13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 5,794 holding rows worth $502,154,326,000.
- Accession
- 0000019617-19-000258
- Filer
- CIK 19617
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 20,809 entries on the cover page, a total value of $502,154,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,154,326,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 823,704 | $22,837,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,626,010 | $22,820,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,527,667 | $22,793,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 805,661 | $22,711,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 21,120,000 | $22,706,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X902 | ST STR EU 50 ETF | 600,000 | $22,644,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 556,588 | $22,625,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 300,591 | $22,617,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,018,760 | $22,615,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 222,084 | $22,599,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 50,700 | $22,594,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 476,320 | $22,564,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 865,562 | $22,547,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 536,600 | $22,446,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,464,961 | $22,431,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 739,020 | $22,430,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 388,240 | $22,425,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 428,498 | $22,317,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,303,260 | $22,313,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 328,071 | $22,303,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 185,462 | $22,259,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 115,376 | $22,236,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807958 | COM | 96,200 | $22,233,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 228,801 | $22,210,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,479,338 | $22,197,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 381,930 | $22,157,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 236,100 | $22,085,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 204,450 | $22,051,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 176,800 | $22,028,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 23,465,000 | $21,978,000 | thousands by filing date | principal |
| SEMGROUP CORP | 81663A105 | CL A | 1,343,515 | $21,952,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 997,178 | $21,924,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 489,735 | $21,896,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 20,642,000 | $21,881,000 | thousands by filing date | principal |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,551,394 | $21,875,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 496,189 | $21,847,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 902,368 | $21,837,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 759,920 | $21,825,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 693,848 | $21,821,000 | thousands by filing date | |
| BCE INC | 05534B900 | COM NEW | 450,000 | $21,785,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 329,355 | $21,764,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W952 | PUT | 910,000 | $21,704,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,559,345 | $21,690,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 8,052,000 | $21,558,000 | thousands by filing date | principal |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 635,618 | $21,547,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 950,010 | $21,518,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,467,694 | $21,429,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 729,433 | $21,365,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 385,275 | $21,353,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 472,117 | $21,349,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,359,324 | $21,253,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 187,605 | $21,200,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 370,905 | $21,169,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F958 | PUT | 1,800,000 | $21,150,000 | thousands by filing date | put |
| VALE S A | 91912E905 | SPONSORED ADS | 1,837,100 | $21,127,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 554,878 | $21,118,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,021,734 | $21,099,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 3,500,856 | $21,075,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,546,054 | $21,073,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,326,766 | $21,002,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,463,435 | $20,985,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 430,795 | $20,902,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 94,290 | $20,872,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 534,600 | $20,839,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 20,693,000 | $20,822,000 | thousands by filing date | principal |
| BRIGHTSTAR LOTTERY PLC | G4863A908 | SHS USD | 1,461,900 | $20,774,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,229,044 | $20,738,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 237,236 | $20,697,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 513,980 | $20,682,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 241,796 | $20,649,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF CO | 136069901 | CALL | 250,000 | $20,640,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 994,127 | $20,619,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 273,609 | $20,602,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 459,407 | $20,595,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 437,643 | $20,587,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 173,562 | $20,517,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 564,479 | $20,513,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 88,600 | $20,476,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 2,369,001 | $20,468,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 217,500 | $20,428,000 | thousands by filing date | call |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 10,400 | $20,411,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F951 | PUT | 87,600 | $20,410,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 911,181 | $20,407,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 3,499,900 | $20,369,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 60,945 | $20,279,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,166,072 | $20,265,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,109,047 | $20,262,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 392,185 | $20,261,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,400,000 | $20,258,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 565,191 | $20,241,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 707,902 | $20,204,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 767,066 | $20,193,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 102,709 | $20,041,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 408,786 | $20,013,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,031,907 | $19,957,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,850,875 | $19,956,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 498,041 | $19,897,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,192,728 | $19,882,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,619,914 | $19,876,000 | thousands by filing date | |
