13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-07, with 5,798 holding rows worth $489,549,468,000.
- Accession
- 0000019617-19-000069
- Filer
- CIK 19617
- Filed
- 2019-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 20,871 entries on the cover page, a total value of $489,549,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,549,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADIENT PLC | G0084W951 | ORD SHS | 57,400 | $744,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 21,419 | $743,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 92,875 | $737,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 26,998 | $736,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 11,448 | $734,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 14,495 | $733,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 18,941 | $733,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 11,352 | $732,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 139,022 | $731,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,260 | $731,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 37,730 | $730,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 11,647 | $730,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B902 | CALL | 14,100 | $730,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 12,298 | $727,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 538,553 | $727,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 52,142 | $726,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 42,526 | $724,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 23,925 | $723,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 9,020 | $723,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 9,600 | $718,000 | thousands by filing date | call |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 40,000 | $718,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $716,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 11,602 | $715,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 43,430 | $714,000 | thousands by filing date | |
| AFFIMED N V | N01045908 | CALL | 169,900 | $714,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 61,770 | $711,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,460 | $709,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 126,300 | $709,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 13,519 | $708,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L957 | PUT | 25,000 | $708,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 22,364 | $705,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 36,639 | $705,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 177,641 | $705,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 34,223 | $699,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 25,000 | $699,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 78,550 | $697,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 36,568 | $697,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 107,737 | $696,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 22,414 | $694,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 35,248 | $693,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 81,502 | $692,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,101 | $691,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 80,836 | $689,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 13,152 | $688,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 53,632 | $688,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 49,193 | $688,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 28,547 | $687,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 41,824 | $686,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 18,418 | $686,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 630,000 | $685,000 | thousands by filing date | principal |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,888 | $684,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,606 | $684,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 13,856 | $683,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 73,155 | $682,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 17,650 | $681,000 | thousands by filing date | |
| BRUKER CORP | 116794958 | COM | 17,700 | $680,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 80,856 | $680,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 219,868 | $679,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 29,664 | $678,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 100,338 | $677,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 31,758 | $674,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 192,231 | $674,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 110,231 | $674,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,575 | $673,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 167,121 | $673,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 51,398 | $673,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 49,987 | $668,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 375,000 | $667,000 | thousands by filing date | principal |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 42,367 | $665,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 17,722 | $661,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 23,841 | $660,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD | Y95308955 | PUT | 17,000 | $660,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 203,355 | $660,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,995 | $659,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 89,098 | $659,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 10,100 | $658,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 31,746 | $656,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 36,351 | $655,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 89,493 | $654,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10,463 | $653,000 | thousands by filing date | |
| COHERENT INC | 192479903 | COM | 4,600 | $652,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 30,798 | $648,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 37,336 | $648,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 211,201 | $648,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 122,666 | $644,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 54,373 | $643,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 104,376 | $643,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 13,437 | $643,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 51,726 | $643,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 11,691 | $641,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,690 | $640,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 15,931 | $638,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 25,235 | $635,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,127 | $635,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 40,722 | $635,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 18,628 | $634,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 46,141 | $634,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 101,747 | $632,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 38,186 | $631,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 49,430 | $629,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 29,909 | $629,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122901 | CALL | 45,000 | $629,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 16,508 | $628,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 34,500 | $627,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 16,816 | $626,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $626,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 36,119 | $624,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,540 | $624,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 799,000 | $624,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 31,253 | $623,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 8,947 | $621,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 49,727 | $621,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4,392 | $621,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 328,800 | $621,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 13,474 | $621,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 22,221 | $620,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 7,500 | $619,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,171 | $618,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 11,388 | $618,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 33,500 | $617,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 54,401 | $616,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 35,450 | $614,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 10,344 | $613,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K956 | PUT | 22,800 | $611,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 37,029 | $610,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 22,132 | $610,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 103,862 | $609,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 166,510 | $608,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,112 | $607,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 255,707 | $606,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 7,567 | $606,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 20,529 | $604,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 52,182 | $602,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 23,322 | $601,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 19,466 | $600,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R906 | CALL | 10,600 | $600,000 | thousands by filing date | call |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 10,191 | $598,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 44,528 | $598,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 51,320 | $597,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 29,582 | $596,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 37,423 | $594,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 42,156 | $593,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 97,404 | $590,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 103,093 | $589,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 23,650 | $589,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 12,094 | $587,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 41,302 | $585,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,074 | $583,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 19,526 | $583,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 277,071 | $582,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 14,828 | $580,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 629,007 | $579,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 9,319 | $578,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 36,871 | $577,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 21,676 | $577,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 7,881 | $577,000 | thousands by filing date | |
| IQVIA HLDGS INC | 46266C905 | CALL | 4,000 | $575,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 15,582 | $574,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 44,779 | $573,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,463 | $567,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 18,234 | $566,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 11,212 | $566,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 42,705 | $565,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 25,805 | $565,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 51,921 | $565,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 15,003 | $564,000 | thousands by filing date | |
