13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 6,899 holding rows worth $819,929,518,657.
- Accession
- 0000019617-23-000321
- Filer
- CIK 19617
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 26,930 entries on the cover page, a total value of $819,929,518,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $819,929,518,657 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 322,613 | $3,742,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 315,224 | $3,739,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 329,000 | $3,737,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 91,837 | $3,730,000 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 97,159 | $3,729,000 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 843,271 | $3,723,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 330,619 | $3,719,553 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 81,281 | $3,705,393 | dollars as filed | |
| SNAP INC | 83304A956 | PUT | 329,500 | $3,694,000 | dollars as filed | put |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 97,001 | $3,692,828 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 117,229 | $3,691,000 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 264,704 | $3,687,474 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 78,876 | $3,684,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 43,507 | $3,682,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 64,890 | $3,671,000 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 105,298 | $3,670,000 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 37,890 | $3,665,476 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 14,827 | $3,665,465 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 62,859 | $3,665,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 155,752 | $3,661,047 | dollars as filed | |
| INTERCONTINENTAL EXCHANGE IN | 45866F954 | COM | 35,100 | $3,661,000 | dollars as filed | put |
| ENERSYS COM | 29275Y102 | Stock | 19,278 | $3,660,037 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 97,208 | $3,658,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 72,099 | $3,654,994 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 100,284 | $3,642,611 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 24,384 | $3,639,405 | dollars as filed | |
| DEERE & CO | 244199905 | CALL | 8,800 | $3,633,000 | dollars as filed | call |
| RENASANT CORP | 75970E107 | COM | 90,995 | $3,621,000 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 86,144 | $3,617,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 250,000 | $3,609,000 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 465,064 | $3,604,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 85,757 | $3,595,669 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 11,599 | $3,591,000 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 75,001 | $3,589,069 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 377,035 | $3,585,000 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 39,822 | $3,578,371 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 73,365 | $3,573,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 74,752 | $3,561,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 66,540 | $3,560,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 54,474 | $3,559,844 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 514,069 | $3,558,000 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 350,000 | $3,553,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 46,983 | $3,549,399 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 28,644 | $3,537,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 50,215 | $3,536,000 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 93,749 | $3,532,000 | dollars as filed | |
| HESKA CORP | 42805E306 | COM | 23,781 | $3,530,000 | dollars as filed | |
| PROSHARES TR | 74347B573 | CMN | 40,000 | $3,518,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 169,954 | $3,512,000 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 3,875,000 | $3,511,000 | dollars as filed | principal |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 25,189 | $3,509,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 198,841 | $3,507,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,291,542 | $3,500,000 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 139,132 | $3,494,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 83,332 | $3,490,000 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 18,396 | $3,489,423 | dollars as filed | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 40,000 | $3,487,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,841,000 | $3,485,000 | dollars as filed | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 126,800 | $3,482,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 271,046 | $3,477,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 354,530 | $3,472,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 105,179 | $3,469,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 99,326 | $3,468,000 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 122,225 | $3,468,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 124,388 | $3,466,000 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 229,140 | $3,465,000 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 23,443 | $3,458,429 | dollars as filed | |
| UNION PAC CORP | 907818908 | CALL | 17,000 | $3,421,000 | dollars as filed | call |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 48,903 | $3,419,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 65,921 | $3,418,000 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 42,900 | $3,417,000 | dollars as filed | call |