| PINTEREST INC | 72352L956 | PUT | 750,000 | $19,838,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 867,928 | $19,788,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 241,329 | $19,772,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 201,500 | $19,735,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 479,650 | $19,706,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 19,143,000 | $19,674,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 118,094 | $19,637,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 212,800 | $19,635,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 433,285 | $19,634,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 786,776 | $19,630,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 638,134 | $19,629,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 57,726 | $19,613,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 572,976 | $19,556,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 335,300 | $19,514,000 | thousands by filing date | put |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 21,475,000 | $19,513,000 | thousands by filing date | principal |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,422,021 | $19,482,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 175,972 | $19,446,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 41,169 | $19,436,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,249,150 | $19,411,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,891,347 | $19,386,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 555,771 | $19,380,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 743,544 | $19,369,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 444,089 | $19,323,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 460,215 | $19,321,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 757,939 | $19,290,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 1,939,799 | $19,224,000 | thousands by filing date | |
| CARVANA CO | 146869902 | CALL | 291,000 | $19,206,000 | thousands by filing date | call |
| SLB LIMITED | 806857908 | CALL | 561,500 | $19,186,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,831,073 | $19,134,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X950 | COM | 86,500 | $19,128,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 1,686,300 | $19,123,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 1,322,280 | $19,093,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 20,337,000 | $19,092,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 175,489 | $19,079,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 174,000 | $19,069,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,650,825 | $19,066,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,180,465 | $18,995,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 788,712 | $18,977,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,239,488 | $18,950,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 552,500 | $18,879,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 472,175 | $18,830,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 317,040 | $18,787,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 455,400 | $18,762,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 381,489 | $18,755,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 825,605 | $18,741,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 624,858 | $18,708,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 816,770 | $18,630,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 588,688 | $18,597,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 230,803 | $18,582,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 574,298 | $18,574,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 461,404 | $18,566,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 799,546 | $18,549,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 988,280 | $18,530,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 253,983 | $18,504,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791951 | COM | 150,000 | $18,482,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791901 | COM | 150,000 | $18,482,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 76,900 | $18,464,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 298,749 | $18,424,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 1,406,600 | $18,398,000 | thousands by filing date | call |
| PUBLIC STORAGE | 74460D959 | COM | 75,000 | $18,395,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 180,821 | $18,365,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,781,485 | $18,349,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 183,995 | $18,337,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 43,903 | $18,333,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 308,302 | $18,332,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 565,601 | $18,331,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G957 | PUT | 1,367,300 | $18,322,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 543,710 | $18,291,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,070,364 | $18,270,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,391,446 | $18,269,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,191,542 | $18,255,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 245,815 | $18,248,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 1,153,100 | $18,219,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 268,585 | $18,215,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 859,936 | $18,188,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 960,000 | $18,096,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 990,710 | $18,079,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 974,320 | $18,054,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 226,612 | $18,040,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 488,658 | $18,031,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 815,000 | $18,028,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 936,084 | $18,020,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,497,817 | $18,019,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 2,318,722 | $18,017,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,106,600 | $18,015,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25,690,000 | $17,957,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 17,882,000 | $17,947,000 | thousands by filing date | principal |
| YUM BRANDS INC | 988498901 | COM | 157,800 | $17,899,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498951 | PUT | 157,800 | $17,899,000 | thousands by filing date | put |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 137,013 | $17,886,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 541,394 | $17,850,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 368,360 | $17,843,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 3,990,000 | $17,835,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 1,211,022 | $17,826,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 17,515,000 | $17,772,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 434,753 | $17,742,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 574,454 | $17,740,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 131,499 | $17,684,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 181,894 | $17,655,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 75,800 | $17,648,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,003,046 | $17,627,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 133,122 | $17,622,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 463,600 | $17,612,000 | thousands by filing date | put |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 246,435 | $17,580,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 11,946,000 | $17,561,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 437,091 | $17,558,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,130,402 | $17,555,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 13,640,000 | $17,549,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 10,479,000 | $17,527,000 | thousands by filing date | principal |
