13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 6,899 holding rows worth $819,929,518,657.
- Accession
- 0000019617-23-000321
- Filer
- CIK 19617
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 26,930 entries on the cover page, a total value of $819,929,518,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $819,929,518,657 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 146,412 | $6,000 | dollars as filed | principal |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 246 | $6,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 500 | $6,000 | dollars as filed | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 1,727 | $6,000 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 204 | $6,000 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 9,030 | $6,000 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 55,010 | $6,000 | dollars as filed | principal |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 200 | $6,000 | dollars as filed | call |
| DASEKE INC | 23753F107 | COM | 725 | $6,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 434 | $6,000 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,749 | $6,000 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 2,243 | $6,000 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 825 | $6,000 | dollars as filed | |
| TOTAL SA-SPON ADR | 89151E909 | COM | 100 | $6,000 | dollars as filed | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 977 | $5,842 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 165 | $5,517 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 165 | $5,350 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 74 | $5,136 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 210 | $5,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 795 | $5,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 846 | $5,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 4,145 | $5,000 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 282 | $5,000 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 2,263 | $5,000 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 588 | $5,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 388 | $5,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 172 | $5,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 579 | $5,000 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 447 | $5,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 76 | $5,000 | dollars as filed | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 140 | $5,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 135 | $5,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,856 | $5,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 603 | $5,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 304 | $5,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,087 | $5,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 234 | $5,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 633 | $5,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 217 | $5,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 853 | $5,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,390 | $5,000 | dollars as filed | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 7,731 | $5,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 856 | $5,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 966 | $5,000 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 196 | $5,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 100 | $5,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 686 | $5,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 1,237 | $5,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 300 | $5,000 | dollars as filed | put |
| MAGNITE INC | 55955D950 | COM | 500 | $5,000 | dollars as filed | put |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 100 | $5,000 | dollars as filed | call |
| Cango Inc/KY | 137586103 | ADS | 4,374 | $5,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 257 | $5,000 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 2,238 | $5,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 2,154 | $5,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 748 | $5,000 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 1,756 | $5,000 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 510 | $5,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 560 | $5,000 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 151 | $5,000 | dollars as filed | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 373 | $5,000 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 4,714 | $5,000 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,075 | $5,000 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 150 | $5,000 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 240 | $5,000 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 2,180 | $5,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 49,800 | $5,000 | dollars as filed | principal |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 53,519 | $5,000 | dollars as filed | principal |
| ZIMMER ENERGY TRANSITION ACQ | 989570106 | COM CL A | 500 | $5,000 | dollars as filed | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 448 | $5,000 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 296 | $5,000 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 4,492 | $5,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 101 | $4,982 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 40 | $4,490 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 130 | $4,432 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 96 | $4,133 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 1,499 | $4,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 142 | $4,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 298 | $4,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 778 | $4,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 150 | $4,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 225 | $4,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 999 | $4,000 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,505 | $4,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 1,959 | $4,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,194 | $4,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,219 | $4,000 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 737 | $4,000 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 131 | $4,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 1,541 | $4,000 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 245 | $4,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 2,014 | $4,000 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 945 | $4,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 510 | $4,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 247 | $4,000 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 160 | $4,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 1,426 | $4,000 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 2,581 | $4,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 180 | $4,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 519 | $4,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 240 | $4,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,145 | $4,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 50 | $4,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 613 | $4,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $4,000 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,287 | $4,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 100 | $4,000 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 373 | $4,000 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 959 | $4,000 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 56,017 | $4,000 | dollars as filed | principal |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 858 | $4,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 190 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 110 | $4,000 | dollars as filed | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 2,495 | $4,000 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,833 | $4,000 | dollars as filed | |
| BLOCK H & R INC | 093671905 | COM | 100 | $4,000 | dollars as filed | call |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 643 | $4,000 | dollars as filed | |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 1,700 | $4,000 | dollars as filed | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 4,000 | $4,000 | dollars as filed | principal |
| Ouster Inc | 68989M103 | COM | 4,733 | $4,000 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 2,923 | $4,000 | dollars as filed | |
