13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 5,836 holding rows worth $511,429,786,000.
- Accession
- 0000019617-19-000129
- Filer
- CIK 19617
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 20,418 entries on the cover page, a total value of $511,429,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $511,429,786,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIO INC SPON ADS | 62914V106 | ADR | 315,950 | $821,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 739,000 | $821,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,304 | $820,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 15,302 | $818,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 104,840 | $817,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 45,529 | $815,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,632 | $814,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 236,046 | $812,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 20,155 | $811,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 37,308 | $806,000 | thousands by filing date | |
| VUZIX CORP | 92921W950 | COM NEW | 188,600 | $805,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908953 | PUT | 3,000 | $803,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 384,379 | $803,000 | thousands by filing date | |
| MATTEL INC | 577081952 | PUT | 73,600 | $802,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC | 737010908 | COM | 30,000 | $801,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770906 | COM | 30,000 | $799,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770956 | COM | 30,000 | $799,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 41,628 | $798,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 27,608 | $796,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 28,000 | $796,000 | thousands by filing date | put |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 359,243 | $794,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 158,901 | $793,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 144,238 | $791,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 21,183 | $789,000 | thousands by filing date | |
| GANNETT CO INC | 36473H904 | CALL | 98,400 | $788,000 | thousands by filing date | call |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q908 | Cmn | 10,900 | $787,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 422,827 | $786,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 22,698 | $784,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 29,661 | $783,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,510 | $782,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 64,232 | $780,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 115,943 | $780,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 11,729 | $778,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 25,940 | $773,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 8,534 | $768,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 7,630 | $767,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 16,836 | $765,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 49,855 | $764,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 48,892 | $763,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 136,060 | $760,000 | thousands by filing date | |
| INSMED INC | 457669957 | COM PAR $.01 | 30,000 | $759,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 15,183 | $756,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD | Y95308955 | PUT | 28,800 | $756,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 37,769 | $751,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,805 | $751,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 18,919 | $749,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 24,512 | $748,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $748,000 | thousands by filing date | principal |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 54,151 | $747,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 85,586 | $747,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 38,330 | $743,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 19,506 | $741,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 20,800 | $740,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 130,089 | $740,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 419,692 | $739,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 33,189 | $739,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $738,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 52,307 | $738,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 71,558 | $734,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 58,463 | $733,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 30,294 | $732,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 10,364 | $729,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 136,619 | $728,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 150,123 | $727,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 34,479 | $727,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989904 | COM | 7,600 | $723,000 | thousands by filing date | call |
| BIOHAVEN PHARMACTL HLDG CO L | G11196955 | PUT | 17,000 | $723,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 13,000 | $719,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 323,857 | $719,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 41,013 | $716,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,970 | $715,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 330,615 | $714,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,722 | $706,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 37,234 | $705,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896907 | CALL | 44,500 | $705,000 | thousands by filing date | call |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 758,000 | $705,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617908 | CALL | 24,100 | $705,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 85,210 | $704,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,157 | $704,000 | thousands by filing date | |
| DOCUSIGN INC | 256163956 | PUT | 13,900 | $704,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,770 | $701,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 9,000 | $701,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 9,000 | $701,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 11,683 | $701,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 14,102 | $699,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 11,515 | $698,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 25,854 | $698,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC | 00900T957 | PUT | 35,000 | $697,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 35,000 | $697,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 20,421 | $695,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 112,026 | $690,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 26,358 | $690,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 55,112 | $689,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,742 | $689,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 304,340 | $688,000 | thousands by filing date | |
| PULTE GROUP INC | 745867951 | COM | 21,800 | $688,000 | thousands by filing date | put |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 29,549 | $687,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 31,833 | $686,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 45,536 | $684,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13,488 | $679,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 412,113 | $675,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 860,000 | $675,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 268,702 | $674,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 51,503 | $672,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $672,000 | thousands by filing date | principal |
| AIX INC | 30712A103 | SPONSORED ADS | 20,115 | $670,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 40,875 | $670,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 662,911 | $670,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 39,243 | $669,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523900 | CALL | 4,224 | $667,000 | thousands by filing date | call |
| THE CIGNA GROUP | 125523950 | COM | 4,224 | $667,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 31,283 | $666,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,501 | $665,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 49,463 | $665,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 18,464 | $663,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 8,265 | $662,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,545 | $662,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 33,411 | $661,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 8,596 | $661,000 | thousands by filing date | |
