13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 6,899 holding rows worth $819,929,518,657.
- Accession
- 0000019617-23-000321
- Filer
- CIK 19617
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 26,930 entries on the cover page, a total value of $819,929,518,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $819,929,518,657 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 560,295 | $1,939,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 80,118 | $1,937,242 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 88,750 | $1,934,000 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 55,244 | $1,928,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 201,138 | $1,924,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 50,982 | $1,916,052 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 3,337 | $1,914,202 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 94,893 | $1,911,000 | dollars as filed | |
| DISH NETWORK CORP-A | 25470M909 | COM | 204,600 | $1,909,000 | dollars as filed | call |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 19,300 | $1,908,000 | dollars as filed | call |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 1,455,161 | $1,907,000 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 37,338 | $1,906,000 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 67,979 | $1,905,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 60,654 | $1,902,151 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 143,538 | $1,902,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 439,013 | $1,901,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 44,440 | $1,895,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 58,500 | $1,890,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 50,288 | $1,885,800 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 18,367 | $1,885,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 32,853 | $1,883,591 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 522 | $1,883,543 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 40,213 | $1,882,194 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 39,584 | $1,882,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 39,760 | $1,881,003 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 312,344 | $1,880,000 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 138,412 | $1,863,000 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 53,171 | $1,859,000 | dollars as filed | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 6,500 | $1,858,000 | dollars as filed | call |
| VIR BIOTECHNOLOGY INC | 92764N952 | PUT | 79,800 | $1,857,000 | dollars as filed | put |
| AMERESCO INC | 02361E108 | CL A | 21,086 | $1,856,000 | dollars as filed | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 398,687 | $1,854,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 87,138 | $1,853,000 | dollars as filed | |
| UNISYS CORP | 909214956 | COM NEW | 477,200 | $1,852,000 | dollars as filed | put |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 43,601 | $1,851,000 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 13,963 | $1,850,832 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 419,011 | $1,849,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 154,053 | $1,848,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 67,395 | $1,838,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 45,133 | $1,835,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 427,016 | $1,835,000 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 36,531 | $1,830,000 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 10,391 | $1,827,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 35,657 | $1,825,081 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 40,527 | $1,820,000 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 25,560 | $1,818,850 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 125,742 | $1,812,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 73,974 | $1,810,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 16,566 | $1,806,000 | dollars as filed | |
| WESTERN UN CO | 959802959 | COM | 161,700 | $1,803,000 | dollars as filed | put |
| MERCURY SYS INC COM | 589378108 | Stock | 2,759 | $1,802,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 13,748 | $1,800,727 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 76,154 | $1,796,470 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 208,379 | $1,795,000 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 37,953 | $1,794,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 33,500 | $1,792,000 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 11,437 | $1,791,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 19,981 | $1,785,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 316,937 | $1,772,000 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 71,034 | $1,771,247 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 45,972 | $1,767,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 162,503 | $1,763,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 39,247 | $1,761,345 | dollars as filed | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 34,800 | $1,761,000 | dollars as filed | call |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 89,563 | $1,759,079 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 49,543 | $1,755,376 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 61,467 | $1,754,814 | dollars as filed | |
| FIFTH THIRD BANCORP | 316773900 | COM | 65,700 | $1,750,000 | dollars as filed | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 124,522 | $1,741,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 45,272 | $1,740,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 22,625 | $1,733,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 44,936 | $1,727,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 147,485 | $1,726,000 | dollars as filed | |
| CONX CORP | 212873103 | WRNT | 168,563 | $1,725,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 58,557 | $1,721,000 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,505 | $1,719,000 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 44,498 | $1,715,987 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 10,255 | $1,714,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 40,812 | $1,713,213 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 43,247 | $1,711,209 | dollars as filed | |
| CSX CORP | 126408903 | CALL | 57,100 | $1,710,000 | dollars as filed | call |
