13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 5,794 holding rows worth $502,154,326,000.
- Accession
- 0000019617-19-000258
- Filer
- CIK 19617
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 20,809 entries on the cover page, a total value of $502,154,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,154,326,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTUIT | 461202903 | CALL | 7,000 | $1,862,000 | thousands by filing date | call |
| INTUIT | 461202953 | COM | 7,000 | $1,862,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,723 | $1,861,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 100,200 | $1,860,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 195,658 | $1,859,000 | thousands by filing date | |
| WESTERN UN CO | 959802959 | COM | 80,100 | $1,856,000 | thousands by filing date | put |
| WESTERN UN CO | 959802909 | COM | 80,000 | $1,854,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 130,991 | $1,850,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 39,617 | $1,847,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 35,031 | $1,839,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 134,173 | $1,839,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 27,000 | $1,833,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 252,259 | $1,827,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,065 | $1,824,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 73,120 | $1,822,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 56,617 | $1,819,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,788,000 | $1,817,000 | thousands by filing date | principal |
| PROS Holdings Inc | 74346Y103 | Common Stock | 30,419 | $1,813,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 46,694 | $1,811,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 95,703 | $1,809,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 18,519 | $1,807,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 85,800 | $1,804,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 92,000 | $1,802,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 24,336 | $1,801,000 | thousands by filing date | |
| PAYSIGN INC | 70451A954 | COM | 178,200 | $1,800,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 132,023 | $1,798,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 231,036 | $1,795,000 | thousands by filing date | |
| HASBRO INC | 418056907 | COM | 15,000 | $1,780,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 42,983 | $1,777,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 25,421 | $1,777,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 166,726 | $1,768,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 348,213 | $1,765,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 28,902 | $1,764,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 51,800 | $1,757,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 100,000 | $1,757,000 | thousands by filing date | call |
| COTERRA ENERGY INC | 127097953 | PUT | 100,000 | $1,757,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 1,481 | $1,751,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 23,997 | $1,750,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 2,000,000 | $1,745,000 | thousands by filing date | principal |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 13,144 | $1,744,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 111,281 | $1,744,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 58,135 | $1,735,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 113,218 | $1,733,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 177,205 | $1,724,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 1,000,000 | $1,723,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 43,895 | $1,721,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 1,342,662 | $1,719,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,870,000 | $1,717,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 43,312 | $1,715,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 90,004 | $1,713,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,493,000 | $1,713,000 | thousands by filing date | principal |
| TPI Composites Inc | 87266J104 | Common Stock | 91,159 | $1,709,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 38,267 | $1,702,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,800,000 | $1,701,000 | thousands by filing date | principal |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 291,102 | $1,700,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 26,900 | $1,696,000 | thousands by filing date | put |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 433,806 | $1,696,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 193,453 | $1,691,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 31,427 | $1,681,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 116,153 | $1,679,000 | thousands by filing date | |
| NEWELL BRANDS INC | 651229906 | COM NEW | 89,500 | $1,675,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L951 | COM | 184,700 | $1,672,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 109,684 | $1,670,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 97,938 | $1,663,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 575,446 | $1,663,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,039,858 | $1,654,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 765,069 | $1,653,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 103,763 | $1,649,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 319,384 | $1,648,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 175,930 | $1,636,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 50,000 | $1,634,000 | thousands by filing date | call |
| HESS CORP | 42809H907 | COM | 27,000 | $1,633,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 68,080 | $1,628,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 74,931 | $1,627,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 52,660 | $1,621,000 | thousands by filing date | |
| FIRST HORIZON CORPORATION | 320517955 | COM | 100,000 | $1,620,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 25,215 | $1,619,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 373,660 | $1,617,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 73,504 | $1,614,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 53,572 | $1,610,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 310,178 | $1,607,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 40,087 | $1,605,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 214,824 | $1,604,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,560 | $1,603,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 65,039 | $1,596,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,080,000 | $1,593,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 27,087 | $1,587,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 23,988 | $1,586,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 25,812 | $1,582,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 17,562 | $1,577,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887952 | PUT | 51,300 | $1,574,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 405,681 | $1,572,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 53,687 | $1,568,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 28,625 | $1,567,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 28,100 | $1,566,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M905 | CALL | 30,000 | $1,565,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M955 | PUT | 30,000 | $1,565,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 30,000 | $1,553,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,202,057 | $1,551,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 134,152 | $1,549,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 50,000 | $1,549,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 344,309 | $1,548,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,460,748 | $1,548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 51,864 | $1,538,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887902 | CALL | 50,000 | $1,534,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 273,088 | $1,533,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 27,808 | $1,532,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 32,907 | $1,531,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 63,600 | $1,528,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 32,372 | $1,527,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M908 | COM | 167,500 | $1,523,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 42,475 | $1,518,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 55,287 | $1,513,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 82,497 | $1,510,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 177,393 | $1,504,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 21,222 | $1,504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 17,162 | $1,503,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 258,175 | $1,503,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 97,564 | $1,502,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 37,550 | $1,501,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 173,574 | $1,491,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 25,000 | $1,491,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 38,166 | $1,489,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 37,612 | $1,486,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,520,000 | $1,486,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 55,842 | $1,483,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 23,891 | $1,482,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 1,693,000 | $1,481,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 21,728 | $1,480,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 5,900 | $1,479,000 | thousands by filing date | call |