| UPBOUND GROUP INC | 76009N950 | PUT | 25,400 | $661,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 100,279 | $659,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 16,790 | $659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 52,940 | $659,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 118,305 | $658,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 11,586 | $658,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 105,952 | $658,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 31,059 | $658,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 743,000 | $658,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 224,563 | $657,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 32,458 | $656,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268958 | Cmn | 18,800 | $652,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 54,373 | $648,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 10,846 | $647,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 18,297 | $646,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U952 | COM | 61,200 | $646,000 | thousands by filing date | put |
| USA Technologies | 90328S900 | COM | 90,000 | $646,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,649 | $645,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 25,000 | $640,000 | thousands by filing date | put |
| CONTURA ENERGY INC | 21241B100 | COM | 12,693 | $640,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 47,275 | $639,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,764 | $638,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 279,833 | $638,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 11,409 | $635,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 22,562 | $635,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 18,118 | $634,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,523 | $633,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 30,777 | $632,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 537,000 | $632,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 20,486 | $631,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 20,867 | $630,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 39,956 | $630,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 11,494 | $628,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 88,248 | $627,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,690 | $627,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 33,827 | $626,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,141 | $626,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 188,675 | $624,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 176,000 | $621,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 37,029 | $620,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,113 | $620,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 25,684 | $620,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20,257 | $619,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,634 | $618,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 40,464 | $617,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 53,889 | $617,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 31,676 | $617,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 15,000 | $615,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 96,839 | $615,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 35,258 | $610,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 235,974 | $609,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 387,528 | $609,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 255,856 | $609,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 84,030 | $605,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 52,708 | $604,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 280,323 | $603,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,775 | $602,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 19,140 | $602,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 43,536 | $601,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 55,610 | $600,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 32,923 | $598,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 22,085 | $598,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 29,203 | $593,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 10,100 | $592,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 35,846 | $591,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 171,458 | $591,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H959 | COM | 35,000 | $590,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY | 05722G900 | CL A | 23,900 | $590,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 18,291 | $589,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 29,668 | $588,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 67,225 | $584,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 40,068 | $583,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 9,371 | $580,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 150,000 | $579,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 80,081 | $579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 12,313 | $578,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 15,964 | $578,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 31,261 | $575,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 142,959 | $573,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 336,092 | $571,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 114,749 | $570,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 78,605 | $569,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 192,440 | $569,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 52,959 | $569,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 80,591 | $568,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 24,930 | $568,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 16,566 | $567,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 39,652 | $566,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,223 | $565,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 25,613 | $564,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 9,088 | $564,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 142,418 | $564,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 21,812 | $562,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,376 | $562,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,187,244 | $562,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 29,728 | $561,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 67,198 | $560,000 | thousands by filing date | |
| AXALTA COATING SYS LTD | G0750C958 | PUT | 18,700 | $560,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 11,281 | $559,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 110,581 | $559,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 27,213 | $557,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,572 | $554,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 24,931 | $553,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 67,741 | $552,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 27,012 | $549,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 55,580 | $546,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 73,139 | $545,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 31,558 | $543,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 11,855 | $543,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 33,150 | $543,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 27,049 | $542,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 9,958 | $542,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,465 | $538,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 28,161 | $538,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,066 | $537,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 11,900 | $537,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 28,934 | $536,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502905 | CALL | 13,200 | $535,000 | thousands by filing date | call |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $535,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 34,552 | $531,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 84,601 | $529,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 13,493 | $529,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 16,433 | $527,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 341,376 | $526,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 16,384 | $524,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 43,573 | $522,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 85,506 | $521,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 63,019 | $519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,654 | $514,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 41,384 | $514,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 19,172 | $513,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 10,600 | $513,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 10,559 | $512,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 16,974 | $511,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 18,847 | $510,000 | thousands by filing date | |
