13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-07, with 5,798 holding rows worth $489,549,468,000.
- Accession
- 0000019617-19-000069
- Filer
- CIK 19617
- Filed
- 2019-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 20,871 entries on the cover page, a total value of $489,549,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,549,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DILLARDS INC CL A | 254067101 | Stock | 22,661 | $1,632,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 42,891 | $1,631,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 99,271 | $1,629,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 56,068 | $1,629,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 54,465 | $1,629,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 58,910 | $1,628,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC | 76131D953 | COM | 25,000 | $1,628,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 246,079 | $1,619,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 16,180 | $1,617,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 37,648 | $1,617,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 54,856 | $1,616,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 86,856 | $1,613,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 13,000 | $1,611,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 139,367 | $1,608,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 289,299 | $1,608,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 18,136 | $1,606,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 36,076 | $1,605,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 49,054 | $1,605,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 298,814 | $1,602,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 74,691 | $1,601,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 121,407 | $1,600,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 57,684 | $1,598,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 65,333 | $1,594,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8,888 | $1,587,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 58,988 | $1,586,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 123,208 | $1,585,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 119,088 | $1,584,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 25,000 | $1,582,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617908 | CALL | 50,000 | $1,573,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 183,186 | $1,572,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 410,154 | $1,571,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 17,100 | $1,571,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 46,586 | $1,571,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 91,197 | $1,571,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 28,099 | $1,568,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 147,515 | $1,564,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 113,650 | $1,563,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 285,230 | $1,560,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 75,598 | $1,557,000 | thousands by filing date | |
| DEL MONTE CORP | G36738955 | PUT | 57,500 | $1,554,000 | thousands by filing date | put |
| PULTE GROUP INC | 745867951 | COM | 55,200 | $1,543,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 297,673 | $1,542,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 58,166 | $1,538,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 219,061 | $1,538,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 113,600 | $1,537,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 272,914 | $1,534,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 70,185 | $1,534,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 35,509 | $1,532,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 47,489 | $1,523,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 40,194 | $1,523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 18,422 | $1,519,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 26,073 | $1,519,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 154,729 | $1,518,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 22,750 | $1,516,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 158,529 | $1,508,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 33,953 | $1,502,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 98,471 | $1,501,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,501 | $1,496,000 | thousands by filing date | |
| TG THERAPEUTICS INC | 88322Q958 | COM | 185,700 | $1,493,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 44,505 | $1,492,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 10,979 | $1,487,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 118,150 | $1,486,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 43,142 | $1,485,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 61,087 | $1,485,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 121,014 | $1,485,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 77,307 | $1,484,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 997,000 | $1,483,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP | 064058950 | COM | 29,300 | $1,478,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 197,973 | $1,477,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 718,617 | $1,473,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 245,804 | $1,472,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 288,448 | $1,472,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 55,000 | $1,471,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 222,477 | $1,470,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 28,764 | $1,469,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 47,511 | $1,467,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 46,264 | $1,464,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,343 | $1,464,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 1,000,000 | $1,464,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 250,000 | $1,460,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 73,762 | $1,460,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707901 | COM CL A | 48,800 | $1,457,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 107,334 | $1,455,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 120,012 | $1,452,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 205,977 | $1,452,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 17,286 | $1,451,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 15,318 | $1,451,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 204,382 | $1,449,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 19,073 | $1,447,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 134,459 | $1,446,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,000,000 | $1,443,000 | thousands by filing date | principal |
| YEXT INC | 98585N106 | COM | 65,896 | $1,441,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 23,097 | $1,440,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 140,664 | $1,440,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 97,261 | $1,439,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 39,433 | $1,437,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 12,600 | $1,435,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LT | M22465904 | CALL | 11,300 | $1,429,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 31,844 | $1,424,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 287,376 | $1,422,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 85,909 | $1,421,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 49,025 | $1,413,000 | thousands by filing date | |
| TECHNIPFMC PLC | G87110955 | COM | 60,000 | $1,411,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 143,864 | $1,408,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 72,898 | $1,408,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 672,985 | $1,407,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 92,557 | $1,405,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 25,500 | $1,401,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 368,983 | $1,398,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 70,207 | $1,396,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 17,474 | $1,387,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 50,880 | $1,386,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 17,440 | $1,386,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 36,096 | $1,385,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10,466 | $1,381,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,126 | $1,381,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 219,231 | $1,381,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 38,175 | $1,378,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,567 | $1,377,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 59,911 | $1,376,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 214,886 | $1,375,000 | thousands by filing date | |
