13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 6,899 holding rows worth $819,929,518,657.
- Accession
- 0000019617-23-000321
- Filer
- CIK 19617
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 26,930 entries on the cover page, a total value of $819,929,518,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $819,929,518,657 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 33,218 | $412,000 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 11,983 | $410,955 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 33,013 | $410,000 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 32,417 | $408,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 18,342 | $407,000 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 5,112 | $407,000 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 1,941 | $405,000 | dollars as filed | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 2,900 | $405,000 | dollars as filed | call |
| ALTUS POWER INC | 02217A102 | COM CL A | 55,729 | $404,000 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 180,329 | $404,000 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,975 | $401,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 101,000 | $401,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 4,664 | $400,137 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 26,315 | $400,000 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 15,125 | $399,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 484 | $398,000 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 27,763 | $397,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 5,300 | $397,000 | dollars as filed | put |
| SWEETGREEN INC | 87043Q108 | COM CL A | 13,610 | $395,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241953 | PUT | 149,200 | $395,000 | dollars as filed | put |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 612,015 | $395,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 3,153 | $394,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,245 | $392,959 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 8,185 | $392,010 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 125,968 | $392,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 18,844 | $392,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 9,212 | $391,234 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 286,262 | $391,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 10,087 | $390,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473902 | OPTION | 14,700 | $390,000 | dollars as filed | call |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 8,280 | $388,990 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 11,137 | $387,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 49,324 | $387,000 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 104,584 | $386,961 | dollars as filed | |
| CARMAX INC | 143130952 | COM | 6,000 | $386,000 | dollars as filed | put |
| CALAMP CORP | 128126AD1 | BOND | 476,000 | $386,000 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 8,091 | $384,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,766 | $383,277 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,228 | $383,000 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 24,268 | $383,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 5,631 | $382,000 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 99,225 | $382,000 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,666 | $382,000 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 176,376 | $381,000 | dollars as filed | |
| HELEN OF TROY LTD | G4388N956 | COM | 4,000 | $381,000 | dollars as filed | put |
| CODEXIS INC | 192005106 | COM | 91,863 | $380,000 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 10,211 | $380,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 70,260 | $379,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 174,122 | $379,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 30,427 | $379,000 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 125,661 | $379,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 3,334 | $378,000 | dollars as filed | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 541 | $377,126 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 16,327 | $377,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 33,125 | $376,000 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 500,000 | $375,000 | dollars as filed | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 41,877 | $375,000 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 634 | $374,000 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 183 | $371,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 35,419 | $370,101 | dollars as filed | |
| MBIA INC | 55262C900 | COM | 40,000 | $370,000 | dollars as filed | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,871 | $369,208 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 11,211 | $369,000 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 32,996 | $369,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A858 | DLY AMZN BULL 2X | 21,647 | $368,000 | dollars as filed | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 800 | $368,000 | dollars as filed | call |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 395,000 | $367,000 | dollars as filed | principal |
| DOCGO INC | 256086109 | COM | 2,119 | $365,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 154,532 | $365,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC | 05550J901 | COM | 4,800 | $365,000 | dollars as filed | call |
| BJS WHSL CLUB HLDGS INC | 05550J951 | COM | 4,800 | $365,000 | dollars as filed | put |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,425 | $363,181 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 847 | $363,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 117,838 | $363,000 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 331,000 | $363,000 | dollars as filed | principal |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 41,052 | $362,000 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 655 | $361,000 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 17,107 | $361,000 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 11,378 | $360,317 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 36,473 | $360,073 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,202 | $360,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,865 | $360,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 29,810 | $358,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 397 | $358,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 284,729 | $358,000 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 259,267 | $358,000 | dollars as filed | |
| TRICO BANCSHARES | 896095906 | CALL | 8,600 | $358,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 9,015 | $357,753 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 16,091 | $357,000 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 21,592 | $357,000 | dollars as filed | |