| PROSHARES TR II | 74347Y847 | FUND | 235 | $4,000 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 1,818 | $4,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 5,626 | $4,000 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 7,646 | $4,000 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 2,203 | $4,000 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,467 | $4,000 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 452 | $4,000 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 45,693 | $4,000 | dollars as filed | principal |
| LOTTERY COM INC | 54570M108 | COM | 12,500 | $4,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 157 | $4,000 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 420 | $4,000 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 42,426 | $4,000 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 200 | $4,000 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 3,907 | $4,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 54,141 | $4,000 | dollars as filed | principal |
| SIENTRA INC | 82621J204 | COMMON | 2,535 | $4,000 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 3,059 | $4,000 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 190 | $3,950 | dollars as filed | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 309 | $3,795 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 2,000 | $3,740 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 116 | $3,688 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 31 | $3,665 | dollars as filed | |
| IMPACT SHARES | 45259R103 | MF Closed and MF Open | 208 | $3,605 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 5,500 | $3,348 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 1,473 | $3,167 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 76 | $3,159 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 164 | $3,108 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 100 | $3,038 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 54 | $3,002 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 146 | $3,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 885 | $3,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 200 | $3,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 294 | $3,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 184 | $3,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 66 | $3,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 1,006 | $3,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 256 | $3,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 106 | $3,000 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 100 | $3,000 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 198 | $3,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 232 | $3,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 333 | $3,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 691 | $3,000 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 93 | $3,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,103 | $3,000 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 850 | $3,000 | dollars as filed | |
| CHAINCE DIGITAL HOLDINGS INC | G59467202 | COMMON STOCK | 1,792 | $3,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 579 | $3,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 378 | $3,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,730 | $3,000 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 1,341 | $3,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 100 | $3,000 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 161 | $3,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 100 | $3,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 500 | $3,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 3,091 | $3,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,269 | $3,000 | dollars as filed | |
| STRYVE FOODS INC | 863685111 | COM | 59,722 | $3,000 | dollars as filed | principal |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 264 | $3,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 159 | $3,000 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 16,822 | $3,000 | dollars as filed | principal |
| MP MATERIALS CORP | 553368901 | CALL | 100 | $3,000 | dollars as filed | call |
| UNITY SOFTWARE INC | 91332U901 | CALL | 100 | $3,000 | dollars as filed | call |
| ALLY FINL INC | 02005N900 | CALL | 100 | $3,000 | dollars as filed | call |
| SWK HLDGS CORP | 78501P203 | COM NEW | 179 | $3,000 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,239 | $3,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 288 | $3,000 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 504 | $3,000 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,744 | $3,000 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,924 | $3,000 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| IKENA ONCOLOGY INC | 45175G108 | COM | 877 | $3,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 770 | $3,000 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 2,131 | $3,000 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 2,252 | $3,000 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 26,509 | $3,000 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 6,224 | $3,000 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 7,549 | $3,000 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 9,322 | $3,000 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 7,239 | $3,000 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 759 | $3,000 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,119 | $3,000 | dollars as filed | |
| BAUDAX BIO INC COM PAR $0 01 | 07160F404 | COM NEW | 1,511 | $3,000 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 18,464 | $3,000 | dollars as filed | principal |
| AXCELLA HEALTH INC | 05454B105 | COM | 5,501 | $3,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 6,107 | $3,000 | dollars as filed | principal |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 56,071 | $3,000 | dollars as filed | principal |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 209 | $3,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 61 | $3,000 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 108 | $3,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q900 | COM NEW | 400 | $3,000 | dollars as filed | call |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 2,414 | $3,000 | dollars as filed | |
| CALLON PETE CO DEL | 13123X908 | COM | 100 | $3,000 | dollars as filed | call |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 122 | $2,997 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 116 | $2,985 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 100 | $2,981 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 4,000 | $2,880 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 114 | $2,770 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 220 | $2,563 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 75 | $2,522 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 90 | $2,482 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 146 | $2,441 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 28 | $2,255 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 65 | $2,196 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 141 | $2,183 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 52 | $2,122 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 63 | $2,092 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 98 | $2,060 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 60 | $2,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 82 | $2,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 94 | $2,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 42 | $2,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 718 | $2,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 288 | $2,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 180 | $2,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 72 | $2,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,311 | $2,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 128 | $2,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 13 | $2,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 2,976 | $2,000 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 147 | $2,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 579 | $2,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 38 | $2,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 280 | $2,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 256 | $2,000 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 71 | $2,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 196 | $2,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 160 | $2,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 87 | $2,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 609 | $2,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 245 | $2,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 270 | $2,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 189 | $2,000 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 324 | $2,000 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 164 | $2,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 106 | $2,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 190 | $2,000 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,646 | $2,000 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,043 | $2,000 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 766 | $2,000 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 110 | $2,000 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 187 | $2,000 | dollars as filed | principal |
