13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 6,899 holding rows worth $819,929,518,657.
- Accession
- 0000019617-23-000321
- Filer
- CIK 19617
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 26,930 entries on the cover page, a total value of $819,929,518,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $819,929,518,657 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347G382 | FUND | 1,906 | $39,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U958 | OPTION | 1,600 | $39,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 1,149 | $38,469 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,475 | $38,412 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 3,280 | $38,376 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,250 | $38,350 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 6,573 | $38,000 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 222 | $38,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 383 | $38,000 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,366 | $38,000 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,765 | $38,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 2,451 | $38,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 1,673 | $38,000 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 5,610 | $37,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 1,637 | $37,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,060 | $37,000 | dollars as filed | |
| KRANESHARES TRUST | 500767956 | PUT | 1,200 | $37,000 | dollars as filed | put |
| SABRE CORP | 78573M904 | COM | 8,700 | $37,000 | dollars as filed | call |
| AZUL S A | 05501U106 | OPT | 5,227 | $37,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 944 | $36,941 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 5,915 | $36,000 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 27,283 | $36,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 1,021 | $35,786 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 6,092 | $35,758 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 6,425 | $35,580 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 533 | $35,065 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 1,501 | $35,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 630 | $35,000 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,878 | $35,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 1,512 | $35,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1,384 | $35,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139905 | COM | 1,300 | $35,000 | dollars as filed | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,413 | $35,000 | dollars as filed | |
| LAVORO LTD | G5391L102 | CLASS A ORD | 6,000 | $35,000 | dollars as filed | |
| DENBURY INC | 24790A951 | COM | 400 | $35,000 | dollars as filed | put |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 1,300 | $34,502 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 2,626 | $34,407 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 2,480 | $34,228 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 489 | $34,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 2,493 | $34,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,261 | $34,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 675 | $34,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 19,638 | $34,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134907 | CALL | 300 | $34,000 | dollars as filed | call |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 400 | $34,000 | dollars as filed | call |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 3,021 | $34,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 344 | $33,644 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 267 | $33,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K752 | OAK ULTRASHORT | 655 | $33,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 4,788 | $33,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 522 | $33,000 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $33,000 | dollars as filed | |
| TWILIO INC | 90138F952 | CL A | 500 | $33,000 | dollars as filed | put |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 28,000 | $33,000 | dollars as filed | principal |
| VROOM INC | 92918V109 | COM | 36,576 | $33,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 59,119 | $33,000 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,816 | $32,863 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 389 | $32,695 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 6,419 | $32,000 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,837 | $32,000 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 1,778 | $32,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 1,580 | $32,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,743 | $32,000 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 15,778 | $32,000 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 12,689 | $32,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,223 | $31,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,686 | $31,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 615 | $31,000 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 47,114 | $31,000 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,060 | $31,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 2,602 | $30,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 3,861 | $30,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 4,381 | $30,000 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 454 | $30,000 | dollars as filed | |
| PAYCOM SOFTWARE INC | 70432V902 | COM | 100 | $30,000 | dollars as filed | call |
| FARMER BROS CO | 307675108 | COM | 7,671 | $30,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,222 | $30,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,000 | $30,000 | dollars as filed | principal |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 66,020 | $30,000 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 2,925 | $30,000 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 536 | $29,228 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,343 | $29,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,381 | $29,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 8,691 | $29,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,871 | $29,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 1,409 | $29,000 | dollars as filed | |
| SHELL PLC | 780259905 | SPON ADS | 500 | $29,000 | dollars as filed | call |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 19,304 | $29,000 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 33,430 | $29,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 38,000 | $29,000 | dollars as filed | principal |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,492 | $29,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 958 | $28,635 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 325 | $28,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,213 | $28,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,233 | $28,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $28,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 7,500 | $28,000 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 27,679 | $28,000 | dollars as filed | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 407 | $28,000 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 47,975 | $28,000 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 1,869 | $28,000 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1,371 | $27,515 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 850 | $27,303 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 10,074 | $27,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,732 | $27,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,173 | $27,000 | dollars as filed | |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 164,951 | $27,000 | dollars as filed | principal |
| SPOT 280121C00750000 | l8681t902 | CALL | 200 | $27,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 578 | $26,790 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 950 | $26,720 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 20,000 | $26,600 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 855 | $26,406 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 1,000 | $26,264 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,491 | $26,032 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 462 | $26,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 695 | $26,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 4,913 | $26,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 574 | $26,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 7,079 | $26,000 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,605 | $26,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 1,467 | $26,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 4,547 | $26,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 3,033 | $26,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 800 | $26,000 | dollars as filed | put |