| KEYCORP | 493267908 | CALL | 28,400 | $356,000 | dollars as filed | call |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 15,594 | $356,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 114,278 | $355,000 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,915 | $354,000 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,323 | $354,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 13,568 | $353,417 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 148,454 | $352,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 25,750 | $350,885 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 19,114 | $350,532 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 16,598 | $350,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 230,200 | $350,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,356 | $348,000 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 173,918 | $348,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 12,837 | $347,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 6,743 | $347,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 63,721 | $345,000 | dollars as filed | |
| TAPESTRY INC | 876030957 | COM | 8,000 | $345,000 | dollars as filed | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,644 | $344,000 | dollars as filed | |
| LABORATORY CRP OF AMER HLDGS | 50540R909 | COM | 1,500 | $344,000 | dollars as filed | call |
| Sun Country Airlines Holding | 866683105 | COM | 748 | $342,460 | dollars as filed | |
| CENTENE CORP DEL | 15135B901 | CALL | 5,400 | $341,000 | dollars as filed | call |
| GAMIDA CELL LTD | M47364100 | SHS | 421,759 | $341,000 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 12,577 | $340,000 | dollars as filed | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 196,000 | $340,000 | dollars as filed | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 30,980 | $339,000 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 33,414 | $338,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 254,000 | $338,000 | dollars as filed | principal |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 44,296 | $337,000 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,320 | $336,616 | dollars as filed | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 2,600 | $336,000 | dollars as filed | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,190 | $335,010 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 65,396 | $335,000 | dollars as filed | |
| SHIFT4 PMTS INC | 82452J909 | CALL | 4,400 | $334,000 | dollars as filed | call |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 758,000 | $333,000 | dollars as filed | principal |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 5,039 | $331,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 30,372 | $331,000 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,040 | $329,000 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 236,443 | $329,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 16,653 | $329,000 | dollars as filed | |
| BOSTON BEER INC | 100557907 | CALL | 1,000 | $329,000 | dollars as filed | call |
| TERADYNE INC | 880770AG7 | NOTE | 99,000 | $329,000 | dollars as filed | principal |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 14,831 | $327,000 | dollars as filed | |
| NUTANIX INC | 67059N908 | CALL | 12,600 | $327,000 | dollars as filed | call |
| ULTA BEAUTY INC | 90384S953 | COM | 600 | $327,000 | dollars as filed | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 22,218 | $326,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 9,740 | $326,000 | dollars as filed | |
| INVITATION HOMES INC | 46187W907 | COM | 10,400 | $325,000 | dollars as filed | call |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 31,040 | $325,000 | dollars as filed | |
| DIREXION DAILY EL & AV BULL2 | 25460G252 | FUND | 50,000 | $325,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,692 | $324,882 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 12,495 | $324,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187B904 | COM | 22,000 | $324,000 | dollars as filed | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 23,671 | $322,482 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 76,085 | $321,000 | dollars as filed | |
| KROGER CO | 501044951 | PUT | 6,500 | $321,000 | dollars as filed | put |
| AVADEL PHARMACEUTICALS PLC | 05337M904 | COM | 35,000 | $321,000 | dollars as filed | call |
| DENNYS CORP | 24869P104 | COM | 618 | $320,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 12,510 | $319,404 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5,728 | $318,000 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 171,170 | $318,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 58,667 | $317,266 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 9,915 | $317,174 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 35,711 | $317,000 | dollars as filed | principal |
| SILICOM LTD | M84116108 | ORD | 8,436 | $316,000 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348906 | CALL | 1,400 | $315,000 | dollars as filed | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 27,644 | $314,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,167 | $314,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,310 | $313,717 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 22,382 | $313,000 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,857 | $313,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,333 | $313,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 6,512 | $313,000 | dollars as filed | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 11,380 | $311,664 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 34,007 | $311,000 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,274 | $310,385 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 9,450 | $309,757 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 16,037 | $309,372 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 14,991 | $309,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 27,923 | $308,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X902 | COM | 18,600 | $308,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,455 | $306,264 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 36,218 | $306,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 26,237 | $306,000 | dollars as filed | |
| BAXTER INTL INC | 071813909 | COM | 7,500 | $304,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,930 | $303,501 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 427,133 | $302,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 13,859 | $301,728 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 22,367 | $301,000 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 465,000 | $301,000 | dollars as filed | principal |
| Instil Bio, Inc. | 45783C101 | Common Stock | 455,411 | $301,000 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,287 | $300,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 8,230 | $300,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,136 | $300,000 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 377,000 | $299,000 | dollars as filed | principal |
| SOMALOGIC INC | 83444K105 | COM | 40,464 | $295,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,675 | $294,000 | dollars as filed | |
| LUCID GROUP INC | 549498953 | PUT | 36,500 | $293,000 | dollars as filed | put |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 57,487 | $292,000 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 1,271 | $292,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 9,347 | $291,622 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,417 | $291,070 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,933 | $291,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,693 | $291,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,274 | $290,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 173,548 | $290,000 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 4,537 | $289,000 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 20,640 | $288,960 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 2,241 | $288,000 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,192 | $288,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 241,782 | $288,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 961 | $287,000 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,003 | $287,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW | 185899901 | CALL | 15,600 | $286,000 | dollars as filed | call |
