13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 5,794 holding rows worth $502,154,326,000.
- Accession
- 0000019617-19-000258
- Filer
- CIK 19617
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 20,809 entries on the cover page, a total value of $502,154,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,154,326,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATADOR RES CO COM | 576485205 | Stock | 216,555 | $3,580,000 | thousands by filing date | |
| WEIBO CORP | 948596951 | SPONSORED ADR | 80,000 | $3,580,000 | thousands by filing date | put |
| HUMANA INC | 444859902 | COM | 14,000 | $3,579,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 899,231 | $3,579,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 228,019 | $3,576,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 444,016 | $3,565,000 | thousands by filing date | |
| NUCOR CORP | 670346905 | COM | 70,000 | $3,564,000 | thousands by filing date | call |
| NUCOR CORP | 670346955 | COM | 70,000 | $3,564,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 86,875 | $3,551,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 128,000 | $3,548,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 310,994 | $3,545,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 115,739 | $3,536,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 114,933 | $3,520,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 111,990 | $3,512,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 40,000 | $3,499,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813959 | COM | 40,000 | $3,499,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 38,400 | $3,494,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 24,900 | $3,490,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 68,322 | $3,487,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 83,012 | $3,484,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 123,140 | $3,484,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 204,487 | $3,482,000 | thousands by filing date | |
| ADT INC DEL | 00090Q953 | COM | 555,200 | $3,481,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 183,348 | $3,467,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,455,157 | $3,462,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 48,672 | $3,460,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 128,576 | $3,460,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 23,107 | $3,459,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 194,783 | $3,454,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 118,740 | $3,452,000 | thousands by filing date | |
| WASTE MGMT INC DEL | 94106L909 | COM | 30,000 | $3,450,000 | thousands by filing date | call |
| WASTE MGMT INC DEL | 94106L959 | COM | 30,000 | $3,450,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932907 | COM | 71,500 | $3,448,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 327,373 | $3,437,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 736,756 | $3,434,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 199,459 | $3,433,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 182,068 | $3,430,000 | thousands by filing date | |
| DIGITAL RLTY TR INC | 253868953 | COM | 26,400 | $3,427,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484901 | CALL | 35,300 | $3,427,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 225,439 | $3,418,000 | thousands by filing date | |
| BRINKER INTL INC | 109641900 | CALL | 80,000 | $3,414,000 | thousands by filing date | call |
| KKR & CO INC | 48251W904 | CALL | 127,100 | $3,413,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 1,282,672 | $3,412,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 26,566 | $3,404,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 76,458 | $3,400,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC | 98919V905 | CALL | 100,000 | $3,390,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC | 98919V955 | PUT | 100,000 | $3,390,000 | thousands by filing date | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 282,159 | $3,389,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 226,069 | $3,386,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 3,510,000 | $3,385,000 | thousands by filing date | principal |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18,577 | $3,382,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 63,336 | $3,379,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 163,194 | $3,372,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 120,863 | $3,364,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 45,033 | $3,362,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P903 | CALL | 25,000 | $3,360,000 | thousands by filing date | call |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 25,000 | $3,360,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 76,245 | $3,354,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 215,945 | $3,343,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 74,722 | $3,343,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 167,885 | $3,335,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 30,100 | $3,334,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 80,856 | $3,332,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,081,953 | $3,332,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 199,149 | $3,328,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 34,932 | $3,325,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 3,308,000 | $3,325,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 30,058 | $3,320,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,960,000 | $3,315,000 | thousands by filing date | principal |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 158,808 | $3,311,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 2,729,000 | $3,308,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 93,399 | $3,305,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 536,953 | $3,303,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 103,772 | $3,301,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10,628 | $3,299,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 432,212 | $3,293,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540R909 | COM | 19,600 | $3,293,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901958 | COM | 190,000 | $3,293,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 112,596 | $3,291,000 | thousands by filing date | |
| PROLOGIS INC. | 74340W903 | COM | 38,600 | $3,289,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 121,867 | $3,286,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 193,520 | $3,278,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 58,022 | $3,278,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 199,344 | $3,277,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 364,753 | $3,276,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 31,740 | $3,263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 18,154 | $3,246,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 328,162 | $3,239,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 96,126 | $3,229,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 173,178 | $3,229,000 | thousands by filing date | |
| ASML HOLDING NV-NY REG SHS | N07059900 | CALL | 13,000 | $3,229,000 | thousands by filing date | call |
