840,000 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 38,262 | $838,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 1,266 | $836,000 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 844,000 | $836,000 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,992 | $835,766 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,608 | $835,126 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 14,669 | $835,000 | dollars as filed | |
| CROCS INC | 227046909 | CALL | 6,600 | $835,000 | dollars as filed | call |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 88,744 | $833,003 | dollars as filed | |
| WESTERN UN CO | 959802909 | COM | 74,500 | $831,000 | dollars as filed | call |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,130,000 | $829,000 | dollars as filed | principal |
| United States Oil Fund LP | 91232N207 | COM | 12,466 | $828,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 20,054 | $826,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 2,215 | $824,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 114,794 | $820,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 38,985 | $812,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8,264 | $812,000 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 634,147 | $811,640 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 86,327 | $811,000 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 441,025 | $811,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 23,991 | $810,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 64,376 | $809,000 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 206,633 | $805,550 | dollars as filed | |
| LCID1 260116C00012000 | 549498903 | CALL | 100,000 | $804,000 | dollars as filed | call |
| JELD-WEN HLDG INC | 47580P103 | COM | 22,102 | $803,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 34,678 | $798,291 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 97,639 | $798,000 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 195,941 | $797,000 | dollars as filed | |
| ALBEMARLE CORP | 012653901 | CALL | 3,600 | $796,000 | dollars as filed | call |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 33,629 | $794,000 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 29,652 | $794,000 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 195,593 | $792,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 464 | $789,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 94,960 | $787,000 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 524,184 | $787,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 21,488 | $786,869 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 66,965 | $786,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 205,812 | $786,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 25,135 | $785,635 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 2,305 | $783,000 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 277,255 | $778,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 777,000 | $778,000 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 801,000 | $777,000 | dollars as filed | principal |
| LUMINAR TECHNOLOGIES INC | 550424955 | OPTION | 119,600 | $776,000 | dollars as filed | put |
| SPOTIFY TECHNOLOGY S A | L8681T952 | PUT | 5,800 | $775,000 | dollars as filed | put |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 25,847 | $774,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,411 | $773,244 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 66,351 | $772,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 177,166 | $771,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N902 | COM | 33,000 | $768,000 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460G526 | DAILY GLOBAL CLN | 50,000 | $768,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 20,493 | $765,003 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 66,494 | $765,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954A953 | COM CL A | 49,400 | $765,000 | dollars as filed | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 11,115 | $760,475 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 69,988 | $758,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 47,566 | $757,000 | dollars as filed | |
| SEP ACQUISITION CORP | 589381102 | CLASS A COM | 74,884 | $756,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,903 | $755,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 2,331 | $754,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 82,725 | $753,000 | dollars as filed | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 3,300 | $753,000 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C904 | COM | 150,000 | $752,000 | dollars as filed | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 17,573 | $751,174 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 11,774 | $749,023 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 29,759 | $749,000 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 77,240 | $747,000 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 510,259 | $746,416 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 7,880 | $742,434 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 56,542 | $742,000 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348956 | PUT | 3,300 | $742,000 | dollars as filed | put |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 72,711 | $740,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 14,265 | $738,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 14,738 | $737,619 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 3,275 | $737,000 | dollars as filed | |
| PINTEREST INC | 72352L906 | CALL | 27,000 | $736,000 | dollars as filed | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 23,886 | $734,000 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 24,025 | $734,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 114,724 | $733,000 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A109 | COM | 70,400 | $733,000 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 48,050 | $730,786 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 2,906 | $729,000 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 292,588 | $728,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 15,500 | $723,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 791 | $722,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 30,749 | $722,000 | dollars as filed | |
| RELAY THERAPEUTICS INC | 75943R952 | COM | 43,800 | $721,000 | dollars as filed | put |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 160,498 | $720,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 38,927 | $719,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 90 | $719,000 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 121,048 | $719,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 20,800 | $719,000 | dollars as filed | put |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 48,007 | $717,000 | dollars as filed | |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 186,700 | $717,000 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25461A866 | DLY MSFT BULL 2X | 25,000 | $715,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 18,682 | $714,854 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 17,161 | $713,398 | dollars as filed | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 5,300 | $711,000 | dollars as filed | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 76,862 | $710,000 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 50,147 | $709,000 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 14,113 | $708,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 42,323 | $705,000 | dollars as filed | |
| AMERIPRISE FINL INC | 03076C956 | COM | 2,300 | $705,000 | dollars as filed | put |
| REDFIN CORP | 75737F108 | COM | 24,380 | $704,000 | dollars as filed | |
