13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 5,794 holding rows worth $502,154,326,000.
- Accession
- 0000019617-19-000258
- Filer
- CIK 19617
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 20,809 entries on the cover page, a total value of $502,154,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,154,326,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFA FINL INC | 55272XAA0 | BOND | 11,699,000 | $12,065,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 11,384,000 | $12,052,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC CALL | 580037903 | CALL | 5,966,200 | $12,052,000 | thousands by filing date | call |
| ISHARES TR | 464287959 | PUT | 128,800 | $12,048,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 123,000 | $12,032,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954M950 | CL C CAP STK | 400,000 | $11,928,000 | thousands by filing date | put |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 40,900 | $11,913,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 220,883 | $11,870,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 605,491 | $11,861,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 57,000 | $11,857,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,366,933 | $11,838,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 1,289,100 | $11,808,000 | thousands by filing date | call |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 9,176,000 | $11,807,000 | thousands by filing date | principal |
| WABTEC COM | 929740108 | Stock | 163,853 | $11,774,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 177,686 | $11,746,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 155,000 | $11,737,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 195,096 | $11,725,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 303,274 | $11,718,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 540,293 | $11,692,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 85,519 | $11,691,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 133,585 | $11,677,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 753,232 | $11,652,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 297,456 | $11,646,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 254,598 | $11,643,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 685,873 | $11,611,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 240,300 | $11,609,000 | thousands by filing date | call |
| EXELON CORP | 30161N951 | COM | 240,300 | $11,609,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 2,636,756 | $11,602,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,492,000 | $11,590,000 | thousands by filing date | principal |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 499,170 | $11,581,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 181,777 | $11,561,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 68,777 | $11,551,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,973,332 | $11,537,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,054,430 | $11,525,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 276,983 | $11,515,000 | thousands by filing date | |
| BALL CORP | 058498906 | COM | 158,100 | $11,511,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 292,556 | $11,509,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 295,441 | $11,505,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 489,369 | $11,500,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 292,685 | $11,495,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 285,129 | $11,493,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,060,080 | $11,491,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 918,409 | $11,490,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 95,700 | $11,467,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,837,509 | $11,466,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 197,616 | $11,461,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 137,500 | $11,433,000 | thousands by filing date | call |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 3,933,916 | $11,409,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 11,891,000 | $11,397,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 1,127,183 | $11,396,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 210,800 | $11,385,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 533,579 | $11,381,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 402,500 | $11,355,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 114,995 | $11,341,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 152,500 | $11,319,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 374,646 | $11,307,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 298,098 | $11,304,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 325,195 | $11,291,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 174,658 | $11,289,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,800,290 | $11,288,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 562,378 | $11,287,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 11,351,000 | $11,279,000 | thousands by filing date | principal |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 633,779 | $11,250,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 116,895 | $11,240,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 201,089 | $11,238,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 187,086 | $11,237,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 11,188,000 | $11,213,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 141,707 | $11,197,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 259,690 | $11,193,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 94,743 | $11,171,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813902 | CALL | 213,100 | $11,156,000 | thousands by filing date | call |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 224,877 | $11,136,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 503,324 | $11,129,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654955 | PUT | 99,600 | $11,128,000 | thousands by filing date | put |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 10,156,000 | $11,119,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 430,589 | $11,109,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 115,034 | $11,103,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 191,907 | $11,092,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 134,828 | $11,088,000 | thousands by filing date | |
| FOX CORP | 35137L905 | CL A COM | 351,400 | $11,081,000 | thousands by filing date | call |
| UNITED RENTALS INC | 911363959 | COM | 88,900 | $11,080,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 460,200 | $11,072,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,485,328 | $11,037,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 111,205 | $11,035,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 143,065 | $11,023,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 10,884,000 | $11,003,000 | thousands by filing date | principal |
| NOBLE ENERGY INC | 655044105 | COM | 489,104 | $10,986,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 357,672 | $10,975,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 118,702 | $10,957,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,147,788 | $10,950,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339955 | PUT | 580,000 | $10,939,000 | thousands by filing date | put |