| ASML HLDG NV | N07059950 | PUT | 13,000 | $3,229,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 150,590 | $3,228,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U951 | COM | 42,100 | $3,226,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696907 | CALL | 160,000 | $3,222,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 168,660 | $3,221,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 56,286 | $3,219,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 49,559 | $3,219,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 222,654 | $3,209,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 878,571 | $3,207,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 93,576 | $3,202,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 68,704 | $3,194,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 29,741 | $3,168,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 41,898 | $3,163,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 47,302 | $3,158,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 178,473 | $3,158,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 437,331 | $3,157,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,899,000 | $3,155,000 | thousands by filing date | principal |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 307,685 | $3,154,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,365,000 | $3,152,000 | thousands by filing date | principal |
| ISHARES INC | 46434G863 | COM | 96,292 | $3,132,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 58,891 | $3,132,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 19,075 | $3,131,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 49,778 | $3,128,000 | thousands by filing date | |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 70,000 | $3,116,000 | thousands by filing date | call |
| ZIONS BANCORPORATION NATL AS | 989701957 | COM | 70,000 | $3,116,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD | G0585R906 | CALL | 70,000 | $3,112,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD | G0585R956 | PUT | 70,000 | $3,112,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 144,612 | $3,106,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 34,100 | $3,102,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 179,404 | $3,094,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 80,000 | $3,094,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 58,872 | $3,083,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,150,374 | $3,083,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 213,363 | $3,073,000 | thousands by filing date | |
| ZS 280121C00185000 | 98980g902 | CALL | 65,000 | $3,072,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,126,000 | $3,070,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 49,059 | $3,067,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 317,349 | $3,063,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 137,606 | $3,061,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 407,543 | $3,057,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 470,852 | $3,051,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 84,858 | $3,047,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 196,470 | $3,045,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 473,867 | $3,043,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 135,812 | $3,041,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3,055,000 | $3,040,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 112,498 | $3,039,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 3,038,000 | $3,038,000 | thousands by filing date | principal |
| NOKIA CORP | 654902904 | CALL | 600,000 | $3,036,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 202,016 | $3,036,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,247,000 | $3,033,000 | thousands by filing date | principal |
| ONESPAN INC | 68287N100 | COM | 208,992 | $3,031,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 216,385 | $3,027,000 | thousands by filing date | |
| HESS CORP | 42809H957 | COM | 50,000 | $3,024,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC | 620076907 | CALL | 17,700 | $3,016,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C901 | CALL | 25,000 | $3,011,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 25,000 | $3,011,000 | thousands by filing date | put |
| Avantis US Equity ETF | 025072885 | SHS | 60,000 | $3,009,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 97,195 | $3,005,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 126,895 | $2,995,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 145,882 | $2,992,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 468,070 | $2,991,000 | thousands by filing date | |
| Eldorado Resorts Inc | 28470R902 | COM | 75,000 | $2,990,000 | thousands by filing date | call |
| Eldorado Resorts Inc | 28470R952 | COM | 75,000 | $2,990,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 33,538 | $2,984,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 73,300 | $2,983,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 119,891 | $2,981,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 30,397 | $2,980,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 41,687 | $2,973,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 292,363 | $2,970,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 110,000 | $2,967,000 | thousands by filing date | call |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 60,000 | $2,959,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 152,434 | $2,959,000 | thousands by filing date | |
| SYMANTEC CORP | 871503958 | COM | 125,000 | $2,954,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 47,825 | $2,951,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 87,990 | $2,951,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 30,958 | $2,950,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 96,182 | $2,948,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 78,701 | $2,947,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849956 | COM | 240,000 | $2,945,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849906 | COM | 240,000 | $2,945,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 137,638 | $2,938,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 3,521,000 | $2,934,000 | thousands by filing date | principal |
| Mallinckrodt Plc | G5785G107 | SHS | 1,216,526 | $2,931,000 | thousands by filing date | |
| DROPBOX INC | 26210C904 | CL A | 145,000 | $2,925,000 | thousands by filing date | call |
| MIDDLEBY CORP | 596278901 | COM | 25,000 | $2,923,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 47,981 | $2,922,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 56,496 | $2,921,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 193,752 | $2,917,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 52,949 | $2,908,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 66,878 | $2,897,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 43,038 | $2,890,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 39,011 | $2,884,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 186,132 | $2,883,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 280,665 | $2,882,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 70,000 | $2,875,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 84,325 | $2,873,000 | thousands by filing date | |
