13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 5,335 holding rows worth $425,899,156,000.
- Accession
- 0000019617-20-000301
- Filer
- CIK 19617
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 22,294 entries on the cover page, a total value of $425,899,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,899,156,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLIED MATLS INC | 038222955 | PUT | 300,000 | $13,746,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 8,338 | $13,707,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 402,621 | $13,691,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 722,192 | $13,679,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 339,195 | $13,659,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 70,883 | $13,639,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 372,078 | $13,604,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 16,901,000 | $13,516,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 435,912 | $13,513,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 233,543 | $13,501,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 13,478,000 | $13,478,000 | thousands by filing date | principal |
| ISHARES TR | 464287906 | CALL | 122,800 | $13,463,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,103,351 | $13,461,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 153,656 | $13,460,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 685,079 | $13,373,000 | thousands by filing date | |
| LUCKIN COFFEE INC | 54951L909 | CALL | 491,800 | $13,372,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 295,077 | $13,352,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 130,376 | $13,310,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 4,106,355 | $13,305,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 660,551 | $13,303,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 257,295 | $13,292,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 499,935 | $13,274,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,392,883 | $13,267,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,189,224 | $13,245,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 162,640 | $13,221,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,942,239 | $13,210,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 367,219 | $13,172,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 264,362 | $13,172,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,935,915 | $13,164,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,594,332 | $13,153,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 517,887 | $13,045,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 242,251 | $13,041,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 388,400 | $13,031,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 148,558 | $13,030,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 314,423 | $13,021,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,225,626 | $13,016,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 16,089,000 | $13,016,000 | thousands by filing date | principal |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 181,432 | $13,015,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 140,760 | $13,008,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 576,457 | $12,970,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 18,509,000 | $12,957,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,188,242 | $12,940,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 13,944,000 | $12,937,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 85,622 | $12,936,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 64,007 | $12,930,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 232,574 | $12,926,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 200,592 | $12,906,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,214,617 | $12,899,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,257,856 | $12,893,000 | thousands by filing date | |
| BROADCOM INC | 11135F951 | PUT | 54,200 | $12,851,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 356,332 | $12,849,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 271,722 | $12,847,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 179,887 | $12,833,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,006,000 | $12,817,000 | thousands by filing date | principal |
| APTIV PLC | G6095L109 | SHS | 259,918 | $12,799,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 922,978 | $12,792,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 7,792,920 | $12,780,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 437,900 | $12,765,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 103,064 | $12,752,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,061,943 | $12,701,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 302,273 | $12,695,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 304,212 | $12,683,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 1,570,978 | $12,678,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 556,292 | $12,671,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 3,805,000 | $12,671,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 379,196 | $12,654,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 423,636 | $12,646,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 14,922,000 | $12,621,000 | thousands by filing date | principal |
| INTEGER HLDGS CORP | 45826H109 | COM | 200,340 | $12,594,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,458,091 | $12,570,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 396,326 | $12,567,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,186,880 | $12,557,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 427,767 | $12,551,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 131,000 | $12,542,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 445,375 | $12,541,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 391,611 | $12,530,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 959,426 | $12,520,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 186,820 | $12,515,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 357,849 | $12,511,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R956 | COM | 189,300 | $12,501,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 1,317,371 | $12,476,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 824,616 | $12,468,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 717,726 | $12,452,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 232,376 | $12,447,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355A957 | COM | 385,300 | $12,441,000 | thousands by filing date | put |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 10,685,000 | $12,425,000 | thousands by filing date | principal |
| MFA FINL INC | 55272XAA0 | BOND | 20,700,000 | $12,421,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 6,794,000 | $12,399,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 301,721 | $12,379,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 633,172 | $12,360,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 320,506 | $12,330,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 90,635 | $12,326,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 97,548 | $12,311,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 14,620,000 | $12,296,000 | thousands by filing date | principal |
| TRANSUNION COM | 89400J107 | Stock | 185,627 | $12,285,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954M950 | CL C CAP STK | 340,200 | $12,254,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,947,495 | $12,237,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 678,582 | $12,235,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 364,724 | $12,219,000 | thousands by filing date | |
| FERRARI N V | N3167Y953 | PUT | 80,000 | $12,206,000 | thousands by filing date | put |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 13,554,000 | $12,199,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 743,939 | $12,193,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 1,000,000 | $12,190,000 | thousands by filing date | call |