| HCA HEALTHCARE INC | 40412C901 | CALL | 100 | $26,000 | dollars as filed | call |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 3,750 | $26,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 6,431 | $26,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,224 | $25,949 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 372 | $25,889 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,350 | $25,861 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 304 | $25,407 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 253 | $25,114 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,178 | $25,000 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 416 | $25,000 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 13,372 | $25,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 150 | $25,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 1,536 | $25,000 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 11,581 | $25,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 300 | $25,000 | dollars as filed | call |
| ON SEMICONDUCTOR CORP | 682189955 | PUT | 300 | $25,000 | dollars as filed | put |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,888 | $25,000 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 5,196 | $25,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 101,745 | $25,000 | dollars as filed | principal |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 5,650 | $24,500 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 2,869 | $24,280 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,313 | $24,000 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 2,086 | $24,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 8,930 | $24,000 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $24,000 | dollars as filed | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 400 | $24,000 | dollars as filed | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 9,232 | $24,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 2,185 | $23,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 2,670 | $23,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,813 | $23,000 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 18,776 | $23,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 61 | $23,000 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 6,010 | $23,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 45,623 | $23,000 | dollars as filed | principal |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 992 | $22,895 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 483 | $22,778 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,265 | $22,659 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,403 | $22,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 702 | $22,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 403 | $22,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 1,235 | $22,000 | dollars as filed | |
| TAPESTRY INC | 876030907 | COM | 500 | $22,000 | dollars as filed | call |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 3,839 | $22,000 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 36,044 | $22,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 23,413 | $22,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,072 | $21,357 | dollars as filed | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 716 | $21,315 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 606 | $21,074 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,597 | $21,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 620 | $21,000 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 746 | $21,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,524 | $21,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 850 | $21,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,000 | $21,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 988 | $21,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 431 | $21,000 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,364 | $21,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $21,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 695 | $20,433 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 779 | $20,000 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 5,033 | $20,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,822 | $20,000 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,105 | $20,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,055 | $20,000 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 819 | $20,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $20,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 1,309 | $20,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 300 | $20,000 | dollars as filed | call |
| SUNNOVA ENERGY INTL INC. | 86745K904 | CALL | 1,300 | $20,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 732 | $19,502 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,922 | $19,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 1,380 | $19,000 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 262 | $19,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,029 | $19,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $19,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 662 | $19,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 499 | $19,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 300 | $19,000 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 300 | $19,000 | dollars as filed | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,825 | $19,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 6,147 | $19,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 821 | $18,875 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 452 | $18,657 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,566 | $18,416 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 4,383 | $18,270 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 2,022 | $18,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 4,470 | $18,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 368 | $18,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 199 | $18,000 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 326 | $18,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,300 | $18,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 5,947 | $18,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 735 | $18,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,442 | $18,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,807 | $18,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 895 | $18,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 573 | $18,000 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,596 | $18,000 | dollars as filed | |
| MATTEL INC | 577081902 | CALL | 1,000 | $18,000 | dollars as filed | call |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,696 | $18,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 2,127 | $18,000 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 27,349 | $18,000 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,448 | $18,000 | dollars as filed | |
| RITE AID CORP | 767754952 | PUT | 8,200 | $18,000 | dollars as filed | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 669 | $17,797 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 696 | $17,106 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,932 | $17,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 701 | $17,000 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 6,400 | $17,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK | 06417N903 | COM | 500 | $17,000 | dollars as filed | call |
| ACUITYADS HLDGS INC | 00510L106 | COM | 1,509 | $17,000 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 7,592 | $17,000 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 1,546 | $17,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,384 | $16,856 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 505 | $16,579 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 535 | $16,501 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 561 | $16,493 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 6,943 | $16,174 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 477 | $16,060 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 500 | $16,058 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 346 | $16,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,836 | $16,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,896 | $16,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 399 | $16,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 2,344 | $16,000 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 307 | $16,000 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,000 | $16,000 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 969 | $16,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 546 | $16,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,623 | $16,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 386 | $16,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,785 | $16,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A905 | CALL | 300 | $16,000 | dollars as filed | call |
