13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 5,836 holding rows worth $511,429,786,000.
- Accession
- 0000019617-19-000129
- Filer
- CIK 19617
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 20,418 entries on the cover page, a total value of $511,429,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $511,429,786,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288372 | COM | 1,925 | $89,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 860 | $89,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $89,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,459 | $89,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,449 | $89,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 5,543 | $89,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 36,469 | $89,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,676 | $88,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 10,598 | $88,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,428 | $87,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 17,990 | $87,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,512 | $86,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,040 | $86,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 14,409 | $86,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 29,932 | $85,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,131 | $85,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,723 | $85,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 28,741 | $85,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,174 | $85,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C903 | CALL | 20,000 | $85,000 | thousands by filing date | call |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 5,048 | $84,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,400 | $84,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,185 | $84,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 74,000 | $84,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,296 | $83,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 9,837 | $83,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 3,778 | $83,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,394 | $83,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 7,396 | $83,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,348 | $82,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 27,652 | $82,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,664 | $81,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,893 | $81,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 5,414 | $81,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 20,550 | $80,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 15,000 | $80,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 11,087 | $80,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,769 | $79,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 19,682 | $79,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,349 | $79,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,373 | $79,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 7,324 | $79,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,945 | $78,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 19,974 | $77,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,193 | $77,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 5,292 | $76,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,798 | $76,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 64,000 | $76,000 | thousands by filing date | principal |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,033 | $75,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,856 | $75,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,920 | $75,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 3,516 | $75,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 47,860 | $75,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,149 | $74,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,162 | $74,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 37,958 | $74,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,182 | $74,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 5,463 | $74,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908958 | PUT | 500 | $74,000 | thousands by filing date | put |
| HARBORONE BANCORP INC | 41165F101 | COM | 4,011 | $74,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,235 | $73,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,656 | $73,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 6,476 | $73,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 6,407 | $73,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 2,283 | $73,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 7,144 | $73,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 17,545 | $73,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 21,268 | $73,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 7,103 | $72,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,815 | $72,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 23,698 | $71,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 311 | $71,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,635 | $71,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 24,349 | $71,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 1,824 | $71,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 4,944 | $71,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,462 | $71,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,100 | $71,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,066 | $70,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,261 | $70,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 35,761 | $70,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 11,271 | $69,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 5,530 | $69,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 3,898 | $69,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,829 | $69,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 8,256 | $69,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 11,100 | $69,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 678 | $68,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 34,030 | $68,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,287 | $68,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | G21225100 | SHS | 19,941 | $68,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 2,522 | $67,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 16,986 | $67,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 9,912 | $67,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 9,171 | $66,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,628 | $66,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 4,643 | $66,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,202 | $66,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,300 | $66,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,438 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 2,311 | $66,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 2,941 | $66,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 3,806 | $66,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,273 | $66,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 7,900 | $65,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,698 | $65,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,354 | $65,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,825 | $65,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,783 | $65,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 8,443 | $65,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 6,714 | $64,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 22,700 | $64,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,805 | $64,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,848 | $63,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,333 | $63,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,857 | $63,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 56,187 | $63,000 | thousands by filing date | |
| ARCONIC INC | 03965L900 | CALL | 2,500 | $63,000 | thousands by filing date | call |
| ARCONIC INC | 03965L950 | PUT | 2,500 | $63,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 1,539 | $62,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 3,047 | $62,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,619 | $62,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 64,252 | $62,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 6,233 | $62,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,130 | $61,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,267 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,959 | $61,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 53,503 | $60,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,055 | $60,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 796 | $60,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,662 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 620 | $60,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,772 | $60,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 4,011 | $60,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 6,328 | $60,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,655 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,684 | $59,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,066 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 975 | $59,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 29,315 | $59,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 4,786 | $58,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 3,126 | $58,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 3,401 | $58,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 8,294 | $58,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,632 | $57,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,993 | $57,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,876 | $57,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,305 | $57,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 15,563 | $57,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 7,239 | $57,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 5,795 | $57,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 18,318 | $57,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 35,074 | $57,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,369 | $56,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,516 | $56,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 8,410 | $56,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 116,428 | $56,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,025 | $56,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $55,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 6,679 | $55,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 