| SKYWEST INC | 830879952 | PUT | 50,000 | $2,870,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 28,891 | $2,867,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 3,000,000 | $2,865,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 945,527 | $2,856,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 31,611 | $2,849,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 163,994 | $2,847,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,336,000 | $2,842,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 82,958 | $2,837,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,487,000 | $2,836,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 120,573 | $2,831,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 47,606 | $2,831,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 34,290 | $2,830,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO | 636180901 | CALL | 60,000 | $2,815,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 115,316 | $2,809,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 426,593 | $2,808,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 70,991 | $2,806,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 439,043 | $2,806,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 145,706 | $2,804,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 74,390 | $2,800,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 43,545 | $2,800,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 110,000 | $2,800,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A955 | PUT | 110,000 | $2,800,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 118,592 | $2,799,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 39,936 | $2,798,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 369,839 | $2,796,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 64,307 | $2,795,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 257,811 | $2,779,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 29,200 | $2,778,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 95,281 | $2,768,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G950 | COM | 30,000 | $2,755,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 202,748 | $2,748,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 201,377 | $2,744,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 507,452 | $2,741,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 192,467 | $2,740,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 126,544 | $2,732,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 276,914 | $2,722,000 | thousands by filing date | |
| LYFT INC | 55087P954 | CL A COM | 66,600 | $2,720,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 190,080 | $2,718,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 25,000 | $2,717,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO | 892356956 | COM | 30,000 | $2,713,000 | thousands by filing date | put |
| UNIQURE NV | N90064901 | CALL | 68,900 | $2,712,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 248,859 | $2,710,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R959 | COM | 129,800 | $2,710,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 533,193 | $2,709,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 596,046 | $2,707,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 203,325 | $2,700,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 128,715 | $2,696,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 44,864 | $2,695,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 2,590,000 | $2,688,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 611,193 | $2,688,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 125,938 | $2,687,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 102,251 | $2,686,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 708,023 | $2,677,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC | 776696906 | CALL | 7,500 | $2,675,000 | thousands by filing date | call |
| MYLAN N V | N59465959 | PUT | 135,000 | $2,670,000 | thousands by filing date | put |
| ANTERO MIDSTREAM CORP | 03676B902 | COM | 360,000 | $2,664,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 128,304 | $2,663,000 | thousands by filing date | |
| FLUOR CORP | 343412952 | COM | 139,000 | $2,659,000 | thousands by filing date | put |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 461,604 | $2,654,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 233,925 | $2,653,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 144,730 | $2,645,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 51,254 | $2,642,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 22,305 | $2,636,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 93,238 | $2,633,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 115,775 | $2,628,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 152,898 | $2,626,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 49,700 | $2,620,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 432,646 | $2,617,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,972,000 | $2,613,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 201,573 | $2,613,000 | thousands by filing date | |
| GAP INC | 364760958 | PUT | 150,000 | $2,604,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024U909 | CALL | 48,600 | $2,603,000 | thousands by filing date | call |
| HAPPEN INC COM NEW | 52603A208 | Stock | 198,500 | $2,596,000 | thousands by filing date | |
| BXP INC | 101121901 | COM | 20,000 | $2,593,000 | thousands by filing date | call |
| BXP INC | 101121951 | COM | 20,000 | $2,593,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 48,166 | $2,587,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 161,763 | $2,580,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 316,080 | $2,573,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 153,006 | $2,556,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 58,526 | $2,551,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,466,000 | $2,543,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 159,424 | $2,538,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 62,328 | $2,537,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 197,932 | $2,534,000 | thousands by filing date | |
| NOKIA CORP | 654902954 | PUT | 500,000 | $2,530,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 282,900 | $2,523,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 175,596 | $2,519,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 49,800 | $2,515,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 74,845 | $2,514,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 81,120 | $2,510,000 | thousands by filing date | |
| JABIL INC | 466313953 | COM | 70,100 | $2,507,000 | thousands by filing date | put |
| CROWN CASTLE INC | 22822V901 | CALL | 18,000 | $2,502,000 | thousands by filing date | call |
| CROWN CASTLE INC | 22822V951 | COM | 18,000 | $2,502,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 105,716 | $2,501,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,438 | $2,500,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 50,000 | $2,500,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 66,367 | $2,499,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 44,097 | $2,497,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 1,000,000 | $2,490,000 | thousands by filing date | principal |
| Avantis International Equity ETF | 025072703 | SHS | 50,000 | $2,489,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 60,553 | $2,487,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 110,835 | $2,480,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 483,399 | $2,475,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 50,000 | $2,469,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 50,000 | $2,469,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 20,956 | $2,467,000 | thousands by filing date | |
