13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 5,836 holding rows worth $511,429,786,000.
- Accession
- 0000019617-19-000129
- Filer
- CIK 19617
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 20,418 entries on the cover page, a total value of $511,429,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $511,429,786,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 24,400 | $1,762,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P951 | COM | 60,000 | $1,756,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 16,624 | $1,755,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 55,835 | $1,755,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 2,553,000 | $1,752,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 17,778 | $1,751,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 79,296 | $1,751,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 167,896 | $1,731,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 413,632 | $1,725,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 36,464 | $1,723,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 53,664 | $1,723,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 768,521 | $1,722,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 34,172 | $1,715,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 48,567 | $1,709,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,105,415 | $1,702,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 40,056 | $1,701,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 33,563 | $1,701,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 221,735 | $1,701,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,927 | $1,690,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 161,919 | $1,687,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12,792 | $1,679,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 74,391 | $1,679,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 216,085 | $1,677,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 44,830 | $1,675,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 306,833 | $1,675,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 105,181 | $1,673,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 43,000 | $1,670,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 61,651 | $1,669,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 111,767 | $1,668,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 748,817 | $1,662,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 59,166 | $1,661,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 41,092 | $1,652,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 141,843 | $1,647,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 30,200 | $1,647,000 | thousands by filing date | put |
| AMERICAN WOODMARK CORP | 030506109 | COM | 20,015 | $1,646,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 91,647 | $1,642,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 37,195 | $1,642,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 166,965 | $1,637,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 79,652 | $1,630,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 86,521 | $1,626,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 630,102 | $1,625,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989954 | COM | 17,000 | $1,618,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 90,048 | $1,615,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 134,403 | $1,614,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 43,684 | $1,613,000 | thousands by filing date | |
| CATALENT INC | 148806952 | PUT | 30,000 | $1,613,000 | thousands by filing date | put |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,454 | $1,606,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 67,958 | $1,604,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 166,695 | $1,601,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,364 | $1,600,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 76,140 | $1,599,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 129,601 | $1,597,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 44,326 | $1,596,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 1,819,000 | $1,596,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 44,986 | $1,595,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 72,875 | $1,592,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 16,023 | $1,591,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429909 | COM | 40,000 | $1,590,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 113,084 | $1,586,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 179,421 | $1,585,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 30,894 | $1,576,000 | thousands by filing date | |
| WESTERN UN CO | 959802909 | COM | 80,000 | $1,574,000 | thousands by filing date | call |
| WESTERN UN CO | 959802959 | COM | 80,000 | $1,574,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 81,932 | $1,573,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 13,200 | $1,573,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 40,561 | $1,572,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 14,051 | $1,570,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 9,927 | $1,569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 35,098 | $1,569,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 48,613 | $1,566,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,649,000 | $1,561,000 | thousands by filing date | principal |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 127,242 | $1,559,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 30,580 | $1,558,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 25,687 | $1,557,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 15,517 | $1,556,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 255,431 | $1,556,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 30,000 | $1,555,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 249,890 | $1,547,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 15,089 | $1,545,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 14,400 | $1,545,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469907 | COM | 65,000 | $1,545,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469957 | PUT | 65,000 | $1,545,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 35,186 | $1,539,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 71,460 | $1,538,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 34,309 | $1,536,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 44,700 | $1,536,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 53,110 | $1,531,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 130,860 | $1,525,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 12,300 | $1,525,000 | thousands by filing date | put |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 79,674 | $1,517,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 81,000 | $1,516,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 256,698 | $1,509,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 25,864 | $1,506,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 127,578 | $1,499,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 435,142 | $1,497,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 98,528 | $1,496,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 293,789 | $1,495,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 69,682 | $1,495,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 30,000 | $1,493,000 | thousands by filing date | call |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,079,000 | $1,492,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 17,518 | $1,491,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 39,687 | $1,489,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 247,763 | $1,487,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 28,100 | $1,486,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K905 | COM | 200,000 | $1,486,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 62,100 | $1,484,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 101,083 | $1,483,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 25,549 | $1,482,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 45,311 | $1,482,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653901 | CALL | 21,300 | $1,481,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 51,741 | $1,478,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 43,310 | $1,477,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 11,750 | $1,477,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 225,131 | $1,477,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 92,483 | $1,477,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 84,893 | $1,476,000 | thousands by filing date | |