| AT&T INC | 00206R952 | PUT | 289,000 | $10,936,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 760,885 | $10,926,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,015,348 | $10,915,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 115,905 | $10,914,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 758,304 | $10,912,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 157,779 | $10,891,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 67,279 | $10,844,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 215,151 | $10,843,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 396,993 | $10,826,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 531,900 | $10,824,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,206,274 | $10,811,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 40,000 | $10,767,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,006,094 | $10,765,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 187,355 | $10,743,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,380,532 | $10,719,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 240,301 | $10,710,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 121,669 | $10,709,000 | thousands by filing date | |
| SYSCO CORP | 871829957 | COM | 134,800 | $10,703,000 | thousands by filing date | put |
| THERMO FISHER SCIENTIFIC | 883556902 | INC CALL | 36,700 | $10,690,000 | thousands by filing date | call |
| WALMART INC | 931142953 | PUT | 90,000 | $10,681,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 210,466 | $10,670,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 203,072 | $10,654,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 78,307 | $10,641,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 258,726 | $10,634,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,685,736 | $10,632,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 740,993 | $10,626,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 459,129 | $10,619,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654905 | CALL | 94,900 | $10,603,000 | thousands by filing date | call |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 6,673,000 | $10,603,000 | thousands by filing date | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 997,111 | $10,579,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 690,662 | $10,574,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 358,247 | $10,570,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 234,184 | $10,561,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 120,641 | $10,539,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 11,914,000 | $10,487,000 | thousands by filing date | principal |
| SYSCO CORP | 871829907 | COM | 132,000 | $10,481,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 593,476 | $10,451,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 382,576 | $10,441,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 172,264 | $10,440,000 | thousands by filing date | |
| NOW 280121C00130000 | 81762p902 | CALL | 41,100 | $10,433,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 1,042,943 | $10,420,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 242,439 | $10,416,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 653,900 | $10,410,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 210,746 | $10,380,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 95,800 | $10,378,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 499,351 | $10,346,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 462,496 | $10,341,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 1,268,280 | $10,324,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 179,739 | $10,319,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 508,643 | $10,301,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 75,262 | $10,261,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 628,452 | $10,256,000 | thousands by filing date | |
| HP INC | 40434L955 | COM | 540,700 | $10,230,000 | thousands by filing date | put |
| VENTAS INC | 92276F950 | COM | 140,000 | $10,224,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 249,821 | $10,175,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 524,792 | $10,150,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 350,000 | $10,147,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 364,667 | $10,124,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 145,541 | $10,118,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 167,800 | $10,112,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 535,498 | $10,100,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,032,967 | $10,072,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 800,600 | $10,047,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 759,933 | $9,993,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 383,950 | $9,991,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 79,346 | $9,984,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U909 | COM | 123,000 | $9,968,000 | thousands by filing date | call |
| 3M CO | 88579Y901 | CALL | 60,600 | $9,963,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 468,683 | $9,926,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 756,000 | $9,888,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 500,893 | $9,858,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 345,600 | $9,857,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 823,917 | $9,838,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 210,028 | $9,811,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 261,659 | $9,802,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 60,596 | $9,798,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 2,490,000 | $9,761,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 184,902 | $9,749,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 119,074 | $9,741,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 174,400 | $9,740,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 532,926 | $9,715,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 289,498 | $9,704,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 52,848 | $9,699,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 111,694 | $9,691,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,579,470 | $9,666,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,678,952 | $9,644,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 59,400 | $9,622,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 1,011,422 | $9,608,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 173,100 | $9,576,000 | thousands by filing date | call |
| GUARDANT HEALTH INC | 40131M909 | COM | 150,000 | $9,575,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 266,725 | $9,562,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,453,153 | $9,551,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 49,795 | $9,533,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017956 | PUT | 214,600 | $9,520,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 176,909 | $9,475,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 222,937 | $9,473,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 121,436 | $9,466,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 9,341,000 | $9,458,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 192,610 | $9,438,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 8,469,000 | $9,423,000 | thousands by filing date | principal |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 475,412 | $9,418,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 483,385 | $9,416,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 496,029 | $9,405,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 547,330 | $9,403,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 384,030 | $9,397,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 467,733 | $9,382,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 72,750 | $9,365,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 398,071 | $9,355,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 134,700 | $9,331,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,278,737 | $9,304,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 90,551 | $9,288,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 234,512 | $9,284,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 14,297,000 | $9,282,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC | 16119P958 | PUT | 22,500 | $9,273,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 1,423,441 | $9,252,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 81,195 | $9,249,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 9,243,000 | $9,249,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 7,908,000 | $9,228,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 92,638 | $9,222,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 222,965 | $9,213,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 165,617 | $9,184,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 179,228 | $9,180,000 | thousands by filing date | |