| Abrdn Emerging Markets | 00301W105 | COM | 352 | $2,000 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 1,868 | $2,000 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 114 | $2,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 100 | $2,000 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 748 | $2,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 77 | $2,000 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 25 | $2,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 344 | $2,000 | dollars as filed | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 578 | $2,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 991 | $2,000 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 145 | $2,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,197 | $2,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 217 | $2,000 | dollars as filed | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 850 | $2,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G958 | PUT | 100 | $2,000 | dollars as filed | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 317 | $2,000 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 275 | $2,000 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 95 | $2,000 | dollars as filed | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 800 | $2,000 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 399 | $2,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 993 | $2,000 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 3,300 | $2,000 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,000 | $2,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 53 | $2,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 836 | $2,000 | dollars as filed | |
| AYRO INC | 054748108 | COM | 3,188 | $2,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 596 | $2,000 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 626 | $2,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 577 | $2,000 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 373 | $2,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 159 | $2,000 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 4,763 | $2,000 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 510 | $2,000 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 13,110 | $2,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 110 | $2,000 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 643 | $2,000 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,739 | $2,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 238 | $2,000 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 59,755 | $2,000 | dollars as filed | principal |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 1,740 | $2,000 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 376 | $2,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 12,500 | $2,000 | dollars as filed | principal |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 24,336 | $2,000 | dollars as filed | principal |
| GALECTO INC | 36322Q107 | COM | 854 | $2,000 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 832 | $2,000 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 335 | $2,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X842 | AXS 1.25X NVDA | 123 | $2,000 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 5,406 | $2,000 | dollars as filed | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J101 | UNIT | 203 | $2,000 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 27 | $1,910 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 49 | $1,902 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 73 | $1,859 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 250 | $1,700 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 75 | $1,674 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 30 | $1,585 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 40 | $1,541 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 50 | $1,497 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y699 | UNCAPPED ACCLRTD | 50 | $1,303 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 24 | $1,288 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 49 | $1,269 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 26 | $1,222 | dollars as filed | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 49 | $1,220 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 363 | $1,188 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 50 | $1,153 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 51 | $1,096 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 33 | $1,056 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 336 | $1,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 193 | $1,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 135 | $1,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 368 | $1,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 764 | $1,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 195 | $1,000 | dollars as filed | |
| ROBO.AI INC. CLASS B ORD SHS | G6693P106 | Stock | 100 | $1,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 256 | $1,000 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 42 | $1,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 193 | $1,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 53 | $1,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 303 | $1,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 267 | $1,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 495 | $1,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7 | $1,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 148 | $1,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 450 | $1,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 392 | $1,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 1,118 | $1,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 407 | $1,000 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,201 | $1,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 182 | $1,000 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 112 | $1,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 155 | $1,000 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 50 | $1,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 103 | $1,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 141 | $1,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 83 | $1,000 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 89 | $1,000 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 292 | $1,000 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 23 | $1,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 139 | $1,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 34 | $1,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 17 | $1,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 22 | $1,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 146 | $1,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 43 | $1,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 40 | $1,000 | dollars as filed | |