| PINTEREST INC | 72352L956 | PUT | 25,800 | $704,000 | dollars as filed | put |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 67,181 | $704,000 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 15,428 | $702,000 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 895,000 | $702,000 | dollars as filed | principal |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 3,339 | $701,000 | dollars as filed | |
| IQIYI INC | 46267X908 | SPONSORED ADS | 96,000 | $699,000 | dollars as filed | call |
| TRIMAS CORP | 896215209 | COM NEW | 4,493 | $698,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 106,870 | $698,000 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 98,824 | $693,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 29,203 | $692,000 | dollars as filed | |
| ALTRIA GROUP INC | 02209S903 | CALL | 15,500 | $692,000 | dollars as filed | call |
| ENGENE HOLDINGS INC COM | G3619H102 | Stock | 65,600 | $691,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 13,638 | $690,839 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 33,808 | $690,000 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 127,939 | $689,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 38,333 | $687,000 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 1,548 | $686,000 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 22,352 | $686,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 11,014 | $685,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 2,476 | $684,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 434,888 | $682,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 300,407 | $682,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A502 | CMN | 25,000 | $681,000 | dollars as filed | |
| RALPH LAUREN CORP | 751212951 | CL A | 5,800 | $677,000 | dollars as filed | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,313 | $675,056 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 24,110 | $675,000 | dollars as filed | |
| 3M CO | 88579Y901 | CALL | 6,400 | $673,000 | dollars as filed | call |
| CADENCE DESIGN SYSTEM INC | 127387908 | CALL | 3,200 | $672,000 | dollars as filed | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 29,149 | $670,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A304 | DAILY AAPL BR 1X | 28,317 | $670,000 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 41,228 | $669,000 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 36,687 | $667,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 631,000 | $665,000 | dollars as filed | principal |
| NV5 HOLDINGS, INC | 62945V109 | COM | 285 | $663,000 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 27,376 | $662,000 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 439,000 | $657,000 | dollars as filed | principal |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 16,401 | $655,000 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 31,774 | $655,000 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X955 | PUT | 24,000 | $654,000 | dollars as filed | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 11,970 | $651,886 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,475 | $651,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R957 | OPTION | 15,900 | $651,000 | dollars as filed | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 373 | $649,000 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 46,920 | $648,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 129,654 | $648,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 36,927 | $647,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 486,608 | $645,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,306 | $643,021 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923958 | COM | 56,000 | $643,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 14,176 | $641,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 26,083 | $639,581 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 26,136 | $639,000 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 649,000 | $637,000 | dollars as filed | principal |
| GOPRO INC | 38268TAD5 | BOND | 667,000 | $637,000 | dollars as filed | principal |
| CHICOS FAS INC | 168615102 | COM | 115,477 | $635,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 683,000 | $635,000 | dollars as filed | principal |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 10,500 | $634,000 | dollars as filed | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 53,719 | $633,000 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 43,603 | $633,000 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 21,016 | $633,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 43,221 | $632,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 86,638 | $631,000 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 54,346 | $631,000 | dollars as filed | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 4,700 | $631,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 23,882 | $630,853 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12,975 | $629,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 50,000 | $629,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,297 | $628,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 207,133 | $627,210 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,054 | $625,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 8,320 | $624,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 183,891 | $624,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 80,501 | $621,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 30,127 | $617,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M956 | PUT | 40,000 | $616,000 | dollars as filed | put |
| ALTAIR ENGR INC | 021369AA1 | BOND | 410,000 | $616,000 | dollars as filed | principal |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 41,303 | $613,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 75,320 | $612,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 55,023 | $612,000 | dollars as filed | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 8,800 | $611,000 | dollars as filed | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 15,173 | $610,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 58,545 | $609,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 6,621 | $609,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 45,533 | $607,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 52,866 | $607,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 9,300 | $607,000 | dollars as filed | call |
| ROBLOX CORP | 771049953 | CL A | 13,500 | $607,000 | dollars as filed | put |
| BORR DRILLING LTD | G1466R953 | SHS | 80,000 | $606,000 | dollars as filed | put |
| WW INTL INC | 98262P101 | COM | 146,209 | $603,000 | dollars as filed | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 5,100 | $602,000 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25461A601 | CMN | 25,000 | $600,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 59,864 | $599,270 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 44,500 | $599,000 | dollars as filed | call |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 29,630 | $597,000 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 585,527 | $597,000 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 15,260 | $596,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 17,529 | $589,763 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 920 | $588,000 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 852 | $588,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 232,036 | $587,503 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489954 | PUT | 40,000 | $586,000 | dollars as filed | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 140,304 | $585,000 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 98,083 | $585,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 7,406 | $583,000 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,957 | $583,000 | dollars as filed | |
| AMERIPRISE FINL INC | 03076C906 | COM | 1,900 | $582,000 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460G476 | FUND | 50,000 | $582,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 1,130 | $581,000 | dollars as filed | |