| SPOT 280121C00750000 | l8681t902 | CALL | 10,300 | $1,475,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 53,390 | $1,474,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 105,351 | $1,474,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 36,779 | $1,471,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 37,878 | $1,465,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 342,832 | $1,464,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 103,953 | $1,461,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 154,395 | $1,461,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 180,408 | $1,458,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,818 | $1,458,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 18,985 | $1,457,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 214,352 | $1,456,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 197,037 | $1,455,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 67,044 | $1,454,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 50,013 | $1,453,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 76,044 | $1,453,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 6,500 | $1,453,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 31,115 | $1,451,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 69,648 | $1,451,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 591,364 | $1,449,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG | H17182958 | PUT | 31,900 | $1,447,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 39,898 | $1,445,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,494,000 | $1,444,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 33,471 | $1,442,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 25,936 | $1,437,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 148,946 | $1,436,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 55,852 | $1,434,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 774,948 | $1,433,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 23,821 | $1,430,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 273,422 | $1,427,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 77,924 | $1,423,000 | thousands by filing date | |
| MGC | 921910873 | COM | 14,100 | $1,421,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 100,373 | $1,421,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 186,786 | $1,421,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 16,383 | $1,417,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 89,790 | $1,417,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N952 | PUT | 19,173 | $1,416,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 20,745 | $1,414,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 321,200 | $1,414,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 428,982 | $1,411,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 29,900 | $1,409,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 91,807 | $1,407,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 167,541 | $1,406,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 32,400 | $1,406,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 21,849 | $1,403,000 | thousands by filing date | |
| VEONEER INC | 92336X959 | COM | 79,900 | $1,397,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 141,417 | $1,396,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 16,594 | $1,395,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 22,612 | $1,390,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 11,894 | $1,390,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 65,500 | $1,389,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 295,568 | $1,384,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 189,666 | $1,382,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 28,366 | $1,381,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 134,884 | $1,381,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 23,244 | $1,380,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 35,718 | $1,379,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 16,050 | $1,376,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 167,200 | $1,376,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 115,115 | $1,375,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 131,739 | $1,375,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 171,897 | $1,372,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 47,146 | $1,370,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 198,264 | $1,366,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 294,813 | $1,365,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 117,246 | $1,364,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 20,000 | $1,364,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411R958 | PUT | 20,000 | $1,364,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 25,000 | $1,363,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494903 | CALL | 17,100 | $1,362,000 | thousands by filing date | call |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 21,346 | $1,361,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 51,942 | $1,360,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 44,552 | $1,358,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 153,500 | $1,352,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 127,293 | $1,351,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 117,454 | $1,347,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 309,617 | $1,344,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 84,527 | $1,338,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 43,281 | $1,335,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 52,419 | $1,331,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 86,842 | $1,329,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 34,418 | $1,326,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 68,867 | $1,321,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 19,879 | $1,317,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14,580 | $1,316,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 37,586 | $1,315,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 84,673 | $1,314,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 29,914 | $1,314,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 17,872 | $1,309,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 22,405 | $1,308,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 199,844 | $1,305,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 12,000 | $1,302,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC | 74144T958 | COM | 12,000 | $1,302,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 47,787 | $1,300,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 94,354 | $1,298,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 292,947 | $1,295,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269950 | PUT | 27,400 | $1,292,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 77,327 | $1,288,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 47,988 | $1,284,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 135,573 | $1,279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 42,090 | $1,277,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 177,558 | $1,275,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 14,100 | $1,273,000 | thousands by filing date | call |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 40,000 | $1,273,000 | thousands by filing date | call |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 40,000 | $1,273,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 180,724 | $1,271,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. | 05464T954 | PUT | 50,000 | $1,270,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 24,639 | $1,264,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 75,000 | $1,264,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 21,890 | $1,264,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 17,086 | $1,260,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 205,264 | $1,258,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 74,655 | $1,254,000 | thousands by filing date | |
| GREENSKY INC | 39572G950 | PUT | 109,100 | $1,254,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 9,481 | $1,249,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 168,731 | $1,247,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 70,389 | $1,246,000 | thousands by filing date | |
| EQUINIX INC | 29444U900 | COM | 2,500 | $1,245,000 | thousands by filing date | call |
| EQUINIX INC | 29444U950 | COM | 2,500 | $1,245,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 130,445 | $1,244,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 462,178 | $1,243,000 | thousands by filing date | |
| ANAPLAN INC | 03272L958 | PUT | 25,000 | $1,242,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 424,411 | $1,239,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 42,206 | $1,238,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413906 | CALL | 4,800 | $1,238,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 844,000 | $1,236,000 | thousands by filing date | principal |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,114 | $1,235,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 34,172 | $1,229,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H908 | CALL | 30,000 | $1,228,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H958 | PUT | 30,000 | $1,228,000 | thousands by filing date | put |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42,963 | $1,227,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 20,124 | $1,227,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 34,053 | $1,226,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 26,441 | $1,225,000 | thousands by filing date | |