| SMARTSHEET INC | 83200N903 | COM CL A | 10,700 | $510,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 64,985 | $509,000 | thousands by filing date | |
| BRF SA | 10552T907 | SPONSORED ADR | 67,500 | $507,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 21,187 | $504,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 14,771 | $503,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 152,544 | $502,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 11,081 | $501,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 25,533 | $501,000 | thousands by filing date | |
| EVOLUS INC | 30052C957 | COM | 34,800 | $500,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 13,359 | $500,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20,000 | $500,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 30,301 | $496,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,550 | $496,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 31,227 | $496,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 53,113 | $496,000 | thousands by filing date | |
| AMBARELLA INC | G037AX901 | SHS | 11,200 | $496,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 14,093 | $495,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,597 | $493,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 44,455 | $492,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 9,180 | $490,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 799,000 | $489,000 | thousands by filing date | principal |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 13,554 | $489,000 | thousands by filing date | |
| EPIZYME INC | 29428V954 | COM | 40,000 | $488,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 219,530 | $487,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 121,373 | $485,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,655 | $485,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 18,579 | $485,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,257 | $484,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 20,752 | $484,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 34,919 | $483,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,431 | $483,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 19,104 | $483,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 56,901 | $483,000 | thousands by filing date | |
| YY INC | 98426T906 | COM | 7,000 | $483,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,158 | $482,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,091 | $480,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 19,295 | $480,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 40,000 | $480,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 40,000 | $480,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 22,407 | $479,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 95,245 | $479,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 456,000 | $479,000 | thousands by filing date | principal |
| JELD-WEN HLDG INC | 47580P103 | COM | 22,872 | $478,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 84,018 | $478,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 43,036 | $477,000 | thousands by filing date | |
| MARSH & MCLENNAN COS INC | 571748952 | COM | 4,800 | $477,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 334,200 | $475,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 43,203 | $475,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 30,649 | $474,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,024 | $469,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 13,143 | $469,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 7,488 | $466,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,448 | $463,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,300 | $462,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 34,407 | $461,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 35,238 | $460,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 17,580 | $459,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 11,518 | $459,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 13,809 | $458,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 11,488 | $457,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,658 | $453,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 50,000 | $451,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 25,661 | $450,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9,426 | $448,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 26,886 | $448,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 25,138 | $447,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 8,565 | $445,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 28,901 | $444,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 12,710 | $444,000 | thousands by filing date | |
| Zurn Water Solutions Corporation | 76169B902 | COM | 15,000 | $441,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,202 | $440,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,720 | $439,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 26,198 | $437,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 12,239 | $436,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 53,650 | $436,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10,277 | $435,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 48,713 | $435,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 24,357 | $433,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 13,666 | $431,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A954 | COM | 55,400 | $430,000 | thousands by filing date | put |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 22,282 | $428,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L907 | CALL | 18,400 | $425,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 15,247 | $424,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,500 | $424,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,581 | $423,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,418 | $422,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 24,360 | $422,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 418,000 | $422,000 | thousands by filing date | principal |
| PETIQ INC | 71639T106 | COMMON STOCK | 13,401 | $419,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 11,892 | $419,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 33,263 | $418,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 117,534 | $418,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 409,000 | $417,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 15,369 | $415,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 17,132 | $414,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,849 | $414,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 8,029 | $412,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,937 | $412,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 22,953 | $411,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 48,163 | $411,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,823 | $409,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 51,330 | $409,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 14,802 | $409,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 31,113 | $408,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 162,901 | $407,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 52,289 | $407,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 132,775 | $405,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 108,777 | $404,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 55,917 | $403,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 32,789 | $402,000 | thousands by filing date | principal |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 24,252 | $400,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,970 | $400,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,381 | $400,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 110,533 | $398,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 13,619 | $392,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 27,782 | $392,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 13,353 | $392,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 113,925 | $392,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 23,476 | $392,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10,031 | $390,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 133,370 | $389,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 21,170 | $388,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 83,433 | $388,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 14,126 | $387,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 2,500 | $387,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 38,769 | $385,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 43,388 | $384,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,018 | $383,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 18,112 | $383,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 12,738 | $382,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 114,653 | $382,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 15,633 | $381,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 219,055 | $381,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 319,893 | $381,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 448,000 | $381,000 | thousands by filing date | principal |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 85,549 | $379,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,601 | $377,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 174,528 | $377,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 14,146 | $376,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 33,641 | $375,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 14,748 | $375,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 49,156 | $374,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 18,695 | $372,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 371,000 | $372,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 11,767 | $371,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 279,000 | $371,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 10,224 | $370,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 26,332 | $370,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 164,851 | $369,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 164,155 | $369,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 63,580 | $367,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $365,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 45,989 | $365,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 114,432 | $364,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 7,000 | $363,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,047 | $362,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 19,656 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,093 | $359,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 14,000 | $359,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 65,168 | $359,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 41,985 | $358,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 22,129 | $358,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 15,322 | $358,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 18,405 | $358,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 344,000 | $358,000 | thousands by filing date | principal |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 50,036 | $355,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 13,800 | $355,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 72,670 | $355,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,961 | $354,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,149 | $352,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 37,733 | $352,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $351,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,934 | $350,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,162 | $350,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y900 | CALL | 52,000 | $350,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E455 | CMN | 6,500 | $349,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H907 | CALL | 33,500 | $349,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 23,650 | $348,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,253 | $348,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,987 | $348,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 8,900 | $346,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,734 | $345,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 37,583 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,687 | $344,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 17,172 | $344,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 53,450 | $343,000 | thousands by filing date | |
| BEST BUY INC | 086516951 | PUT | 5,000 | $342,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 87,749 | $341,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 31,781 | $340,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 12,796 | $339,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 43,406 | $339,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 137,972 | $338,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 5,105 | $337,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 18,547 | $337,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,796 | $337,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,595 | $337,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 17,013 | $336,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 13,014 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 15,405 | $333,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 10,888 | $333,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 425 | $333,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 15,713 | $333,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 33,594 | $332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,521 | $331,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 16,547 | $329,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,590 | $328,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,603 | $326,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 198,956 | $326,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 13,276 | $325,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 32,549 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,301 | $324,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 24,785 | $324,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X951 | Equity Put | 25,500 | $324,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 22,498 | $322,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 4,415 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,762 | $320,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 27,760 | $320,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,632 | $319,000 | thousands by filing date | |
| DTE ENERGY CO | 233331907 | COM | 2,500 | $319,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331957 | COM | 2,500 | $319,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 15,344 | $319,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 373,867 | $318,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 13,358 | $317,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 37,190 | $317,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 50,000 | $316,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC | 05156V952 | COM | 50,000 | $316,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 493,800 | $316,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,263 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,546 | $315,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 29,495 | $315,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,481 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,705 | $313,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 10,736 | $312,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,448 | $312,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 5,887 | $312,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 32,052 | $312,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,638,543 | $312,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 600 | $311,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 29,945 | $311,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 93,003 | $311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,289 | $310,000 | thousands by filing date | |
| VERITONE INC | 92347M950 | COM | 38,900 | $310,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 16,780 | $309,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 16,100 | $309,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 8,566 | $309,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,000 | $309,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000129 | this filing | 2019-08-07 | acceptance time not in the bulk data set |