13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 6,899 holding rows worth $819,929,518,657.
- Accession
- 0000019617-23-000321
- Filer
- CIK 19617
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 26,930 entries on the cover page, a total value of $819,929,518,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $819,929,518,657 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 33,708 | $158,000 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 8,636 | $158,000 | dollars as filed | |
| AXON ENTERPRISE INC | 05464C951 | COM | 700 | $157,000 | dollars as filed | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,220 | $157,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,012 | $156,000 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 130,973 | $156,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 5,010 | $155,160 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 30,359 | $155,000 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 43,281 | $154,000 | dollars as filed | |
| HERSHEY CO | 427866908 | CALL | 600 | $153,000 | dollars as filed | call |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 5,513 | $152,107 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 21,620 | $152,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 500 | $152,000 | dollars as filed | put |
| TRI CONTL CORP | 895436103 | COM | 5,694 | $151,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 88,792 | $151,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,705 | $151,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,402 | $151,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 13,574 | $151,000 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 69,875 | $150,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 9,110 | $150,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 9,581 | $150,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 11,200 | $150,000 | dollars as filed | put |
| CANOPY GROWTH CORP | 138035100 | COM | 84,885 | $149,616 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,075 | $149,234 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 7,855 | $148,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,838 | $148,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 43,460 | $148,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 28,245 | $148,000 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 161,000 | $148,000 | dollars as filed | principal |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,696 | $147,450 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,060 | $147,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 1,477 | $147,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 197,000 | $147,000 | dollars as filed | principal |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,829 | $146,801 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 28,395 | $146,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC | 00461U955 | COM | 18,000 | $146,000 | dollars as filed | put |
| NOVOCURE LTD | G6674U908 | ORD SHS | 2,400 | $144,000 | dollars as filed | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 595 | $144,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,818 | $143,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 4,853 | $143,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,424 | $141,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 7,311 | $140,000 | dollars as filed | |
| DELTA AIR LINES INC | 247361952 | PUT | 4,000 | $140,000 | dollars as filed | put |
| Inflarx Nv | N44821101 | COM | 71,723 | $139,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 47,728 | $139,000 | dollars as filed | |
| NOVAVAX INC | 670002901 | COM NEW | 20,000 | $139,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 4,356 | $138,521 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 8,420 | $138,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 109,247 | $138,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,955 | $138,000 | dollars as filed | |
| ISHARES GOLD TR | 464285904 | CALL | 3,700 | $138,000 | dollars as filed | call |
| Yalla Group Ltd | 98459U103 | COM | 34,534 | $136,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V903 | CALL | 6,700 | $136,000 | dollars as filed | call |
| PERRIGO CO PLC | G97822903 | SHS | 3,800 | $136,000 | dollars as filed | call |
| PEABODY ENGR CORP | 704551900 | COM | 5,300 | $136,000 | dollars as filed | call |
| JUPITER ACQUISITION CORP | 482082104 | CL A | 13,400 | $136,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 36,162 | $135,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 7,559 | $135,000 | dollars as filed | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,495 | $135,000 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,551 | $134,640 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,402 | $134,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 64,100 | $134,000 | dollars as filed | |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 15,406 | $134,000 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 2,664 | $133,956 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 5,135 | $133,305 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,293 | $133,213 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,043 | $133,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X952 | PUT | 8,000 | $133,000 | dollars as filed | put |
| STERLING CHECK CORP | 85917T109 | COM | 563 | $133,000 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125818 | EMER MKTS EQUITY | 4,905 | $132,569 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 4,145 | $132,330 | dollars as filed | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 5,225 | $132,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 10,965 | $131,000 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 3,173 | $131,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,244 | $131,000 | dollars as filed | |
| KEURIG DR PEPPER INC | 49271V900 | CALL | 3,700 | $131,000 | dollars as filed | call |
| LIVEVOX HOLDING INC | 53838L100 | COM | 42,483 | $131,000 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,429 | $130,523 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 4,076 | $130,372 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 14,597 | $130,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 16,008 | $130,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 10,177 | $130,000 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 24,618 | $130,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 36,065 | $130,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 100,000 | $130,000 | dollars as filed | principal |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 24,349 | $129,720 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,110 | $129,000 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 58,179 | $129,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 3,138 | $128,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 19,065 | $128,000 | dollars as filed | |
| MONDAY COM LTD | M7S64H906 | CALL | 900 | $128,000 | dollars as filed | call |