| RAPID7 INC COM | 753422104 | Stock | 41,306 | $3,416,851 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 4,878,000 | $3,415,000 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 22,600 | $3,413,000 | dollars as filed | call |
| GENTHERM INC | 37253A103 | COM | 40,155 | $3,409,000 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 69,486 | $3,408,000 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 19,842 | $3,407,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,046,965 | $3,404,000 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 57,135 | $3,400,000 | dollars as filed | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 334,183 | $3,385,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 358,107 | $3,384,000 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 77,130 | $3,380,008 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 35,244 | $3,375,501 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 211,500 | $3,369,000 | dollars as filed | call |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 372,495 | $3,367,000 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 12,893 | $3,366,000 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 155,449 | $3,365,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 72,830 | $3,350,000 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C955 | CALL | 24,400 | $3,349,000 | dollars as filed | put |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,823,000 | $3,346,000 | dollars as filed | principal |
| ICF INTL INC | 44925C103 | COM | 22,157 | $3,342,000 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LT | M22465904 | CALL | 25,700 | $3,341,000 | dollars as filed | call |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 4,704,000 | $3,331,000 | dollars as filed | principal |
| AGCO CORP | 001084902 | CALL | 24,600 | $3,326,000 | dollars as filed | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 52,991 | $3,321,674 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 69,966 | $3,316,000 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 104,877 | $3,308,000 | dollars as filed | |
| SEA LTD | 81141R900 | CALL | 38,100 | $3,298,000 | dollars as filed | call |
| ARROW ELECTRS INC | 042735950 | COM | 26,400 | $3,297,000 | dollars as filed | put |
| CHENIERE ENERGY INC | 16411R958 | PUT | 20,900 | $3,294,000 | dollars as filed | put |
| PACCAR INC | 693718908 | CALL | 45,000 | $3,294,000 | dollars as filed | call |
| YPF SOCIEDAD ANONIMA | 984245900 | SPON ADR CL D | 300,000 | $3,294,000 | dollars as filed | call |
| RPT REALTY | 74971D101 | SH BEN INT | 239,311 | $3,287,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 325,130 | $3,278,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 357,860 | $3,278,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 146,044 | $3,277,435 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 2,910,000 | $3,275,000 | dollars as filed | principal |
| NASDAQ INC | 631103908 | COM | 59,900 | $3,275,000 | dollars as filed | call |
| FMC CORP | 302491903 | COM NEW | 26,800 | $3,273,000 | dollars as filed | call |
| SCILEX HOLDING CO | 80880W106 | COM | 397,886 | $3,263,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A952 | US GLB JETS | 175,000 | $3,260,000 | dollars as filed | put |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 83,806 | $3,246,000 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 174,900 | $3,246,000 | dollars as filed | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 917 | $3,245,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 66,011 | $3,245,000 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 92,844 | $3,233,620 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 524,891 | $3,233,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 68,901 | $3,229,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 55,835 | $3,226,385 | dollars as filed | |
| ALLSTATE CORP | 020002951 | COM | 29,100 | $3,225,000 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 58,023 | $3,223,380 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 115,133 | $3,222,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 22,126 | $3,221,000 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 1,390,172 | $3,215,000 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 93,930 | $3,184,000 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 652,703 | $3,172,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 22,180 | $3,166,000 | dollars as filed | |
| HECLA MINING COMPANY | 422704906 | COM | 500,000 | $3,165,000 | dollars as filed | call |
| SEER INC | 81578P106 | COM CL A | 777,880 | $3,155,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 415,703 | $3,151,000 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,455,000 | $3,148,000 | dollars as filed | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 24,576 | $3,145,390 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 283,380 | $3,134,000 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 3,786,000 | $3,133,000 | dollars as filed | principal |
| MGC | 921910873 | COM | 21,875 | $3,130,877 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 15,195 | $3,121,000 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 24,463 | $3,117,166 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 758,460 | $3,110,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 24,955 | $3,109,613 | dollars as filed | |
| IRHYTHM HOLDINGS INC | 450056956 | PUT | 25,000 | $3,101,000 | dollars as filed | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 293,573 | $3,100,000 | dollars as filed | |