| MOODYS CORP | 615369905 | COM | 1,900 | $581,000 | dollars as filed | call |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 13,399 | $580,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 53,589 | $579,000 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 82,966 | $578,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,206 | $577,553 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 11,380 | $577,000 | dollars as filed | |
| SUNRUN INC | 86771W905 | CALL | 28,600 | $576,000 | dollars as filed | call |
| TDCX INC | 87190U100 | ADR | 64,595 | $575,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y908 | CALL | 15,000 | $574,000 | dollars as filed | call |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 10,939 | $573,191 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,052 | $572,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 18,798 | $572,000 | dollars as filed | |
| RALPH LAUREN CORP | 751212901 | CALL | 4,900 | $572,000 | dollars as filed | call |
| BRIGHTCOVE INC | 10921T101 | COM | 128,486 | $572,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 21,051 | $571,000 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 955 | $570,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,120 | $570,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 4,464 | $569,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 20,384 | $568,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 539 | $565,000 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 589,008 | $564,000 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 444,059 | $564,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 84,685 | $563,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 8,300 | $563,000 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460G864 | FUND | 72,800 | $561,000 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9,187 | $560,342 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 331 | $560,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 10,430 | $558,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 60,391 | $558,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 16,100 | $557,000 | dollars as filed | call |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 25,507 | $554,261 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A841 | DLY GOOGL BUL 2X | 25,000 | $554,000 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 13,841 | $553,000 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 2,668 | $551,000 | dollars as filed | |
| ATI INC | 01741RAK8 | BOND | 212,000 | $551,000 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 18,579 | $550,764 | dollars as filed | |
| NICE SYS INC | 65366HAB9 | BOND | 232,000 | $550,000 | dollars as filed | principal |
| PERMIAN RESOURCES CORP | 71424F905 | CALL | 52,300 | $549,000 | dollars as filed | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 55,550 | $547,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 201,004 | $547,000 | dollars as filed | |
| Direxion Daily TSLA Bear 1X Shares | 25460G260 | ETF | 21,000 | $547,000 | dollars as filed | |
| GRIFOLS S A | 398438958 | SP ADR REP B NVT | 74,100 | $546,000 | dollars as filed | put |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 626,047 | $545,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 2,155 | $543,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 9,918 | $542,130 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 186,702 | $541,000 | dollars as filed | |
| BXP INC | 101121901 | COM | 10,000 | $541,000 | dollars as filed | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 55,992 | $540,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 3,510 | $540,000 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F205 | UNIT 04/15/2026 | 52,666 | $540,000 | dollars as filed | |
| CARVANA CO | 146869952 | CALL | 55,100 | $539,000 | dollars as filed | put |
| ONTERRIS INC | 615111101 | COM | 1,702 | $538,000 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 1,554 | $538,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 54,059 | $537,000 | dollars as filed | |
| THE CIGNA GROUP | 125523900 | CALL | 2,100 | $537,000 | dollars as filed | call |
| ARK ETF TR | 00214Q902 | GENOMIC REV ETF | 17,800 | $535,000 | dollars as filed | call |
| Avantis International Equity ETF | 025072703 | SHS | 9,378 | $534,818 | dollars as filed | |
| ROKU INC | 77543R952 | PUT | 8,100 | $533,000 | dollars as filed | put |
| WISDOMTREE INC | 97717P104 | COM | 36,143 | $532,000 | dollars as filed | |
| SABRE CORP | 78573M954 | PUT | 124,000 | $532,000 | dollars as filed | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 38,706 | $531,263 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 40,946 | $531,000 | dollars as filed | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 4,700 | $531,000 | dollars as filed | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 46,795 | $530,000 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 1,121 | $529,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 19,137 | $528,000 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 81,697 | $528,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,616 | $526,379 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 230,773 | $525,513 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 50,000 | $525,000 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,402 | $524,498 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 1,959 | $524,000 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 2,643 | $523,000 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 55,215 | $520,000 | dollars as filed | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 50,775 | $520,000 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 11,995 | $518,322 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 17,728 | $518,152 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,347 | $518,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A403 | DLY MSFT BEAR 1X | 25,000 | $518,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 500,000 | $518,000 | dollars as filed | principal |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 50,000 | $516,000 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 657,000 | $515,000 | dollars as filed | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 390,308 | $515,000 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 15,150 | $513,131 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 24,927 | $513,000 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 50,003 | $513,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 10,537 | $512,495 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 84,013 | $512,000 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 50,000 | $512,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 379 | $511,000 | dollars as filed | |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 25,600 | $510,000 | dollars as filed | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 131,026 | $510,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 10,140 | $509,687 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 69,750 | $509,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 2,245 | $508,825 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 6,864 | $507,028 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 29,045 | $507,000 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 19,158 | $507,000 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 103,537 | $506,000 | dollars as filed | |
| TILRAY BRANDS INC | 88688T950 | COM | 200,000 | $506,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,234 | $505,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 15,297 | $505,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134957 | PUT | 4,500 | $504,000 | dollars as filed | put |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 500,000 | $504,000 | dollars as filed | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 17,970 | $503,932 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 744,000 | $503,000 | dollars as filed | principal |