| INMODE LTD | M5425M903 | SHS | 4,000 | $128,000 | dollars as filed | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,155 | $127,952 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 58,551 | $127,000 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,252 | $125,373 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,828 | $125,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 135,000 | $125,000 | dollars as filed | principal |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 153 | $124,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 41,123 | $123,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 70,090 | $123,000 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 125,000 | $123,000 | dollars as filed | principal |
| DYNATRACE INC | 268150909 | COM NEW | 2,900 | $123,000 | dollars as filed | call |
| ALICO INC | 016230104 | COM | 5,048 | $122,374 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M904 | COM | 400 | $122,000 | dollars as filed | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,875 | $121,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 5,622 | $120,821 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 3,459 | $120,000 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 171,000 | $120,000 | dollars as filed | principal |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,286 | $119,438 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 1,710 | $118,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 2,407 | $118,000 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 136,000 | $118,000 | dollars as filed | principal |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 19,776 | $118,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V674 | GLOBAL SUSTAINA | 2,269 | $117,839 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 140,000 | $117,000 | dollars as filed | principal |
| AZUL S A | 05501U956 | PUT | 16,300 | $117,000 | dollars as filed | put |
| TUTOR PERINI CORP | 901109108 | COM | 18,815 | $116,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 59,127 | $116,000 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 6,448 | $116,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 6,277 | $115,228 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,744 | $115,000 | dollars as filed | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 5,650 | $115,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,888 | $114,377 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 300,000 | $114,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,776 | $113,510 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 126,000 | $113,000 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 3,080 | $112,363 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,195 | $111,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,147 | $111,000 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,823 | $111,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 79,183 | $111,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 3,447 | $110,788 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 4,411 | $110,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 3,352 | $110,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X952 | COM | 6,000 | $110,000 | dollars as filed | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,046 | $109,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 969 | $109,000 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,639 | $109,000 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 14,800 | $109,000 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 300 | $109,000 | dollars as filed | put |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 4,312 | $108,002 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,769 | $108,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 2,330 | $108,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 3,558 | $107,416 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 3,970 | $107,071 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,519 | $107,030 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 13,531 | $107,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 5,211 | $106,696 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 5,193 | $106,533 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 5,346 | $106,252 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 65,290 | $106,000 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,206 | $106,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,206 | $105,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 48,093 | $104,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,574 | $104,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 85,588 | $104,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,408 | $103,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 2,142 | $103,000 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 83,942 | $103,000 | dollars as filed | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 100,000 | $103,000 | dollars as filed | principal |
| WEWORK INC | 96209A104 | COM | 2,238 | $103,000 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 390,954 | $102,000 | dollars as filed | principal |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 10,000 | $102,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 2,176 | $101,500 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 3,806 | $101,316 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,698 | $101,076 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 133 | $101,000 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,731 | $101,000 | dollars as filed | |
| DELL TECHNOLOGIES INC | 24703L902 | CALL | 2,500 | $101,000 | dollars as filed | call |
| DELL TECHNOLOGIES INC | 24703L952 | CL C | 2,500 | $101,000 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 3,412 | $100,929 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 5,752 | $100,775 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 3,226 | $100,026 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 943 | $100,000 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,986 | $100,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 4,204 | $100,000 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 1,448 | $100,000 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,807 | $100,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 3,161 | $99,824 | dollars as filed | |
| RELAY THERAPEUTICS INC | 75943R902 | CALL | 6,000 | $99,000 | dollars as filed | call |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 125,000 | $99,000 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,364 | $98,000 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 2,965 | $98,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 14,635 | $97,208 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 570 | $97,000 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,199 | $97,000 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,172 | $97,000 | dollars as filed | |
| WILLIAMS SONOMA INC | 969904951 | PUT | 800 | $97,000 | dollars as filed | put |