| NEWMONT CORP | 651639906 | CALL | 268,700 | $12,167,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 52,277 | $12,153,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 100,000 | $12,132,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363903 | Cmn | 100,000 | $12,132,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 207,568 | $12,127,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 134,600 | $12,094,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 836,557 | $12,072,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 585,600 | $12,029,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 147,981 | $12,025,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,294,261 | $12,022,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 156,200 | $12,018,000 | thousands by filing date | put |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 448,356 | $12,015,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 67,756 | $12,001,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 1,198,714 | $11,987,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 496,998 | $11,967,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 827,370 | $11,955,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 251,932 | $11,954,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 317,810 | $11,953,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 59,474 | $11,946,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 413,937 | $11,909,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,444,533 | $11,874,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,757,712 | $11,847,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 18,029,000 | $11,823,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 350,060 | $11,734,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 2,355,954 | $11,733,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 172,600 | $11,676,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 227,278 | $11,655,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 405,600 | $11,641,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V952 | PUT | 431,900 | $11,592,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 11,842,000 | $11,552,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 451,587 | $11,547,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,078,644 | $11,541,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 609,475 | $11,536,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 500,459 | $11,509,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 360,973 | $11,493,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 195,140 | $11,470,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 244,566 | $11,465,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 172,856 | $11,443,000 | thousands by filing date | |
| CATERPILLAR INC | 149123951 | PUT | 98,500 | $11,430,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135951 | PUT | 69,000 | $11,409,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 304,266 | $11,407,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 206,464 | $11,394,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,246,192 | $11,387,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 160,184 | $11,377,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 566,476 | $11,358,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 518,417 | $11,353,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 62,061 | $11,317,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 323,400 | $11,309,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,483,713 | $11,301,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 341,895 | $11,296,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 159,700 | $11,278,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 663,733 | $11,251,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 513,131 | $11,242,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 277,500 | $11,233,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 2,440,000 | $11,224,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 473,392 | $11,206,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,015,601 | $11,188,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 272,637 | $11,183,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 236,455 | $11,173,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 265,000 | $11,146,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 421,061 | $11,129,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 231,262 | $11,122,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 94,500 | $11,122,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 115,073 | $11,111,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 926,252 | $11,106,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 771,819 | $11,084,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 255,778 | $11,083,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 463,668 | $11,067,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 622,865 | $11,062,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 444,401 | $11,057,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 870,830 | $11,050,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 60,617 | $11,046,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 59,100 | $11,035,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 1,090,700 | $11,027,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 109,300 | $11,016,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 171,112 | $11,011,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 165,700 | $10,996,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 44,057 | $10,946,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 297,808 | $10,885,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 992,521 | $10,879,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 570,597 | $10,870,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 2,579,300 | $10,859,000 | thousands by filing date | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 448,190 | $10,846,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,358,962 | $10,844,000 | thousands by filing date | |
| AUTODESK INC | 052769956 | COM | 69,400 | $10,833,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,492,310 | $10,819,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 114,153 | $10,815,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 753,921 | $10,796,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 108,000 | $10,792,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 141,444 | $10,791,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 107,400 | $10,732,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 585,966 | $10,728,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 461,120 | $10,665,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 615,389 | $10,634,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 536,249 | $10,634,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 271,435 | $10,617,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 590,881 | $10,588,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 101,640 | $10,581,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017956 | PUT | 247,900 | $10,573,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 355,135 | $10,569,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 24,000 | $10,559,000 | thousands by filing date | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 625,581 | $10,554,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 379,262 | $10,522,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 86,905 | $10,516,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 114,478 | $10,514,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 201,681 | $10,511,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 140,256 | $10,499,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 35,823 | $10,491,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 5,486,350 | $10,479,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 271,967 | $10,473,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 121,731 | $10,435,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 150,000 | $10,435,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 952,860 | $10,419,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC | 74834L900 | CALL | 129,600 | $10,407,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 321,288 | $10,391,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042954 | FTSE EUROPE ETF | 240,000 | $10,387,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 249,521 | $10,385,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,432,663 | $10,364,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 331,600 | $10,363,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 1,356,225 | $10,362,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 923,014 | $10,357,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 242,712 | $10,352,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 407,364 | $10,343,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 349,298 | $10,340,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 370,231 | $10,333,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 464,433 | $10,315,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 99,935 | $10,288,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 514,107 | $10,267,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 301,933 | $10,245,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 12,804,000 | $10,244,000 | thousands by filing date | principal |
| MONGODB INC | 60937P956 | CL A | 75,000 | $10,241,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 394,866 | $10,238,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 288,379 | $10,221,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 227,408 | $10,195,000 | thousands by filing date | |
| MORGAN STANLEY | 617446958 | Option | 298,800 | $10,159,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,796,000 | $10,144,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 155,489 | $10,126,000 | thousands by filing date | |
| NOW 280121C00130000 | 81762p902 | CALL | 35,300 | $10,116,000 | thousands by filing date | call |
