13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 5,794 holding rows worth $502,154,326,000.
- Accession
- 0000019617-19-000258
- Filer
- CIK 19617
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 20,809 entries on the cover page, a total value of $502,154,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,154,326,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FERROGLOBE PLC | G33856108 | SHS | 694,674 | $785,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 21,865 | $784,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 94,070 | $782,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 23,435 | $781,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 9,786 | $778,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 79,462 | $778,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 20,619 | $777,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $775,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 26,235 | $774,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469907 | COM | 30,000 | $773,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469957 | PUT | 30,000 | $773,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 51,977 | $771,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11,695 | $767,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 377,223 | $766,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 59,081 | $766,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 35,964 | $765,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 15,168 | $763,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,478 | $762,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 37,234 | $756,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 15,000 | $752,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 45,669 | $752,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 13,683 | $752,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 428,704 | $750,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 20,686 | $749,000 | thousands by filing date | |
| BAKER HUGHES COMPANY | 05722G900 | CL A | 32,300 | $749,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 21,307 | $746,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 141,620 | $742,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 32,388 | $741,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 23,187 | $740,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 7,747 | $737,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 79,644 | $737,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 20,778 | $736,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 78,037 | $735,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 164,529 | $732,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 18,790 | $732,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 101,300 | $731,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 21,574 | $730,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 16,636 | $729,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 277,147 | $729,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845R907 | COM | 30,200 | $727,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 38,746 | $724,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 17,066 | $722,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 18,504 | $717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 21,952 | $717,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 33,879 | $714,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 204,518 | $714,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R906 | CALL | 10,000 | $714,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 32,977 | $710,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 125,853 | $709,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 29,689 | $706,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 189,140 | $706,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 860,000 | $705,000 | thousands by filing date | principal |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 13,243 | $704,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 227,474 | $703,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 42,000 | $703,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 20,674 | $700,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 7,225 | $696,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 28,030 | $693,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 537,000 | $693,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP OF COS INC | 460690900 | COM | 32,100 | $692,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U952 | COM | 61,200 | $687,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $687,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 209,218 | $684,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 60,833 | $683,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 9,000 | $683,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 9,000 | $683,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,863 | $680,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 32,915 | $680,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 743,000 | $679,000 | thousands by filing date | principal |
| SACHEM CAP CORP | 78590A109 | COM | 143,176 | $676,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,166 | $674,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 110,557 | $671,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 67,012 | $670,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 11,745 | $669,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 359,676 | $669,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 82,894 | $668,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 75,137 | $665,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,760 | $664,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 31,014 | $661,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 500,000 | $660,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 244,111 | $659,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 39,583 | $659,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 24,796 | $656,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 40,221 | $656,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 25,000 | $656,000 | thousands by filing date | put |
| HORMEL FOODS CORP | 440452950 | COM | 15,000 | $656,000 | thousands by filing date | put |
| UPBOUND GROUP INC | 76009N950 | PUT | 25,400 | $655,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 13,143 | $652,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 54,373 | $652,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 58,513 | $650,000 | thousands by filing date | |
| PG&E CORP | 69331C908 | COM | 65,000 | $650,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 226,193 | $649,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 25,125 | $647,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H901 | COM | 25,000 | $644,000 | thousands by filing date | call |
| THE CIGNA GROUP | 125523900 | CALL | 4,224 | $641,000 | thousands by filing date | call |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 7,590 | $634,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 121,775 | $633,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,907 | $632,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 21,121 | $630,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,082 | $630,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 141,578 | $627,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 40,667 | $626,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 11,029 | $625,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 45,464 | $623,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 57,339 | $621,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 13,465 | $619,000 | thousands by filing date | |
| BRF SA | 10552T907 | SPONSORED ADR | 67,500 | $618,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 232,666 | $617,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 50,582 | $617,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 27,438 | $616,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 19,259 | $613,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,352 | $613,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 32,000 | $612,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 14,522 | $611,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 64,330 | $610,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 22,162 | $609,000 | thousands by filing date | |