| PROSHARES TR | 74347B565 | CMN | 20,000 | $1,707,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 26,937 | $1,705,000 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 4,493 | $1,703,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 235,501 | $1,703,000 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 2,137,000 | $1,701,000 | dollars as filed | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 29,069 | $1,696,123 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 31,509 | $1,690,000 | dollars as filed | |
| RIG 270115C00010000 | h8817h900 | CALL | 265,800 | $1,690,000 | dollars as filed | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 95,888 | $1,688,000 | dollars as filed | |
| NIO INC | 62914V956 | OPTION | 160,000 | $1,682,000 | dollars as filed | put |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 2,629,000 | $1,681,000 | dollars as filed | principal |
| CADENCE DESIGN SYSTEM INC | 127387958 | COM | 8,000 | $1,681,000 | dollars as filed | put |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 33,408 | $1,679,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 148,575 | $1,678,000 | dollars as filed | |
| KRAFT HEINZ CO | 500754906 | COM | 43,400 | $1,678,000 | dollars as filed | call |
| HYSTER-YALE INC | 449172105 | CL A | 25,270 | $1,675,000 | dollars as filed | |
| LIBERTY | 531229888 | COMMON STOCK | 2,744 | $1,675,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 186,579 | $1,673,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 71,992 | $1,672,360 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 110,244 | $1,669,207 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,112,111 | $1,668,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 50,392 | $1,660,326 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 103,697 | $1,658,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 81,793 | $1,656,000 | dollars as filed | |
| DIREXION DAILY MM BULL 2X | 25460G468 | FUND | 50,000 | $1,653,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 159,660 | $1,651,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 129,750 | $1,650,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 148,348 | $1,648,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 28,422 | $1,648,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 68,176 | $1,647,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424905 | OPTION | 253,800 | $1,647,000 | dollars as filed | call |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 1,524,000 | $1,646,000 | dollars as filed | principal |
| AGILYSYS INC | 00847J105 | COM | 10,123 | $1,640,000 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 70,458 | $1,639,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 102,005 | $1,636,860 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 27,059 | $1,636,052 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 75,960 | $1,632,000 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 1,027,000 | $1,632,000 | dollars as filed | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 84,266 | $1,631,000 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 48,880 | $1,627,000 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 70,490 | $1,621,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 40,117 | $1,621,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 89,861 | $1,617,000 | dollars as filed | |
| EDISON INTL | 281020907 | COM | 22,900 | $1,617,000 | dollars as filed | call |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 549,669 | $1,616,000 | dollars as filed | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 3,500 | $1,609,000 | dollars as filed | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 75,970 | $1,604,000 | dollars as filed | |
| HUMANA INC | 444859902 | COM | 3,300 | $1,602,000 | dollars as filed | call |
| ATRICURE INC | 04963C209 | COM | 15,832 | $1,601,000 | dollars as filed | |
| ROBLOX CORP | 771049903 | CALL | 35,600 | $1,601,000 | dollars as filed | call |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 75,864 | $1,600,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 85,497 | $1,599,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 51,203 | $1,593,000 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 194,466 | $1,589,000 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,291,796 | $1,589,000 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,107,506 | $1,588,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 130,255 | $1,587,000 | dollars as filed | |
| SOUTHERN CO | 842587907 | COM | 22,800 | $1,586,000 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,517,426 | $1,586,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 66,473 | $1,583,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 40,218 | $1,582,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 71,427 | $1,582,000 | dollars as filed | |
| MERCADOLIBRE INC | 58733R952 | PUT | 1,200 | $1,582,000 | dollars as filed | put |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 139,856 | $1,582,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 23,786 | $1,578,887 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 26,178 | $1,577,000 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 54,838 | $1,574,000 | dollars as filed | |
| TECHNIPFMC PLC | G87110905 | COM | 114,800 | $1,567,000 | dollars as filed | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 91,695 | $1,566,000 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 405,398 | $1,565,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 83,387 | $1,563,000 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 35,235 | $1,561,000 | dollars as filed | |
| BATH & BODY WORKS INC | 070830904 | COM | 42,600 | $1,558,000 | dollars as filed | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 55,100 | $1,557,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 225,631 | $1,557,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 58,611 | $1,555,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 77,185 | $1,553,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 149,923 | $1,549,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 24,145 | $1,540,000 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 40,711 | $1,537,059 | dollars as filed | |
| SPECTRUM BRANDS HOLDINGS INC | 84790A955 | PUT | 23,200 | $1,536,000 | dollars as filed | put |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 57,664 | $1,534,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 416,638 | $1,533,000 | dollars as filed | |
