13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 5,794 holding rows worth $502,154,326,000.
- Accession
- 0000019617-19-000258
- Filer
- CIK 19617
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 20,809 entries on the cover page, a total value of $502,154,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,154,326,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CROWDSTRIKE HLDGS INC | 22788C955 | CALL | 110,600 | $6,449,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,455,000 | $6,448,000 | thousands by filing date | principal |
| WILLIAMS COS INC | 969457950 | PUT | 267,500 | $6,436,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 551,361 | $6,426,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 553,599 | $6,422,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 169,686 | $6,420,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 64,400 | $6,408,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 692,500 | $6,392,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 38,785 | $6,389,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667901 | COM | 29,500 | $6,381,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 485,518 | $6,360,000 | thousands by filing date | |
| SERVICENOW INC | 81762P952 | PUT | 25,000 | $6,346,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,289,536 | $6,345,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 32,966 | $6,329,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 217,050 | $6,328,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 120,997 | $6,324,000 | thousands by filing date | |
| SNAP INC | 83304A906 | CL A | 400,000 | $6,320,000 | thousands by filing date | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 303,327 | $6,297,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,480,559 | $6,292,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 53,974 | $6,279,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 615,549 | $6,279,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 308,465 | $6,274,000 | thousands by filing date | |
| SEMPRA | 816851909 | COM | 42,500 | $6,273,000 | thousands by filing date | call |
| SEMPRA | 816851959 | COM | 42,500 | $6,273,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284908 | CALL | 179,000 | $6,267,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 16,053 | $6,262,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 246,240 | $6,232,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 468,396 | $6,232,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 48,809 | $6,224,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 111,336 | $6,223,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 52,500 | $6,222,000 | thousands by filing date | put |
| AON PLC | G0408V902 | COM | 32,000 | $6,194,000 | thousands by filing date | call |
| AON PLC | G0408V952 | COM | 32,000 | $6,194,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 93,858 | $6,188,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q953 | COM | 45,200 | $6,177,000 | thousands by filing date | put |
| REALTY INCOME CORP | 756109904 | CALL | 80,500 | $6,173,000 | thousands by filing date | call |
| REALTY INCOME CORP | 756109954 | COM | 80,500 | $6,173,000 | thousands by filing date | put |
| ORTHOFIX MED INC | 68752M108 | COM | 116,259 | $6,164,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 66,863 | $6,139,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,487,000 | $6,137,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,305,000 | $6,118,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 183,274 | $6,116,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 240,014 | $6,115,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 54,902 | $6,114,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 223,954 | $6,114,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523950 | COM | 40,224 | $6,106,000 | thousands by filing date | put |
| YY INC | 98426T956 | COM | 108,500 | $6,101,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,002,174 | $6,073,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 380,232 | $6,073,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 525,283 | $6,072,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 166,111 | $6,068,000 | thousands by filing date | |
| XPO INC | 983793950 | PUT | 84,700 | $6,062,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 28,100 | $6,051,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC | 053484951 | COM | 28,100 | $6,051,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 95,165 | $6,037,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 223,140 | $6,035,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 4,086,000 | $6,030,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 254,660 | $6,023,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 247,849 | $6,015,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 818,464 | $6,015,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 552,660 | $6,013,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 404,122 | $6,013,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 204,446 | $6,007,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 83,110 | $6,007,000 | thousands by filing date | |
| CORNING INC | 219350905 | CALL | 210,500 | $6,003,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 252,974 | $5,996,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 164,527 | $5,994,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 128,900 | $5,993,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 252,429 | $5,988,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 153,600 | $5,987,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 127,038 | $5,978,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,585,266 | $5,977,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,024,666 | $5,963,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 104,606 | $5,958,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 24,800 | $5,954,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 618,596 | $5,950,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T957 | COM | 601,700 | $5,939,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 209,815 | $5,933,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 447,459 | $5,933,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 573,097 | $5,912,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 117,773 | $5,907,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 379,331 | $5,907,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 361,973 | $5,905,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 1,138,700 | $5,904,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 128,884 | $5,900,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 423,383 | $5,893,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 229,857 | $5,884,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 138,256 | $5,880,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 58,013 | $5,879,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 300,000 | $5,877,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 560,310 | $5,872,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 419,353 | $5,866,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 209,500 | $5,852,000 | thousands by filing date | put |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 190,908 | $5,849,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 215,787 | $5,845,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 140,226 | $5,845,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 1,126,900 | $5,843,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,927,000 | $5,839,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 536,515 | $5,831,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 742,333 | $5,828,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E904 | SPONSORED ADS | 1,012,500 | $5,822,000 | thousands by filing date | call |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 5,106 | $5,821,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 514,230 | $5,816,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 230,152 | $5,811,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 67,587 | $5,809,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 542,526 | $5,805,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 775,925 | $5,796,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 58,483 | $5,794,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 263,801 | $5,782,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 310,286 | $5,779,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 944,488 | $5,752,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 65,423 | $5,743,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 282,161 | $5,742,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100,880 | $5,739,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 230,085 | $5,728,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 97,055 | $5,724,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300,128 | $5,714,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 345,042 | $5,714,000 | thousands by filing date | |
| DAVITA INC | 23918K908 | COM | 100,000 | $5,707,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 177,091 | $5,697,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 129,334 | $5,671,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 210,413 | $5,668,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 179,800 | $5,662,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 96,000 | $5,650,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 667,411 | $5,646,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 342,177 | $5,632,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC | 737010958 | PUT | 210,000 | $5,632,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 74,700 | $5,626,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L951 | PUT | 50,000 | $5,606,000 | thousands by filing date | put |
| AMERICAN WOODMARK CORP | 030506109 | COM | 62,974 | $5,599,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 98,453 | $5,590,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 100,000 | $5,585,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 88,772 | $5,580,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 120,428 | $5,578,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 469,424 | $5,577,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 88,000 | $5,577,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 683,859 | $5,574,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B955 | SHS | 230,000 | $5,561,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 5,000,000 | $5,540,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,258,560 | $5,538,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 188,983 | $5,535,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 571,084 | $5,534,000 | thousands by filing date | |
| ZENDESK INC | 98936J901 | CALL | 75,900 | $5,532,000 | thousands by filing date | call |
| M & T BK CORP | 55261F954 | PUT | 35,000 | $5,529,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 53,335 | $5,527,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A900 | SHS | 425,000 | $5,521,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 248,715 | $5,519,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 800,345 | $5,514,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 5,815,000 | $5,511,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 803,903 | $5,499,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115904 | COM | 58,200 | $5,498,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 363,359 | $5,490,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 37,700 | $5,488,000 | thousands by filing date | put |
| CME GROUP INC | 12572Q905 | CALL | 25,800 | $5,453,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q955 | PUT | 25,800 | $5,453,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 55,487 | $5,449,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 61,433 | $5,448,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y952 | PUT | 110,000 | $5,447,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y902 | ST STR SVC ETF | 110,000 | $5,447,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 35,626 | $5,439,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 350,000 | $5,439,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 4,418,000 | $5,434,000 | thousands by filing date | principal |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 995,185 | $5,424,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R904 | COM | 218,200 | $5,400,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 30,000 | $5,390,000 | thousands by filing date | call |
| PPL CORP | 69351T906 | COM | 170,000 | $5,353,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 448,836 | $5,341,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R954 | COM | 215,500 | $5,334,000 | thousands by filing date | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 71,211 | $5,328,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 221,887 | $5,322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 87,374 | $5,321,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 46,600 | $5,320,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 207,643 | $5,314,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 47,948 | $5,306,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 190,773 | $5,302,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 44,200 | $5,296,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 105,696 | $5,291,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 719,132 | $5,277,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 202,036 | $5,269,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P953 | PUT | 65,600 | $5,267,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 140,912 | $5,262,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 339,755 | $5,260,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 143,663 | $5,256,000 | thousands by filing date | |
| WIX COM LTD | M98068955 | PUT | 45,000 | $5,253,000 | thousands by filing date | put |
| WIX COM LTD | M98068905 | SHS | 45,000 | $5,253,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 232,138 | $5,252,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 6,429,000 | $5,252,000 | thousands by filing date | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 988,575 | $5,249,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 55,974 | $5,247,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 443,141 | $5,243,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 61,409 | $5,231,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 492,069 | $5,231,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 267,574 | $5,230,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 188,306 | $5,226,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 592,237 | $5,218,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 71,425 | $5,205,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 116,522 | $5,199,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 450,000 | $5,198,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 293,994 | $5,189,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 919,959 | $5,189,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 183,600 | $5,179,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 213,062 | $5,169,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 159,650 | $5,168,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO | 636180951 | PUT | 110,000 | $5,161,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 167,960 | $5,147,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 76,721 | $5,138,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HLDGS | 80283M901 | CALL | 200,000 | $5,102,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HLDGS | 80283M951 | PUT | 200,000 | $5,102,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 141,541 | $5,098,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 252,711 | $5,097,000 | thousands by filing date | |
