13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 5,836 holding rows worth $511,429,786,000.
- Accession
- 0000019617-19-000129
- Filer
- CIK 19617
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 20,418 entries on the cover page, a total value of $511,429,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $511,429,786,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V571 | ISHARES TR | 12,107 | $309,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 280,000 | $309,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 22,862 | $308,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,950 | $306,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 30,365 | $306,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 13,575 | $306,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 333,000 | $305,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,621 | $304,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 170,602 | $304,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,955 | $304,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 24,241 | $303,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 28,009 | $303,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 350,000 | $301,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 10,014 | $300,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 50,534 | $300,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 18,281 | $300,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 10,193 | $300,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 72,519 | $300,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,598 | $297,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,720 | $297,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 16,222 | $294,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 48,642 | $293,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 10,607 | $293,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 18,281 | $291,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,879 | $289,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,950 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 11,059 | $289,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 15,867 | $289,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 116,899 | $288,000 | thousands by filing date | |
| TARGA RES CORP | 87612G951 | COM | 7,500 | $287,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 51,597 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,886 | $285,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 10,695 | $285,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 17,330 | $285,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,678 | $284,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,808 | $283,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,009 | $283,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 33,279 | $282,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 97,749 | $282,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,622 | $282,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,096 | $281,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 111,097 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,200 | $280,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,220 | $278,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,818 | $277,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 6,661 | $276,000 | thousands by filing date | |
| INFOSYS LTD | 456788958 | PUT | 26,000 | $276,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 39,985 | $276,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 13,500 | $275,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 38,275 | $275,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 18,283 | $274,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 28,777 | $274,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 25,388 | $274,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 263,000 | $274,000 | thousands by filing date | principal |
| TRUPANION INC | 898202106 | COM | 7,830 | $273,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 13,014 | $273,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 9,934 | $273,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724906 | CALL | 5,000 | $273,000 | thousands by filing date | call |
| NEW HOME CO INC COM | 645370107 | COM | 68,115 | $273,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,390 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,468 | $272,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 21,245 | $272,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 10,400 | $272,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 13,170 | $271,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,669 | $271,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,119 | $271,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,558 | $271,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 6,173 | $271,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 277,000 | $271,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,357 | $270,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 112,536 | $270,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 14,521 | $269,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,470 | $269,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 265,000 | $269,000 | thousands by filing date | principal |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,912 | $267,000 | thousands by filing date | |
| INVITATION HOMES INC | 46187W907 | COM | 10,000 | $265,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 61,166 | $265,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 44,050 | $264,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 258,569 | $264,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,601 | $261,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,564 | $261,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 215,900 | $261,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,701 | $260,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,687 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,866 | $260,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 9,054 | $260,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 61,299 | $259,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,882 | $258,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,191 | $258,000 | thousands by filing date | |
| IQIYI INC | G4939KAA4 | DEBT 3.75012/0 | 250,000 | $258,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,450 | $256,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 11,071 | $256,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 161,983 | $256,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,864 | $255,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 9,091 | $255,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 25,330 | $255,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,516 | $254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,627 | $253,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,979 | $253,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 44,169 | $253,000 | thousands by filing date | |
| IQIYI INC | G4939KAB2 | DEBT 2.000% 4/0 | 270,000 | $253,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 29,822 | $252,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,566 | $251,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,079 | $250,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,626 | $249,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 19,313 | $249,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 12,173 | $248,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 50,661 | $248,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 14,971 | $247,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,757 | $247,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 162,697 | $246,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 380,626 | $246,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,269 | $245,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 23,060 | $244,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 8,491 | $243,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 56,982 | $243,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N957 | COM | 96,900 | $243,000 | thousands by filing date | put |
| UPWORK INC | 91688F104 | COM | 15,085 | $242,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,456 | $241,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 84,974 | $240,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,904 | $239,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,260 | $239,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,382 | $239,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 7,228 | $239,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L953 | COM | 13,400 | $238,000 | thousands by filing date | put |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,353 | $238,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,943 | $237,000 | thousands by filing date | |
| SANDERSON FARMS INC | 800013904 | COM | 1,800 | $237,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 25,000 | $236,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 7,795 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,731 | $235,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 14,027 | $234,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 243,000 | $233,000 | thousands by filing date | principal |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 13,949 | $232,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 17,438 | $232,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 4,130 | $231,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,319 | $229,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,746 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,035 | $228,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,840 | $228,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 14,389 | $228,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,267 | $228,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 8,930 | $228,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,874 | $227,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 235,000 | $227,000 | thousands by filing date | principal |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 66,687 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 11,515 | $226,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 6,632 | $225,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 12,078 | $224,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 57,545 | $224,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 115,319 | $224,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 937 | $222,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,806 | $222,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,750 | $221,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,127 | $220,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 15,866 | $220,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $220,000 | thousands by filing date | principal |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,997 | $219,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 10,082 | $219,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,912 | $218,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 44,900 | $218,000 | thousands by filing date | put |