| HALLIBURTON CO | 406216951 | PUT | 486,500 | $9,171,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 8,973,000 | $9,163,000 | thousands by filing date | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 973,987 | $9,145,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 747,944 | $9,140,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 98,895 | $9,138,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 223,668 | $9,132,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 250,965 | $9,111,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 10,584,000 | $9,104,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,014,270 | $9,103,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 564,000 | $9,097,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,198,347 | $9,083,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 331,993 | $9,083,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 139,866 | $9,079,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 274,645 | $9,064,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 55,100 | $9,058,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 62,939 | $9,051,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 162,500 | $9,051,000 | thousands by filing date | call |
| GREAT WESTN BANCORP INC | 391416104 | COM | 273,798 | $9,035,000 | thousands by filing date | |
| PINTEREST INC | 72352L906 | CALL | 340,000 | $8,993,000 | thousands by filing date | call |
| PARSONS CORP DEL COM | 70202L102 | Stock | 272,280 | $8,980,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 391,541 | $8,970,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 524,138 | $8,968,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 260,876 | $8,963,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 234,690 | $8,962,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 134,000 | $8,959,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 121,558 | $8,931,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 81,700 | $8,915,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 104,500 | $8,908,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 13,417 | $8,902,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 771,955 | $8,901,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 75,000 | $8,901,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 362,009 | $8,899,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 201,357 | $8,880,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 8,830,000 | $8,869,000 | thousands by filing date | principal |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 591,095 | $8,855,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 183,538 | $8,834,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 65,495 | $8,819,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 333,547 | $8,793,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 470,107 | $8,786,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 205,159 | $8,777,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 193,168 | $8,768,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6,979 | $8,757,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 38,866 | $8,734,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 66,343 | $8,724,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115954 | COM | 92,300 | $8,720,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 252,860 | $8,715,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 300,000 | $8,697,000 | thousands by filing date | call |
| EVERFORTH INC COM | 00191U102 | Stock | 138,164 | $8,686,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 139,646 | $8,684,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 166,988 | $8,684,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 207,630 | $8,683,000 | thousands by filing date | |
| MSC INDL DIRECT INC | 553530956 | OPTION | 119,400 | $8,660,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 155,000 | $8,634,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849954 | COM | 200,000 | $8,632,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 473,697 | $8,622,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 152,417 | $8,578,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 531,050 | $8,576,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 865,646 | $8,570,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 169,420 | $8,549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 235,351 | $8,546,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 238,564 | $8,533,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 650,427 | $8,527,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 213,076 | $8,527,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 421,608 | $8,521,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 218,001 | $8,500,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 507,450 | $8,499,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 168,814 | $8,498,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P901 | CALL | 356,800 | $8,470,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 201,134 | $8,446,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 298,561 | $8,438,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 98,900 | $8,430,000 | thousands by filing date | call |
| APPLIED MATLS INC | 038222905 | CALL | 168,800 | $8,423,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 338,427 | $8,413,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 187,972 | $8,412,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 7,203,000 | $8,406,000 | thousands by filing date | principal |
| WILLIAMS SONOMA INC | 969904901 | CALL | 123,400 | $8,389,000 | thousands by filing date | call |
| MEDICINES COMPANY | 584688955 | COM | 167,500 | $8,375,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 310,000 | $8,361,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 407,593 | $8,355,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 189,936 | $8,344,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 129,463 | $8,318,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 287,191 | $8,318,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,758,000 | $8,315,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 207,210 | $8,305,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 373,960 | $8,302,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 327,049 | $8,297,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 364,111 | $8,280,000 | thousands by filing date | |
| BBT CORPORATION | 054937907 | COM | 155,000 | $8,272,000 | thousands by filing date | call |
| BBT CORPORATION | 054937957 | COM | 155,000 | $8,272,000 | thousands by filing date | put |