| MOSAIC CO | 61945C903 | CALL | 33,400 | $1,532,000 | dollars as filed | call |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 15,900 | $1,529,000 | dollars as filed | call |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 27,169 | $1,528,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 51,181 | $1,527,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 923,886 | $1,527,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 149,200 | $1,525,000 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 61,470 | $1,524,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 97,648 | $1,523,951 | dollars as filed | |
| ARROW ELECTRS INC | 042735900 | CALL | 12,200 | $1,523,000 | dollars as filed | call |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 20,175 | $1,517,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 32,447 | $1,516,000 | dollars as filed | |
| AFFIRM HLDGS INC | 00827B956 | PUT | 134,500 | $1,516,000 | dollars as filed | put |
| CARVANA CO | 146869902 | CALL | 154,800 | $1,515,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 30,425 | $1,513,231 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 80,503 | $1,511,000 | dollars as filed | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 12,800 | $1,510,000 | dollars as filed | put |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 1,914,000 | $1,509,000 | dollars as filed | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 550,873 | $1,509,000 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 185,307 | $1,508,797 | dollars as filed | |
| TERADYNE INC | 880770952 | COM | 14,000 | $1,505,000 | dollars as filed | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 8,045 | $1,504,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043Q907 | CALL | 7,500 | $1,502,000 | dollars as filed | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 107,236 | $1,501,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G902 | CALL | 31,000 | $1,495,000 | dollars as filed | call |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 2,054,000 | $1,492,000 | dollars as filed | principal |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,458 | $1,490,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A955 | PUT | 57,300 | $1,484,000 | dollars as filed | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 376,054 | $1,482,000 | dollars as filed | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 1,608,000 | $1,478,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 43,374 | $1,477,297 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 308,658 | $1,477,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 1,222,022 | $1,476,508 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 108,051 | $1,475,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 421,637 | $1,475,000 | dollars as filed | |
| DOLLAR GEN CORP | 256677955 | COM | 7,000 | $1,473,000 | dollars as filed | put |
| CHATHAM LODGING TR | 16208T102 | COM | 103,575 | $1,472,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 19,100 | $1,472,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 9,492 | $1,471,911 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 101,079 | $1,467,000 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 125,054 | $1,466,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 639,000 | $1,463,000 | dollars as filed | principal |
| DANAHER CORP DEL | 235851952 | PUT | 5,800 | $1,462,000 | dollars as filed | put |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 200,000 | $1,450,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 24,354 | $1,449,000 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 143,430 | $1,446,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 47,042 | $1,445,000 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 1,108 | $1,443,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 120,569 | $1,441,000 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 35,721 | $1,440,000 | dollars as filed | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 11,300 | $1,436,000 | dollars as filed | call |
| CENTENE CORP DEL | 15135B951 | COM | 22,700 | $1,435,000 | dollars as filed | put |
| DIREXION DAILY OIL BULL 2X | 25460G435 | FUND | 49,092 | $1,432,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 509,193 | $1,430,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 301,856 | $1,427,048 | dollars as filed | |
| DOORDASH INC | 25809K905 | CALL | 22,400 | $1,424,000 | dollars as filed | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 22,468 | $1,423,277 | dollars as filed | |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 6,300 | $1,423,000 | dollars as filed | put |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 1,288,000 | $1,422,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 31,032 | $1,421,310 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 22,768 | $1,421,177 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,303,843 | $1,421,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 116,511 | $1,409,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 13,098 | $1,408,761 | dollars as filed | |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 13,500 | $1,408,000 | dollars as filed | call |
| INSPIRE MED SYS INC | 457730909 | COM | 6,000 | $1,404,000 | dollars as filed | call |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 174,667 | $1,403,248 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 2,376,000 | $1,398,000 | dollars as filed | principal |
| OPKO HEALTH INC | 68375N103 | COM | 755,348 | $1,395,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 22,858 | $1,392,000 | dollars as filed | |
| SPIRIT AEROSYSTEMS HOLD-CL A | 848574909 | COM | 40,200 | $1,388,000 | dollars as filed | call |
| PG&E CORP | 69331C958 | PUT | 85,800 | $1,387,000 | dollars as filed | put |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 19,300 | $1,385,000 | dollars as filed | call |
| CORE & MAIN INC CL A | 21874C102 | Stock | 18,376 | $1,381,000 | dollars as filed | |
| AIRBNB INC | 009066901 | CALL | 11,100 | $1,381,000 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 1,497,000 | $1,381,000 | dollars as filed | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 23,549 | $1,380,145 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 509,319 | $1,380,000 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 48,504 | $1,379,041 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 29,591 | $1,376,106 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 69,228 | $1,373,000 | dollars as filed | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 6,000 | $1,369,000 | dollars as filed | call |
| AMYRIS INC | 03236MAJ0 | BOND | 4,886,000 | $1,368,000 | dollars as filed | principal |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 54,744 | $1,358,199 | dollars as filed | |
