13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-07, with 5,798 holding rows worth $489,549,468,000.
- Accession
- 0000019617-19-000069
- Filer
- CIK 19617
- Filed
- 2019-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 20,871 entries on the cover page, a total value of $489,549,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,549,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AC IMMUNE SA | H00263105 | SHS | 15,049 | $76,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,665 | $76,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 5,481 | $76,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,681 | $76,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,043 | $75,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 2,056 | $75,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 901 | $75,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 7,446 | $75,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,116 | $74,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,410 | $74,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311956 | CL C | 3,900 | $74,000 | thousands by filing date | put |
| INVESCO | 46138J882 | EXCHANGE TRADED | 3,516 | $74,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,722 | $74,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 9,308 | $74,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,570 | $74,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 13,394 | $74,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,938 | $73,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,977 | $73,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 9,441 | $73,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J906 | CALL | 7,300 | $73,000 | thousands by filing date | call |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 7,175 | $73,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,235 | $72,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 3,200 | $72,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,222 | $72,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839904 | CALL | 1,500 | $72,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 19,161 | $72,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 8,984 | $71,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,640 | $70,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 64,000 | $70,000 | thousands by filing date | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,197 | $69,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,777 | $69,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 46,215 | $69,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,202 | $68,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,777 | $68,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,351 | $68,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,375 | $68,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 25,000 | $68,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B959 | PUT | 54,000 | $68,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 3,984 | $67,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 3,808 | $67,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,635 | $67,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,204 | $67,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,190 | $67,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 4,016 | $67,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 22,409 | $67,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 12,059 | $67,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,348 | $67,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 33,220 | $66,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,366 | $66,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,381 | $66,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 2,522 | $66,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,040 | $66,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,190 | $66,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 1,327 | $66,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 6,386 | $66,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 9,567 | $66,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,681 | $66,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,790 | $66,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 32,786 | $66,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 4,695 | $66,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,591 | $66,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 23,761 | $65,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,097 | $65,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348T952 | COM | 10,000 | $65,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 3,388 | $64,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,601 | $64,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,511 | $64,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 5,472 | $64,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 24,326 | $64,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 7,800 | $64,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 701 | $63,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,348 | $63,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,995 | $63,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249957 | COM PAR $.01 | 9,400 | $63,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,644 | $62,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 1,539 | $62,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,478 | $62,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,957 | $62,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,908 | $62,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 38,000 | $62,000 | thousands by filing date | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,225 | $61,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,912 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 1,150 | $61,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,857 | $61,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,074 | $61,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,542 | $61,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 990 | $60,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 6,594 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,959 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 620 | $60,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,197 | $60,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,315 | $59,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 5,044 | $59,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 79,533 | $59,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,736 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 776 | $58,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 273 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,684 | $58,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,173 | $58,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,137 | $58,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,501 | $58,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 4,786 | $57,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 7,378 | $57,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,497 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287957 | PUT | 300 | $57,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 9,278 | $57,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,402 | $57,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 6,997 | $57,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,330 | $56,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 13,823 | $56,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,293 | $56,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,827 | $56,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 406 | $56,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,626 | $56,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,504 | $56,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 22,804 | $56,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,969 | $55,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 4,700 | $55,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 7,256 | $55,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,125 | $55,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,877 | $55,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 941 | $55,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,898 | $55,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 26,265 | $55,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,465 | $55,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $54,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,270 | $54,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 710 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,500 | $54,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 3,059 | $54,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 5,516 | $53,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 2,223 | $53,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 2,809 | $53,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 880 | $53,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 26,913 | $53,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 6,674 | $53,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,933 | $52,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,510 | $52,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,985 | $52,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 5,590 | $52,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,880 | $52,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 28,673 | $52,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,564 | $52,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 3,848 | $52,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 8,241 | $51,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,271 | $51,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,100 | $51,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,051 | $51,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,187 | $51,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,122 | $51,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,790 | $51,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 5,185 | $51,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 5,105 | $51,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,660 | $51,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 3,690 | $51,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X958 | PUT | 5,600 | $51,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,612 | $50,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,181 | $50,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,634 | $50,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,144 | $50,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,400 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 387 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 16,763 | $50,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,524 | $50,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 2,892 | $50,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 7,975 | $50,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 5,715 | $50,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,000 | $49,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 6,993 | $49,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6,184 | $49,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50,045 | $49,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,299 | $49,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $49,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 2,831 | $49,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,737 | $48,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 2,087 | $48,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,804 | $48,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,731 | $48,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,348 | $48,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H951 | PUT | 1,200 | $48,000 | thousands by filing date | put |