| GENERAL MILLS INC | 370334954 | PUT | 150,000 | $8,268,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 649,820 | $8,259,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 211,794 | $8,249,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 85,000 | $8,243,000 | thousands by filing date | put |
| PPG INDS INC | 693506907 | COM | 69,500 | $8,236,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW | 828806909 | COM | 52,900 | $8,234,000 | thousands by filing date | call |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 360,490 | $8,230,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,334,242 | $8,219,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 158,248 | $8,192,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 230,763 | $8,192,000 | thousands by filing date | |
| FASTENAL CO | 311900954 | COM | 250,000 | $8,168,000 | thousands by filing date | put |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 423,477 | $8,156,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 155,886 | $8,105,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 240,275 | $8,105,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 88,862 | $8,097,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 487,990 | $8,090,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J904 | CALL | 50,000 | $8,072,000 | thousands by filing date | call |
| CHUBB LIMITED | H1467J954 | COM | 50,000 | $8,072,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 171,796 | $8,062,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 385,783 | $8,051,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 349,700 | $8,029,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,539,103 | $8,024,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 84,606 | $8,011,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 7,625,000 | $8,007,000 | thousands by filing date | principal |
| KROGER CO | 501044951 | PUT | 310,000 | $7,992,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,191,000 | $7,974,000 | thousands by filing date | principal |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 112,748 | $7,963,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 540,596 | $7,963,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,127,000 | $7,959,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U955 | PUT | 1,290,000 | $7,959,000 | thousands by filing date | put |
| KLA CORP | 482480950 | PUT | 49,900 | $7,957,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 126,111 | $7,953,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 172,432 | $7,940,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 89,825 | $7,918,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 962,419 | $7,911,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 330,869 | $7,905,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 107,500 | $7,902,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO | 194162903 | COM | 107,500 | $7,902,000 | thousands by filing date | call |
| SEATTLE GENETICS INC. | 812578952 | Cmn | 92,500 | $7,900,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 93,017 | $7,886,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 4,103,000 | $7,882,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 115,575 | $7,879,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 460,091 | $7,876,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 433,446 | $7,867,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 159,900 | $7,867,000 | thousands by filing date | call |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 4,644,084 | $7,866,000 | thousands by filing date | principal |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,062,261 | $7,861,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,834,054 | $7,850,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 52,800 | $7,838,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 258,998 | $7,831,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 68,022 | $7,816,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,992,729 | $7,811,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 103,465 | $7,795,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 113,540 | $7,794,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,555,562 | $7,794,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 402,812 | $7,775,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 429,277 | $7,761,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 62,604 | $7,738,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 139,400 | $7,714,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 114,542 | $7,682,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 524,091 | $7,670,000 | thousands by filing date | |
| VENTAS INC | 92276F900 | COM | 105,000 | $7,668,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 800,000 | $7,656,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 785,892 | $7,639,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 7,671,000 | $7,625,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 223,028 | $7,602,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 212,118 | $7,592,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A957 | SPONSORED ADS | 440,000 | $7,590,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 507,170 | $7,582,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 614,416 | $7,571,000 | thousands by filing date | |
| PAGERDUTY INC | 69553P950 | COM | 267,900 | $7,568,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 51,341 | $7,564,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC | 03768E905 | CALL | 200,000 | $7,564,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 260,016 | $7,538,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 168,995 | $7,518,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 4,453,000 | $7,499,000 | thousands by filing date | principal |
| AUTOLIV INC | 052800109 | COM | 94,938 | $7,488,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 600,000 | $7,488,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 131,798 | $7,479,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 136,624 | $7,466,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 244,853 | $7,461,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 60,057 | $7,433,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 126,841 | $7,432,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 190,853 | $7,413,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA S.A | 399909900 | SPONSORED ADR | 570,000 | $7,410,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 217,000 | $7,401,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 346,554 | $7,386,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 236,042 | $7,369,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 158,429 | $7,367,000 | thousands by filing date | |
| TPI COMPOSITES INC | 87266J954 | COM | 392,100 | $7,352,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD | G0750C958 | PUT | 243,700 | $7,348,000 | thousands by filing date | put |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 304,247 | $7,339,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 375,440 | $7,321,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 35,300 | $7,317,000 | thousands by filing date | call |
| FRONTDOOR INC COM | 35905A109 | Stock | 150,537 | $7,312,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 534,143 | $7,291,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 906,685 | $7,273,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 232,213 | $7,266,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 33,000 | $7,257,000 | thousands by filing date | put |