| MESABI TR | 590672101 | CTF BEN INT | 11,320 | $285,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 25,729 | $285,000 | dollars as filed | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 115,332 | $284,000 | dollars as filed | principal |
| ATYR PHARMA INC | 002120202 | COM NEW | 134,868 | $283,000 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 304 | $283,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 8,125 | $282,011 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 1,062 | $282,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 29,434 | $282,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 5,146 | $281,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 7,205 | $281,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,266 | $280,640 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 5,623 | $280,414 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 14,933 | $280,000 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 7,241 | $280,000 | dollars as filed | |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 150,000 | $278,000 | dollars as filed | principal |
| ETFMG | 26924G508 | EXCHANGE TRADED | 78,932 | $277,539 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 107,602 | $277,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 23,660 | $277,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 19,844 | $277,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H957 | CALL | 1,000 | $277,000 | dollars as filed | put |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 8,105 | $276,000 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 97,027 | $276,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 327 | $276,000 | dollars as filed | |
| NIO INC | 62914VAE6 | NOTE 2/0 | 300,000 | $276,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 13,625 | $274,672 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 27,402 | $274,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,999 | $274,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 312,010 | $274,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 274,000 | $274,000 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 7,329 | $273,963 | dollars as filed | |
| ULTA BEAUTY INC | 90384S903 | CALL | 500 | $273,000 | dollars as filed | call |
| REDWOOD TRUST INC | 758075902 | COM | 40,500 | $273,000 | dollars as filed | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 22,786 | $272,000 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 54,728 | $272,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 32,838 | $269,304 | dollars as filed | |
| CHEWY INC | 16679L959 | CL A | 7,200 | $269,000 | dollars as filed | put |
| ABCAM PLC | 000380954 | COM | 20,000 | $269,000 | dollars as filed | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,541 | $267,605 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U908 | OPTION | 10,900 | $266,000 | dollars as filed | call |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 170,000 | $266,000 | dollars as filed | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,755 | $265,046 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 236,000 | $265,000 | dollars as filed | principal |
| CENTURY ALUM CO | 156431108 | COM | 1,258 | $263,000 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 189,306 | $263,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,113 | $262,682 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,206 | $262,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 10,900 | $261,000 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 25,658 | $260,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 17,847 | $260,000 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 216,333 | $260,000 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 25,327 | $260,000 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 48,225 | $259,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,928 | $258,275 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 155,640 | $258,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,766 | $258,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 17,715 | $258,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,376 | $256,789 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,550 | $256,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 25,000 | $256,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 218,000 | $255,000 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G161 | DAILY NYSE FANG | 5,000 | $254,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 4,321 | $254,000 | dollars as filed | principal |
| TWILIO INC | 90138F902 | CALL | 3,800 | $253,000 | dollars as filed | call |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,979 | $252,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 6,324 | $251,743 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 4,576 | $251,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,997 | $251,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 67,386 | $251,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 263,000 | $251,000 | dollars as filed | principal |
| SHARECARE INC | 81948W104 | COM | 21,022 | $251,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 5,533 | $250,000 | dollars as filed | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 8,645 | $250,000 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 16,014 | $250,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 20,447 | $250,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,201 | $249,651 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 11,450 | $249,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 44,779 | $248,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 132,194 | $247,000 | dollars as filed | |
| WOLFSPEED INC | 977852902 | CALL | 3,800 | $247,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,699 | $246,146 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 290,000 | $246,000 | dollars as filed | principal |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 792 | $245,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 8,674 | $245,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,900 | $245,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 60,478 | $244,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 6,339 | $244,000 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 250,004 | $244,000 | dollars as filed | |
| 89BIO INC | 282559953 | COM | 16,000 | $244,000 | dollars as filed | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,291 | $243,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC | 934423954 | PUT | 16,000 | $242,000 | dollars as filed | put |
| VENTYX BIOSCIENCES INC | 92332V907 | COM | 7,200 | $241,000 | dollars as filed | call |
| GREIF INC | 397624206 | CL B | 146 | $240,689 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 17,980 | $239,000 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 62,185 | $239,000 | dollars as filed | |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 8,000 | $239,000 | dollars as filed | call |