| ASTRA SPACE INC | 04634X103 | COM CL A | 32,855 | $16,000 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 251 | $16,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 1,555 | $16,000 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,823 | $16,000 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 27,560 | $16,000 | dollars as filed | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 767 | $15,330 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 5,026 | $15,000 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,485 | $15,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,628 | $15,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 842 | $15,000 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 183 | $15,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,190 | $15,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,402 | $15,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 533 | $15,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 660 | $15,000 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,479 | $15,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 1,719 | $15,000 | dollars as filed | |
| NERDY INC | 64081V909 | CL A COM | 3,700 | $15,000 | dollars as filed | call |
| Viewra, Inc | 92672L107 | COM | 4,102 | $15,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 1,616 | $15,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 16,000 | $15,000 | dollars as filed | principal |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 314 | $14,679 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,136 | $14,001 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 1,288 | $14,000 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 151 | $14,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 444 | $14,000 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 882 | $14,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528207 | ISHAR INTER ETF | 600 | $14,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 1,307 | $14,000 | dollars as filed | |
| US BANCORP | 902973904 | CALL | 400 | $14,000 | dollars as filed | call |
| OLO INC | 68134L109 | COMMON STOCK | 1,755 | $14,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,136 | $14,000 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 3,130 | $14,000 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 45,025 | $14,000 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 710 | $14,000 | dollars as filed | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 83,325 | $14,000 | dollars as filed | principal |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 20,057 | $14,000 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 389 | $13,083 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 4,597 | $13,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 3,831 | $13,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 1,614 | $13,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,465 | $13,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 439 | $13,000 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 308 | $13,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 7,079 | $13,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,135 | $13,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,327 | $13,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 410 | $13,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,067 | $13,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 1,000 | $13,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,170 | $13,000 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 8,908 | $13,000 | dollars as filed | |
| SPECTRUM BRANDS HOLDINGS INC | 84790A905 | CALL | 200 | $13,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 563 | $13,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 10,000 | $13,000 | dollars as filed | principal |
| NEWEGG COMMERCE INC | G6483G100 | COM | 9,731 | $13,000 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 1,740 | $13,000 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 23,425 | $13,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 331 | $12,653 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 373 | $12,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,141 | $12,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,054 | $12,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 1,413 | $12,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 3,761 | $12,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 863 | $12,000 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 270 | $12,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 295 | $12,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 754 | $12,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $12,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 211 | $11,867 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 800 | $11,864 | dollars as filed | |
| ASIAN GROWTH CUBS ETF | 30151E640 | ETF | 597 | $11,833 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 418 | $11,747 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 518 | $11,564 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 500 | $11,489 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 896 | $11,316 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,269 | $11,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 250 | $11,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 213 | $11,000 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 323 | $11,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,123 | $11,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,839 | $11,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,011 | $11,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 891 | $11,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,000 | $11,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 578 | $11,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 555 | $11,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 792 | $11,000 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 618 | $11,000 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 16,474 | $11,000 | dollars as filed | principal |
| TECK RESOURCES LTD | 878742904 | CALL | 300 | $11,000 | dollars as filed | call |
| CELANESE CORP DEL | 150870903 | COM | 100 | $11,000 | dollars as filed | call |
| CELANESE CORP DEL | 150870953 | COM | 100 | $11,000 | dollars as filed | put |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,000 | $11,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2,106 | $11,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 39,708 | $11,000 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 9,247 | $11,000 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 30,596 | $11,000 | dollars as filed | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 8,000 | $11,000 | dollars as filed | principal |
| FIRST REP BK SAN FRANCISCO C | 33616C950 | PUT | 800 | $11,000 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 104 | $10,157 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 782 | $10,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 1,565 | $10,000 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,030 | $10,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 982 | $10,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 8,077 | $10,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,739 | $10,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 809 | $10,000 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 555 | $10,000 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 481 | $10,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,805 | $10,000 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 5,940 | $10,000 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 38,950 | $10,000 | dollars as filed | principal |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,684 | $10,000 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,983 | $10,000 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 9,358 | $10,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 336 | $9,814 | dollars as filed | |