| IROBOT CORP COMMON STOCK | 462726950 | Cmn | 40,000 | $2,467,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 48,804 | $2,465,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 291,965 | $2,465,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 333,864 | $2,457,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 127,382 | $2,452,000 | thousands by filing date | |
| CNX RES CORP | 12653C958 | COM | 337,500 | $2,450,000 | thousands by filing date | put |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 222,178 | $2,448,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 96,632 | $2,443,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,600,000 | $2,442,000 | thousands by filing date | principal |
| ACTUANT CORP | 00508X203 | CL A NEW | 111,317 | $2,442,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 15,000 | $2,440,000 | thousands by filing date | call |
| CUMMINS INC | 231021956 | PUT | 15,000 | $2,440,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 56,096 | $2,437,000 | thousands by filing date | |
| AFLAC INC | 001055902 | COM | 46,400 | $2,428,000 | thousands by filing date | call |
| AFLAC INC | 001055952 | COM | 46,400 | $2,428,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 313,305 | $2,428,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 160,000 | $2,426,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 68,660 | $2,423,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 49,854 | $2,421,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,086,884 | $2,420,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 116,283 | $2,417,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 233,061 | $2,415,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES IN | 03820C955 | COM | 42,500 | $2,414,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 337,870 | $2,409,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 231,032 | $2,407,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 500,234 | $2,401,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 11,286 | $2,398,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 534,334 | $2,394,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 53,894 | $2,391,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 123,764 | $2,387,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 281,011 | $2,386,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 190,298 | $2,383,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 189,014 | $2,380,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 57,134 | $2,375,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 35,966 | $2,374,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 591,835 | $2,373,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 72,535 | $2,366,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 76,193 | $2,360,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 72,700 | $2,360,000 | thousands by filing date | |
| SPLUNK INC | 848637954 | Cmn | 20,000 | $2,357,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 96,942 | $2,355,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 20,600 | $2,352,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 337,586 | $2,346,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 36,783 | $2,344,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 154,307 | $2,343,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 17,705 | $2,334,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 169,570 | $2,333,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 65,103 | $2,332,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 220,659 | $2,329,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 266,418 | $2,328,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 121,433 | $2,324,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 95,725 | $2,305,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 160,000 | $2,305,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 113,207 | $2,304,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146903 | COM | 55,000 | $2,300,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO | 460146953 | COM | 55,000 | $2,300,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC | 00846U901 | CALL | 30,000 | $2,299,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 45,500 | $2,296,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 45,500 | $2,296,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 62,184 | $2,293,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 799,974 | $2,292,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774905 | COM | 81,100 | $2,292,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A108 | COM | 377,977 | $2,291,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 60,586 | $2,286,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 213,095 | $2,286,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 500,000 | $2,285,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 79,800 | $2,281,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 79,800 | $2,281,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 227,847 | $2,278,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 171,175 | $2,276,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 99,300 | $2,274,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 011659959 | PUT | 35,000 | $2,272,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC | 011659909 | CALL | 35,000 | $2,272,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 30,475 | $2,264,000 | thousands by filing date | |
| NIO INC | 62914V906 | CALL | 1,450,600 | $2,263,000 | thousands by filing date | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 65,994 | $2,262,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 34,255 | $2,260,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 41,000 | $2,260,000 | thousands by filing date | call |
| CORTEVA INC | 22052L904 | CALL | 80,000 | $2,240,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 69,142 | $2,237,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 70,206 | $2,231,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 50,000 | $2,229,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 733,725 | $2,224,000 | thousands by filing date | |
| DAUCH CORP | 024061953 | PUT | 270,200 | $2,221,000 | thousands by filing date | put |
| SITEONE LANDSCAPE SUPPLY INC | 82982L953 | PUT | 30,000 | $2,221,000 | thousands by filing date | put |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,364,000 | $2,218,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 122,610 | $2,217,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 102,214 | $2,215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 39,232 | $2,213,000 | thousands by filing date | |
| PACCAR INC | 693718958 | COM | 31,600 | $2,212,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 103,587 | $2,207,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 108,192 | $2,206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 44,943 | $2,202,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 95,672 | $2,202,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 137,373 | $2,200,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 804,305 | $2,200,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C900 | CALL | 73,800 | $2,196,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 186,438 | $2,192,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,801 | $2,183,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 127,674 | $2,181,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 345,808 | $2,179,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 116,046 | $2,174,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 129,667 | $2,173,000 | thousands by filing date | |