| GAIN CAP HLDGS INC | 36268W950 | COM | 54,000 | $218,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,300 | $217,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 11,326 | $217,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,146 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,134 | $216,000 | thousands by filing date | |
| NOVAVAX INC | 670002901 | COM NEW | 35,000 | $216,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 12,505 | $215,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 16,989 | $214,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 24,156 | $214,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,010 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,705 | $211,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 600 | $210,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y907 | CALL | 600 | $210,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 2,477 | $209,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,912 | $209,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 47,214 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,328 | $208,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 44,807 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,052 | $207,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,849 | $207,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 59,000 | $206,000 | thousands by filing date | principal |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 9,856 | $205,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,666 | $205,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 31,548 | $203,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 20,897 | $203,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 29,675 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,411 | $202,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,465 | $202,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,720 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 5,000 | $202,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 25,938 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 6,497 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,548 | $201,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 4,765 | $201,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,749 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,245 | $200,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 12,867 | $199,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 212,493 | $199,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 79,781 | $199,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 47,712 | $198,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,244 | $197,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,786 | $197,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 5,371 | $196,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 3,080 | $196,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 36,000 | $196,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F903 | CALL | 8,600 | $196,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,276 | $195,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220956 | COM | 100,000 | $195,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 27,304 | $195,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 46,901 | $195,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 370,786 | $193,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 12,475 | $193,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 18,300 | $193,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 99,000 | $193,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,713 | $190,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A952 | INF TECH ETF | 900 | $189,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,458 | $187,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 203,918 | $187,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 30,180 | $186,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 16,000 | $186,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 37,415 | $185,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 7,404 | $184,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 57,621 | $184,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 152,320 | $184,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,304 | $183,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 29,348 | $183,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,856 | $182,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 34,282 | $182,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,140 | $181,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,087 | $181,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,090 | $180,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 26,075 | $180,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 9,970 | $179,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,189 | $178,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,747 | $178,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 17,878 | $178,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 8,271 | $177,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 24,876 | $177,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 65,179 | $176,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,309 | $175,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,160 | $175,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 2,974 | $174,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H951 | COM | 6,100 | $174,000 | thousands by filing date | put |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,936 | $173,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,736 | $173,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 25,955 | $173,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 28,409 | $173,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 4,260 | $172,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 3,413 | $171,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 12,668 | $171,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 6,689 | $170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3,340 | $170,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,146 | $170,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 23,504 | $170,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,950 | $169,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 46,242 | $169,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,759 | $167,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 9,959 | $167,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,261 | $167,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,492 | $167,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,475 | $167,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 39,047 | $166,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 10,252 | $166,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,348 | $166,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,004 | $166,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,598 | $165,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,412 | $165,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 20,907 | $164,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,913 | $164,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,987 | $164,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,496 | $164,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 24,688 | $163,000 | thousands by filing date | |
| CRYOPORT INC | 229050907 | COM PAR $0.001 | 9,000 | $162,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,026 | $161,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,901 | $161,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 5,730 | $161,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 6,278 | $161,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,036 | $160,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,586 | $159,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 17,716 | $159,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,972 | $158,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,828 | $158,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 29,285 | $158,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 16,862 | $158,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 6,724 | $157,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 26,451 | $157,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 23,443 | $156,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,293 | $156,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,148 | $155,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,881 | $155,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 14,586 | $155,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 20,310 | $155,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 6,887 | $155,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,346 | $154,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 14,628 | $154,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 24,097 | $154,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,433 | $153,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 67,246 | $153,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 68,575 | $152,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,000 | $152,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,910 | $152,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,311 | $152,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 32,970 | $152,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 5,456 | $151,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 16,028 | $151,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 150,000 | $151,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,824 | $149,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,212 | $149,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 49,081 | $147,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 21,421 | $146,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 43,769 | $146,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,215 | $145,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,812 | $145,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,072 | $145,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,595 | $145,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 6,785 | $145,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 5,109 | $145,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 36 | $144,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 16,069 | $144,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,194 | $144,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 36,858 | $144,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,608 | $143,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,739 | $143,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 8,079 | $142,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,587 | $142,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 98,480 | $142,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 7,392 | $141,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,775 | $141,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 44,424 | $141,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 