| MGC | 921910873 | COM | 14,053 | $1,373,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 115,323 | $1,373,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 136,284 | $1,368,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 91,797 | $1,368,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,560 | $1,367,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 79,059 | $1,366,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 50,000 | $1,366,000 | thousands by filing date | call |
| MOSAIC CO | 61945C953 | PUT | 50,000 | $1,366,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,134,466 | $1,361,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,268 | $1,361,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 47,931 | $1,361,000 | thousands by filing date | |
| FLUOR CORP | 343412952 | COM | 36,900 | $1,358,000 | thousands by filing date | put |
| Dawson Geophysical Co Ne | 239360100 | COM | 462,300 | $1,354,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 12,408 | $1,349,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 35,988 | $1,349,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047957 | PUT | 30,000 | $1,345,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 39,332 | $1,342,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 19,276 | $1,337,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 582,330 | $1,334,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16,118 | $1,332,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 50,000 | $1,332,000 | thousands by filing date | put |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 1,340,000 | $1,331,000 | thousands by filing date | principal |
| ISHARES INC | 46434G863 | COM | 39,024 | $1,328,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 14,462 | $1,328,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 45,205 | $1,327,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 15,000 | $1,324,000 | thousands by filing date | call |
| FISERV INC | 337738958 | PUT | 15,000 | $1,324,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 68,764 | $1,322,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 23,962 | $1,321,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 88,632 | $1,321,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 134,377 | $1,320,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 12,547 | $1,319,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 52,668 | $1,319,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848903 | COM | 100,000 | $1,319,000 | thousands by filing date | call |
| WABCO HOLDINGS INC | 92927K902 | COM | 10,000 | $1,318,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 67,082 | $1,316,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J954 | PUT | 39,600 | $1,315,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 96,430 | $1,314,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 30,000 | $1,311,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,321,000 | $1,309,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 11,878 | $1,306,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 150,000 | $1,304,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 22,802 | $1,301,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 26,834 | $1,297,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 98,942 | $1,297,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 24,543 | $1,294,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 175,426 | $1,294,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 255,053 | $1,293,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,255,000 | $1,292,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 138,035 | $1,291,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 10,000 | $1,289,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 39,620 | $1,283,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 178,186 | $1,278,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 29,922 | $1,278,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 112,842 | $1,277,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 14,297 | $1,277,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 22,682 | $1,276,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 41,995 | $1,276,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 27,284 | $1,274,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 48,543 | $1,272,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 91,357 | $1,271,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 216,358 | $1,270,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 62,136 | $1,270,000 | thousands by filing date | |
| GREENSKY INC | 39572G900 | CALL | 98,000 | $1,268,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 19,810 | $1,266,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 22,759 | $1,266,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 70,925 | $1,265,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 79,600 | $1,265,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 126,016 | $1,264,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 348,861 | $1,262,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 14,100 | $1,253,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 318,507 | $1,252,000 | thousands by filing date | |
| NEVRO CORP | 64157F953 | PUT | 20,000 | $1,250,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 54,805 | $1,249,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 20,681 | $1,247,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337959 | PUT | 25,000 | $1,247,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 99,493 | $1,243,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 24,573 | $1,238,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 30,456 | $1,237,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 11,430 | $1,236,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 67,301 | $1,235,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,553,000 | $1,235,000 | thousands by filing date | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 23,134 | $1,232,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 32,472 | $1,232,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 13,900 | $1,229,000 | thousands by filing date | put |
| LENNAR CORP | 526057954 | CL A | 25,000 | $1,227,000 | thousands by filing date | put |
| CATALENT INC | 148806902 | CALL | 30,200 | $1,226,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 24,262 | $1,224,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 6,100 | $1,224,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 208,527 | $1,218,000 | thousands by filing date | |
| CATALENT INC | 148806952 | PUT | 30,000 | $1,218,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 21,077 | $1,215,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 38,831 | $1,214,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 18,047 | $1,210,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 33,007 | $1,209,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 12,669 | $1,208,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 48,395 | $1,207,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 86,935 | $1,206,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 30,000 | $1,199,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 99,873 | $1,199,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 39,627 | $1,195,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 71,705 | $1,186,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 43,050 | $1,186,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 17,775 | $1,185,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 20,000 | $1,183,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 95,284 | $1,181,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 20,448 | $1,180,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 88,002 | $1,178,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 68,695 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 9,426 | $1,176,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 31,383 | $1,173,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 47,362 | $1,172,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 500,491 | $1,170,000 | thousands by filing date | |