| STONECO LTD | G85158906 | CALL | 17,500 | $609,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 21,854 | $608,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 212,147 | $607,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 13,135 | $607,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 17,365 | $605,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 11,537 | $605,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q900 | COM | 47,900 | $603,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 21,722 | $600,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,184 | $596,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 25,977 | $596,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 88,808 | $594,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 46,632 | $594,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 74,397 | $593,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V902 | CALL | 25,000 | $593,000 | thousands by filing date | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 18,436 | $588,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,334 | $588,000 | thousands by filing date | |
| ABB LTD-SPON ADR | 000375904 | COM | 29,900 | $588,000 | thousands by filing date | call |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,642 | $587,000 | thousands by filing date | |
| ARCONIC INC | 03965L950 | PUT | 22,500 | $585,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337959 | PUT | 15,000 | $584,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 35,871 | $577,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 119,633 | $575,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 36,366 | $574,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 41,444 | $574,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 17,725 | $573,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 325,594 | $573,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,550 | $573,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 32,831 | $573,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 26,332 | $568,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 37,301 | $566,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 65,166 | $566,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 11,813 | $566,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 10,252 | $566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,396 | $561,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 110,675 | $560,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,161 | $559,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,417 | $559,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 32,560 | $559,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 12,117 | $557,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 21,737 | $556,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 29,723 | $552,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 74,901 | $552,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $552,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 152,506 | $551,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 26,174 | $550,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 126,319 | $546,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 16,170 | $546,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 403,702 | $545,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 67,785 | $544,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 35,300 | $543,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 2,824 | $542,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 76,522 | $542,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 17,972 | $541,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 230,189 | $541,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 19,392 | $540,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 234,975 | $539,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 112,992 | $537,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 24,911 | $535,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 32,642 | $535,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 163,567 | $532,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,197 | $532,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122901 | CALL | 65,000 | $532,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,711 | $531,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 45,203 | $530,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220906 | COM | 301,000 | $528,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 35,581 | $526,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 37,014 | $524,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 12,641 | $524,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,172 | $522,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 24,273 | $520,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,150 | $519,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 20,764 | $517,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 57,616 | $513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,593 | $513,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 31,027 | $513,000 | thousands by filing date | |
| REGENXBIO INC | 75901B907 | COM | 14,400 | $513,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 456,000 | $513,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 18,602 | $511,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 31,116 | $511,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 25,183 | $509,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 8,637 | $508,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 31,250 | $507,000 | thousands by filing date | |
| AVALARA INC | 05338G956 | PUT | 7,500 | $505,000 | thousands by filing date | put |
| ENDAVA PLC ADS | 29260V105 | ADR | 13,317 | $504,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 14,500 | $504,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 103,609 | $503,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 6,385 | $502,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 30,973 | $502,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 153,947 | $501,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,252 | $500,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20,000 | $500,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 25,500 | $498,000 | thousands by filing date | |
| MATTEL INC | 577081952 | PUT | 43,600 | $497,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 10,848 | $497,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 93,758 | $497,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 55,127 | $492,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 88,854 | $490,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 45,746 | $489,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 4,500 | $489,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 18,510 | $487,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 98,487 | $487,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,298 | $486,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 30,475 | $484,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,458 | $482,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 95,245 | $481,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 453,913 | $481,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480900 | COM UNIT RP IN | 40,000 | $481,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,836 | $479,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 145,259 | $479,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 316,829 | $478,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 52,500 | $477,000 | thousands by filing date | call |
| STERLING BANCORP INC | 85917W102 | COM | 48,797 | $477,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 120,063 | $477,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 46,344 | $476,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 53,391 | $476,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 25,784 | $476,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 31,574 | $476,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 243,568 | $475,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 463,000 | $475,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V952 | PUT | 20,000 | $475,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 22,152 | $474,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 12,596 | $473,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,599 | $471,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,448 | $469,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 20,580 | $469,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 15,000 | $468,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 32,790 | $467,000 | thousands by filing date | principal |