| INOGEN INC | 45780L104 | COM | 10,927 | $497,000 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 2,115 | $497,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 435 | $496,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 23,213 | $495,000 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 23,611 | $494,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,100 | $492,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,179 | $492,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 3,800 | $492,000 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 3,800 | $492,000 | dollars as filed | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 711 | $491,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 12,689 | $491,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 34,880 | $490,000 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 479 | $490,000 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,574 | $489,488 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,122 | $488,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 4,745 | $487,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 33,026 | $487,000 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 338,029 | $487,000 | dollars as filed | principal |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 1,700 | $486,000 | dollars as filed | put |
| Flushing Financial Corp | 343873105 | Common Stock | 18,781 | $484,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 80,701 | $483,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 895 | $483,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 13,566 | $481,000 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 30,644 | $480,000 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 124,887 | $480,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,550 | $478,929 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 19,174 | $478,000 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 74,652 | $476,401 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 3,102 | $476,000 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N952 | OPTION | 80,200 | $476,000 | dollars as filed | put |
| DUTCH BROS INC | 26701L100 | CL A | 522 | $475,251 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 15,808 | $475,000 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,991 | $474,303 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 18,581 | $474,020 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 222,576 | $474,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A874 | DLY AAPL BULL 2X | 20,298 | $473,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 21,712 | $472,000 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,369 | $469,270 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 57,147 | $469,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 66,451 | $469,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 123,985 | $469,000 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 20,011 | $466,056 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 24,069 | $465,792 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 9,099 | $465,686 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 13,167 | $465,589 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 12,703 | $465,185 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 31,989 | $464,000 | dollars as filed | |
| PPL CORP | 69351T906 | COM | 16,700 | $464,000 | dollars as filed | call |
| BAXTER INTL INC | 071813959 | COM | 11,400 | $462,000 | dollars as filed | put |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 43,800 | $462,000 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,139 | $461,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 127,031 | $460,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 984 | $459,000 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 8,535 | $459,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 32,302 | $458,000 | dollars as filed | |
| MOTOROLA SOLUTIONS INC | 620076907 | CALL | 1,600 | $458,000 | dollars as filed | call |
| SHAW COMMUNICATIONS INC | 82028K950 | OPTION | 15,300 | $458,000 | dollars as filed | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 9,154 | $457,000 | dollars as filed | |
| EBAY INC. | 278642903 | CALL | 10,300 | $457,000 | dollars as filed | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 64,579 | $456,000 | dollars as filed | |
| HEALTHCARE AI ACQUISITION CO | G4373K109 | COM | 43,600 | $456,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 20,510 | $455,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 4,792 | $454,000 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 58,902 | $453,000 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 629 | $453,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 674 | $451,000 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 6,563 | $448,450 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 13,607 | $448,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10,720 | $448,000 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 24,627 | $446,344 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 73,677 | $446,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,694 | $443,277 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 89,938 | $442,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355A957 | COM | 2,100 | $442,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 14,848 | $440,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 45,755 | $440,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 21,464 | $439,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 18,048 | $438,858 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 31,313 | $438,738 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 10,895 | $438,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 10,070 | $436,000 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 23,786 | $433,000 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 510 | $433,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,834 | $433,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 117,430 | $432,000 | dollars as filed | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 1,500 | $431,000 | dollars as filed | call |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 150,749 | $430,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 11,548 | $429,726 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP | 962879902 | CALL | 8,900 | $429,000 | dollars as filed | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 24,254 | $428,000 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 413,325 | $426,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y958 | COM | 11,100 | $425,000 | dollars as filed | put |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 3,114 | $423,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 12,963 | $420,275 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989954 | COM | 3,200 | $420,000 | dollars as filed | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44,640 | $419,230 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E632 | CMN | 21,855 | $419,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H844 | ALLIANZIM US EQT | 15,845 | $418,077 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 101,994 | $416,000 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 972,641 | $416,000 | dollars as filed | |
| CLARIVATE PLC | G21810208 | CONV | 10,120 | $416,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 51,271 | $415,000 | dollars as filed | |
| EXELON CORP | 30161N901 | COM | 9,900 | $415,000 | dollars as filed | call |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 15,259 | $414,000 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 53,855 | $414,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 168,301 | $412,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,213 | $412,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | base | 2023-05-18 | acceptance time not in the bulk data set |