| EATON CORP PLC | G29183953 | PUT | 61,300 | $5,097,000 | thousands by filing date | put |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 339,583 | $5,094,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 136,924 | $5,068,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,184,457 | $5,054,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 141,691 | $5,054,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 137,797 | $5,052,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 231,504 | $5,047,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111907 | COM | 25,700 | $5,042,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,680,363 | $5,041,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 263,049 | $5,031,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 150,820 | $5,026,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 474,081 | $5,023,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 101,339 | $5,011,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 51,200 | $5,008,000 | thousands by filing date | call |
| PROLOGIS INC. | 74340W953 | COM | 58,600 | $4,994,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 173,776 | $4,984,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 4,985,000 | $4,981,000 | thousands by filing date | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 62,534 | $4,958,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 150,891 | $4,940,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 478,884 | $4,939,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 343,559 | $4,923,000 | thousands by filing date | |
| WEIBO CORP | 948596901 | SPONSORED ADR | 110,000 | $4,923,000 | thousands by filing date | call |
| SOUTHERN CO | 842587957 | COM | 79,700 | $4,923,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 61,611 | $4,920,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 923,002 | $4,920,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 27,231 | $4,905,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 194,453 | $4,875,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245950 | PUT | 525,000 | $4,856,000 | thousands by filing date | put |
| SOUTHERN CO | 842587907 | COM | 78,600 | $4,855,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 784,611 | $4,841,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 58,006 | $4,835,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 171,810 | $4,831,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 25,100 | $4,828,000 | thousands by filing date | put |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 25,100 | $4,828,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 103,570 | $4,822,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 124,400 | $4,804,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 123,939 | $4,802,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 193,810 | $4,798,000 | thousands by filing date | |
| ALLSTATE CORP | 020002951 | COM | 44,100 | $4,793,000 | thousands by filing date | put |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 186,314 | $4,784,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 16,600 | $4,783,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 291,558 | $4,779,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 35,000 | $4,778,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 62,217 | $4,771,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 2,124,816 | $4,760,000 | thousands by filing date | |
| MASCO CORP | 574599906 | CALL | 113,700 | $4,739,000 | thousands by filing date | call |
| APPIAN CORP | 03782L951 | CL A | 99,300 | $4,717,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 74,700 | $4,711,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 408,608 | $4,708,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 124,363 | $4,703,000 | thousands by filing date | |
| ANAPLAN INC | 03272L908 | CALL | 100,000 | $4,700,000 | thousands by filing date | call |
| NOVARTIS AG | 66987V959 | SPONSORED ADR | 54,000 | $4,693,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 205,134 | $4,689,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 113,265 | $4,689,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 90,671 | $4,686,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 247,300 | $4,679,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,201,979 | $4,676,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 250,655 | $4,673,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 94,635 | $4,666,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 253,349 | $4,662,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,057,000 | $4,660,000 | thousands by filing date | principal |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 511,364 | $4,654,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 57,948 | $4,652,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 235,624 | $4,649,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 80,000 | $4,641,000 | thousands by filing date | call |
| FIRST SOLAR INC | 336433957 | PUT | 80,000 | $4,641,000 | thousands by filing date | put |
| DROPBOX INC | 26210C954 | CL A | 230,000 | $4,639,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 236,696 | $4,630,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V | 500472903 | NY REGIS SHS NEW | 100,000 | $4,613,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V | 500472953 | NY REGIS SHS NEW | 100,000 | $4,613,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 123,565 | $4,611,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 164,567 | $4,607,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 216,005 | $4,591,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 113,759 | $4,568,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 319,205 | $4,567,000 | thousands by filing date | |
| ILLUMINA INC | 452327909 | CALL | 15,000 | $4,563,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 115,883 | $4,562,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 29,642 | $4,557,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 13,060 | $4,550,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,769,629 | $4,542,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 86,635 | $4,536,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 80,002 | $4,526,000 | thousands by filing date | |
| UNIQURE NV | N90064951 | SHS | 115,000 | $4,526,000 | thousands by filing date | put |
| NETEASE COM INC | 64110W952 | PUT | 17,000 | $4,525,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 143,165 | $4,521,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 496,849 | $4,517,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 74,800 | $4,508,000 | thousands by filing date | call |