| PACKAGING CORP AMER | 695156959 | PUT | 22,300 | $3,096,000 | dollars as filed | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 329,847 | $3,094,000 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 76,500 | $3,091,000 | dollars as filed | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 706,955 | $3,089,120 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 1,675 | $3,084,000 | dollars as filed | |
| CVS HEALTH CORP | 126650900 | CALL | 41,500 | $3,084,000 | dollars as filed | call |
| AXALTA COATING SYS LTD | G0750C908 | CALL | 101,700 | $3,080,000 | dollars as filed | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 40,110 | $3,078,000 | dollars as filed | |
| ILLUMINA INC | 452327909 | CALL | 13,200 | $3,070,000 | dollars as filed | call |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 295,000 | $3,068,000 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 110,005 | $3,060,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 77,879 | $3,060,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 118,833 | $3,054,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 157,090 | $3,052,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 82,398 | $3,051,000 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 100,568 | $3,047,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 76,475 | $3,046,000 | dollars as filed | |
| CARNIVAL CORP | 143658950 | PUT | 300,000 | $3,045,000 | dollars as filed | put |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 671,857 | $3,044,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 13,146 | $3,041,000 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 226,265 | $3,038,000 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW | 7591EP950 | COM | 163,600 | $3,036,000 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 350,744 | $3,033,063 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 199,733 | $3,032,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 39,830 | $3,031,186 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 245,811 | $3,031,000 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 98,396 | $3,031,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 118,905 | $3,029,000 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 129,003 | $3,028,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 1,043,651 | $3,027,000 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 3,529,000 | $3,026,000 | dollars as filed | principal |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 59,972 | $3,024,369 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 72,096 | $3,017,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 39,701 | $3,013,099 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 3,473,000 | $3,013,000 | dollars as filed | principal |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 418,416 | $3,012,000 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 3,342,000 | $3,008,000 | dollars as filed | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 104,614 | $3,007,000 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 24,175 | $3,005,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 103,071 | $3,002,988 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 55,707 | $2,993,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 55,321 | $2,992,000 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,374,000 | $2,991,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 49,358 | $2,990,906 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 45,716 | $2,976,488 | dollars as filed | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 39,600 | $2,976,000 | dollars as filed | call |
| LIFE STORAGE INC | 53223X957 | PUT | 22,700 | $2,976,000 | dollars as filed | put |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 560,011 | $2,973,000 | dollars as filed | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 86,463 | $2,965,368 | dollars as filed | |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 3,440,000 | $2,965,000 | dollars as filed | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 48,240 | $2,962,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 15,896 | $2,961,598 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 33,288 | $2,958,000 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 192,600 | $2,956,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 238,467 | $2,955,000 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 158,367 | $2,954,000 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 35,524 | $2,951,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 68,963 | $2,951,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 354,231 | $2,946,000 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 59,240 | $2,945,145 | dollars as filed | |
| ANALOG DEVICES INC | 032654905 | CALL | 14,900 | $2,939,000 | dollars as filed | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 55,938 | $2,931,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 182,350 | $2,930,000 | dollars as filed | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 24,300 | $2,927,000 | dollars as filed | call |
| FIDELITY COMWLTH TR | 315912808 | COM | 61,015 | $2,925,665 | dollars as filed | |
| PG&E CORP | 69331C908 | COM | 180,600 | $2,920,000 | dollars as filed | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 30,339 | $2,919,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 182,751 | $2,917,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 126,275 | $2,911,901 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 204,525 | $2,902,468 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 134,334 | $2,902,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 82,973 | $2,899,000 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 258,616 | $2,897,000 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 56,874 | $2,891,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 19,206,000 | $2,881,000 | dollars as filed | principal |