| VALE S A | 91912E905 | SPONSORED ADS | 85,800 | $1,354,000 | dollars as filed | call |
| BARRICK GOLD CORP | 067901958 | COM | 72,800 | $1,352,000 | dollars as filed | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 25,003 | $1,351,000 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 43,681 | $1,349,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 50,481 | $1,347,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 33,776 | $1,342,000 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 2,014,000 | $1,339,000 | dollars as filed | principal |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 2,900 | $1,339,000 | dollars as filed | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 22,166 | $1,337,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,807 | $1,332,000 | dollars as filed | |
| VAIL RESORTS INC | 91879Q959 | PUT | 5,700 | $1,332,000 | dollars as filed | put |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 18,000 | $1,329,000 | dollars as filed | call |
| ETSY INC | 29786A906 | CALL | 11,900 | $1,325,000 | dollars as filed | call |
| DOMINOS PIZZA INC | 25754A901 | CALL | 4,000 | $1,319,000 | dollars as filed | call |
| NASDAQ INC | 631103958 | COM | 24,100 | $1,318,000 | dollars as filed | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 23,053 | $1,316,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 52,781 | $1,314,782 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13,439 | $1,312,907 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 14,970 | $1,312,000 | dollars as filed | |
| S&P GLOBAL INC | 78409V954 | PUT | 3,800 | $1,310,000 | dollars as filed | put |
| NETAPP INC | 64110D954 | COM | 20,500 | $1,309,000 | dollars as filed | put |
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 19,500 | $1,309,000 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,200,000 | $1,306,000 | dollars as filed | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 31,809 | $1,305,000 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25460G294 | FUND | 50,000 | $1,300,000 | dollars as filed | |
| WAYFAIR INC | 94419L951 | PUT | 37,800 | $1,298,000 | dollars as filed | put |
| REPLIGEN CORP | 759916909 | COM | 7,700 | $1,296,000 | dollars as filed | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 155,327 | $1,295,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 364,262 | $1,293,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 224,560 | $1,291,000 | dollars as filed | |
| SPIRIT AIRLINES INC | 848577952 | Cmn | 75,100 | $1,289,000 | dollars as filed | put |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 34,264 | $1,286,613 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 134,405 | $1,286,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 89,782 | $1,286,000 | dollars as filed | |
| STRATEGY INC | 594972958 | COM NEW | 4,400 | $1,286,000 | dollars as filed | put |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 2,448 | $1,284,548 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 85,561 | $1,283,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 260,782 | $1,281,026 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,476 | $1,274,968 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 442,094 | $1,273,000 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874904 | CALL | 29,400 | $1,273,000 | dollars as filed | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,891 | $1,268,000 | dollars as filed | |
| STMICROELECTRONICS N V | 861012902 | CALL | 23,600 | $1,262,000 | dollars as filed | call |
| CHENIERE ENERGY INC | 16411R908 | CALL | 8,000 | $1,261,000 | dollars as filed | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 11,002 | $1,260,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 54,581 | $1,258,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 30,520 | $1,257,838 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 7,380 | $1,257,506 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 627,895 | $1,256,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 90,202 | $1,255,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 204,309 | $1,254,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 76,502 | $1,253,370 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 23,313 | $1,249,452 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 74,752 | $1,244,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 336,879 | $1,243,646 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 1,549,000 | $1,243,000 | dollars as filed | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 14,642 | $1,239,000 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 1,370,000 | $1,239,000 | dollars as filed | principal |
| RYERSON HLDG CORP | 783754104 | COM | 23,798 | $1,235,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 71,283 | $1,233,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 128,413 | $1,231,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 49,382 | $1,230,000 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 409,201 | $1,228,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,265 | $1,222,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 40,165 | $1,222,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 74,108 | $1,221,780 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 28,334 | $1,217,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 38,637 | $1,212,000 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 199,839 | $1,211,000 | dollars as filed | |
| OLIN CORP | 680665905 | COM PAR $1 | 21,800 | $1,210,000 | dollars as filed | call |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,954 | $1,209,000 | dollars as filed | |
| AMRYT PHARMA PLC | 03217L956 | OPTION | 82,900 | $1,209,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 44,772 | $1,206,810 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 74,518 | $1,206,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 72,023 | $1,204,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 23,932 | $1,203,883 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 35,943 | $1,202,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,654 | $1,202,000 | dollars as filed | |
| MARATHON PETE CORP | 56585A902 | CALL | 8,900 | $1,200,000 | dollars as filed | call |
| BUILDERS FIRSTSOURCE INC | 12008R907 | COM | 13,500 | $1,199,000 | dollars as filed | call |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 606,000 | $1,198,000 | dollars as filed | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 33,440 | $1,196,529 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 39,579 | $1,196,000 | dollars as filed | |