| UNITED STATES STEEL CORP | 912909958 | COM | 1,601,400 | $10,105,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 1,124,000 | $10,094,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 144,011 | $10,092,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 301,262 | $10,092,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 137,444 | $10,086,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 27,371 | $10,061,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 45,808 | $10,043,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 398,650 | $10,037,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 402,479 | $10,001,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 599,063 | $9,998,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 411,111 | $9,990,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 93,659 | $9,988,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 486,616 | $9,985,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 352,000 | $9,979,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,395,998 | $9,967,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 10,259,000 | $9,952,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 10,558,000 | $9,946,000 | thousands by filing date | principal |
| ISHARES INC | 46434G863 | COM | 362,922 | $9,937,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 458,548 | $9,924,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 979,530 | $9,913,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 80,379 | $9,895,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 763,497 | $9,887,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 688,090 | $9,881,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 520,838 | $9,854,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 100,728 | $9,850,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,698,000 | $9,848,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 406,397 | $9,839,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 794,041 | $9,837,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 892,911 | $9,823,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,049,000 | $9,809,000 | thousands by filing date | principal |
| BX 280121C00160000 | 09260d907 | CALL | 215,200 | $9,807,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 541,172 | $9,801,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 157,626 | $9,781,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 864,586 | $9,743,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 375,843 | $9,722,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 862,365 | $9,720,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 405,988 | $9,718,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 192,222 | $9,714,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 81,971 | $9,708,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 355,689 | $9,693,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,193,356 | $9,688,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 116,800 | $9,664,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 876,373 | $9,658,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 109,000 | $9,655,000 | thousands by filing date | call |
| ANALOG DEVICES INC | 032654905 | CALL | 107,600 | $9,646,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 199,598 | $9,639,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 1,495,000 | $9,628,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 65,608 | $9,617,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 116,000 | $9,598,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 142,458 | $9,594,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100,961 | $9,574,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 61,900 | $9,569,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 361,124 | $9,563,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 7,022,000 | $9,551,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 54,145 | $9,514,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 131,100 | $9,500,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 129,484 | $9,483,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,250,499 | $9,479,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 601,684 | $9,464,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 163,113 | $9,462,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 104,401 | $9,457,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 328,120 | $9,446,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 892,500 | $9,443,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 247,133 | $9,433,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 434,338 | $9,425,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 84,900 | $9,418,000 | thousands by filing date | call |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 850,541 | $9,407,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 328,900 | $9,384,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 122,000 | $9,378,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 172,034 | $9,363,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 559,964 | $9,341,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,387,665 | $9,325,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,157,102 | $9,315,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,749,512 | $9,307,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 99,728 | $9,305,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 8,999 | $9,297,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 199,622 | $9,284,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 642,494 | $9,271,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 299,893 | $9,266,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 104,490 | $9,245,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,766,088 | $9,240,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 10,710,000 | $9,210,000 | thousands by filing date | principal |
| GRUBHUB INC | 400110952 | PUT | 226,000 | $9,205,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 92,348 | $9,204,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 613,301 | $9,200,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 179,290 | $9,186,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 3,965,000 | $9,186,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 353,471 | $9,179,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 2,528,585 | $9,178,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919906 | COM | 167,100 | $9,174,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 692,382 | $9,174,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,186,000 | $9,141,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 213,082 | $9,131,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,101,339 | $9,129,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 196,849 | $9,126,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 347,738 | $9,107,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 143,146 | $9,107,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 85,437 | $9,097,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 223,355 | $9,091,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 327,825 | $9,087,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 8,998,000 | $9,063,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 88,474 | $9,060,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 568,940 | $9,051,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 23,815,000 | $9,050,000 | thousands by filing date | principal |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 88,387 | $9,038,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,214,000 | $9,002,000 | thousands by filing date | principal |
| GREAT WESTN BANCORP INC | 391416104 | COM | 439,153 | $8,993,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 440,048 | $8,982,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 75,934 | $8,967,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 124,964 | $8,963,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8,377,000 | $8,959,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 823,507 | $8,943,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 347,483 | $8,920,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 6,828,000 | $8,916,000 | thousands by filing date | principal |