| PRESIDIO INC | 74102M103 | COM | 1,033,734 | $17,470,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 563,958 | $17,466,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 104,089 | $17,454,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 69,628 | $17,453,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 373,787 | $17,433,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 459,400 | $17,420,000 | thousands by filing date | put |
| CONOCOPHILLIPS | 20825C904 | COM | 305,700 | $17,419,000 | thousands by filing date | call |
| DELTA AIR LINES INC | 247361902 | CALL | 301,800 | $17,384,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 53,979 | $17,381,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 482,500 | $17,336,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 480,729 | $17,334,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 610,814 | $17,317,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 714,774 | $17,312,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,647,186 | $17,312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 146,080 | $17,300,000 | thousands by filing date | |
| FARFETCH LTD | 30744W907 | CALL | 1,998,000 | $17,263,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 678,642 | $17,237,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 210,283 | $17,189,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 512,648 | $17,174,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 17,684,000 | $17,154,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,117,216 | $17,104,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 362,860 | $17,080,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 469,598 | $17,046,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 17,291,000 | $17,039,000 | thousands by filing date | principal |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 634,354 | $17,007,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,225,299 | $17,007,000 | thousands by filing date | |
| ISHARES TR | 464288951 | 3 7 YR TREAS BD | 150,000 | $17,003,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,184,749 | $17,001,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,044,331 | $16,987,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 125,121 | $16,959,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 465,061 | $16,925,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 113,633 | $16,907,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,808,247 | $16,871,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 418,800 | $16,861,000 | thousands by filing date | put |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 294,390 | $16,848,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 362,000 | $16,826,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,269,176 | $16,779,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 17,712,000 | $16,768,000 | thousands by filing date | principal |
| LINDE PLC | G5494J903 | CALL | 86,500 | $16,757,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 102,958 | $16,746,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 890,582 | $16,739,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736909 | COM | 114,400 | $16,737,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 233,640 | $16,722,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 332,397 | $16,667,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,823,000 | $16,661,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 27,689,000 | $16,659,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,499,132 | $16,656,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,336,894 | $16,651,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 403,828 | $16,592,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 67,822 | $16,588,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,112,821 | $16,581,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 364,363 | $16,571,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,584,568 | $16,558,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 405,200 | $16,548,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,878,744 | $16,539,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 716,916 | $16,532,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,048,881 | $16,495,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 951,017 | $16,491,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 89,142 | $16,489,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 381,719 | $16,474,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,378,757 | $16,366,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 870,748 | $16,353,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 90,343 | $16,345,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 137,900 | $16,311,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 521,005 | $16,302,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 54,841 | $16,295,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 421,164 | $16,291,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 58,600 | $16,256,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 398,476 | $16,237,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 95,900 | $16,226,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 288,484 | $16,222,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 108,000 | $16,206,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 2,938,510 | $16,162,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,831,090 | $16,159,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 266,900 | $16,110,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 543,972 | $16,096,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 846,729 | $16,029,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 33,938 | $16,003,000 | thousands by filing date | |
| BAOZUN INC | 06684L953 | SPONSORED ADR | 373,800 | $15,961,000 | thousands by filing date | put |
| FRANCO NEV CORP | 351858905 | COM | 175,000 | $15,953,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 255,550 | $15,918,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 435,536 | $15,901,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 305,116 | $15,893,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 17,036,000 | $15,886,000 | thousands by filing date | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 526,773 | $15,861,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 15,815,000 | $15,828,000 | thousands by filing date | principal |
| BP PLC | 055622904 | CALL | 415,500 | $15,785,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 529,859 | $15,779,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 111,000 | $15,768,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 54,600 | $15,731,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 556,474 | $15,720,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,502,089 | $15,719,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 615,847 | $15,655,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 15,629,000 | $15,649,000 | thousands by filing date | principal |