| ROBINHOOD MKTS INC | 770700102 | COM | 10,033 | $2,880,000 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 351,207 | $2,874,267 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 46,999 | $2,871,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 43,744 | $2,864,333 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 155,835 | $2,864,000 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 105,464 | $2,851,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 51,945 | $2,843,000 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 1,761,000 | $2,842,000 | dollars as filed | principal |
| OPENLANE INC | 48238T109 | COM | 71,464 | $2,840,000 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 283,451 | $2,835,577 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 220,701 | $2,829,000 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 3,639,000 | $2,826,000 | dollars as filed | principal |
| IMMUNITYBIO INC | 45256X103 | COM | 1,499,957 | $2,822,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 618,401 | $2,821,000 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 53,400 | $2,814,348 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 56,730 | $2,805,000 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 261,691 | $2,799,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,696,000 | $2,786,000 | dollars as filed | principal |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 220,089 | $2,775,000 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 83,803 | $2,775,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,996,092 | $2,774,000 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 270,784 | $2,773,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 359,741 | $2,773,000 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 60,034 | $2,771,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 233,970 | $2,771,000 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U904 | COM | 26,000 | $2,770,000 | dollars as filed | call |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 40,000 | $2,765,000 | dollars as filed | |
| 3M CO | 88579Y951 | PUT | 26,300 | $2,764,000 | dollars as filed | put |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 116,849 | $2,759,000 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 13,484 | $2,758,064 | dollars as filed | |
| MOODYS CORP | 615369955 | COM | 9,000 | $2,754,000 | dollars as filed | put |
| ALTERYX INC | 02156B903 | OPTION | 46,700 | $2,748,000 | dollars as filed | call |
| GOLD FIELDS LTD | 38059T906 | CALL | 205,900 | $2,743,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 62,734 | $2,742,501 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 110,510 | $2,741,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680M957 | PUT | 172,400 | $2,739,000 | dollars as filed | put |
| FIRSTENERGY CORP | 337932957 | COM | 68,300 | $2,736,000 | dollars as filed | put |
| IROBOT CORP COMMON STOCK | 462726950 | Cmn | 62,700 | $2,736,000 | dollars as filed | put |
| MODERNA INC | 60770K957 | PUT | 17,800 | $2,734,000 | dollars as filed | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 164,849 | $2,732,000 | dollars as filed | |
| STMICROELECTRONICS N V | 861012952 | PUT | 51,000 | $2,728,000 | dollars as filed | put |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 213,626 | $2,713,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 135,226 | $2,712,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 715,600 | $2,712,000 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 242,335 | $2,707,000 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 1,327,236 | $2,707,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 53,577 | $2,704,538 | dollars as filed | |
| QUALTRICS INTL INC | 747601901 | CALL | 151,300 | $2,698,000 | dollars as filed | call |
| CAVCO INDS INC DEL | 149568107 | COM | 4,510 | $2,690,961 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 92,890 | $2,688,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 65,494 | $2,687,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 53,370 | $2,687,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 141,888 | $2,683,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 118,631 | $2,678,113 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 206,105 | $2,669,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 1,974,000 | $2,665,000 | dollars as filed | principal |
| ALASKA AIR GROUP INC | 011659909 | CALL | 63,400 | $2,660,000 | dollars as filed | call |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 1,000 | $2,652,000 | dollars as filed | call |
| HOPE BANCORP INC | 43940T109 | COM | 120,845 | $2,634,336 | dollars as filed | |
| DANAHER CORPORATION | 235851409 | CONV | 2,067 | $2,634,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 501,541 | $2,633,000 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 535,718 | $2,630,000 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 154,980 | $2,628,000 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 250,000 | $2,615,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 2,375,786 | $2,613,000 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 11,395 | $2,609,000 | dollars as filed | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 66,900 | $2,602,000 | dollars as filed | call |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 136,321 | $2,594,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,405,477 | $2,591,280 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 19,926 | $2,588,842 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 103,468 | $2,582,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 91,361 | $2,582,000 | dollars as filed | |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 109,810 | $2,576,000 | dollars as filed | |