| AQUANTIA CORP | 03842Q108 | COM | 5,256 | $48,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,464 | $48,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 593 | $47,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $47,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,170 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 792 | $47,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,134 | $47,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 5,154 | $47,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,730 | $47,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,436 | $47,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,189 | $47,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 50,000 | $47,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 45 | $47,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 7,426 | $46,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,593 | $46,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,310 | $46,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 2,554 | $46,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,430 | $46,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,116 | $46,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 42,728 | $46,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 65,061 | $46,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,117 | $46,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,058 | $46,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 515 | $45,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 4,312 | $45,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,084 | $45,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 2,886 | $45,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,434 | $45,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 25,366 | $45,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,863 | $45,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,035 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,588 | $44,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,000 | $44,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,514 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $43,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,403 | $43,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,850 | $43,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,779 | $43,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 18,000 | $43,000 | thousands by filing date | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,115 | $42,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,038 | $42,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,649 | $42,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 9,429 | $42,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,475 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 900 | $41,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 9,282 | $41,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,172 | $41,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,067 | $41,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,978 | $41,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,139 | $41,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 11,309 | $41,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 789 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 818 | $40,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 682 | $40,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,028 | $40,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,667 | $40,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,729 | $40,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 8,450 | $40,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 9,389 | $39,000 | thousands by filing date | |
| MIDCAP FINANCIAL INVSTMNT CO | 03761U952 | COM NEW | 2,600 | $39,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,966 | $39,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 5,429 | $39,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 7,185 | $39,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,708 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 700 | $39,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 40,000 | $39,000 | thousands by filing date | principal |
| LCNB CORP | 50181P100 | COM | 2,194 | $38,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,369 | $38,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,442 | $38,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,884 | $38,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,239 | $38,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 27,142 | $38,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 7,163 | $38,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,166 | $38,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 2,200 | $37,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,318 | $37,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,282 | $37,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,841 | $37,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,331 | $37,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,350 | $37,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 36,021 | $37,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,026 | $37,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,594 | $37,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 16,200 | $37,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,885 | $36,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 935 | $36,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 27,535 | $36,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 872 | $36,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,320 | $36,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,683 | $36,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 3,187 | $35,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,234 | $35,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,706 | $35,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,959 | $35,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 3,598 | $35,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 12,184 | $35,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,893 | $34,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,202 | $34,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 8,594 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,610 | $34,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,728 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,706 | $33,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,915 | $33,000 | thousands by filing date | |
| STATE STR CORP | 857477903 | COM | 500 | $33,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,800 | $33,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,606 | $33,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 4,313 | $33,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,748 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 253 | $32,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,805 | $32,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,653 | $32,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,089 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,291 | $32,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 19,306 | $32,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,790 | $32,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 966 | $32,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,282 | $32,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,040 | $31,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 4,519 | $31,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,418 | $31,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,670 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,250 | $31,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,339 | $31,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,000 | $31,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,232 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $31,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,017 | $31,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,350 | $31,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,536 | $31,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 931 | $31,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 9,843 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,696 | $31,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 19,958 | $31,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,525 | $30,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,665 | $30,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,006 | $30,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,133 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 900 | $30,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 7,242 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 2,580 | $30,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 29,988 | $30,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,144 | $30,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 7,012 | $30,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,419 | $30,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,061 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,225 | $29,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,030 | $29,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,668 | $29,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,599 | $29,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 3,188 | $29,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,744 | $29,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 5,915 | $29,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 20,100 | $29,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 4,358 | $29,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,259 | $29,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,062 | $29,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,931 | $29,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $28,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 9,000 | $28,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,147 | $28,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,614 | $28,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,925 | $28,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,763 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 2,085 | $28,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 5,624 | $28,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 500 | $27,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 550 | $27,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,140 | $27,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,147 | $27,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 677 | $27,000 | thousands by filing date | |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 1,000 | $27,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 1,778 | $27,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 1,198 | $27,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,364 | $27,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P953 | PUT | 3,900 | $27,000 | thousands by filing date | put |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 4,934 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,258 | $27,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,100 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 466 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 680 | $26,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,865 | $26,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,249 | $26,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,639 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 389 | $26,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,906 | $26,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 6,203 | $26,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 7,694 | $26,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 6,416 | $26,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 2,874 | $26,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 13,863 | $26,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 4,386 | $26,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 2,439 | $26,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 1,367 | $26,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 1,010 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 728 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,000 | $25,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 9,578 | $25,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 2,447 | $25,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 31,434 | $25,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 80 | $24,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,573 | $24,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 6,250 | $24,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,175 | $24,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,429 | $24,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 445 | $24,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 4,621 | $24,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,904 | $24,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 38,241 | $24,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 833 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,480 | $24,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,052 | $24,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 2,776 | $24,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 1,513 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 684 | $23,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 392 | $23,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,760 | $23,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,222 | $23,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 732 | $23,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,797 | $23,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131M909 | COM | 300 | $23,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 52,549 | $23,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,296 | $23,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 47,079 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 592 | $22,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 336 | $22,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 209 | $22,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 6,995 | $22,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 933 | $22,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 4,534 | $22,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,643 | $22,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 2,000 | $22,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,149 | $22,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 4,182 | $22,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,405 | $22,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 3,867 | $22,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,250 | $22,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,431 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 300 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 727 | $21,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,413 | $21,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,536 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 188 | $21,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,475 | $21,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,809 | $21,000 | thousands by filing date | |
| UPBOUND GROUP INC | 76009N950 | PUT | 1,000 | $21,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,712 | $21,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 26,149 | $21,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 488 | $21,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,956 | $21,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 300 | $20,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,729 | $20,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 300 | $20,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $20,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,500 | $20,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 181 | $20,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,309 | $20,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 13,000 | $20,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,982 | $20,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 894 | $20,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 4,644 | $20,000 | thousands by filing date | |
| IQIYI INC | G4939KAB2 | DEBT 2.000% 4/0 | 20,000 | $20,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 795 | $19,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 981 | $19,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,747 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 676 | $19,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,620 | $19,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,655 | $19,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,553 | $19,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,416 | $19,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 500 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 900 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 648 | $19,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 3,708 | $19,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 25,680 | $19,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 5,785 | $19,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 310 | $18,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,553 | $18,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 4,681 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,457 | $17,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 700 | $17,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 12,884 | $17,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 4,280 | $17,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 8,009 | $17,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,000 | $17,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,243 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 1,848 | $17,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 7,137 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 350 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 352 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 295 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 472 | $16,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,046 | $16,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 429 | $16,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 4,898 | $16,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 22,497 | $16,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 8,220 | $16,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 5,195 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 356 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 477 | $15,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 811 | $15,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 405 | $15,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,315 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 419 | $15,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 837 | $15,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 92 | $15,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,200 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 307 | $15,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 2,835 | $15,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7,533 | $15,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 290 | $15,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,534 | $15,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,690 | $15,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,492 | $15,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1,443 | $15,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F953 | PUT | 8,700 | $15,000 | thousands by filing date | put |
| NEW HOME CO INC COM | 645370107 | COM | 3,159 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 247 | $14,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 530 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000069 | this filing | 2019-05-07 | acceptance time not in the bulk data set |