13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 5,794 holding rows worth $502,154,326,000.
- Accession
- 0000019617-19-000258
- Filer
- CIK 19617
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 20,809 entries on the cover page, a total value of $502,154,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,154,326,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,000 | $279,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 14,500 | $279,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,983 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,725 | $277,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,478 | $277,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 263,000 | $274,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,649 | $273,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 12,643 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,784 | $272,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,615 | $272,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 36,355 | $271,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 26,789 | $271,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 13,173 | $270,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 11,628 | $270,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 28,000 | $270,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 6,126 | $269,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 26,870 | $269,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 81,951 | $269,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 40,701 | $268,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 214,569 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 4,475 | $266,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 13,839 | $266,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,487 | $266,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,687 | $264,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 12,785 | $264,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 36,780 | $264,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 11,225 | $263,000 | thousands by filing date | |
| IQIYI INC | G4939KAA4 | DEBT 3.75012/0 | 250,000 | $263,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,315 | $262,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7,506 | $262,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 18,289 | $262,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 10,774 | $261,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,413 | $261,000 | thousands by filing date | |
| QUTOUTIAO INC | 74915J957 | ADS REP SHS A | 70,600 | $261,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 6,924 | $260,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 17,601 | $260,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 12,947 | $260,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,120 | $260,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 31,640 | $260,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 965 | $259,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N957 | COM | 71,400 | $259,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 8,255 | $257,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,933 | $257,000 | thousands by filing date | |
| IQIYI INC | G4939KAB2 | DEBT 2.000% 4/0 | 270,000 | $257,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,882 | $256,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,440 | $254,000 | thousands by filing date | |
| MIMECAST LTD | G14838909 | ORD SHS | 7,100 | $253,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 9,935 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,650 | $250,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,261 | $249,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,603 | $249,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 9,082 | $249,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 37,310 | $249,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC | 50105F955 | PUT | 20,100 | $249,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K906 | CALL | 10,000 | $249,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 69,355 | $248,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,282 | $247,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 27,600 | $247,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 16,540 | $246,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,102 | $245,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 900 | $245,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,659 | $245,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 72,228 | $245,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,205 | $244,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,608 | $244,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,693 | $243,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 291,481 | $243,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 23,715 | $243,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 11,007 | $242,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,267 | $242,000 | thousands by filing date | |
| CHEESECAKE FACTORY INCTHE | 163072951 | COM NEW | 5,800 | $242,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 11,878 | $242,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 17,190 | $242,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 15,719 | $241,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,062 | $241,000 | thousands by filing date | |
| REVOLVE GROUP INC | 76156B957 | CL A | 10,300 | $241,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 55,844 | $241,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,326 | $240,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 243,000 | $240,000 | thousands by filing date | principal |
| THE BANK OF PRINCETON | 064520109 | COMMON | 8,241 | $239,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,342 | $238,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131301 | COM | 35,886 | $238,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,904 | $237,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,036 | $236,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 14,059 | $236,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 15,523 | $235,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 22,138 | $235,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 116,459 | $235,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 45,462 | $234,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 8,379 | $234,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 216,252 | $233,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 11,763 | $233,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 108,276 | $233,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 41,396 | $233,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 319,344 | $233,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,395 | $232,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 14,890 | $231,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,273 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,731 | $231,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 9,714 | $231,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 59,000 | $231,000 | thousands by filing date | principal |
| VERITONE INC | 92347M100 | COM | 64,387 | $230,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 172,193 | $229,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 10,420 | $229,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 9,084 | $229,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,944 | $228,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 4,130 | $228,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 12,066 | $228,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,976 | $226,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017906 | CALL | 5,100 | $226,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,919 | $225,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 473,567 | $225,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 52,703 | $225,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 18,900 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 11,128 | $223,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 12,848 | $223,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 11,401 | $223,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 56,579 | $223,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 175,208 | $223,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 26,624 | $222,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,562 | $221,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 134,728 | $221,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 198,100 | $220,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 111,672 | $220,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $219,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 14,416 | $218,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 18,152 | $218,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,686 | $216,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 16,829 | $216,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,667 | $215,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,912 | $215,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 61,318 | $215,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,372 | $214,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,056 | $213,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 15,885 | $213,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,264 | $211,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 600 | $211,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y907 | CALL | 600 | $211,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 6,216 | $211,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 18,212 | $211,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 12,410 | $211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,903 | $210,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 18,252 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 2,600 | $207,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,959 | $207,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 24,384 | $206,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,225 | $205,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,283 | $205,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 69,596 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,912 | $204,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 7,428 | $204,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,100 | $203,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,059 | $203,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 6,235 | $203,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 24,876 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,052 | $202,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,739 | $202,000 | thousands by filing date | |