| MOTOROLA SOLUTIONS INC | 620076957 | PUT | 9,000 | $2,575,000 | dollars as filed | put |
| INVESCO | 46138J841 | EXCHANGE TRADED | 124,987 | $2,573,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 130,405 | $2,570,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 199,180 | $2,567,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 14,149 | $2,560,047 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 26,300 | $2,557,000 | dollars as filed | put |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 136,220 | $2,553,200 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 415,868 | $2,553,000 | dollars as filed | |
| EVERPURE INC | 74624M902 | CALL | 100,000 | $2,551,000 | dollars as filed | call |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 103,919 | $2,549,000 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 701,895 | $2,541,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 250,000 | $2,538,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 2,975,135 | $2,538,000 | dollars as filed | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 250,000 | $2,530,000 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 146,050 | $2,529,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,084,706 | $2,529,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 274,645 | $2,523,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 33,029 | $2,522,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 304,253 | $2,522,000 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 97,939 | $2,520,048 | dollars as filed | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 50,000 | $2,518,000 | dollars as filed | call |
| INTERFACE INC | 458665304 | COM | 237,493 | $2,517,000 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 286,759 | $2,514,000 | dollars as filed | |
| ZS 280121C00185000 | 98980g902 | CALL | 21,500 | $2,512,000 | dollars as filed | call |
| CORNING INC | 219350905 | CALL | 71,000 | $2,505,000 | dollars as filed | call |
| THE CIGNA GROUP | 125523950 | COM | 9,800 | $2,504,000 | dollars as filed | put |
| SANOFI SA | 80105N905 | CALL | 46,000 | $2,503,000 | dollars as filed | call |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 61,100 | $2,500,000 | dollars as filed | call |
| CTS CORP | 126501105 | COM | 34,917 | $2,499,000 | dollars as filed | |
| OAK STR HEALTH INC | 67181A957 | OPTION | 64,600 | $2,499,000 | dollars as filed | put |
| METALLUS INC | 887399103 | COMMON STOCK | 136,183 | $2,497,275 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 108,303 | $2,493,000 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 100,133 | $2,492,000 | dollars as filed | |
| TYSON FOODS INC | 902494903 | CALL | 42,000 | $2,491,000 | dollars as filed | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 315,558 | $2,480,000 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 41,956 | $2,478,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 243,215 | $2,478,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 84,333 | $2,477,000 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 16,967 | $2,474,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 52,658 | $2,470,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,771 | $2,468,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 52,881 | $2,464,000 | dollars as filed | |
| WASTE MGMT INC DEL | 94106L959 | COM | 15,100 | $2,464,000 | dollars as filed | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 154,844 | $2,459,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 102,762 | $2,446,236 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 60,000 | $2,441,000 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 392,033 | $2,438,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 153,695 | $2,436,382 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 101,481 | $2,435,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 2,546,000 | $2,431,000 | dollars as filed | principal |
| Golden Entertainment Inc | 381013101 | Common Stock | 45,083 | $2,429,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 47,370 | $2,428,187 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 29,501 | $2,426,808 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 28,635 | $2,424,844 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 2,558,000 | $2,420,000 | dollars as filed | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 45,915 | $2,417,000 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 238,000 | $2,411,000 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 45,545 | $2,408,860 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 121,450 | $2,404,000 | dollars as filed | |
| CVENT HOLDING CORP | 126677103 | COM | 252,093 | $2,404,000 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 203,887 | $2,402,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 34,746 | $2,397,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 231,210 | $2,394,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 85,533 | $2,390,354 | dollars as filed | |
| BATH & BODY WORKS INC | 070830954 | COM | 65,300 | $2,389,000 | dollars as filed | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 32,826 | $2,382,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 52,053 | $2,381,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 60,482 | $2,380,079 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 108,333 | $2,378,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 186,223 | $2,378,000 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 32,908 | $2,377,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 176,734 | $2,373,000 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 438,243 | $2,367,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 26,614 | $2,362,706 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 1,638,565 | $2,362,000 | dollars as filed | |