| ULTA BEAUTY INC | 90384S953 | COM | 5,900 | $1,479,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 91,386 | $1,477,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 22,599 | $1,472,000 | thousands by filing date | |
| KB HOME | 48666K959 | COM | 43,300 | $1,472,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 33,911 | $1,471,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 65,155 | $1,470,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 928,921 | $1,468,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 60,667 | $1,461,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 2,800,000 | $1,460,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 232,879 | $1,457,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 44,220 | $1,455,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 18,889 | $1,454,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 28,417 | $1,453,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 39,477 | $1,449,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 17,820 | $1,447,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 230,150 | $1,443,000 | thousands by filing date | |
| EQUINIX INC | 29444U900 | COM | 2,500 | $1,442,000 | thousands by filing date | call |
| EQUINIX INC | 29444U950 | COM | 2,500 | $1,442,000 | thousands by filing date | put |
| VIACOM INC-CLASS B | 92553P951 | COM | 60,000 | $1,442,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 173,751 | $1,441,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 188,300 | $1,440,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 20,365 | $1,440,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 45,180 | $1,439,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 44,301 | $1,436,000 | thousands by filing date | |
| ROKU INC | 77543R902 | CALL | 14,100 | $1,435,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 129,361 | $1,433,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 52,779 | $1,427,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 33,209 | $1,426,000 | thousands by filing date | |
| APPIAN CORP | 03782L901 | CL A | 30,000 | $1,425,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 15,800 | $1,421,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 43,250 | $1,419,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 282,048 | $1,415,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327903 | COM | 11,500 | $1,415,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 12,298 | $1,414,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 153,413 | $1,412,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 350,380 | $1,412,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 101,577 | $1,408,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 42,996 | $1,407,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 156,954 | $1,404,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 27,410 | $1,404,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 279,853 | $1,402,000 | thousands by filing date | |
| REVLON INC | 761525959 | PUT | 59,600 | $1,400,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 42,557 | $1,396,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 36,813 | $1,389,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,005,636 | $1,388,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 239,167 | $1,387,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 25,000 | $1,383,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 25,000 | $1,383,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 95,063 | $1,379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 33,353 | $1,377,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 90,511 | $1,377,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 65,383 | $1,375,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 97,352 | $1,372,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 12,000 | $1,371,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC | 74144T958 | COM | 12,000 | $1,371,000 | thousands by filing date | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 88,601 | $1,365,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260900 | COM | 75,000 | $1,365,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 152,199 | $1,362,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 94,544 | $1,361,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 37,073 | $1,360,000 | thousands by filing date | |
| ISHARES INC | 464286955 | MSCI TURKEY ETF | 50,900 | $1,360,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 289,148 | $1,359,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369906 | CALL | 4,000 | $1,359,000 | thousands by filing date | call |
| RETAIL VALUE INC | 76133Q102 | COM | 36,594 | $1,355,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 19,214 | $1,353,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 44,260 | $1,348,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269950 | PUT | 27,400 | $1,348,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044905 | COM | 60,000 | $1,348,000 | thousands by filing date | call |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 34,085 | $1,344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 38,094 | $1,342,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 98,831 | $1,340,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 12,300 | $1,337,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J956 | COM | 194,400 | $1,337,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 255,577 | $1,329,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 40,043 | $1,327,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 132,335 | $1,319,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 25,936 | $1,318,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 19,273 | $1,316,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,977 | $1,313,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 41,317 | $1,312,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 87,252 | $1,312,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 289,314 | $1,311,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 33,659 | $1,309,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 384,570 | $1,307,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 32,442 | $1,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 20,031 | $1,305,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 48,501 | $1,301,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 209,771 | $1,299,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 8,000 | $1,291,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 51,612 | $1,289,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 831,684 | $1,288,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 121,170 | $1,287,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 51,100 | $1,283,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 167,717 | $1,283,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 32,199 | $1,280,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 21,334 | $1,275,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 45,949 | $1,271,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 48,638 | $1,271,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 37,916 | $1,269,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 24,639 | $1,264,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 292,048 | $1,262,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 20,000 | $1,261,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411R958 | PUT | 20,000 | $1,261,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 34,002 | $1,259,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 150,000 | $1,259,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 79,233 | $1,258,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 22,672 | $1,254,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 231,770 | $1,252,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 53,600 | $1,251,000 | thousands by filing date | call |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 19,378 | $1,249,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 12,217 | $1,247,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 28,610 | $1,245,000 | thousands by filing date | |
| MGC | 921910873 | COM | 12,000 | $1,237,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 71,932 | $1,237,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 150,824 | $1,237,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 31,032 | $1,232,000 | thousands by filing date | |