| FIVE BELOW INC | 33829M901 | COM | 5,800 | $1,195,000 | dollars as filed | call |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 205,947 | $1,194,000 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 70,924 | $1,194,000 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 1,248,000 | $1,189,000 | dollars as filed | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 48,229 | $1,188,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,526,000 | $1,188,000 | dollars as filed | principal |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,961 | $1,187,320 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 1,119,046 | $1,187,000 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 165,022 | $1,187,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 73,810 | $1,185,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 10,885 | $1,183,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 63,137 | $1,183,000 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 114,710 | $1,183,000 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 52,624 | $1,182,123 | dollars as filed | |
| EQUILLIUM INC | 29446K106 | COM | 1,619,000 | $1,182,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 219,822 | $1,177,000 | dollars as filed | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 12,100 | $1,177,000 | dollars as filed | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,136 | $1,175,552 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 61,737 | $1,175,000 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 26,715 | $1,173,380 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 32,787 | $1,173,000 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 1,288,000 | $1,170,000 | dollars as filed | principal |
| HP INC | 40434L905 | COM | 39,800 | $1,168,000 | dollars as filed | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 22,271 | $1,165,000 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 21,227 | $1,163,664 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 46,696 | $1,163,000 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 31,491 | $1,162,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 49,127 | $1,160,835 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 497,774 | $1,160,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 36,698 | $1,159,000 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 24,248 | $1,149,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 70,767 | $1,148,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 141,775 | $1,147,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 22,719 | $1,144,673 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 79,312 | $1,143,000 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 60,469 | $1,142,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 49,641 | $1,141,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 125,355 | $1,140,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 53,783 | $1,138,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 59,074 | $1,133,000 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 108,500 | $1,133,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 13,592 | $1,128,000 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 50,052 | $1,127,000 | dollars as filed | |
| SM ENERGY COMPANY | 78454L900 | CALL | 40,000 | $1,126,000 | dollars as filed | call |
| SM ENERGY COMPANY | 78454L950 | COM | 40,000 | $1,126,000 | dollars as filed | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 165,347 | $1,122,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 156,164 | $1,120,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 57,411 | $1,119,573 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 39,375 | $1,117,000 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 15,923 | $1,115,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 49,476 | $1,114,011 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 19,581 | $1,114,000 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 4,938 | $1,111,000 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 35,153 | $1,108,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 47,315 | $1,107,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 57,276 | $1,106,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 33,671 | $1,106,000 | dollars as filed | |
| LENNAR CORP | 526057954 | CL A | 10,500 | $1,104,000 | dollars as filed | put |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 58,974 | $1,101,753 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 47,790 | $1,101,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 24,928 | $1,098,328 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 16,174 | $1,098,000 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 1,391,000 | $1,098,000 | dollars as filed | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 92,037 | $1,097,109 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 96,396 | $1,097,000 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 136,673 | $1,097,000 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 127,639 | $1,089,000 | dollars as filed | |
| ASML HOLDING NV-NY REG SHS | N07059900 | CALL | 1,600 | $1,089,000 | dollars as filed | call |
| ASML HLDG NV | N07059950 | PUT | 1,600 | $1,089,000 | dollars as filed | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 185,388 | $1,088,288 | dollars as filed | |
| FIRST SOLAR INC | 336433957 | PUT | 5,000 | $1,088,000 | dollars as filed | put |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 664,867 | $1,084,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 103,408 | $1,084,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 50,973 | $1,081,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 79,760 | $1,081,000 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 100,758 | $1,078,000 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,048 | $1,076,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 32,970 | $1,076,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 46,264 | $1,075,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 58,094 | $1,074,625 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 49,904 | $1,072,430 | dollars as filed | |
| MCKESSON CORP | 58155Q953 | COM | 3,000 | $1,068,000 | dollars as filed | put |
| DIREXION SHS ETF TR | 25460G237 | BREAKFAST CMDTY | 50,000 | $1,066,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 23,253 | $1,059,650 | dollars as filed | |