| MOGO INC | 60800C109 | COM | 120,000 | $466,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B956 | PUT | 27,500 | $462,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 103,086 | $460,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,925 | $460,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,011 | $458,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 401,000 | $456,000 | thousands by filing date | principal |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 32,576 | $454,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 19,018 | $453,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,282 | $453,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 8,450 | $451,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,409 | $450,000 | thousands by filing date | |
| STARS GROUP INC | 85570W900 | CALL | 30,000 | $449,000 | thousands by filing date | call |
| STARS GROUP INC | 85570W950 | PUT | 30,000 | $449,000 | thousands by filing date | put |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 46,315 | $448,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 437,000 | $448,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 14,980 | $446,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 12,875 | $446,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 16,054 | $445,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 55,479 | $443,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 37,923 | $437,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 33,499 | $437,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 25,211 | $433,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 39,389 | $433,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,500 | $432,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668958 | COM | 120,000 | $432,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 56,569 | $430,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 322,000 | $428,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 18,252 | $427,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J903 | CALL | 4,400 | $427,000 | thousands by filing date | call |
| MEDTRONIC PLC | G5960L953 | SHS | 3,900 | $424,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,110 | $423,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,100 | $422,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 54,841 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,727 | $421,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 37,080 | $420,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC | 00900T957 | PUT | 20,000 | $419,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 20,000 | $419,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 24,547 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,821 | $416,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 95,503 | $416,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,892 | $415,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,470 | $415,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 19,936 | $415,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P951 | PUT | 17,500 | $415,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,982 | $413,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 9,838 | $413,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,338 | $413,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 16,630 | $412,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 66,449 | $412,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 19,130 | $411,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,937 | $411,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 37,869 | $410,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,677 | $410,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 35,222 | $409,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 26,462 | $407,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 85,398 | $406,000 | thousands by filing date | |
| Zurn Water Solutions Corporation | 76169B902 | COM | 15,000 | $406,000 | thousands by filing date | call |
| RETROPHIN INC | 761299906 | CALL | 35,000 | $406,000 | thousands by filing date | call |
| TRECORA RES | 894648104 | COM | 44,872 | $405,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,328 | $403,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 22,959 | $403,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 76,794 | $401,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 62,594 | $400,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 138,154 | $399,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 15,890 | $397,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 51,104 | $396,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 28,775 | $395,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 296,000 | $395,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC | 780259957 | SPON ADR B | 6,600 | $395,000 | thousands by filing date | put |
| YY INC | 98426T906 | COM | 7,000 | $394,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 205,824 | $393,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,449 | $392,000 | thousands by filing date | |
| ESSEX PPTY TR INC | 297178905 | CALL | 1,200 | $392,000 | thousands by filing date | call |
| ESSEX PPTY TR INC | 297178955 | PUT | 1,200 | $392,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,519 | $390,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 9,605 | $390,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 60,505 | $388,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,860 | $387,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,038 | $387,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 14,029 | $386,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 220,360 | $385,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 20,296 | $385,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W905 | SPON ADR B | 14,800 | $385,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 43,800 | $385,000 | thousands by filing date | put |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 26,526 | $384,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 22,090 | $384,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,935 | $383,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 10,000 | $383,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 15,846 | $382,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 10,816 | $382,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,311 | $380,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 16,670 | $379,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 13,769 | $376,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 37,247 | $374,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 27,669 | $372,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 300,000 | $371,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 371,000 | $371,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 236,000 | $370,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 157,388 | $370,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 101,972 | $369,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 22,877 | $369,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 12,479 | $369,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 89,091 | $368,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 148,403 | $368,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 18,107 | $367,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K903 | CALL | 12,800 | $367,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 344,000 | $366,000 | thousands by filing date | principal |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10,052 | $363,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 11,900 | $363,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 33,853 | $362,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,599 | $362,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 19,791 | $362,000 | thousands by filing date | |
| STITCH FIX INC | 860897907 | COM CL A | 18,800 | $362,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,949 | $361,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 214,458 | $361,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 120,815 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 49,633 | $360,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 13,860 | $359,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 10,513 | $359,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 69,600 | $359,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,086 | $358,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 68,330 | $357,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 26,223 | $357,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 7,488 | $357,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 111,803 | $356,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 22,853 | $356,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 30,155 | $355,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 42,651 | $354,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,707 | $351,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,268 | $350,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 16,372 | $349,000 | thousands by filing date | |