| KLA CORP | 482480900 | COM NEW | 5,900 | $2,355,000 | dollars as filed | call |
| PEOPLES BANCORP INC | 709789101 | COM | 69,993 | $2,351,000 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 197,998 | $2,350,081 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 43,365 | $2,350,000 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 195,166 | $2,348,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 87,085 | $2,338,000 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086109 | CL A COM | 231,468 | $2,338,000 | dollars as filed | |
| MELCO RESORTS AND ENTMNT LTD | 585464900 | ADR | 183,500 | $2,336,000 | dollars as filed | call |
| TELADOC HEALTH INC CALL | 87918A905 | OPTION | 90,100 | $2,334,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 15,409 | $2,329,418 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 301,733 | $2,327,000 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 480 | $2,311,620 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 59,829 | $2,310,000 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 72,260 | $2,308,000 | dollars as filed | |
| THERMO FISHER SCIENTIFIC | 883556902 | INC CALL | 4,000 | $2,305,000 | dollars as filed | call |
| NCL CORP LTD | 62886HBD2 | BOND | 3,198,000 | $2,299,000 | dollars as filed | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 238,064 | $2,297,000 | dollars as filed | |
| BARRICK GOLD CORP | 067901908 | COM | 123,100 | $2,286,000 | dollars as filed | call |
| FIRST SOLAR INC | 336433907 | CALL | 10,500 | $2,284,000 | dollars as filed | call |
| Tcv Acquisition Corp | G8704C124 | COM | 223,002 | $2,284,000 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 264,673 | $2,276,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 256,900 | $2,274,000 | dollars as filed | call |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 50,532 | $2,269,000 | dollars as filed | |
| DANAHER CORP DEL | 235851902 | CALL | 9,000 | $2,268,000 | dollars as filed | call |
| ROKU INC COM CL A | 77543R102 | Stock | 29,441 | $2,267,266 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 42,588 | $2,252,491 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 57,253 | $2,252,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 109,422 | $2,251,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 20,091 | $2,240,000 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 270,655 | $2,240,000 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 47,807 | $2,238,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 22,278 | $2,237,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 211,550 | $2,237,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 103,661 | $2,233,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 151,300 | $2,232,000 | dollars as filed | put |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 2,461,000 | $2,232,000 | dollars as filed | principal |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 128,104 | $2,230,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 30,731 | $2,228,000 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 30,868 | $2,225,000 | dollars as filed | |
| FIFTH THIRD BANCORP | 316773950 | PUT | 83,500 | $2,224,000 | dollars as filed | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 119,525 | $2,220,000 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 19,351 | $2,212,013 | dollars as filed | |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 13,300 | $2,208,000 | dollars as filed | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 35,372 | $2,204,000 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 508,891 | $2,202,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 112,691 | $2,201,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,175,000 | $2,194,000 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 2,207,000 | $2,190,000 | dollars as filed | principal |
| KARUNA THERAPEUTICS INC | 48576A950 | PUT | 12,000 | $2,180,000 | dollars as filed | put |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 6,900 | $2,174,000 | dollars as filed | call |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 17,100 | $2,173,000 | dollars as filed | put |
| HESS CORP | 42809H957 | COM | 16,400 | $2,170,000 | dollars as filed | put |
| ADECOAGRO S A | L00849106 | COM | 267,884 | $2,167,000 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 11,159 | $2,163,000 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 55,139 | $2,160,000 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,864,000 | $2,156,000 | dollars as filed | principal |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 6,977 | $2,150,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 116,698 | $2,146,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 248,004 | $2,144,017 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 138,325 | $2,140,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 24,081 | $2,138,434 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 60,569 | $2,136,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635908 | SHS | 610,000 | $2,135,000 | dollars as filed | call |
| MIDDLESEX WTR CO | 596680108 | COM | 18,513 | $2,121,307 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 12,808 | $2,121,000 | dollars as filed | |
