13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 5,836 holding rows worth $511,429,786,000.
- Accession
- 0000019617-19-000129
- Filer
- CIK 19617
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 20,418 entries on the cover page, a total value of $511,429,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $511,429,786,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 383 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 513 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,452 | $17,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 700 | $17,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 429 | $17,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,743 | $17,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 9,740 | $17,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 9,799 | $17,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 625 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 199 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 447 | $16,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,281 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 227 | $16,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 850 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 409 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 520 | $16,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225952 | COM NEW | 4,000 | $16,000 | thousands by filing date | put |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,386 | $16,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,399 | $16,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 20,000 | $16,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 19,000 | $16,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B151 | ULTRSHORT COMM | 500 | $16,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 760 | $15,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 937 | $15,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 3,052 | $15,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,700 | $15,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 3,194 | $15,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,592 | $15,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 880 | $15,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 5,904 | $15,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 8,333 | $15,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 201 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 119 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 149 | $14,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,046 | $14,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,924 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 476 | $14,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 2,600 | $14,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 5,054 | $14,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 5,953 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 713 | $14,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,066 | $14,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,611 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 220 | $13,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 202 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 135 | $13,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,710 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 776 | $13,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,611 | $13,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 377 | $13,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,436 | $13,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4,531 | $13,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 9,820 | $13,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 6,286 | $13,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 7,145 | $13,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 2,267 | $13,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 990 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 100 | $12,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,294 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 95 | $12,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 3,100 | $12,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 750 | $12,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 135 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $12,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,961 | $12,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 847 | $12,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,090 | $12,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,687 | $12,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 582 | $12,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 683 | $12,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B144 | ULTRPRO SHT CM | 416 | $12,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 200 | $11,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 964 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 200 | $11,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 374 | $11,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 9,260 | $11,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 225 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289950 | MSCI EURO FL ETF | 600 | $11,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 5,000 | $11,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,314 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347G200 | ULSHRT SEMIC NEW | 443 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 88 | $10,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,298 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 235 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 389 | $10,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 4,645 | $10,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 7,537 | $10,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 255 | $10,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 265 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 650 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 414 | $10,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 684 | $9,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,093 | $9,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 234 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 554 | $9,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 191 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 370 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 400 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 225 | $9,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 7,947 | $9,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 602 | $9,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 2,312 | $9,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,551 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 500 | $9,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 5,000 | $9,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 13,500 | $9,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 85 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 150 | $8,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 515 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 341 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 750 | $8,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 291 | $8,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 371 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 175 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 240 | $8,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 540 | $8,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,450 | $8,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 352 | $8,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,194 | $8,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 900 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 130 | $8,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 6,100 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 163 | $8,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 492 | $8,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 389 | $7,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 306 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 127 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 292 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 174 | $7,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 194 | $7,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,010 | $7,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 3,983 | $7,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 9,625 | $7,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 15,729 | $7,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 3,565 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 859 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 42 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 436 | $6,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 656 | $6,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 253 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 167 | $6,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 690 | $6,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 140 | $6,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $6,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 92 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 82 | $5,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 177 | $5,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 100 | $5,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 131 | $5,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 100 | $5,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 273 | $5,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 341 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 217 | $5,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 474 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 120 | $5,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,103 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,444 | $5,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 500 | $5,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $5,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 8,500 | $5,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 2,900 | $5,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 1,456 | $5,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 78 | $4,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 55 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 100 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 269 | $4,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 219 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 87 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 150 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 73 | $4,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 116 | $4,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 574 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,656 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $4,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 752 | $4,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 449 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 156 | $4,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,653 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 100 | $4,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 7,343 | $4,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 727 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 91 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 88 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 341 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 54 | $3,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 195 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 215 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 200 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 100 | $3,000 | thousands by filing date | |
| GERON CORP | 374163953 | COM | 2,200 | $3,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,000 | $3,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 638 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 12,525 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 114 | $3,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,189 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 250 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 10,000 | $3,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 500 | $3,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 126 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 200 | $3,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,200 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 850 | $2,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 96 | $2,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 200 | $2,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 197 | $2,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 50 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 100 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,037 | $2,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,061 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 62 | $2,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,000 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,205 | $2,000 | thousands by filing date | principal |
| APPROACH RESOURCES INC | 03834A103 | COM | 8,037 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,404 | $2,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 1,026 | $2,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 1,200 | $2,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 846 | $2,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 133 | $2,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 186 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $1,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 9 | $1,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 23 | $1,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 127 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 195 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 999 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 81 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P952 | COM NEW | 600 | $1,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 301 | $1,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 100 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 100 | $1,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 137 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 744 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $1,000 | thousands by filing date | principal |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $1,000 | thousands by filing date | principal |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 543 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,300 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,550 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 699 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 146 | $1,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 5,127 | $1,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,600 | $1,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 390 | $1,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 5,876 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 826 | $1,000 | thousands by filing date | principal |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 782 | $1,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 700 | $1,000 | thousands by filing date | principal |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 22,300 | $1,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E158 | DAILY NATRL GAS | 200 | $1,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 837 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 20 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST INC | 08653C106 | SPONSORED ADS | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 463 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 709 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 354 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W204 | COM NEW | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICAL | 21234W400 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 155 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827703 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 10,400 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAT GROUP INC | 07039P104 | COM | 436 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000129 | this filing | 2019-08-07 | acceptance time not in the bulk data set |