| DOMO INC | 257554955 | COM CL B | 43,800 | $1,224,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 72,780 | $1,223,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480900 | COM UNIT RP IN | 90,600 | $1,219,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 20,080 | $1,218,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 113,987 | $1,218,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 15,265 | $1,214,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 21,543 | $1,214,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 172,818 | $1,213,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 31,085 | $1,212,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 30,458 | $1,212,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98,028 | $1,210,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 20,956 | $1,207,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 97,098 | $1,207,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 18,068 | $1,206,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 206,505 | $1,204,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 120,595 | $1,204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 35,580 | $1,197,000 | thousands by filing date | |
| BIG LOTS INC | 089302953 | COM | 41,200 | $1,197,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 68,701 | $1,194,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 23,447 | $1,193,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 36,880 | $1,191,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 19,974 | $1,190,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 19,691 | $1,190,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 53,600 | $1,190,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 281,211 | $1,187,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 30,709 | $1,187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 23,022 | $1,187,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 22,174 | $1,187,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 97,029 | $1,181,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 42,634 | $1,177,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 92,055 | $1,169,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 39,540 | $1,167,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 17,123 | $1,167,000 | thousands by filing date | |
| EMCOR GROUP INC | 29084Q900 | COM | 13,500 | $1,163,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 72,778 | $1,163,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 30,000 | $1,162,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 15,100 | $1,162,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 15,100 | $1,162,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 51,061 | $1,161,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 104,818 | $1,158,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 215,136 | $1,157,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 141,245 | $1,156,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 40,168 | $1,154,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 37,717 | $1,151,000 | thousands by filing date | |
| PARETEUM CORP | 69946T957 | PUT | 483,800 | $1,151,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 732,400 | $1,150,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 73,171 | $1,148,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 939,312 | $1,146,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 986,000 | $1,146,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 12,048 | $1,143,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 29,550 | $1,140,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 46,504 | $1,137,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 13,516 | $1,134,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 691,362 | $1,134,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 17,963 | $1,133,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,021,000 | $1,132,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736909 | COM | 6,900 | $1,130,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736959 | PUT | 6,900 | $1,130,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 59,983 | $1,130,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 134,650 | $1,130,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 76,866 | $1,128,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 29,954 | $1,128,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 133,405 | $1,125,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 301,183 | $1,124,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 15,668 | $1,124,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 23,338 | $1,120,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 18,049 | $1,120,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 75,968 | $1,118,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 77,056 | $1,117,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 62,918 | $1,114,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 25,000 | $1,114,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 278,120 | $1,110,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 42,239 | $1,108,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 49,679 | $1,107,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 37,138 | $1,107,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 82,910 | $1,107,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 9,845 | $1,104,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 346,178 | $1,104,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 94,206 | $1,098,000 | thousands by filing date | |
| CATALENT INC | 148806902 | CALL | 20,400 | $1,097,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 336,408 | $1,096,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 37,375 | $1,095,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 20,000 | $1,095,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 368,887 | $1,095,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 137,727 | $1,093,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 20,778 | $1,093,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 18,102 | $1,089,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 76,601 | $1,089,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 91,868 | $1,089,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 298,597 | $1,084,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 137,277 | $1,084,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 10,000 | $1,081,000 | thousands by filing date | put |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,129,000 | $1,081,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 280,228 | $1,079,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 95,039 | $1,078,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 25,712 | $1,076,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 68,439 | $1,075,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 11,678 | $1,073,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 4,800 | $1,073,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,145,000 | $1,073,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 50,000 | $1,072,000 | thousands by filing date | put |
| AVALARA INC | 05338G956 | PUT | 15,100 | $1,072,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,094,000 | $1,071,000 | thousands by filing date | principal |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 65,668 | $1,067,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 74,934 | $1,066,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 31,839 | $1,064,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 83,767 | $1,064,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 37,400 | $1,064,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,000,000 | $1,064,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 17,609 | $1,061,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 59,442 | $1,060,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 20,300 | $1,060,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 26,403 | $1,059,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 556,062 | $1,057,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 11,312 | $1,055,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100,023 | $1,055,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 32,000 | $1,055,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 42,298 | $1,054,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,033,000 | $1,048,000 | thousands by filing date | principal |