| VUZIX CORP | 92921W950 | COM NEW | 88,400 | $202,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,268 | $201,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,758 | $201,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 9,902 | $201,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,179 | $201,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 9,347 | $200,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 47,455 | $200,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 61,082 | $200,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,908 | $199,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 15,626 | $199,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 1,800 | $198,000 | thousands by filing date | call |
| ROSS STORES INC | 778296953 | COM | 1,800 | $198,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,196 | $197,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,245 | $196,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,068 | $196,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 12,818 | $196,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A952 | INF TECH ETF | 900 | $194,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,276 | $193,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 14,870 | $193,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 5,188 | $192,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 14,400 | $192,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 24,599 | $192,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 12,895 | $191,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,872 | $191,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 22,529 | $191,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 9,229 | $191,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 79,253 | $191,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 21,132 | $190,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,713 | $190,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,975 | $189,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,552 | $189,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,604 | $188,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,859 | $188,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 93,388 | $188,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 38,702 | $188,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 204,000 | $188,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,738 | $187,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,965 | $187,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 46,505 | $186,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,748 | $185,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 5,377 | $185,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,838 | $184,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,063 | $184,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 6,820 | $184,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,048 | $184,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,579 | $183,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,310 | $183,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,255 | $182,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,828 | $182,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,285 | $181,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 34,323 | $181,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,490 | $181,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 212,493 | $180,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 11,202 | $179,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,090 | $179,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 114,278 | $179,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 17,732 | $177,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,804 | $177,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 53,024 | $177,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 4,987 | $177,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,358 | $176,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,946 | $175,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 53,247 | $175,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 43,105 | $175,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,199 | $174,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 83,558 | $174,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 8,074 | $174,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 3,000 | $173,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 32,111 | $173,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,075 | $172,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 15,667 | $172,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,675 | $169,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,091 | $169,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,574 | $169,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,435 | $168,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 7,442 | $168,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,095 | $168,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,671 | $168,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V958 | COM | 60,700 | $168,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 128,015 | $167,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 163,000 | $167,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,620 | $166,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 25,726 | $166,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,942 | $166,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,400 | $165,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 5,901 | $165,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,916 | $164,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,100 | $164,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,875 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,259 | $164,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 5,469 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3,286 | $163,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 26,920 | $163,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 61,549 | $162,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,023 | $162,000 | thousands by filing date | |
| LIVENT CORP | 53814L958 | COM | 24,200 | $162,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 26,384 | $160,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,727 | $159,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,662 | $159,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,664 | $159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 17,728 | $159,000 | thousands by filing date | |
| PARETEUM CORP | 69946T957 | PUT | 123,400 | $159,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 8,969 | $158,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,958 | $158,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,248 | $158,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 8,219 | $157,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H951 | COM | 6,100 | $157,000 | thousands by filing date | put |
| PARK AEROSPACE CORP | 70014A104 | COM | 8,811 | $155,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,433 | $155,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 16,501 | $154,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 126,641 | $154,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 14,705 | $153,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 24,367 | $153,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,694 | $153,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16,657 | $152,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 145,000 | $152,000 | thousands by filing date | principal |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 75,375 | $151,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,000 | $150,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 22,590 | $150,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 25,021 | $150,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,519 | $149,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 19,594 | $149,000 | thousands by filing date | |
| CHEMOURS CO | 163851958 | COM | 10,000 | $149,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 33,724 | $149,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 66,717 | $149,000 | thousands by filing date | |
| AMERICA MOVIL-ADR SERIES L | 02364W905 | COM | 10,000 | $149,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,505 | $148,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 9,464 | $148,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 36,716 | $147,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 21,435 | $147,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 18,071 | $147,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 16,647 | $147,000 | thousands by filing date | |
| CRYOPORT INC | 229050907 | COM PAR $0.001 | 9,000 | $147,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 22,834 | $146,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 9,919 | $146,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 95,146 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,369 | $145,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,365 | $145,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 50,226 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,420 | $144,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,525 | $144,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,482 | $144,000 | thousands by filing date | |
| TRIMBLE INC | 896239900 | CALL | 3,700 | $144,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 28,502 | $144,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $144,000 | thousands by filing date | principal |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 24,330 | $143,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 42,233 | $143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,696 | $142,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 61,830 | $142,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 9,454 | $142,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,730 | $141,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,515 | $141,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,487 | $141,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24,702 | $141,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 21,508 | $141,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 7,975 | $140,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 7,425 | $140,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 109,794 | $139,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 10,972 | $139,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 53,994 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,580 | $138,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 9,906 | $138,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 24,126 | $138,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 69,946 | $138,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 16,055 | $138,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 7,638 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,800 | $137,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,498 | $137,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 8,257 | $137,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,917 | $136,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 5,064 | $136,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 42,483 | $136,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 66,919 | $135,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 8,706 | $135,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,300 | $134,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 900 | $134,000 | thousands by filing date | put |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 6,343 | $133,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,874 | $131,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,925 | $131,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 12,790 | $130,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,838 | $130,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 72,165 | $130,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 3,988 | $129,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 14,839 | $128,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 37,407 | $128,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,906 | $128,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 18,569 | $128,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 7,526 | $126,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,894 | $125,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H903 | COM | 4,700 | $125,000 | thousands by filing date | call |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 8,255 | $124,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 143,552 | $124,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,912 | $123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 5,655 | $122,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,537 | $121,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,267 | $121,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 20,923 | $121,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 6,500 | $121,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 26,811 | $120,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC | 67103H907 | CALL | 300 | $120,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC | 67103H957 | COM | 300 | $120,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 3,128 | $119,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 3,441 | $119,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 5,377 | $119,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 20,763 | $119,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 23,070 | $119,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,333 | $118,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 18,184 | $118,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 1,000 | $118,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,757 | $118,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 28,480 | $118,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,385 | $117,000 | thousands by filing date | |
| MATTEL INC | 577081902 | CALL | 10,300 | $117,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 34,996 | $117,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,644 | $116,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD | G96629903 | SHS | 600 | $116,000 | thousands by filing date | call |
| WILLIS TOWERS WATSON PLC LTD | G96629953 | SHS | 600 | $116,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 24,395 | $116,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 40,701 | $116,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W959 | OPTION | 20,800 | $115,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 27,383 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 7,673 | $115,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 29,038 | $114,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 9,749 | $114,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,292 | $114,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 16,910 | $114,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 24,344 | $113,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 9,537 | $113,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,799 | $113,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,353 | $113,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 87,894 | $113,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,389 | $112,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 200,000 | $112,000 | thousands by filing date | principal |
| KODIAK SCIENCES INC | 50015M109 | COM | 7,730 | $111,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,219 | $111,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,870 | $111,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 4,153 | $111,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,283 | $110,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,344 | $110,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,900 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,260 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,887 | $109,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,141 | $109,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,029 | $109,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 20,115 | $109,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 5,679 | $108,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 10,157 | $108,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 6,724 | $108,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 42,684 | $108,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,496 | $107,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,627 | $107,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 45,356 | $107,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,819 | $107,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,714 | $106,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 4,015 | $106,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 5,310 | $106,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,407 | $106,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 2,000 | $106,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,898 | $105,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,184 | $105,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 9,030 | $105,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,257 | $105,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 5,275 | $105,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 29,076 | $104,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 13,046 | $104,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 6,129 | $104,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,728 | $104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 961 | $103,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 55,149 | $103,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,247 | $103,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 8,905 | $102,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,315 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,330 | $101,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,682 | $101,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 8,283 | $101,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 4,092 | $100,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 12,733 | $100,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 21,473 | $100,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 3,844 | $100,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,172 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 8,544 | $98,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 4,873 | $98,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 3,596 | $98,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,605 | $98,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 12,508 | $98,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 11,997 | $98,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 14,171 | $98,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M905 | CALL | 2,500 | $98,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,050 | $97,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 951 | $97,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 107,576 | $96,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 5,824 | $96,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,760 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,700 | $95,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 92,200 | $95,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,940 | $94,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,581 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,311 | $94,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 22,700 | $94,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 7,811 | $94,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 8,990 | $94,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 5,272 | $93,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 893 | $93,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,060 | $92,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 372 | $92,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 17,579 | $92,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 218,296 | $91,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,357 | $91,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 35,085 | $91,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 9,232 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,925 | $90,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,976 | $90,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 6,036 | $90,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 4,500 | $90,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 8,723 | $90,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,006 | $90,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 4,706 | $89,000 | thousands by filing date | |
| RITHM CAPITAL CORP | 64828T951 | COM NEW | 5,700 | $89,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 8,527 | $89,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 4,597 | $89,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,137 | $88,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,390 | $88,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,456 | $88,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 28,149 | $88,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 41,018 | $88,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 23,471 | $88,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,013 | $87,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 10,341 | $87,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 6,560 | $87,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 9,056 | $87,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 5,856 | $86,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 8,741 | $86,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,972 | $85,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,978 | $85,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6,066 | $85,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 5,774 | $85,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,498 | $85,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 45,119 | $85,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,723 | $84,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 2,662 | $84,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5,473 | $84,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,144 | $83,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000258 | this filing | 2019-11-12 | acceptance time not in the bulk data set |