| ALCOA CORP | 013872906 | CALL | 20,000 | $563,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 8,525 | $560,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 8,532 | $559,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 248,382 | $559,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 14,332 | $558,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 63,686 | $556,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 11,973 | $555,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,681 | $554,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 84,807 | $552,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 256,885 | $552,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 96,487 | $550,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 13,130 | $549,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 23,038 | $549,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 129,201 | $549,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 14,828 | $548,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 40,000 | $548,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901908 | COM | 40,000 | $548,000 | thousands by filing date | call |
| INTELSAT S A | L5140P951 | PUT | 35,000 | $548,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 89,742 | $547,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 896,954 | $547,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 18,990 | $546,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B909 | CALL | 432,700 | $545,000 | thousands by filing date | call |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 9,434 | $544,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 40,000 | $544,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 38,321 | $543,000 | thousands by filing date | |
| UNIQURE NV | N90064951 | SHS | 9,100 | $543,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 86,088 | $542,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 23,701 | $538,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 4,500 | $537,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 69,532 | $536,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 40,000 | $536,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC | 33830X954 | PUT | 40,000 | $536,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,367 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,605 | $532,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 26,229 | $531,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 65,492 | $530,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 13,905 | $529,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 361,581 | $528,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,551 | $527,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 10,561 | $527,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 542,766 | $526,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 28,028 | $525,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 8,695 | $525,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $525,000 | thousands by filing date | principal |
| SAFEHOLD INC | 78645L100 | COM | 23,989 | $523,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 43,521 | $523,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 30,649 | $523,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A952 | INF TECH ETF | 2,600 | $522,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 269,719 | $521,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 25,518 | $520,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017906 | CALL | 9,000 | $520,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 8,776 | $519,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 40,485 | $519,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 164,148 | $519,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,395 | $518,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 150,000 | $516,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 7,839 | $514,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 33,578 | $512,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 25,212 | $511,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 74,627 | $510,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 17,549 | $509,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,749 | $505,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 67,875 | $505,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 191,967 | $505,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 12,147 | $503,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 31,446 | $502,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 21,115 | $500,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20,000 | $500,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 13,864 | $498,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 31,649 | $496,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 37,040 | $496,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,621 | $495,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,442 | $494,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,410 | $494,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,015 | $491,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 26,562 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,652 | $490,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 530,000 | $487,000 | thousands by filing date | principal |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 14,500 | $487,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,550 | $484,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 21,698 | $483,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 30,000 | $483,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC | 40637H959 | COM | 30,000 | $483,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 8,311 | $482,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,058 | $479,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 23,296 | $478,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 7,487 | $477,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 59,903 | $476,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 329,969 | $475,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 19,040 | $475,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 6,595 | $474,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 127,518 | $474,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 25,826 | $474,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 15,232 | $474,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 13,827 | $473,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8,373 | $473,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H903 | COM | 34,500 | $471,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,511 | $469,000 | thousands by filing date | |
| Eldorado Resorts Inc | 28470R902 | COM | 10,000 | $467,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 35,975 | $466,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,794 | $465,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 42,089 | $463,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,025 | $463,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 39,155 | $463,000 | thousands by filing date | |
| ARBUTUS BIOPHARMA CORP | 03879J900 | COM | 129,000 | $462,000 | thousands by filing date | call |
| ARBUTUS BIOPHARMA CORP | 03879J950 | COM | 129,000 | $462,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 277,972 | $461,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 12,968 | $461,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 14,830 | $461,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 95,245 | $460,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 15,609 | $459,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,767 | $458,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 10,542 | $457,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 326,394 | $457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,300 | $454,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 14,048 | $453,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 13,390 | $453,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 450,000 | $453,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 17,610 | $450,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 28,662 | $449,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 36,000 | $449,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q952 | PUT | 36,000 | $449,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 14,725 | $446,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,878 | $446,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 44,679 | $446,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,611 | $441,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393950 | PUT | 12,700 | $441,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 17,392 | $439,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,787 | $439,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 18,478 | $437,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 8,829 | $436,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 24,762 | $436,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 18,578 | $436,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 16,226 | $435,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 23,794 | $434,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 86,793 | $434,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 65,789 | $433,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,937 | $432,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,107 | $432,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 18,060 | $430,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 32,055 | $428,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 14,720 | $428,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 65,742 | $427,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 16,930 | $426,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 57,567 | $425,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 28,098 | $421,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,500 | $420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 16,878 | $420,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 7,510 | $417,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 13,464 | $416,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 45,396 | $416,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 14,222 | $415,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,942 | $414,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 42,561 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,921 | $413,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10,119 | $412,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,937 | $412,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 16,284 | $410,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 145,518 | $410,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,642 | $410,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 168,042 | $410,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,846 | $409,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 26,355 | $405,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 29,495 | $405,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 90,148 | $405,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 10,135 | $403,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 16,053 | $403,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 86,750 | $403,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 6,742 | $402,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 384,000 | $402,000 | thousands by filing date | principal |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 2,100 | $401,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 223,676 | $400,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 10,296 | $400,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $399,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 15,277 | $398,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 19,497 | $397,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 480,000 | $397,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 23,742 | $396,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12,264 | $396,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 77,619 | $395,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 9,717 | $394,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 29,650 | $393,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 404,477 | $392,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 10,749 | $391,000 | thousands by filing date | |