| ALECTOR INC | 014442107 | COMMON STOCK | 312,507 | $4,506,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 260,000 | $4,506,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 200,043 | $4,494,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 153,755 | $4,492,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 209,788 | $4,492,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 220,105 | $4,481,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 75,193 | $4,474,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 113,369 | $4,461,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 26,300 | $4,456,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 54,906 | $4,455,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 44,984 | $4,452,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 58,406 | $4,451,000 | thousands by filing date | |
| TARGA RES CORP | 87612G901 | CALL | 110,600 | $4,443,000 | thousands by filing date | call |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 75,100 | $4,441,000 | thousands by filing date | call |
| SONY GROUP CORP | 835699957 | SPONSORED ADR | 75,000 | $4,435,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 263,175 | $4,432,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 95,390 | $4,419,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 306,016 | $4,419,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 161,763 | $4,419,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 325,790 | $4,415,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,396,000 | $4,413,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 229,267 | $4,411,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 56,710 | $4,397,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 101,760 | $4,397,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,061,736 | $4,396,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,565,000 | $4,396,000 | thousands by filing date | principal |
| PINNACLE WEST CAP CORP | 723484951 | PUT | 45,100 | $4,378,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 57,522 | $4,377,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 58,517 | $4,376,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,739,000 | $4,375,000 | thousands by filing date | principal |
| MARZETTI COMPANY | 513847103 | COM | 31,493 | $4,366,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 420,586 | $4,366,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 4,363,000 | $4,365,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 141,937 | $4,363,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 53,567 | $4,362,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,750,000 | $4,361,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 115,079 | $4,360,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 205,429 | $4,355,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 14,302 | $4,346,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 279,751 | $4,344,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 136,712 | $4,342,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 239,158 | $4,329,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 300,000 | $4,322,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 288,545 | $4,320,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 60,206 | $4,316,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 708,733 | $4,316,000 | thousands by filing date | |
| CREE INC | 225447901 | COM | 88,000 | $4,312,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 20,800 | $4,311,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 63,005 | $4,309,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 28,219 | $4,297,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 134,897 | $4,295,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 131,681 | $4,278,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 107,249 | $4,276,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 241,330 | $4,257,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 728,982 | $4,250,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 80,257 | $4,248,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 190,158 | $4,248,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 3,860,000 | $4,248,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 70,000 | $4,243,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 70,000 | $4,243,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 4,389,000 | $4,238,000 | thousands by filing date | principal |
| GREIF INC | 397624107 | CL A | 111,769 | $4,236,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 217,236 | $4,232,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 96,270 | $4,231,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 170,990 | $4,231,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 70,000 | $4,225,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,393,000 | $4,225,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 17,062 | $4,218,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 246,665 | $4,218,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 293,434 | $4,214,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 288,639 | $4,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 104,498 | $4,194,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A903 | COM | 45,000 | $4,190,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A953 | COM | 45,000 | $4,190,000 | thousands by filing date | put |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 177,102 | $4,186,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 206,465 | $4,181,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 81,989 | $4,175,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 88,226 | $4,166,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,719,605 | $4,127,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 95,098 | $4,114,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 107,925 | $4,111,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 100,000 | $4,107,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 293,172 | $4,106,000 | thousands by filing date | |
| ISHARES INC | 46434G902 | CALL | 90,000 | $4,088,000 | thousands by filing date | call |
| ISHARES INC | 46434G952 | MSCI TAIWAN ETF | 90,000 | $4,088,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 129,798 | $4,077,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 100,000 | $4,069,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 75,934 | $4,068,000 | thousands by filing date | |
| DIGITAL RLTY TR INC | 253868903 | COM | 31,300 | $4,063,000 | thousands by filing date | call |
| RAYTHEON COMPANY | 755111957 | COM | 20,700 | $4,061,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 252,017 | $4,055,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 114,889 | $4,046,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 57,525 | $4,040,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 4,477 | $4,039,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 64,492 | $4,035,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 206,498 | $4,034,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 599,950 | $4,032,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 881,940 | $4,031,000 | thousands by filing date | |
| PLANET FITNESS INC CL A | 72703H901 | COM NEW | 69,500 | $4,022,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 308,566 | $4,011,000 | thousands by filing date | |
| ZOGENIX INC | 98978L954 | PUT | 100,000 | $4,004,000 | thousands by filing date | put |