| ALARM COM HLDGS INC | 011642955 | COM | 46,600 | $2,173,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 24,841 | $2,168,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 57,642 | $2,166,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 16,650 | $2,157,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,170,000 | $2,151,000 | thousands by filing date | principal |
| BARINGS BDC INC | 06759L103 | COM | 211,618 | $2,147,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 107,056 | $2,134,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 123,037 | $2,133,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 60,962 | $2,132,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 73,462 | $2,131,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 45,569 | $2,130,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 69,412 | $2,121,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 305,581 | $2,121,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 201,242 | $2,111,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 182,966 | $2,110,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,009,546 | $2,109,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 261,151 | $2,108,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 47,187 | $2,103,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 70,000 | $2,101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 43,442 | $2,100,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 64,398 | $2,100,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 431,811 | $2,099,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 83,248 | $2,097,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 21,611 | $2,087,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 118,082 | $2,078,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 204,262 | $2,071,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 184,764 | $2,070,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 214,713 | $2,065,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 285,058 | $2,055,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 48,000 | $2,051,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 58,542 | $2,049,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 23,270 | $2,048,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 27,125 | $2,047,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 32,724 | $2,045,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 171,285 | $2,045,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 117,104 | $2,043,000 | thousands by filing date | |
| ROKU INC | 77543R952 | PUT | 20,000 | $2,035,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 14,910 | $2,034,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 91,478 | $2,033,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 55,612 | $2,030,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,008,097 | $2,028,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 12,445 | $2,027,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 43,481 | $2,015,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 559,312 | $2,014,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 53,645 | $2,012,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 529,364 | $2,011,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 110,540 | $2,004,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 190,104 | $2,004,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 110,000 | $2,004,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP | 064058950 | COM | 44,300 | $2,003,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 221,404 | $2,002,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 225,985 | $2,002,000 | thousands by filing date | |
| INSEEGO CORP | 45782B954 | COM | 416,300 | $1,998,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 26,323 | $1,997,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 20,800 | $1,995,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736959 | PUT | 13,600 | $1,990,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 212,485 | $1,988,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 108,488 | $1,988,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N952 | PUT | 27,819 | $1,984,000 | thousands by filing date | put |
| INSTRUCTURE INC | 45781U103 | COM | 51,209 | $1,984,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 34,431 | $1,982,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 101,186 | $1,975,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 817,261 | $1,969,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 61,757 | $1,964,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 119,039 | $1,963,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 33,485 | $1,954,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,609,000 | $1,952,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 69,358 | $1,950,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 95,446 | $1,949,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 80,859 | $1,940,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 26,312 | $1,933,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 74,926 | $1,931,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 193,649 | $1,930,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 892,218 | $1,928,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 312,361 | $1,927,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 65,563 | $1,925,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 224,300 | $1,914,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 30,429 | $1,913,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 29,501 | $1,913,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 87,867 | $1,911,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 83,967 | $1,911,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 65,131 | $1,910,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,038,000 | $1,910,000 | thousands by filing date | principal |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,679 | $1,907,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 114,697 | $1,907,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,478,775 | $1,904,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 59,155 | $1,901,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 225,000 | $1,892,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 41,116 | $1,889,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 128,792 | $1,886,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429909 | COM | 40,000 | $1,877,000 | thousands by filing date | call |
| MOSAIC CO | 61945C953 | PUT | 91,500 | $1,876,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 19,749 | $1,873,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 327,393 | $1,872,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 59,498 | $1,871,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 705,000 | $1,871,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 175,645 | $1,869,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 164,332 | $1,869,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 120,978 | $1,867,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 91,000 | $1,866,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 210,835 | $1,865,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 43,200 | $1,865,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 15,216 | $1,863,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000258 | this filing | 2019-11-12 | acceptance time not in the bulk data set |