| OKTA INC | 679295955 | CL A | 12,500 | $1,231,000 | thousands by filing date | put |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,202,000 | $1,224,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 13,101 | $1,223,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 181,077 | $1,221,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 20,498 | $1,220,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 117,118 | $1,211,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 23,088 | $1,207,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 844,000 | $1,207,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 307,390 | $1,206,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 546,540 | $1,203,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 360,765 | $1,202,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 145,609 | $1,201,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 157,383 | $1,199,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 15,100 | $1,197,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 15,100 | $1,197,000 | thousands by filing date | call |
| TURTLE BEACH CORP | 900450956 | COM NEW | 102,500 | $1,196,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 43,372 | $1,193,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 181,261 | $1,187,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 247,694 | $1,186,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 99,204 | $1,185,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 41,490 | $1,185,000 | thousands by filing date | |
| KELLOGG CO | 487836908 | COM | 18,400 | $1,184,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 81,627 | $1,182,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 29,941 | $1,182,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217950 | COM | 55,000 | $1,181,000 | thousands by filing date | put |
| DOCUSIGN INC | 256163906 | COM | 19,000 | $1,176,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 17,503 | $1,176,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 14,102 | $1,175,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,158,000 | $1,175,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146951 | PUT | 8,900 | $1,173,000 | thousands by filing date | put |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 175,226 | $1,165,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R900 | COM | 10,600 | $1,163,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 380,334 | $1,160,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 92,430 | $1,159,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 186,028 | $1,157,000 | thousands by filing date | |
| VEONEER INC | 92336X959 | COM | 77,100 | $1,156,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 94,335 | $1,153,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 151,541 | $1,149,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 10,210 | $1,148,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413906 | CALL | 4,800 | $1,147,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413956 | OPTION | 4,800 | $1,147,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 59,505 | $1,146,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 140,000 | $1,146,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 21,318 | $1,145,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 43,891 | $1,144,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 37,743 | $1,144,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 28,040 | $1,142,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,052 | $1,142,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 14,304 | $1,138,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 19,370 | $1,137,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 81,159 | $1,132,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 124,923 | $1,131,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 45,555 | $1,130,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 28,583 | $1,128,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y908 | CALL | 23,800 | $1,123,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 27,337 | $1,121,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 116,906 | $1,120,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 77,296 | $1,120,000 | thousands by filing date | |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 40,000 | $1,120,000 | thousands by filing date | call |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 40,000 | $1,120,000 | thousands by filing date | put |
| SOLARWINDS CORP | 83417Q105 | COM | 60,589 | $1,117,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 26,223 | $1,115,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 10,880 | $1,114,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 31,171 | $1,113,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 21,226 | $1,113,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 50,000 | $1,106,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 15,844 | $1,103,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 17,948 | $1,101,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 63,678 | $1,101,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 50,424 | $1,099,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 80,667 | $1,089,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 70,131 | $1,088,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 27,143 | $1,086,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 107,744 | $1,085,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 125,470 | $1,084,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 32,083 | $1,082,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 17,607 | $1,080,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 68,871 | $1,077,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 30,496 | $1,077,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 68,211 | $1,076,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 28,855 | $1,071,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 122,927 | $1,071,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 81,790 | $1,068,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 144,330 | $1,066,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 34,533 | $1,064,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 19,871 | $1,064,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 8,142 | $1,063,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 22,000 | $1,063,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 120,090 | $1,057,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 529,163 | $1,053,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 20,349 | $1,050,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,086 | $1,049,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 84,812 | $1,049,000 | thousands by filing date | |
| FACTSET RESH SYS INC | 303075955 | COM | 4,300 | $1,045,000 | thousands by filing date | put |
| NOVANTA INC | 67000B104 | COM | 12,712 | $1,038,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 48,780 | $1,038,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 80,203 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 29,045 | $1,036,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,656 | $1,035,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,652 | $1,030,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 1,900 | $1,026,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 74,237 | $1,024,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 46,543 | $1,024,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 89,772 | $1,021,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 34,933 | $1,021,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 108,807 | $1,014,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 365,728 | $1,013,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 15,000 | $1,011,000 | thousands by filing date | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 23,981 | $1,010,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 19,786 | $1,009,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653901 | CALL | 14,500 | $1,008,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 136,383 | $1,007,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 26,920 | $1,007,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G907 | CALL | 75,000 | $1,005,000 | thousands by filing date | call |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 40,000 | $1,002,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 40,000 | $1,001,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 40,000 | $1,001,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 40,000 | $1,000,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 40,000 | $1,000,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 40,000 | $1,000,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 32,068 | $999,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 112,000 | $999,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 262,060 | $997,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K956 | PUT | 40,000 | $997,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 92,310 | $995,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 25,451 | $995,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 134,262 | $991,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,951,840 | $991,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 43,463 | $991,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,000,000 | $990,000 | thousands by filing date | principal |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 33,130 | $989,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 6,580 | $984,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 44,879 | $984,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 50,000 | $983,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP | 064058900 | COM | 21,700 | $981,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 108,189 | $980,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 890,606 | $980,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 563,198 | $980,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 15,629 | $978,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 15,300 | $976,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 56,560 | $976,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 4,400 | $976,000 | thousands by filing date | call |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 19,224 | $975,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 18,511 | $974,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 75,821 | $971,000 | thousands by filing date | |