| TG THERAPEUTICS INC | 88322Q908 | COM | 144,900 | $1,165,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 86,151 | $1,163,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 53,224 | $1,158,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 121,052 | $1,155,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 392,921 | $1,155,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 381,365 | $1,155,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 15,735 | $1,154,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 33,951 | $1,150,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 30,910 | $1,149,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 330,619 | $1,147,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 575,396 | $1,145,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 43,594 | $1,145,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 844,000 | $1,144,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 32,871 | $1,142,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 118,072 | $1,142,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 31,000 | $1,141,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 109,377 | $1,137,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 29,221 | $1,132,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 21,860 | $1,130,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 194,032 | $1,129,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 12,792 | $1,127,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 57,785 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 18,832 | $1,122,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 91,300 | $1,122,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 31,522 | $1,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 11,834 | $1,117,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 73,158 | $1,117,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 22,066 | $1,115,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 198,246 | $1,114,000 | thousands by filing date | |
| WAYFAIR INC | 94419L901 | CL A | 7,500 | $1,113,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 32,882 | $1,112,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 3,700 | $1,111,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L902 | COM | 50,000 | $1,111,000 | thousands by filing date | call |
| TECK RESOURCES LTD | 878742904 | CALL | 47,700 | $1,106,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L901 | COM | 60,000 | $1,106,000 | thousands by filing date | call |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 76,414 | $1,102,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 16,100 | $1,101,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 17,100 | $1,100,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 21,671 | $1,096,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 173,421 | $1,094,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 95,860 | $1,092,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989904 | COM | 13,500 | $1,090,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 40,349 | $1,087,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 50,000 | $1,087,000 | thousands by filing date | put |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 17,303 | $1,086,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 40,258 | $1,085,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 117,999 | $1,085,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27,418 | $1,084,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 85,785 | $1,080,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 20,000 | $1,079,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 56,807 | $1,079,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 116,429 | $1,079,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 109,841 | $1,078,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 226,080 | $1,078,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,250,382 | $1,077,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 42,060 | $1,076,000 | thousands by filing date | |
| TRACTOR SUPPLY CO | 892356906 | CALL | 11,000 | $1,075,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 73,041 | $1,071,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,100,000 | $1,071,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 14,961 | $1,068,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 11,920 | $1,067,000 | thousands by filing date | |
| BLUELINX HLDGS INC | 09624H908 | COM NEW | 40,000 | $1,066,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 40,000 | $1,066,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 60,311 | $1,064,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 333,071 | $1,062,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 76,782 | $1,059,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 11,440 | $1,059,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 54,134 | $1,056,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 84,493 | $1,055,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 20,000 | $1,053,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 46,977 | $1,053,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 47,500 | $1,053,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 30,280 | $1,053,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 32,687 | $1,051,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 21,074 | $1,050,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 75,583 | $1,044,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 37,122 | $1,043,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 50,000 | $1,042,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 42,293 | $1,041,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 8,200 | $1,040,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 19,628 | $1,039,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 61,280 | $1,037,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 123,578 | $1,034,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 116,719 | $1,032,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 22,870 | $1,031,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 17,171 | $1,023,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 427,972 | $1,023,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,714 | $1,021,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 17,029 | $1,020,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 22,179 | $1,016,000 | thousands by filing date | |
| ALAMOS GOLD INC | 011532908 | COM CL A | 200,000 | $1,016,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 17,924 | $1,014,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 88,887 | $1,010,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 16,299 | $1,006,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 6,300 | $1,006,000 | thousands by filing date | put |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 25,000 | $1,000,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 15,501 | $997,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 29,383 | $997,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 10,000 | $997,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376900 | COM | 10,000 | $997,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 284,455 | $996,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 15,376 | $992,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 758,000 | $989,000 | thousands by filing date | principal |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 21,700 | $988,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 31,954 | $987,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 363,600 | $985,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 16,297 | $982,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 521,865 | $981,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 96,404 | $979,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 12,042 | $978,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 8,312 | $978,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 28,517 | $974,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 65,839 | $970,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 105,887 | $970,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,786 | $969,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 41,903 | $969,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 65,858 | $967,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 38,285 | $965,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25,080 | $964,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 188,691 | $964,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 16,768 | $962,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 206,114 | $958,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 10,560 | $956,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 192,332 | $956,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 16,032 | $955,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P951 | COM | 8,600 | $954,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 14,554 | $953,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 12,499 | $951,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 46,203 | $946,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 55,532 | $943,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 18,581 | $942,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 54,372 | $941,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 27,365 | $941,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 105,578 | $937,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 53,791 | $934,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 26,988 | $932,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 108,885 | $932,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 97,651 | $931,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 25,228 | $930,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 58,439 | $929,000 | thousands by filing date | |