| SVMK INC | 78489X903 | CALL | 20,400 | $349,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 12,758 | $348,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 26,392 | $348,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 9,773 | $348,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,821 | $347,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 16,456 | $346,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 51,085 | $346,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L907 | CALL | 22,500 | $346,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,146 | $343,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,270 | $343,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 17,254 | $342,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 5,115 | $342,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268958 | Cmn | 18,800 | $342,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 167,698 | $341,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12,832 | $340,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,814 | $338,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 38,247 | $338,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17,332 | $337,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 149,041 | $337,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 46,528 | $337,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 20,565 | $336,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,681 | $335,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,914 | $333,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 35,763 | $332,000 | thousands by filing date | |
| DTE ENERGY CO | 233331907 | COM | 2,500 | $332,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331957 | COM | 2,500 | $332,000 | thousands by filing date | put |
| UBIQUITI INC | 90353W103 | COM | 2,804 | $331,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 12,710 | $331,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 165,205 | $330,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,249 | $329,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 11,850 | $329,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393950 | PUT | 34,900 | $329,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 2,596 | $328,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,735 | $328,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,451 | $327,000 | thousands by filing date | |
| AKORN INC | 009728956 | Cmn | 86,000 | $327,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,003 | $326,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,944 | $326,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 74,735 | $326,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 11,953 | $325,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 57,806 | $325,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,182 | $324,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 600 | $324,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 8,010 | $323,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 100,479 | $323,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 350,000 | $323,000 | thousands by filing date | principal |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,482 | $322,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 12,557 | $321,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 30,542 | $321,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 85,324 | $321,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38,987 | $318,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 97,393 | $316,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 280,000 | $316,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 12,748 | $315,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 33,398 | $314,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900908 | CALL | 20,000 | $314,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 12,490 | $313,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 57,522 | $313,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,249 | $312,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 8,900 | $312,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 7,300 | $312,000 | thousands by filing date | put |
| VERITONE INC | 92347M950 | COM | 87,200 | $311,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,618 | $310,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,651 | $310,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 15,405 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,396 | $309,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 12,087 | $308,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 26,245 | $308,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 33,470 | $307,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 14,077 | $307,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 108,239 | $307,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,554 | $306,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 13,483 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 6,094 | $305,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,962 | $305,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 242,366 | $304,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 333,000 | $304,000 | thousands by filing date | principal |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 27,876 | $304,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 34,030 | $304,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B906 | CALL | 18,100 | $304,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 12,166 | $303,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15,189 | $303,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,315 | $303,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 20,000 | $303,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,700 | $302,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 30,105 | $301,000 | thousands by filing date | |
| TARGA RES CORP | 87612G951 | COM | 7,500 | $301,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 19,833 | $301,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 43,538 | $301,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 17,140 | $300,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,258 | $299,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,936 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,955 | $298,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 139,949 | $297,000 | thousands by filing date | |
| INFOSYS LTD | 456788958 | PUT | 26,000 | $296,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 8,304 | $295,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 61,571 | $294,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 22,820 | $293,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,487 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,200 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,979 | $291,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,059 | $290,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 86,615 | $290,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 10,249 | $290,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC | 354613951 | COM | 10,000 | $289,000 | thousands by filing date | put |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 19,469 | $288,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 146,843 | $288,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,710 | $287,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 15,616 | $287,000 | thousands by filing date | |
| REVOLVE GROUP INC | 76156B907 | CL A | 12,300 | $287,000 | thousands by filing date | call |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 51,961 | $287,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 67,994 | $286,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 272,163 | $286,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,096 | $285,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,529 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,886 | $285,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268W950 | COM | 54,000 | $285,000 | thousands by filing date | put |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 10,287 | $283,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,708 | $282,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 36,353 | $281,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 47,489 | $281,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 265,000 | $281,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 73,695 | $281,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 135,721 | $280,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 73,009 | $279,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000258 | this filing | 2019-11-12 | acceptance time not in the bulk data set |