| ATKORE INC | 047649108 | COMMON STOCK | 423,026 | $8,914,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 177,032 | $8,908,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,966,048 | $8,907,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 283,647 | $8,904,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,873,978 | $8,901,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 279,894 | $8,897,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 844,177 | $8,881,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 968,566 | $8,784,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 166,706 | $8,761,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 159,184 | $8,751,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 363,076 | $8,731,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,141,795 | $8,723,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 840,542 | $8,691,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 92,770 | $8,657,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 982,916 | $8,650,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 420,836 | $8,640,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 218,375 | $8,636,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 46,270 | $8,595,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 521,633 | $8,555,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 664,415 | $8,544,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 99,200 | $8,536,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,147,788 | $8,528,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 590,020 | $8,509,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 672,658 | $8,488,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 91,200 | $8,479,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 885,522 | $8,475,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 702,605 | $8,467,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 100,000 | $8,450,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 752,296 | $8,433,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 825,910 | $8,400,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 457,106 | $8,398,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 595,702 | $8,364,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,142,643 | $8,353,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 51,547 | $8,316,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,758,000 | $8,315,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V950 | PUT | 400,000 | $8,312,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 438,019 | $8,291,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 1,000,000 | $8,290,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 163,833 | $8,273,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 615,430 | $8,272,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP | 962879902 | CALL | 300,000 | $8,259,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 194,615 | $8,254,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 364,686 | $8,254,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 173,046 | $8,211,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 253,963 | $8,211,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,050,809 | $8,207,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 36,000 | $8,173,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,072,320 | $8,150,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 53,900 | $8,139,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 285,789 | $8,136,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 325,244 | $8,132,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 41,095,000 | $8,117,000 | thousands by filing date | principal |
| VISTEON CORP | 92839U206 | COM NEW | 168,978 | $8,108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 500,000 | $8,100,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 128,444 | $8,086,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 134,143 | $8,085,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,038,067 | $8,076,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 252,234 | $8,028,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 89,200 | $8,009,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,486,293 | $8,006,000 | thousands by filing date | |
| BRIGHTSTAR LOTTERY PLC | G4863A908 | SHS USD | 1,345,000 | $8,003,000 | thousands by filing date | call |
| PEPSICO INC | 713448958 | PUT | 66,600 | $7,999,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 1,111,000 | $7,988,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 551,602 | $7,949,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 466,093 | $7,938,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 163,638 | $7,935,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 122,340 | $7,935,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 129,561 | $7,931,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 350,669 | $7,907,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 136,461 | $7,871,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 228,698 | $7,865,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 175,868 | $7,856,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 702,957 | $7,852,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 121,591 | $7,838,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 270,933 | $7,831,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 309,219 | $7,808,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 77,164 | $7,793,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 146,946 | $7,787,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 161,701 | $7,783,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 114,517 | $7,776,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 239,560 | $7,769,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,074,277 | $7,767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 321,228 | $7,761,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,352,301 | $7,748,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 86,952 | $7,692,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 405,870 | $7,686,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,985,236 | $7,684,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 763,349 | $7,679,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 497,734 | $7,675,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 683,411 | $7,668,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 85,144 | $7,652,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 995,591 | $7,646,000 | thousands by filing date | |
| SALESFORCE INC | 79466L952 | PUT | 53,100 | $7,645,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,012,499 | $7,644,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 82,661 | $7,624,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 771,879 | $7,618,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 130,894 | $7,617,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 739,070 | $7,605,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 672,215 | $7,583,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 1,000,000 | $7,580,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 15,500 | $7,568,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,198,787 | $7,564,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 618,668 | $7,560,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 89,262 | $7,557,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 387,984 | $7,542,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 341,262 | $7,538,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 115,099 | $7,535,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 306,700 | $7,533,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 561,171 | $7,531,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 667,603 | $7,530,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 299,210 | $7,510,000 | thousands by filing date | |
| NIO INC | 62914V956 | OPTION | 2,701,100 | $7,509,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,014,701 | $7,508,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 951,133 | $7,485,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 389,484 | $7,462,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 277,900 | $7,462,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,690,071 | $7,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 289,211 | $7,453,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 225,249 | $7,451,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 423,904 | $7,435,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160904 | CALL | 56,700 | $7,435,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 362,148 | $7,428,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,466,541 | $7,421,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,725,474 | $7,419,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 442,534 | $7,413,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 537,153 | $7,412,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 174,122 | $7,403,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 112,500 | $7,396,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,415,219 | $7,391,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 740,466 | $7,382,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 136,047 | $7,376,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 162,034 | $7,357,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 302,267 | $7,351,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 280,094 | $7,330,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,906,727 | $7,326,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 198,261 | $7,325,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 444,191 | $7,324,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 781,110 | $7,320,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 123,487 | $7,302,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 307,502 | $7,300,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 415,995 | $7,288,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 256,841 | $7,282,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,579,470 | $7,281,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 242,200 | $7,281,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,810,669 | $7,279,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000301 | this filing | 2020-05-12 | acceptance time not in the bulk data set |