| VanEck Preferred Securities ex | 92189F951 | ETF | 200,000 | $7,252,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F901 | CALL | 200,000 | $7,252,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 799,160 | $7,241,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 138,832 | $7,241,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 5,126,000 | $7,241,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 7,232,000 | $7,232,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 17,500 | $7,212,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 892,257 | $7,192,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 28,000 | $7,159,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 149,163 | $7,146,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 53,113 | $7,143,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 226,090 | $7,134,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 315,413 | $7,131,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 130,674 | $7,122,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 345,000 | $7,110,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 345,000 | $7,110,000 | thousands by filing date | call |
| MONDELEZ INTL INC | 609207955 | CL A | 128,500 | $7,109,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 69,689 | $7,105,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A954 | COM | 852,700 | $7,090,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 301,495 | $7,086,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,627,081 | $7,062,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 849,207 | $7,061,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 30,985 | $7,051,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,654,959 | $7,050,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 591,052 | $7,039,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 35,400 | $7,011,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S903 | CALL | 171,400 | $7,010,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 462,648 | $7,009,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 422,698 | $7,005,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914903 | COM | 101,500 | $6,983,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 117,805 | $6,966,000 | thousands by filing date | |
| TANGER INC | 875465906 | CALL | 449,400 | $6,957,000 | thousands by filing date | call |
| EMERSON ELEC CO | 291011954 | PUT | 104,000 | $6,953,000 | thousands by filing date | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 224,457 | $6,947,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 268,261 | $6,945,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 714,076 | $6,927,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 724,201 | $6,923,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 413,025 | $6,902,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T950 | COM | 278,900 | $6,900,000 | thousands by filing date | put |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 378,142 | $6,892,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 89,233 | $6,889,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 340,876 | $6,887,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 477,354 | $6,875,000 | thousands by filing date | |
| ECOLAB INC | 278865900 | COM | 34,700 | $6,872,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 160,074 | $6,857,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 1,401,022 | $6,851,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 247,266 | $6,834,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 45,500 | $6,828,000 | thousands by filing date | call |
| US BANCORP | 902973904 | CALL | 123,300 | $6,823,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,299,346 | $6,822,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 87,189 | $6,802,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 90,286 | $6,800,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AF5 | NOTE 5.250% 7/0 | 6,000,000 | $6,793,000 | thousands by filing date | principal |
| THE TRADE DESK INC | 88339J955 | PUT | 36,100 | $6,771,000 | thousands by filing date | put |
| UNION PAC CORP | 907818958 | COM | 41,700 | $6,755,000 | thousands by filing date | put |
| DEERE & CO | 244199955 | CALL | 40,000 | $6,747,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 115,911 | $6,745,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 223,893 | $6,744,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 84,490 | $6,739,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 48,649 | $6,735,000 | thousands by filing date | |
| TOYOTA MOTOR CORP | 892331957 | PUT | 50,000 | $6,725,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP | 892331907 | ADS | 50,000 | $6,725,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 230,167 | $6,721,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,088,709 | $6,717,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 364,542 | $6,715,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 467,289 | $6,710,000 | thousands by filing date | |
| KLA CORP | 482480900 | COM NEW | 42,000 | $6,697,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 191,522 | $6,684,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 412,746 | $6,679,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 276,128 | $6,677,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 97,215 | $6,674,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 117,006 | $6,667,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,198,595 | $6,664,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 24,000 | $6,658,000 | thousands by filing date | call |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 915,976 | $6,650,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 35,165 | $6,648,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 541,188 | $6,646,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 58,518 | $6,645,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 50,000 | $6,638,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 74,054 | $6,600,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 30,500 | $6,597,000 | thousands by filing date | put |
| PACKAGING CORP AMER | 695156909 | CALL | 62,000 | $6,578,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 5,525,542 | $6,575,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS I | 34964C906 | COM | 120,100 | $6,569,000 | thousands by filing date | call |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 490,155 | $6,568,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,773,709 | $6,563,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC | 071734957 | COM | 300,000 | $6,555,000 | thousands by filing date | put |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 3,176,000 | $6,546,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 689,687 | $6,545,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932957 | COM | 135,500 | $6,535,000 | thousands by filing date | put |
| YETI HLDGS INC | 98585X954 | COM | 232,900 | $6,521,000 | thousands by filing date | put |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 795,669 | $6,516,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 124,659 | $6,492,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 591,275 | $6,486,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 95,000 | $6,476,000 | thousands by filing date | put |
| CERNER CORP | 156782904 | COM | 95,000 | $6,476,000 | thousands by filing date | call |
| NIO INC | 62914V956 | OPTION | 4,149,000 | $6,472,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 199,103 | $6,470,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 45,485 | $6,457,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000258 | this filing | 2019-11-12 | acceptance time not in the bulk data set |