406 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,566 | $55,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 35,167 | $55,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,700 | $55,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,852 | $55,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,047 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,079 | $54,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,256 | $54,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,742 | $54,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,626 | $54,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 13,783 | $54,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 32,000 | $54,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,000 | $53,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,750 | $53,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 2,342 | $53,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,586 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,500 | $53,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,344 | $53,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,364 | $52,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 3,832 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 387 | $52,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 42,677 | $52,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,539 | $52,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,808 | $51,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,769 | $51,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 4,481 | $51,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 880 | $51,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 9,058 | $51,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 4,503 | $51,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 20,413 | $51,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,254 | $51,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $50,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,813 | $50,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,522 | $50,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 3,557 | $50,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 767 | $50,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,905 | $50,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,476 | $50,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,727 | $50,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,329 | $50,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| CORMEDIX INC COM | 21900C308 | Stock | 6,473 | $49,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,702 | $49,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,873 | $49,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,317 | $49,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,903 | $49,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,020 | $49,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 2,561 | $49,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,170 | $48,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,200 | $48,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,621 | $48,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,166 | $48,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,544 | $48,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,248 | $48,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 3,769 | $48,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 4,381 | $47,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,456 | $47,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,580 | $47,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,267 | $47,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,632 | $47,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,669 | $47,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 16,541 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 792 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 395 | $46,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 428 | $46,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 903 | $46,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,454 | $46,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 46,570 | $46,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 5,968 | $46,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,297 | $46,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,323 | $46,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 26,223 | $46,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,935 | $46,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 18,000 | $46,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L306 | COM | 18,085 | $46,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,838 | $45,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 9,068 | $45,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,000 | $45,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,523 | $45,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,200 | $45,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,035 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 600 | $44,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 3,045 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $44,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 5,598 | $44,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,484 | $44,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 890 | $44,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 3,186 | $44,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,113 | $44,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,028 | $44,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,360 | $44,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,075 | $44,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 611 | $43,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,831 | $43,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,137 | $43,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,836 | $43,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,592 | $43,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 3,700 | $43,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,151 | $43,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,950 | $43,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,656 | $43,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 9,524 | $43,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,121 | $43,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,246 | $43,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,860 | $43,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,403 | $43,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 6,833 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 683 | $42,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6,614 | $42,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,958 | $42,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 8,841 | $42,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,785 | $42,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 954 | $42,000 | thousands by filing date | |
| ALLAKOS INC | 01671P900 | CALL | 1,000 | $42,000 | thousands by filing date | call |
| GREAT ELM CAP CORP | 390320109 | COM | 4,800 | $42,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 12,941 | $42,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,000 | $41,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,951 | $41,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,640 | $41,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,554 | $41,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,136 | $41,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 7,752 | $41,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 6,898 | $41,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,699 | $41,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,303 | $41,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,691 | $41,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 31,434 | $41,000 | thousands by filing date | principal |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 789 | $40,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,800 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 900 | $40,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 27,499 | $40,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,076 | $40,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,089 | $40,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,485 | $40,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,463 | $40,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,697 | $40,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,598 | $40,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 21,674 | $40,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,532 | $40,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 43,332 | $40,000 | thousands by filing date | |
| QUTOUTIAO INC | 74915J957 | ADS REP SHS A | 10,100 | $40,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 1,559 | $39,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 3,009 | $39,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 9,086 | $39,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,791 | $38,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 3,517 | $38,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 6,195 | $38,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 4,956 | $38,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $38,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 17,115 | $38,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 8,533 | $38,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,841 | $37,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,500 | $37,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 4,277 | $37,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 788 | $37,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,565 | $37,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,069 | $37,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,202 | $37,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,406 | $37,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,896 | $37,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 4,699 | $37,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,724 | $37,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,060 | $37,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 59,887 | $37,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 32,000 | $37,000 | thousands by filing date | principal |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 8,199 | $36,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,880 | $36,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,284 | $36,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,942 | $36,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J908 | COM | 200 | $36,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 9,457 | $36,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,616 | $35,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,040 | $35,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,264 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,087 | $35,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,232 | $35,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,464 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 759 | $34,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,589 | $34,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E958 | COM | 1,100 | $34,000 | thousands by filing date | put |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,541 | $34,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,776 | $34,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 11,603 | $34,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,408 | $34,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 8,113 | $34,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 21,090 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 591 | $33,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,132 | $33,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 9,148 | $33,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,699 | $33,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 12,954 | $33,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,240 | $33,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,940 | $33,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,609 | $33,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,800 | $33,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,517 | $33,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,561 | $33,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,066 | $33,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,413 | $33,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 459 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 253 | $32,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,640 | $32,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,353 | $32,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,089 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,291 | $32,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,640 | $32,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,699 | $32,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,172 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,093 | $31,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 9,472 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 798 | $31,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 626 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,250 | $31,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,495 | $31,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 29,705 | $31,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,177 | $31,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,833 | $30,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 12,750 | $30,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,487 | $30,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $30,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,918 | $30,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 90,204 | $30,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,191 | $30,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 14,050 | $30,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 2,353 | $30,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 2,243 | $30,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,497 | $30,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 1,222 | $30,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 2,788 | $30,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,687 | $29,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 380 | $29,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 8,436 | $29,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 400 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 758 | $29,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,902 | $29,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,580 | $29,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 848 | $28,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $28,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,509 | $28,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,733 | $28,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,418 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,225 | $28,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 13,400 | $28,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,296 | $28,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 17,003 | $28,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 6,900 | $28,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 6,903 | $27,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 550 | $27,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 11,335 | $27,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 2,885 | $27,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 909 | $27,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 25,600 | $27,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 1,847 | $27,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,944 | $27,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 7,646 | $27,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,279 | $27,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 5,513 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 728 | $26,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,185 | $26,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 4,796 | $26,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,287 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 254 | $26,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 2,015 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 2,180 | $26,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 80 | $25,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,732 | $25,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,771 | $25,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 650 | $25,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 824 | $25,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,570 | $25,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 23,048 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,696 | $25,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 203 | $25,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 43,703 | $25,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 2,353 | $24,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,490 | $24,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 600 | $24,000 | thousands by filing date | put |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 13,240 | $24,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 403 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,000 | $23,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,413 | $22,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,566 | $22,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,536 | $22,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,442 | $22,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 209 | $22,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 2,894 | $22,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,886 | $22,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,898 | $22,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 12,360 | $22,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 894 | $22,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 3,854 | $22,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 102 | $21,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,137 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 518 | $21,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,500 | $21,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,377 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 748 | $21,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,904 | $21,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 5,238 | $21,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,842 | $21,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,251 | $21,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 6,332 | $21,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 471 | $20,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $20,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 9,000 | $20,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,040 | $20,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,430 | $20,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 825 | $20,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 300 | $20,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,000 | $20,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,629 | $20,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,331 | $20,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 20,316 | $20,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 7,090 | $20,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,300 | $19,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 3,140 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 426 | $19,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,610 | $19,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 143 | $19,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,854 | $19,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 812 | $19,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 727 | $19,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 1,341 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 30,100 | $19,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 4,533 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 317 | $18,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,034 | $18,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,084 | $18,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,213 | $18,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,656 | $18,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 4,486 | $18,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,690 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 2,000 | $18,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F953 | PUT | 8,700 | $18,000 | thousands by filing date | put |
| MAJESCO | 56068V102 | COM | 2,084 | $18,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 3,884 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E497 | DAILY BULL 3X | 571 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000129 | this filing | 2019-08-07 | acceptance time not in the bulk data set |