| AXT INC | 00246W103 | COM | 177 | $1,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 32 | $1,000 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 234 | $1,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 55 | $1,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 23 | $1,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 73 | $1,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 240 | $1,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 121 | $1,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 121 | $1,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 70 | $1,000 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 36 | $1,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 100 | $1,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 133 | $1,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 64 | $1,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 183 | $1,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6 | $1,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 106 | $1,000 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 1,782 | $1,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H187 | INSPIRE FIDELIS | 40 | $1,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 129 | $1,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 73 | $1,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 141 | $1,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 161 | $1,000 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 128 | $1,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 9 | $1,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 50 | $1,000 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 552 | $1,000 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 15 | $1,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 29 | $1,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 65 | $1,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 65 | $1,000 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 91 | $1,000 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 81 | $1,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 171 | $1,000 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 372 | $1,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 23 | $1,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 286 | $1,000 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 400 | $1,000 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 100 | $1,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 83 | $1,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC | 83406F952 | CALL | 100 | $1,000 | dollars as filed | put |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 46 | $1,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 191 | $1,000 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 964 | $1,000 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 35 | $1,000 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 95 | $1,000 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 157 | $1,000 | dollars as filed | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 313 | $1,000 | dollars as filed | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 989 | $1,000 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 667 | $1,000 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 632 | $1,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 50 | $1,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 1,465 | $1,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 96 | $1,000 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 292 | $1,000 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 8,060 | $1,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 252 | $1,000 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 703 | $1,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 1,000 | $1,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 40 | $1,000 | dollars as filed | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 537 | $1,000 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 291 | $1,000 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 407 | $1,000 | dollars as filed | |
| CohBar Inc | 19249J307 | COM NEW | 445 | $1,000 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 469 | $1,000 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 443 | $1,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 42 | $1,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 259 | $1,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 677 | $1,000 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 96 | $1,000 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 871 | $1,000 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 40 | $1,000 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,692 | $1,000 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 300 | $1,000 | dollars as filed | |
| TREAN INS GROUP INC | 89457R101 | COM | 95 | $1,000 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,407 | $1,000 | dollars as filed | |
| XOS INC | 98423B108 | COM | 1,137 | $1,000 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 1,962 | $1,000 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 721 | $1,000 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 26 | $1,000 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 672 | $1,000 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 68 | $1,000 | dollars as filed | |
| CURIS INC | 231269200 | COM | 2,140 | $1,000 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,927 | $1,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 137 | $1,000 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 1,027 | $1,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 83 | $1,000 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,436 | $1,000 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 548 | $1,000 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 915 | $1,000 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 668 | $1,000 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 102 | $1,000 | dollars as filed | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,493 | $1,000 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 3,000 | $1,000 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 47 | $1,000 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 36 | $1,000 | dollars as filed | |
| NULL | 25381D206 | NULL | 132 | $1,000 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157113 | *W EXP 10/08/202 | 48,347 | $1,000 | dollars as filed | principal |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,000 | $1,000 | dollars as filed | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 6,306 | $1,000 | dollars as filed | principal |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 11,397 | $1,000 | dollars as filed | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 2,015 | $1,000 | dollars as filed | |
| HEALTHWELL ACQUISITION CORP | 42227R208 | UNIT 08/05/2028 | 58 | $1,000 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 5,691 | $1,000 | dollars as filed | principal |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 44 | $1,000 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 79 | $1,000 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 354 | $1,000 | dollars as filed | principal |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 672 | $1,000 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 3,104 | $1,000 | dollars as filed | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 3,374 | $1,000 | dollars as filed | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R208 | COMMON | 400 | $1,000 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 1,755 | $1,000 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 1,296 | $1,000 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 496 | $1,000 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 347 | $1,000 | dollars as filed | |
| LUOKUNG TECHNOLOGY CORP | G56981205 | SHS NEW | 711 | $1,000 | dollars as filed | |
| ACASTI PHARMA INC | 00430K873 | CL A | 1,250 | $1,000 | dollars as filed | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 454 | $1,000 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 384 | $1,000 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $1,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 48 | $1,000 | dollars as filed | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,016 | $919 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 51 | $907 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 50 | $870 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 31 | $805 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 28 | $677 | dollars as filed | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 24 | $582 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 32 | $554 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 45 | $508 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 15 | $439 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 12 | $422 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 23 | $414 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 82 | $384 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | base | 2023-05-18 | acceptance time not in the bulk data set |