| EPIZYME INC | 29428V954 | COM | 75,000 | $929,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 117,967 | $928,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $924,000 | thousands by filing date | principal |
| CAMTEK LTD ORD | M20791105 | Stock | 103,437 | $923,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 17,378 | $921,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 38,502 | $920,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 54,467 | $917,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 17,215 | $916,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 84,956 | $916,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R909 | COM | 49,400 | $914,000 | thousands by filing date | call |
| KIMCO REALTY CORP | 49446R959 | COM | 49,400 | $914,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODS HLDGS I | G21515904 | CALL | 10,000 | $913,000 | thousands by filing date | call |
| ALKERMES PLC | G01767905 | SHS | 25,000 | $912,000 | thousands by filing date | call |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 176,108 | $912,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 325,686 | $909,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 62,756 | $907,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 51,242 | $905,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,188 | $903,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 30,325 | $900,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 25,010 | $898,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116909 | COM | 10,500 | $896,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 17,100 | $895,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 59,816 | $893,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 220,551 | $893,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 8,486 | $892,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 32,500 | $889,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 61,704 | $889,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 58,989 | $889,000 | thousands by filing date | |
| STATE STR CORP | 857477953 | COM | 13,500 | $888,000 | thousands by filing date | put |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 69,946 | $888,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 395,368 | $886,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 40,058 | $886,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 11,380 | $885,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 44,578 | $885,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 24,312 | $884,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 322,272 | $883,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 17,765 | $882,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,082 | $882,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 26,445 | $879,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 115,391 | $879,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 183,003 | $878,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 9,614 | $877,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 11,985 | $876,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 21,923 | $872,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 27,007 | $869,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 131,661 | $869,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 23,095 | $867,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 225,701 | $867,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 21,593 | $866,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 53,464 | $865,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 45,000 | $864,000 | thousands by filing date | call |
| NEXA RES S A | L67359106 | COM | 69,282 | $863,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 31,219 | $859,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 35,782 | $856,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 8,819 | $854,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 7,431 | $850,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 16,899 | $850,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 67,557 | $850,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 50,000 | $850,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 22,530 | $839,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 75,270 | $838,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 43,012 | $837,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158901 | COM NEW | 114,500 | $837,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,809 | $836,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 245,265 | $834,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 28,319 | $830,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 49,372 | $830,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 144,736 | $829,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 22,588 | $828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 20,548 | $827,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 76,421 | $825,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 12,233 | $824,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890959 | PUT | 16,200 | $821,000 | thousands by filing date | put |
| ATENTO S A | L0427L105 | SHS | 227,188 | $821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15,837 | $817,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 27,574 | $812,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 18,751 | $807,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 36,100 | $807,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 428,589 | $806,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 8,075 | $805,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 3,100 | $805,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,081,000 | $803,000 | thousands by filing date | principal |
| VALHI INC NEW | 918905100 | COM | 347,064 | $802,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 60,074 | $801,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 9,448 | $800,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 23,226 | $800,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 51,574 | $800,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 17,299 | $797,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 9,000 | $796,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P908 | COM | 7,100 | $794,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 45,403 | $793,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 15,388 | $793,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 22,798 | $792,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 288,432 | $792,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 16,198 | $791,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 10,059 | $790,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 47,561 | $789,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 122,631 | $789,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 30,074 | $788,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 397,316 | $787,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 182,158 | $785,000 | thousands by filing date | |
| EVOLUS INC | 30052C957 | COM | 34,800 | $785,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 27,020 | $784,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131M959 | COM | 10,200 | $782,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,107 | $780,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 38,806 | $779,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L958 | PUT | 30,000 | $776,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 25,347 | $771,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 10,560 | $767,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 90,245 | $766,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10,065 | $765,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 36,189 | $763,000 | thousands by filing date | |
| BILIBILI INC | 090040956 | PUT | 40,200 | $762,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,380,568 | $760,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 48,336 | $759,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 107,399 | $758,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 192,908 | $758,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 32,573 | $756,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 36,988 | $755,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 129,984 | $755,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 155,070 | $755,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 52,113 | $754,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 5,860 | $749,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 69,018 | $747,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,190 | $746,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 49,145 | $744,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000069 | this filing | 2019-05-07 | acceptance time not in the bulk data set |