| ALEXANDRIA REAL ESTATE EQ IN | 015271959 | COM | 1,900 | $239,000 | dollars as filed | put |
| INTERDIGITAL INC | 45867GAB7 | BOND | 230,000 | $239,000 | dollars as filed | principal |
| GROWGENERATION CORP | 39986L109 | COM | 69,669 | $238,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 205,467 | $238,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 64,804 | $237,000 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 12,537 | $237,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 1,646 | $237,000 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,031 | $237,000 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 10,500 | $237,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 394 | $236,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 76,699 | $235,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,451 | $234,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 5,834 | $233,526 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 21,090 | $233,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 16,758 | $233,000 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 1,125 | $233,000 | dollars as filed | |
| ANSYS INC | 03662Q905 | COM | 700 | $233,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,396 | $232,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 12,173 | $232,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 30,026 | $232,000 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,551 | $231,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,127 | $231,000 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745K954 | PUT | 14,800 | $231,000 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 9,830 | $230,711 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 44,856 | $229,000 | dollars as filed | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 6,635 | $229,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 52,107 | $229,000 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,277 | $228,339 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,499 | $228,000 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,711 | $228,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 14,599 | $228,000 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 22,254 | $227,000 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054959 | PUT | 1,900 | $227,000 | dollars as filed | put |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 32,410 | $226,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 5,698 | $225,356 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 9,164 | $225,000 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L956 | PUT | 9,700 | $225,000 | dollars as filed | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,279 | $222,957 | dollars as filed | |
| ISHARES TR | 464287903 | CALL | 500 | $222,000 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAD7 | 2.000 03/01/30 CVT | 200,000 | $222,000 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 236,000 | $221,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,326 | $219,290 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 21,824 | $219,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,579 | $219,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 5,213 | $219,000 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 8,747 | $218,586 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 18,938 | $218,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 17,351 | $218,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 24,341 | $217,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,001 | $216,768 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 10,401 | $216,000 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,720 | $215,000 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 24,900 | $215,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 149,954 | $214,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,820 | $214,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 83,126 | $214,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,470 | $213,000 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 1,178 | $213,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 8,852 | $213,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 1,351 | $212,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,124 | $212,000 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 396,000 | $212,000 | dollars as filed | principal |
| LAM RESEARCH CORP | 512807908 | COM | 400 | $212,000 | dollars as filed | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 4,079 | $211,251 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 15,991 | $211,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,107 | $211,000 | dollars as filed | |
| VAXCYTE INC | 92243G908 | CALL | 5,600 | $210,000 | dollars as filed | call |
| MONGODB INC | 60937P956 | CL A | 900 | $210,000 | dollars as filed | put |
| CARPARTS COM INC | 14427M107 | COM | 345 | $209,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 255,000 | $209,000 | dollars as filed | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 39,427 | $208,984 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 48,629 | $208,456 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 1,735 | $208,000 | dollars as filed | |
| AUTODESK INC | 052769906 | CALL | 1,000 | $208,000 | dollars as filed | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 6,685 | $208,000 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,770 | $208,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 207,979 | $208,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 130,298 | $207,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 22,046 | $207,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 496 | $207,000 | dollars as filed | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 3,600 | $207,000 | dollars as filed | put |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 226,000 | $207,000 | dollars as filed | principal |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 6,781 | $205,000 | dollars as filed | |
| HP INC | 40434L955 | COM | 7,000 | $205,000 | dollars as filed | put |
| EVANS BANCORP INC | 29911Q208 | COM | 6,105 | $205,000 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 35,008 | $204,187 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 11,802 | $204,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 60,200 | $203,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 9,261 | $203,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,643 | $202,000 | dollars as filed | |