| ETSY INC | 29786A956 | PUT | 9,500 | $1,058,000 | dollars as filed | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,710 | $1,057,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 768 | $1,056,496 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 533,760 | $1,056,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 87,360 | $1,056,000 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 100,000 | $1,055,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 59,287 | $1,052,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 1,161,000 | $1,050,000 | dollars as filed | principal |
| COHERENT CORP | 19247G206 | CONV | 6,000 | $1,050,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 76,951 | $1,049,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CO | 82706C958 | SPONSORED ADR | 16,000 | $1,048,000 | dollars as filed | put |
| DP CAP ACQUISITION CORP I | G2R05B100 | CLASS A ORD | 100,000 | $1,045,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 147,975 | $1,042,937 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 99,800 | $1,041,000 | dollars as filed | put |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 55,118 | $1,040,000 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 100,000 | $1,039,000 | dollars as filed | |
| EBAY INC. | 278642953 | PUT | 23,400 | $1,038,000 | dollars as filed | put |
| EQT CORP | 26884L959 | COM | 32,500 | $1,037,000 | dollars as filed | put |
| BEARD ENERGY TRANSITION ACQ | 07402Q101 | CL A COM | 100,000 | $1,037,000 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 84,778 | $1,036,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 30,881 | $1,035,816 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 25,986 | $1,035,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G310 | FUND | 50,000 | $1,033,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 65,447 | $1,032,000 | dollars as filed | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 100,000 | $1,032,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,659 | $1,030,000 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 100,000 | $1,029,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 27,443 | $1,028,236 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 10,977 | $1,028,000 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 10,825 | $1,027,000 | dollars as filed | |
| BLACK SPADE ACQUISITION CO | G11537100 | SHS CL A | 100,000 | $1,027,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 46,624 | $1,026,000 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 100,000 | $1,025,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,329 | $1,024,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 1,000,000 | $1,022,000 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25459W540 | FUND | 114,932 | $1,021,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 52,599 | $1,016,060 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 100,000 | $1,014,000 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10,918 | $1,013,000 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 100,000 | $1,012,000 | dollars as filed | |
| DOLLAR GEN CORP | 256677905 | CALL | 4,800 | $1,010,000 | dollars as filed | call |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 205,278 | $1,008,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 40,428 | $1,007,888 | dollars as filed | |
| LAM RESEARCH CORP | 512807958 | COM | 1,900 | $1,007,000 | dollars as filed | put |
| SPLUNK INC | 848637954 | Cmn | 10,500 | $1,007,000 | dollars as filed | put |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 97,015 | $1,006,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 16,229 | $1,006,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 19,378 | $1,006,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,339 | $1,002,000 | dollars as filed | |
| ALIGN TECHNOLOGY INC | 016255951 | COM | 3,000 | $1,002,000 | dollars as filed | put |
| CALIX INC | 13100M909 | COM | 18,700 | $1,002,000 | dollars as filed | call |
| DENISON MINES CORP | 248356107 | COM | 918,733 | $1,001,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 42,310 | $999,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,344 | $999,000 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 489,000 | $999,000 | dollars as filed | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 159,101 | $997,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 25,144 | $997,000 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 13,445 | $995,737 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,598 | $995,576 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 63,228 | $993,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 29,919 | $991,018 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 34,457 | $988,552 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 116,460 | $988,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 47,368 | $987,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 42,211 | $986,763 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 53,758 | $986,441 | dollars as filed | |
| SOFI TECHNOLOGIES INC | 83406F902 | CALL | 162,400 | $986,000 | dollars as filed | call |
| DIREXION DAILY S&P EQ W B2X | 25460G369 | FUND | 50,000 | $983,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 28,122 | $982,000 | dollars as filed | |
| FARFETCH LTD | 30744W957 | PUT | 200,000 | $982,000 | dollars as filed | put |
| CLARUS CORP NEW | 18270P109 | COM | 103,630 | $979,000 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,906 | $979,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 167,310 | $979,000 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 40,137 | $966,000 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 137,891 | $965,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 36,557 | $962,300 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 116,344 | $961,000 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,908 | $960,247 | dollars as filed | |
| WARBY PARKER INC | 93403J956 | CL A COM | 90,000 | $953,000 | dollars as filed | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 48,409 | $952,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 3,073 | $952,000 | dollars as filed | |
| BAIDU INC | 056752958 | PUT | 6,300 | $951,000 | dollars as filed | put |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 11,500 | $951,000 | dollars as filed | call |
| INTAPP INC | 45827U109 | COM | 13,600 | $947,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 499,035 | $946,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,629 | $946,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | base | 2023-05-18 | acceptance time not in the bulk data set |