| RALLYBIO CORP | 75120L100 | COM | 16,944 | $97,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 35,176 | $97,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 4,191 | $96,000 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 222,242 | $96,000 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 5,972 | $96,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 604 | $95,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H778 | ALLIANZIM US EQT | 3,709 | $94,555 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 4,914 | $94,362 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,498 | $94,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,564 | $94,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,616 | $94,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K907 | CALL | 9,500 | $94,000 | dollars as filed | call |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,962 | $93,164 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 19,000 | $93,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 6,646 | $93,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 755 | $93,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 3,560 | $92,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 3,586 | $91,617 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 1,300 | $91,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 2,385 | $91,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 9,500 | $91,000 | dollars as filed | |
| GAP INC | 364760958 | PUT | 9,100 | $91,000 | dollars as filed | put |
| HARLEY DAVIDSON INC | 412822908 | COM | 2,400 | $91,000 | dollars as filed | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 555 | $91,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 1,033 | $90,222 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 33,692 | $90,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 2,592 | $89,683 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 7,387 | $89,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 7,575 | $89,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 19,709 | $89,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,774 | $89,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 3,713 | $89,000 | dollars as filed | |
| NETAPP INC | 64110D904 | CALL | 1,400 | $89,000 | dollars as filed | call |
| Vivid Seats Inc | 92854T100 | Common Stock | 307 | $89,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,346 | $88,707 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,105 | $88,634 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 81,781 | $88,000 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 8,672 | $88,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,301 | $87,785 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 2,796 | $87,423 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 3,002 | $87,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,892 | $87,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 22,414 | $87,000 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,750 | $87,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 4,166 | $87,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 9,532 | $87,000 | dollars as filed | |
| ARVINAS INC | 04335A955 | COM | 3,200 | $87,000 | dollars as filed | put |
| 2x Long VIX Futures ETF | 92891H408 | ETF | 5,427 | $87,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 4,862 | $86,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,435 | $86,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,901 | $86,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 7,843 | $84,313 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,714 | $84,000 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1,847 | $84,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 6,751 | $84,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 7,712 | $82,000 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,196 | $82,000 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,430 | $81,879 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 6,253 | $81,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063P955 | PUT | 1,200 | $81,000 | dollars as filed | put |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 177 | $81,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 3,009 | $80,839 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,048 | $80,016 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,307 | $80,000 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,059 | $80,000 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,196 | $79,824 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,021 | $79,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 39,882 | $79,000 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,007 | $79,000 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 78,547 | $79,000 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 1,457 | $79,000 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 7,625 | $79,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 1,932 | $78,851 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,822 | $78,000 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,588 | $78,000 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 235 | $78,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 4,054 | $78,000 | dollars as filed | |
| ALLSTATE CORP | 020002901 | CALL | 700 | $78,000 | dollars as filed | call |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 1,000 | $78,000 | dollars as filed | call |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 1,000 | $78,000 | dollars as filed | put |
| HONEST CO INC | 438333106 | COM | 42,592 | $77,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 8,140 | $77,000 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $77,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 8,674 | $76,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,467 | $76,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 31,400 | $76,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,127 | $76,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 619 | $75,303 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 86,000 | $75,000 | dollars as filed | principal |
| REV Group Inc | 749527107 | Common Stock | 6,227 | $75,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 2,300 | $74,382 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 627 | $74,256 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 87,000 | $74,000 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,887 | $74,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 2,247 | $74,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 2,525 | $73,836 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 2,697 | $73,112 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,405 | $73,000 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,092 | $72,190 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,748 | $72,000 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 37,921 | $72,000 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 74,000 | $72,000 | dollars as filed | principal |
| BRC INC A | 05601U105 | COMMON STOCK | 13,923 | $71,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,904 | $71,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257W950 | COM CL A | 4,000 | $71,000 | dollars as filed | put |
| ALBERTSONS COMPANIES INC | 013091903 | COMMON STOCK | 3,400 | $71,000 | dollars as filed | call |
| CYNGN INC | 23257B107 | COM | 57,347 | $71,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 10,300 | $71,000 | dollars as filed | call |