| BANCO MACRO S A | 05961W905 | SPON ADR B | 14,800 | $1,045,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 29,535 | $1,043,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 112,361 | $1,039,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 550,000 | $1,037,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 26,303 | $1,036,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D958 | COM | 16,700 | $1,036,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 49,265 | $1,035,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 19,831 | $1,034,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 114,639 | $1,030,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 500,000 | $1,030,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978A104 | COM | 11,787 | $1,028,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 28,381 | $1,027,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 59,616 | $1,020,000 | thousands by filing date | |
| D R HORTON INC | 23331A959 | COM | 23,600 | $1,020,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 50,000 | $1,019,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25,265 | $1,018,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,089,000 | $1,017,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,000,000 | $1,016,000 | thousands by filing date | principal |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 15,300 | $1,015,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 31,796 | $1,015,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL CORP | 63934E958 | COM | 30,000 | $1,015,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 17,299 | $1,014,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 1,400 | $1,014,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 1,400 | $1,014,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905907 | COM | 10,800 | $1,012,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 664,967 | $1,011,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 27,479 | $1,007,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 14,237 | $1,004,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 22,123 | $1,003,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 125,935 | $1,001,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 121,782 | $999,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 557,622 | $998,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,980 | $995,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 12,522 | $994,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 18,073 | $994,000 | thousands by filing date | |
| NUTRIEN LTD | 67077M908 | COM | 18,500 | $993,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41,767 | $993,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337959 | PUT | 25,000 | $992,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 15,898 | $988,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 20,065 | $988,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 1,900 | $984,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 32,778 | $983,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 59,459 | $982,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 30,107 | $981,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 2,500 | $979,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 36,533 | $977,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 10,000 | $977,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376900 | COM | 10,000 | $977,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 27,250 | $976,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 35,556 | $975,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 28,772 | $971,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 18,617 | $969,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 192,847 | $964,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 64,022 | $961,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,658 | $961,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 30,225 | $961,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 87,569 | $957,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 28,036 | $955,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 114,518 | $955,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515904 | CALL | 10,000 | $954,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 26,888 | $950,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 64,371 | $949,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 32,778 | $948,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 65,858 | $948,000 | thousands by filing date | |
| BORGWARNER INC | 099724956 | COM | 22,500 | $948,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 48,972 | $947,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 34,604 | $943,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 21,700 | $942,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 26,263 | $940,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370951 | PUT | 72,100 | $939,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 34,985 | $933,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F950 | COM | 25,000 | $928,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 74,219 | $928,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 21,261 | $922,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 75,138 | $918,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y909 | COM | 9,900 | $918,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 23,107 | $917,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 9,614 | $917,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 260,975 | $916,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,284 | $914,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 26,288 | $914,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 74,215 | $914,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 92,391 | $910,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122901 | CALL | 65,000 | $910,000 | thousands by filing date | call |
| SI BONE INC | 825704109 | COM | 47,917 | $908,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 9,975 | $903,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 54,553 | $901,000 | thousands by filing date | |
| AFLAC INC | 001055902 | COM | 16,400 | $895,000 | thousands by filing date | call |
| AFLAC INC | 001055952 | COM | 16,400 | $895,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 27,612 | $892,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 80,586 | $890,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 60,683 | $889,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 15,709 | $888,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 65,286 | $887,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 11,930 | $887,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 46,601 | $886,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 12,215 | $885,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,921 | $880,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 39,299 | $877,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 184,803 | $876,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 37,800 | $874,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 14,804 | $873,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 8,330 | $871,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 408,262 | $870,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC | 354613951 | COM | 25,000 | $868,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 94,054 | $863,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 867,000 | $862,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 40,000 | $857,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 160,249 | $854,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 5,117 | $848,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 34,482 | $848,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 12,000 | $848,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 360,317 | $847,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 113,295 | $847,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 42,175 | $842,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 101,270 | $842,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 212,147 | $840,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,340 | $839,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 114,768 | $838,000 | thousands by filing date | |
| NOW 280121C00130000 | 81762p902 | CALL | 3,000 | $836,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,990 | $836,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 79,364 | $834,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 59,204 | $834,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 23,800 | $834,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 32,483 | $832,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 43,576 | $831,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 24,107 | $829,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 14,990 | $827,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 19,166 | $827,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 415,634 | $827,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 15,557 | $822,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000129 | this filing | 2019-08-07 | acceptance time not in the bulk data set |