| CRANE CO | 224399105 | COM | 193,929 | $15,637,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 142,200 | $15,636,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 254,411 | $15,633,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 312,818 | $15,610,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 650,000 | $15,503,000 | thousands by filing date | call |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 16,550,000 | $15,497,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 170,181 | $15,456,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 354,227 | $15,438,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 208,230 | $15,437,000 | thousands by filing date | |
| STITCH FIX INC | 860897957 | COM CL A | 801,200 | $15,423,000 | thousands by filing date | put |
| ORCL 280121C00240000 | 68389x905 | CALL | 280,000 | $15,408,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 125,504 | $15,399,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 151,004 | $15,362,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 150,837 | $15,360,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 231,907 | $15,331,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 65,800 | $15,331,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,677,095 | $15,329,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 292,681 | $15,293,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 622,768 | $15,264,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 197,559 | $15,263,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 282,870 | $15,256,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 333,871 | $15,228,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 146,858 | $15,216,000 | thousands by filing date | |
| DAVITA INC | 23918K958 | PUT | 265,500 | $15,152,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 400,113 | $15,148,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,129,023 | $15,072,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 526,292 | $15,042,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190904 | CALL | 121,000 | $15,012,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 121,274 | $14,972,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100,774 | $14,953,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 1,018,380 | $14,945,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 165,800 | $14,944,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 465,157 | $14,885,000 | thousands by filing date | |
| WW GRAINGER INC | 384802954 | Put | 50,000 | $14,857,000 | thousands by filing date | put |
| RIO TINTO PLC | 767204950 | Option | 285,000 | $14,846,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 256,188 | $14,833,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 397,852 | $14,818,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 88,000 | $14,810,000 | thousands by filing date | put |
| BLOCK INC | 852234903 | CALL | 238,500 | $14,775,000 | thousands by filing date | call |
| BBVA BANCO FRANCES S A | 07329M900 | CALL | 3,400,000 | $14,722,000 | thousands by filing date | call |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 823,300 | $14,686,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,117,393 | $14,683,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T903 | CALL | 127,500 | $14,666,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 196,988 | $14,634,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 32,700 | $14,572,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 615,986 | $14,555,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 261,353 | $14,549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 609,907 | $14,546,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,358,807 | $14,539,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 465,323 | $14,513,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 4,381,952 | $14,504,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 262,792 | $14,480,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 652,691 | $14,464,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 272,279 | $14,456,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 102,634 | $14,438,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037953 | PUT | 7,109,000 | $14,360,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 213,076 | $14,338,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 354,272 | $14,334,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 131,800 | $14,316,000 | thousands by filing date | call |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 4,989,000 | $14,312,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 156,834 | $14,310,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 482,713 | $14,293,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 270,000 | $14,288,000 | thousands by filing date | put |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 17,109,000 | $14,263,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 497,621 | $14,247,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 670,226 | $14,228,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 866,179 | $14,214,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,233,277 | $14,182,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 253,100 | $14,108,000 | thousands by filing date | put |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 13,686,000 | $14,102,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 294,262 | $14,068,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 18,762,000 | $14,054,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 609,992 | $14,005,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,333,809 | $13,998,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 226,446 | $13,969,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 72,143 | $13,956,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 288,604 | $13,943,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 349,000 | $13,940,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 477,867 | $13,930,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,087,864 | $13,925,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 98,000 | $13,921,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 464,597 | $13,906,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 1,208,400 | $13,897,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 399,010 | $13,867,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 171,789 | $13,858,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,385,000 | $13,828,000 | thousands by filing date | principal |
| BIO-TECHNE CORP | 09073M104 | COM | 70,614 | $13,818,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 427,733 | $13,811,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 668,008 | $13,794,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 798,169 | $13,785,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 52,290 | $13,780,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 387,440 | $13,743,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 342,959 | $13,743,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 754,295 | $13,712,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 62,200 | $13,678,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 3,027,682 | $13,670,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 166,820 | $13,663,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 122,000 | $13,643,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 594,853 | $13,640,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 416,689 | $13,605,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 406,332 | $13,592,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 486,080 | $13,587,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 292,452 | $13,582,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 96,682 | $13,577,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 480,034 | $13,527,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 290,300 | $13,493,000 | thousands by filing date | call |