| HESKA CORP | 42805EAB4 | BOND | 54,000 | $71,000 | dollars as filed | principal |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 2,506 | $70,845 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 2,268 | $70,633 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,388 | $70,524 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 3,648 | $70,503 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 6,356 | $70,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 4,567 | $70,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,524 | $69,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 529 | $69,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 2,000 | $69,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 632 | $69,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 981 | $68,252 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 4,419 | $68,000 | dollars as filed | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 1,541 | $68,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 1,358 | $68,000 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 23,056 | $68,000 | dollars as filed | |
| KB HOME | 48666K959 | COM | 1,700 | $68,000 | dollars as filed | put |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 1,456 | $67,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 2,646 | $67,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,457 | $67,000 | dollars as filed | |
| BLACKROCK INC | 09247X901 | COM | 100 | $67,000 | dollars as filed | call |
| PACER FDS TR | 69374H717 | CMN | 1,758 | $66,903 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1,920 | $66,735 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,012 | $66,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,008 | $66,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,906 | $66,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 23,199 | $66,000 | dollars as filed | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 326,967 | $66,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 3,217 | $65,627 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 729 | $65,581 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 4,408 | $65,000 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,570 | $65,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,959 | $65,000 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 214,411 | $65,000 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 209,000 | $65,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 2,066 | $64,976 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 3,124 | $64,636 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 5,546 | $64,555 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 29,793 | $64,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,144 | $64,000 | dollars as filed | |
| HASBRO INC | 418056957 | COM NEW | 1,200 | $64,000 | dollars as filed | put |
| PEABODY ENGR CORP | 704551950 | PUT | 2,500 | $64,000 | dollars as filed | put |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 36,750 | $64,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050906 | SPONSORED ADS | 3,200 | $64,000 | dollars as filed | call |
| SUPER MICRO COMPUTER INC | 86800U954 | PUT | 600 | $64,000 | dollars as filed | put |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 2,051 | $63,867 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 5,170 | $63,000 | dollars as filed | |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 16,400 | $63,000 | dollars as filed | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,941 | $62,756 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 3,217 | $62,580 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 11,007 | $62,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,955 | $62,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 4,262 | $62,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 19,350 | $62,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 883 | $61,775 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,689 | $61,614 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 369 | $61,544 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,205 | $61,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 6,005 | $61,000 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 75,746 | $61,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6,935 | $60,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 5,131 | $60,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,342 | $60,000 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 7,427 | $60,000 | dollars as filed | |
| BAIDU INC | 056752908 | CALL | 400 | $60,000 | dollars as filed | call |
| OKTA INC | 679295905 | CALL | 700 | $60,000 | dollars as filed | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 78,420 | $60,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 157 | $59,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 8,335 | $59,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 643 | $58,938 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 2,549 | $58,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387908 | CALL | 800 | $58,000 | dollars as filed | call |
| GLOBALFOUNDRIES INC | G39387958 | PUT | 800 | $58,000 | dollars as filed | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,056 | $57,803 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 2,908 | $57,803 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 760 | $57,414 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,636 | $56,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $56,000 | dollars as filed | |
| LAVORO LTD | G5391L110 | *W EXP 02/27/202 | 89,084 | $56,000 | dollars as filed | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,428 | $55,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,300 | $55,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,741 | $55,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 11,431 | $55,000 | dollars as filed | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6,000 | $55,000 | dollars as filed | principal |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 1,456 | $54,713 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 1,713 | $54,182 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 45,420 | $54,060 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 69 | $54,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 7,009 | $54,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 5,200 | $54,000 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 2,507 | $54,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 4,000 | $54,000 | dollars as filed | |
| ESTABLISHMENT LABS HLDGS INC | G31249958 | PUT | 800 | $54,000 | dollars as filed | put |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 1,263 | $53,434 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,164 | $53,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 14,343 | $53,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,974 | $53,000 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 1,236 | $53,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 2,165 | $52,484 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 3,975 | $52,000 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,498 | $52,000 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 84,000 | $52,000 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330909 | COM | 1,600 | $52,000 | dollars as filed | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,028 | $51,580 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 5,000 | $51,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,195 | $51,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 5,435 | $51,000 | dollars as filed | |