| INTELSAT S A | L5140P901 | CALL | 42,500 | $969,000 | thousands by filing date | call |
| INTELSAT S A | L5140P951 | PUT | 42,500 | $969,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 333,889 | $968,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 37,504 | $965,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 10,000 | $965,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376900 | COM | 10,000 | $965,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 14,244 | $962,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 102,423 | $961,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,100,000 | $942,000 | thousands by filing date | principal |
| EVOLUS INC | 30052C957 | COM | 60,200 | $940,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 42,374 | $939,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 56,843 | $934,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 770,000 | $934,000 | thousands by filing date | principal |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,933 | $932,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 84,182 | $927,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 28,532 | $925,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,803 | $925,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 451,468 | $925,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,889 | $922,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363909 | CALL | 7,400 | $922,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 147,400 | $922,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 45,491 | $921,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 29,580 | $918,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 35,196 | $917,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 232,643 | $915,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 155,637 | $915,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,001 | $914,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 90,477 | $914,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 12,020 | $913,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 19,057 | $911,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 149,844 | $911,000 | thousands by filing date | |
| CNX RES CORP | 12653C908 | COM | 125,000 | $908,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 54,015 | $908,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 21,156 | $906,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 27,919 | $900,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 98,542 | $896,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 600,000 | $892,000 | thousands by filing date | principal |
| PIVOTAL SOFTWARE INC | 72582H907 | CALL | 59,800 | $892,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 36,310 | $890,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 41,620 | $886,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 443,216 | $886,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 183,415 | $885,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 49,524 | $879,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 116,952 | $879,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 44,526 | $875,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 22,950 | $874,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 22,769 | $873,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 33,182 | $872,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 61,791 | $867,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 30,031 | $864,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,525 | $861,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 439,502 | $861,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 30,940 | $861,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M909 | COM NEW | 45,000 | $860,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC | 127387908 | CALL | 13,000 | $859,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 28,690 | $857,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 15,614 | $855,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 41,348 | $854,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 29,376 | $850,000 | thousands by filing date | |
| PG&E CORP | 69331C958 | PUT | 85,000 | $850,000 | thousands by filing date | put |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 264,117 | $848,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG | H17182958 | PUT | 20,700 | $848,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 40,000 | $848,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL CORP | 63934E958 | COM | 30,000 | $843,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 125,752 | $840,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 12,000 | $840,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 21,478 | $837,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 45,319 | $837,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 29,023 | $833,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO | 388689901 | COM | 56,400 | $832,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 450,226 | $828,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,024 | $827,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 40,378 | $826,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 82,054 | $826,000 | thousands by filing date | |
| BORGWARNER INC | 099724956 | COM | 22,500 | $825,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 222,596 | $824,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 42,965 | $822,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 6,851 | $822,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 37,034 | $822,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 49,880 | $821,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 31,190 | $820,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 45,310 | $818,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B903 | Cmn | 77,000 | $815,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 59,752 | $814,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 7,114 | $814,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 42,062 | $810,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X954 | COM | 25,000 | $810,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 169,087 | $809,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 5,000 | $807,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 48,477 | $804,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 429,330 | $803,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 28,975 | $802,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 102,146 | $801,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 10,281 | $801,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 47,027 | $798,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 121,133 | $798,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 8,300 | $796,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 101,283 | $794,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,179 | $794,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 51,098 | $791,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 95,187 | $790,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 125,398 | $789,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 160,599 | $789,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 26,821 | $788,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 21,297 | $788,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E909 | COM | 5,300 | $788,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 414,625 | $788,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 19,336 | $786,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 30,191 | $786,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000258 | this filing | 2019-11-12 | acceptance time not in the bulk data set |