| BILIBILI INC | 090040906 | SPONS ADS REP Z | 90,000 | $2,115,000 | dollars as filed | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,104,567 | $2,104,000 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 40,287 | $2,102,000 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 109,851 | $2,097,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 163,926 | $2,095,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 126,653 | $2,094,000 | dollars as filed | |
| PANDORA MEDIA INC | 698354AD9 | BOND | 2,152,000 | $2,093,000 | dollars as filed | principal |
| CORSAIR PARTNERING CORP | G2540H124 | UNIT 99/99/9999 | 205,014 | $2,093,000 | dollars as filed | |
| OAK STR HEALTH INC | 67181A907 | OPTION | 54,100 | $2,093,000 | dollars as filed | call |
| MUELLER WTR PRODS INC | 624758958 | COM SER A | 150,000 | $2,091,000 | dollars as filed | put |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 8,468,000 | $2,088,000 | dollars as filed | principal |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 200,000 | $2,086,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 201,189 | $2,080,000 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 8,372 | $2,080,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 7,029 | $2,079,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 28,380 | $2,077,000 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 34,173 | $2,075,000 | dollars as filed | |
| BLACKROCK INC | 09247X951 | COM | 3,100 | $2,074,000 | dollars as filed | put |
| MCDONALDS CORP | 580135901 | COM | 7,400 | $2,069,000 | dollars as filed | call |
| iShares International Equity Factor ETF | 46434V274 | SHS | 77,997 | $2,066,141 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 121,058 | $2,065,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 204,825 | $2,064,013 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 112,507 | $2,064,000 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 128,177 | $2,063,000 | dollars as filed | |
| ENTEGRIS INC | 29362U904 | COM | 25,000 | $2,050,000 | dollars as filed | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,049,000 | $2,048,000 | dollars as filed | principal |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 160,920 | $2,046,000 | dollars as filed | |
| EG ACQUISITION CORP | 26846A100 | COM | 200,000 | $2,036,000 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 133,371 | $2,035,000 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 200,557 | $2,032,000 | dollars as filed | |
| CARGURUS INC | 141788909 | COM CL A | 108,600 | $2,029,000 | dollars as filed | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 234,819 | $2,028,000 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 88,652 | $2,027,000 | dollars as filed | |
| HONEYWELL INTL INC | 438516906 | CALL | 10,600 | $2,026,000 | dollars as filed | call |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 199,995 | $2,026,000 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 78,200 | $2,025,000 | dollars as filed | put |
| COINBASE GLOBAL INC | 19260Q907 | CALL | 29,900 | $2,020,000 | dollars as filed | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 23,830 | $2,019,000 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 21,700 | $2,019,000 | dollars as filed | put |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 7,900 | $2,018,000 | dollars as filed | call |
| AMYRIS INC | 03236M200 | COM NEW | 1,354,576 | $2,014,000 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 62,974 | $2,010,000 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 42,360 | $2,010,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 51,721 | $2,009,000 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 44,580 | $2,002,665 | dollars as filed | |
| FARFETCH LTD | 30744W907 | CALL | 407,400 | $2,001,000 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292955 | COM | 200,000 | $1,998,000 | dollars as filed | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 21,555 | $1,998,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 764 | $1,997,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 88,516 | $1,996,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 31,778 | $1,995,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 126,731 | $1,989,140 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 83,710 | $1,987,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 105,442 | $1,984,037 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 277,575 | $1,984,000 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000,000 | $1,978,000 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 2,317,000 | $1,972,000 | dollars as filed | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 51,717 | $1,970,013 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 167,474 | $1,957,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 281,824 | $1,956,000 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 218,586 | $1,954,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 190,348 | $1,953,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 31,509 | $1,951,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 178,996 | $1,951,000 | dollars as filed | |
| CONNS INC | 208242107 | COM | 311,918 | $1,951,000 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 349,733 | $1,945,000 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,778,000 | $1,945,000 | dollars as filed | principal |
| 111 INC | 68247Q102 | ADR | 733,145 | $1,943,000 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,393,000 | $1,942,000 | dollars as filed | principal |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 470,931 | $1,940,000 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 84,534 | $1,939,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | base | 2023-05-18 | acceptance time not in the bulk data set |