| LISTED FDS TR | 53656F581 | OVERLAY SHARES | 377 | $9,755 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 399 | $9,660 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 109 | $9,335 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 170 | $9,334 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 496 | $9,187 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 199 | $9,041 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 538 | $9,014 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 325 | $9,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 730 | $9,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 775 | $9,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 1,911 | $9,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 3,376 | $9,000 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 37 | $9,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,535 | $9,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 456 | $9,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 755 | $9,000 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 112 | $9,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,326 | $9,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 504 | $9,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 396 | $9,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 375 | $9,000 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 260 | $9,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 157 | $9,000 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 329 | $9,000 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,701 | $9,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,592 | $9,000 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 38,341 | $9,000 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 1,495 | $9,000 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 21,044 | $9,000 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 46,284 | $9,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 1,013 | $9,000 | dollars as filed | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 59,150 | $9,000 | dollars as filed | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 9,000 | $9,000 | dollars as filed | principal |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 360 | $8,840 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 384 | $8,690 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 350 | $8,593 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 361 | $8,372 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 372 | $8,064 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 3,574 | $8,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,361 | $8,000 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 890 | $8,000 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 4,720 | $8,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 2,991 | $8,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 408 | $8,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,220 | $8,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 789 | $8,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 132 | $8,000 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 167 | $8,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 738 | $8,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 209 | $8,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,214 | $8,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,455 | $8,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 387 | $8,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 144 | $8,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 579 | $8,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 196 | $8,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 460 | $8,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 996 | $8,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,394 | $8,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 469 | $8,000 | dollars as filed | |
| HARLEY DAVIDSON INC | 412822958 | PUT | 200 | $8,000 | dollars as filed | put |
| EXELON CORP | 30161N951 | COM | 200 | $8,000 | dollars as filed | put |
| JFROG LTD | M6191J950 | ORD SHS | 400 | $8,000 | dollars as filed | put |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,235 | $8,000 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,170 | $8,000 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,110 | $8,000 | dollars as filed | |
| FOOT LOCKER INC | 344849954 | COM | 200 | $8,000 | dollars as filed | put |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 54,039 | $8,000 | dollars as filed | principal |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 3,079 | $8,000 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 45,240 | $8,000 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25460E257 | CMN | 1,600 | $8,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 373 | $7,730 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 178 | $7,298 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 200 | $7,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 255 | $7,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 1,718 | $7,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 117 | $7,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $7,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 3,926 | $7,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 294 | $7,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 678 | $7,000 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 388 | $7,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,393 | $7,000 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 187 | $7,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 505 | $7,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 226 | $7,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 236 | $7,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 149 | $7,000 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 1,443 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 152 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 120 | $7,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 200 | $7,000 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 100 | $7,000 | dollars as filed | put |
| TECK RESOURCES LTD | 878742954 | CL B | 200 | $7,000 | dollars as filed | put |
| TURTLE BEACH CORP | 900450906 | COM NEW | 700 | $7,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X952 | CLOUD COMPUTING | 100 | $7,000 | dollars as filed | put |
| MEIHUA INTL MED TECHNOLOGIES | G5966G108 | ORD SHS | 1,038 | $7,000 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 5,136 | $7,000 | dollars as filed | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 469 | $7,000 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,743 | $7,000 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 200 | $7,000 | dollars as filed | call |
| MOMENTIVE GLOBAL INC | 60878Y908 | OPTION | 800 | $7,000 | dollars as filed | call |
| NULL | 032108854 | NULL | 1,596 | $6,720 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 163 | $6,631 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 706 | $6,571 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 221 | $6,244 | dollars as filed | |
| GERON CORP | 374163103 | COM | 3,012 | $6,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 2,732 | $6,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 376 | $6,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,383 | $6,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 448 | $6,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 1,640 | $6,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 499 | $6,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 293 | $6,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 1,160 | $6,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 664 | $6,000 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 505 | $6,000 | dollars as filed | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 238 | $6,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 1,610 | $6,000 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 335 | $6,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 643 | $6,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 158 | $6,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 3,575 | $6,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,374 | $6,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 150 | $6,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 643 | $6,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | base | 2023-05-18 | acceptance time not in the bulk data set |