| SAFEHOLD INC | 78645L100 | COM | 131,274 | $4,003,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 307,749 | $3,999,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 132,909 | $3,986,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 77,147 | $3,985,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 59,345 | $3,982,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 83,115 | $3,974,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 25,000 | $3,974,000 | thousands by filing date | call |
| DOLLAR GEN CORP | 256677955 | COM | 25,000 | $3,974,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 52,922 | $3,958,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,050,680 | $3,958,000 | thousands by filing date | |
| M & T BK CORP | 55261F904 | COM | 25,000 | $3,949,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 297,381 | $3,949,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,277,207 | $3,947,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 277,019 | $3,945,000 | thousands by filing date | |
| TPI COMPOSITES INC | 87266J904 | CALL | 210,000 | $3,938,000 | thousands by filing date | call |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 139,266 | $3,933,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 344,490 | $3,924,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 71,412 | $3,914,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 203,565 | $3,914,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 262,551 | $3,909,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 373,867 | $3,907,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200,519 | $3,891,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 123,100 | $3,887,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 123,100 | $3,887,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L957 | SH BEN INT | 45,000 | $3,882,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 114,201 | $3,881,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 69,610 | $3,867,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 256,656 | $3,857,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 41,739 | $3,855,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 34,795 | $3,847,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 187,233 | $3,845,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 605,816 | $3,829,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 670,000 | $3,826,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 2,446,619 | $3,817,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 123,771 | $3,811,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 40,900 | $3,789,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 946,391 | $3,786,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 145,618 | $3,781,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 99,974 | $3,780,000 | thousands by filing date | |
| WELLTOWER INC | 95040Q904 | COM | 41,700 | $3,780,000 | thousands by filing date | call |
| WELLTOWER INC | 95040Q954 | COM | 41,700 | $3,780,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 183,010 | $3,777,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914953 | COM | 54,800 | $3,770,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 17,363 | $3,768,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 122,307 | $3,760,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 140,675 | $3,758,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 78,599 | $3,755,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 55,380 | $3,750,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 150,000 | $3,746,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 150,000 | $3,746,000 | thousands by filing date | put |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 267,932 | $3,740,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 351,500 | $3,740,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P951 | Cmn | 873,500 | $3,739,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP | 744573906 | COM | 60,000 | $3,725,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP | 744573956 | COM | 60,000 | $3,725,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 49,869 | $3,723,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 244,657 | $3,716,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 328,514 | $3,712,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 53,691 | $3,711,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 330,521 | $3,708,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 41,591 | $3,705,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 68,885 | $3,704,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 79,712 | $3,704,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 275,996 | $3,699,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 4,400 | $3,698,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 4,400 | $3,698,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 179,411 | $3,696,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 165,164 | $3,696,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 32,422 | $3,695,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945951 | COM | 95,500 | $3,694,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 320,167 | $3,688,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 35,840 | $3,680,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 221,311 | $3,678,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 404,539 | $3,677,000 | thousands by filing date | |
| OMEROS CORP | 682143952 | COM | 225,100 | $3,676,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,066,512 | $3,669,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 301,161 | $3,663,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F950 | COM | 125,000 | $3,661,000 | thousands by filing date | put |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 21,600 | $3,659,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 160,000 | $3,650,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F953 | PUT | 160,000 | $3,650,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 129,902 | $3,649,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 60,696 | $3,646,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 117,514 | $3,642,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 37,750 | $3,640,000 | thousands by filing date | |
| THE TRADE DESK INC | 88339J905 | CALL | 19,400 | $3,638,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 142,616 | $3,638,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 272,532 | $3,636,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 22,794 | $3,629,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 115,003 | $3,628,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 2,263,000 | $3,628,000 | thousands by filing date | principal |
| ALBANY INTL CORP | 012348108 | CL A | 40,193 | $3,624,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 348,161 | $3,622,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 1,182,562 | $3,619,000 | thousands by filing date | |
| MONGODB INC | 60937P906 | CALL | 30,000 | $3,614,000 | thousands by filing date | call |
| KRAFT HEINZ CO | 500754906 | COM | 128,800 | $3,598,000 | thousands by filing date | call |
| BOYD GAMING CORP | 103304901 | COM | 150,000 | $3,593,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 196,289 | $3,590,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 171,093 | $3,589,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 316,415 | $3,586,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,101,000 | $3,586,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 621,387 | $3,585,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000258 | this filing | 2019-11-12 | acceptance time not in the bulk data set |