11,359 | $140,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,251 | $140,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,053 | $140,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,858 | $139,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,730 | $139,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,282 | $138,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,997 | $138,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,365 | $138,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,141 | $138,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,128 | $137,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,020 | $137,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,696 | $137,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 4,555 | $137,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 23,361 | $136,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 129,501 | $136,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 3,599 | $135,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 50,700 | $135,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,900 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,580 | $134,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,145 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,433 | $133,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,948 | $133,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 6,591 | $133,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 18,920 | $132,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,272 | $132,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,749 | $131,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 89,479 | $131,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 26,054 | $131,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,912 | $131,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,940 | $130,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 70,226 | $129,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 31,461 | $129,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 13,245 | $128,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 8,168 | $128,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 12,300 | $128,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,531 | $127,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,376 | $127,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 35,000 | $127,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,444 | $126,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 5,995 | $126,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 8,869 | $126,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 10,406 | $126,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 34,242 | $126,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,307 | $126,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 6,970 | $125,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,742 | $125,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 29,268 | $125,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 51,548 | $124,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 4,760 | $124,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,575 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 6,645 | $124,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 104,925 | $124,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 15,653 | $124,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 8,722 | $123,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 27,498 | $123,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 35,975 | $123,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 16,416 | $122,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 14,139 | $122,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 6,221 | $122,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,993 | $121,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 8,139 | $121,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 32,630 | $121,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 6,176 | $120,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $120,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,082 | $119,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,541 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,627 | $118,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 210,186 | $118,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 27,492 | $118,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,123 | $117,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,828 | $117,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,510 | $116,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 114 | $116,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,645 | $115,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 18,550 | $114,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 4,500 | $114,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,860 | $114,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 47,807 | $114,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,544 | $113,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD | G96629903 | SHS | 600 | $113,000 | thousands by filing date | call |
| WILLIS TOWERS WATSON PLC LTD | G96629953 | SHS | 600 | $113,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 3,142 | $113,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 16,732 | $113,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 7,702 | $113,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,965 | $113,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,333 | $112,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,617 | $112,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 7,127 | $112,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 200,000 | $112,000 | thousands by filing date | principal |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,151 | $111,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,811 | $111,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 21,042 | $111,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,383 | $110,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,130 | $110,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 17,636 | $110,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 33,857 | $110,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 6,598 | $109,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 13,800 | $109,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 32,130 | $109,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 21,254 | $108,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,988 | $108,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,126 | $108,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,353 | $108,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,477 | $108,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 76,538 | $108,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 11,830 | $107,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,587 | $107,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,277 | $107,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 51,047 | $107,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 9,289 | $107,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 16,595 | $107,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,100 | $106,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,213 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 961 | $105,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,921 | $105,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 10,075 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,330 | $104,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 7,460 | $104,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 8,068 | $104,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,975 | $103,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 5,536 | $103,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,100 | $102,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 7,207 | $102,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 3,975 | $102,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,203 | $102,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 5,057 | $102,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,535 | $102,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,647 | $102,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,784 | $101,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,764 | $101,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,986 | $101,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K950 | PUT | 2,400 | $101,000 | thousands by filing date | put |
| AQUANTIA CORP | 03842Q108 | COM | 7,726 | $101,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 23,384 | $101,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,676 | $100,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,191 | $100,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 5,314 | $100,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 185 | $100,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 100,000 | $100,000 | thousands by filing date | principal |
| AC IMMUNE SA | H00263105 | SHS | 18,162 | $99,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 13,588 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,700 | $98,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 89,659 | $98,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 25,064 | $98,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,485 | $97,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,204 | $97,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660957 | SPONS ADR LVL I | 2,800 | $97,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 11,333 | $96,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 3,561 | $96,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 5,448 | $96,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,443 | $96,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,621 | $95,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 3,845 | $95,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,135 | $95,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 4,057 | $95,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 19,664 | $95,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 12,307 | $94,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,179 | $94,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 22,761 | $93,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,281 | $93,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 4,419 | $93,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 6,437 | $92,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 4,213 | $92,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 2,615 | $91,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,456 | $91,000 | thousands by filing date | |
| REVLON INC | 761525959 | PUT | 4,700 | $91,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,506 | $90,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,836 | $90,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 14,172 | $90,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 6,867 | $90,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000129 | this filing | 2019-08-07 | acceptance time not in the bulk data set |