| PHILLIPS 66 | 718546904 | CALL | 500 | $51,000 | dollars as filed | call |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 13,946 | $51,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 308 | $50,145 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 1,888 | $50,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,761 | $50,000 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 17,102 | $50,000 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 27,429 | $50,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,806 | $50,000 | dollars as filed | |
| ARCONIC CORPORATION | 03966V907 | COM | 1,900 | $50,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 1,283 | $49,742 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 1,646 | $49,462 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,950 | $49,203 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $49,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,578 | $49,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,345 | $49,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 30,671 | $49,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 4,282 | $49,000 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,640 | $49,000 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 2,500 | $48,874 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,336 | $48,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 9,014 | $48,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 5,255 | $48,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 5,855 | $48,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 5,378 | $48,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,269 | $47,712 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 430 | $47,485 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 1,856 | $47,475 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 13,836 | $47,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 1,856 | $47,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,506 | $46,747 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,700 | $46,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,900 | $46,000 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,037 | $46,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,967 | $46,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 81,547 | $45,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 7,854 | $45,000 | dollars as filed | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 3,073 | $45,000 | dollars as filed | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 2,500 | $45,000 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 6,175 | $45,000 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 2,276 | $44,985 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 1,500 | $44,309 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 1,470 | $44,194 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 4,312 | $44,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,579 | $44,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,160 | $44,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,951 | $44,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 597 | $44,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V951 | COM | 8,000 | $44,000 | dollars as filed | put |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 2,806 | $44,000 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,446 | $44,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 383 | $43,719 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,638 | $43,660 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,805 | $43,392 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,640 | $43,210 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,509 | $43,000 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 2,264 | $43,000 | dollars as filed | |
| EQUINOR ASA | 29446M902 | SPONSORED ADR | 1,500 | $43,000 | dollars as filed | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 28,186 | $43,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 1,500 | $42,761 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,113 | $42,603 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 1,536 | $42,142 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 1,543 | $42,016 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 2,154 | $42,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,357 | $42,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2,526 | $42,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 4,849 | $42,000 | dollars as filed | |
| PACER FDS TR | 69374H543 | CMN | 2,000 | $42,000 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 22,347 | $42,000 | dollars as filed | |
| CHARGEPOINT HOLDINGS INC | 15961R905 | COM CL A | 4,000 | $42,000 | dollars as filed | call |
| CHARGEPOINT HOLDINGS INC | 15961R955 | COM CL A | 4,000 | $42,000 | dollars as filed | put |
| CTI BIOPHARMA CORP | 12648L901 | CALL | 10,000 | $42,000 | dollars as filed | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 796 | $41,948 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 1,185 | $41,854 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,766 | $41,404 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 677 | $41,324 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,748 | $41,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 1,160 | $41,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 6,017 | $41,000 | dollars as filed | |
| VANGUARD TAX-MANAGED FDS | 921943958 | VAN FTSE DEV MKT | 900 | $41,000 | dollars as filed | put |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 288,574 | $41,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 400 | $40,208 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 800 | $40,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 23,104 | $40,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 4,100 | $40,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V953 | PUT | 5,600 | $40,000 | dollars as filed | put |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 500 | $40,000 | dollars as filed | put |
| EDGIO INC | 53261M104 | COM | 50,468 | $40,000 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 623 | $40,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,428 | $39,575 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,277 | $39,525 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,826 | $39,195 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,352 | $39,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 1,452 | $39,000 | dollars as filed | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 458 | $39,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 5,400 | $39,000 | dollars as filed | call |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,699 | $39,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 20,366 | $39,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | base | 2023-05-18 | acceptance time not in the bulk data set |