| NOVAVAX INC CMN STOCK | 670002904 | Cmn | 710,000 | $391,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 15,087 | $390,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 20,950 | $388,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,725 | $387,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,955 | $386,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 19,046 | $385,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 11,825 | $385,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 35,835 | $385,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 11,012 | $385,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,677 | $385,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 15,074 | $383,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 189,174 | $382,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 11,303 | $382,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,035 | $382,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 21,671 | $380,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 490 | $379,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 18,112 | $377,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 15,488 | $376,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 15,022 | $375,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,023 | $374,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 9,118 | $373,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 26,537 | $373,000 | thousands by filing date | |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 13,700 | $372,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 138,212 | $372,000 | thousands by filing date | |
| PRICESMART INC | 741511909 | CALL | 6,300 | $371,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 12,576 | $370,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 371,000 | $370,000 | thousands by filing date | principal |
| GREENSKY INC | 39572G100 | CL A | 28,477 | $369,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 18,300 | $368,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,773 | $366,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 45,836 | $365,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 14,428 | $365,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 18,532 | $365,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 13,008 | $364,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,152 | $363,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,623 | $361,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 13,421 | $360,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 21,655 | $360,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 47,082 | $360,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 293,000 | $359,000 | thousands by filing date | principal |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,468 | $358,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 18,727 | $358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $358,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 358,000 | $358,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 89,784 | $357,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 320,602 | $356,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 7,221 | $355,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 17,349 | $354,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 10,043 | $353,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 27,420 | $353,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,540 | $353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 19,234 | $351,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 11,961 | $351,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,240 | $350,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 348,000 | $348,000 | thousands by filing date | principal |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 24,407 | $347,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 11,068 | $347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,881 | $345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 13,348 | $345,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 20,567 | $345,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 600 | $342,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 196,794 | $342,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 350,000 | $342,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 11,035 | $341,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 24,029 | $340,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 47,157 | $339,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 90,509 | $339,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 6,700 | $338,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 23,751 | $336,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 217,256 | $336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 8,486 | $334,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 13,014 | $334,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 5,105 | $332,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,871 | $332,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 33,575 | $332,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 80,838 | $332,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 89,309 | $332,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,352 | $331,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,451 | $331,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,027 | $327,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,044 | $325,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 53,144 | $325,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 50,000 | $325,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC | 05156V952 | COM | 50,000 | $325,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 14,357 | $325,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 140,087 | $322,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,467 | $322,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 12,400 | $321,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 20,405 | $320,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 206,340 | $320,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 95,748 | $319,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,230 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,486 | $315,000 | thousands by filing date | |
| MEDIDATA SOLUTIONS INC | 58471A905 | CALL | 4,300 | $315,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,301 | $314,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,040 | $314,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 10,070 | $313,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,443 | $313,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 24,482 | $313,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 21,835 | $312,000 | thousands by filing date | |
| TARGA RES CORP | 87612G951 | COM | 7,500 | $312,000 | thousands by filing date | put |
| VIVUS INC | 928551308 | COM NEW | 74,368 | $312,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 57,391 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,546 | $310,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 67,113 | $310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,951 | $309,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 15,610 | $309,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 12,107 | $309,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 333,000 | $308,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 12,794 | $307,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 16,114 | $307,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 38,269 | $307,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 41,211 | $306,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 9,680 | $306,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 12,221 | $306,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 12,066 | $306,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 18,824 | $305,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 18,199 | $303,000 | thousands by filing date | |
| UNITED NAT FOODS INC | 911163903 | COM | 22,900 | $303,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,036 | $303,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 90,000 | $303,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,019 | $302,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 36,948 | $302,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 48,600 | $300,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 10,743 | $299,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 16,848 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 5,887 | $298,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 224,399 | $298,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 20,111 | $296,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 47,338 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,277 | $294,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 36,965 | $294,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 13,559 | $293,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 49,100 | $293,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 280,000 | $293,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,826 | $292,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 11,910 | $292,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 121,299 | $291,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,889 | $291,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,900 | $290,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 48,080 | $288,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,354 | $286,000 | thousands by filing date | |
| REXFORD INDL RLTY INC | 76169C900 | COM | 8,000 | $286,000 | thousands by filing date | call |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 14,979 | $285,000 | thousands by filing date | |
| INFOSYS LTD | 456788958 | PUT | 26,000 | $284,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,886 | $282,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 9,012 | $282,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 41,218 | $282,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,887 | $281,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 10,980 | $281,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000069 | this filing | 2019-05-07 | acceptance time not in the bulk data set |