| AMERICAN EXPRESS CO | 025816909 | CALL | 113,900 | $13,472,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 112,002 | $13,458,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 304,209 | $13,456,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 72,443 | $13,449,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 391,964 | $13,424,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 8,286,000 | $13,419,000 | thousands by filing date | principal |
| INTERCONTINENTAL EXCHANGE IN | 45866F954 | COM | 145,000 | $13,379,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,145,412 | $13,378,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 176,713 | $13,355,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,263,323 | $13,328,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 119,000 | $13,308,000 | thousands by filing date | call |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 603,658 | $13,305,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 147,717 | $13,296,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 322,378 | $13,292,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 145,268 | $13,292,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 295,254 | $13,289,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 315,394 | $13,266,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 449,597 | $13,255,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 298,203 | $13,244,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 277,360 | $13,232,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 112,120 | $13,215,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,977,375 | $13,209,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 475,200 | $13,173,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834907 | COM | 227,500 | $13,140,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,251,105 | $13,068,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 255,464 | $13,067,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,411,788 | $13,059,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 734,984 | $13,054,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 241,000 | $13,016,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 828,764 | $12,996,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 90,827 | $12,988,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 219,393 | $12,986,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 252,411 | $12,976,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,402,073 | $12,976,000 | thousands by filing date | |
| ZOGENIX INC | 98978L904 | CALL | 323,900 | $12,969,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 272,805 | $12,959,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 99,913 | $12,926,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 1,350,000 | $12,920,000 | thousands by filing date | put |
| AUTODESK INC | 052769906 | CALL | 87,400 | $12,909,000 | thousands by filing date | call |
| AUTODESK INC | 052769956 | COM | 87,400 | $12,909,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 215,291 | $12,899,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 507,997 | $12,877,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 12,888,000 | $12,869,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 331,005 | $12,846,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 151,371 | $12,843,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 685,953 | $12,841,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 130,600 | $12,791,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 169,945 | $12,778,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 281,848 | $12,774,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 298,569 | $12,713,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 242,048 | $12,709,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E909 | COM | 85,200 | $12,668,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC | 89417E959 | PUT | 85,200 | $12,668,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 564,636 | $12,665,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 1,096,200 | $12,661,000 | thousands by filing date | put |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 588,897 | $12,644,000 | thousands by filing date | |
| VanEck Vectors High Incom | 92189F908 | CALL | 1,075,000 | $12,631,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 658,129 | $12,616,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 234,714 | $12,602,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 466,407 | $12,570,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 170,302 | $12,567,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 245,226 | $12,536,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 314,522 | $12,525,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 313,833 | $12,522,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 4,013,470 | $12,521,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 481,327 | $12,510,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 418,643 | $12,488,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 10,200,000 | $12,435,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 228,206 | $12,423,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 441,223 | $12,394,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 697,603 | $12,354,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 317,598 | $12,351,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,699,473 | $12,338,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 5,421,085 | $12,305,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506901 | COM | 100,000 | $12,269,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 334,439 | $12,261,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 820,233 | $12,254,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 58,800 | $12,232,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 987,480 | $12,225,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 850,541 | $12,222,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 163,000 | $12,189,000 | thousands by filing date | call |
| KONTOOR BRANDS INC | 50050N103 | COM | 347,016 | $12,181,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 166,328 | $12,168,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 931,528 | $12,156,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 410,002 | $12,152,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 809,310 | $12,131,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 152,832 | $12,128,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 11,295,000 | $12,114,000 | thousands by filing date | principal |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 143,877 | $12,090,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 101,355 | $12,086,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 150,000 | $12,080,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 551,397 | $12,076,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000258 | this filing | 2019-11-12 | acceptance time not in the bulk data set |