| TECHNIPFMC PLC | G87110955 | COM | 14,800 | $202,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,391 | $201,751 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,921 | $201,000 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,101 | $200,944 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 3,220 | $200,605 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 3,864 | $200,542 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,720 | $200,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 4,823 | $199,576 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,089 | $199,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,602 | $198,872 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 5,403 | $198,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 448 | $198,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,280 | $197,665 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 13,513 | $197,000 | dollars as filed | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 156,529 | $197,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,439 | $196,719 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 4,536 | $196,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,098 | $196,000 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,006 | $196,000 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 80,913 | $196,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,865 | $195,892 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 14,279 | $195,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 6,800 | $195,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 5,400 | $194,000 | dollars as filed | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 8,708 | $194,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 7,187 | $192,976 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 10,027 | $192,878 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 55,737 | $191,000 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 172,000 | $191,000 | dollars as filed | principal |
| LIVE VENTURES INC | 538142308 | COM NEW | 6,000 | $190,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,211 | $189,000 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,635 | $188,855 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,458 | $188,035 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 4,635 | $187,923 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,016 | $186,779 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,485 | $185,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,741 | $185,000 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L906 | COM | 8,000 | $185,000 | dollars as filed | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,281 | $184,236 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,283 | $184,003 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,247 | $184,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R903 | SHS | 24,100 | $183,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 3,987 | $182,886 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,935 | $182,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 2,000 | $182,000 | dollars as filed | call |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 640 | $182,000 | dollars as filed | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 8,067 | $181,424 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAC2 | NOTE 3.500% 2/1 | 175,000 | $181,000 | dollars as filed | principal |
| Ramaco Resources Inc | 75134P303 | COM CL B | 20,530 | $180,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 591 | $179,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,713 | $178,424 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 34,783 | $178,000 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 7,942 | $178,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,597 | $178,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 15,576 | $178,000 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 198,734 | $178,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 6,904 | $177,684 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 689 | $177,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,556 | $177,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 59,706 | $177,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,844 | $176,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,348 | $176,000 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 3,909 | $175,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 50,325 | $175,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D959 | COM | 7,700 | $175,000 | dollars as filed | put |
| HIREQUEST INC | 433535101 | COMMON STOCK | 8,040 | $174,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,479 | $173,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 1,900 | $173,000 | dollars as filed | put |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 293,036 | $173,000 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 3,691 | $172,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 60,627 | $171,454 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 21,187 | $171,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 18,844 | $171,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,559 | $170,918 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,473 | $170,765 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 19,396 | $170,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 2,501 | $168,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 34,050 | $168,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 58,577 | $168,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 387 | $168,000 | dollars as filed | |
| INARI MED INC | 45332Y909 | COM | 2,700 | $167,000 | dollars as filed | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,027 | $166,955 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 166,000 | $166,000 | dollars as filed | principal |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,842 | $165,741 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 11,200 | $165,000 | dollars as filed | call |
| WINGSTOP INC | 974155953 | PUT | 900 | $165,000 | dollars as filed | put |
| BROWN FORMAN CORP | 115637100 | CL A | 206 | $164,000 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,601 | $164,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 7,011 | $164,000 | dollars as filed | |
| BOXED INC | 103174108 | COM | 818,465 | $164,000 | dollars as filed | |
| CATALENT INC | 148806952 | PUT | 2,500 | $164,000 | dollars as filed | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,178 | $163,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 20,170 | $163,000 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 271,000 | $163,000 | dollars as filed | principal |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 3,000 | $163,000 | dollars as filed | put |
| EBIX INC | 278715206 | COM NEW | 905 | $163,000 | dollars as filed | |
| IVERIC BIO INC | 46583P902 | Equity Call | 6,700 | $163,000 | dollars as filed | call |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 4,318 | $162,530 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 182,501 | $162,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 1,122 | $162,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 3,180 | $162,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 4,986 | $161,142 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,491 | $161,000 | dollars as filed | |
| CROWN CASTLE INC | 22822V951 | COM | 1,200 | $161,000 | dollars as filed | put |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 27,267 | $160,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,376 | $160,000 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 231,000 | $160,000 | dollars as filed | principal |
| ATLANTICA SUSTAINABLE INFR P | G0751N953 | SHS | 5,400 | $160,000 | dollars as filed | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,658 | $159,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 8,561 | $159,000 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 3,600 | $158,000 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 41,616 | $158,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | base | 2023-05-18 | acceptance time not in the bulk data set |