13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-07, with 5,798 holding rows worth $489,549,468,000.
- Accession
- 0000019617-19-000069
- Filer
- CIK 19617
- Filed
- 2019-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 20,871 entries on the cover page, a total value of $489,549,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,549,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUXIN LTD | 74704P108 | ADS | 40,508 | $281,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 220,859 | $279,000 | thousands by filing date | |
| NOVAVAX INC CMN STOCK | 670002954 | Cmn | 505,000 | $278,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,500 | $277,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 30,348 | $277,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 299,882 | $276,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11,230 | $275,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,076 | $275,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 59,248 | $274,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 8,217 | $274,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 37,314 | $273,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,096 | $272,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,963 | $272,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 15,687 | $272,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 11,285 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,725 | $270,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 92,489 | $270,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 29,752 | $270,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 14,153 | $269,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,100 | $267,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,464 | $267,000 | thousands by filing date | |
| DBX ETF TR | 233051959 | PUT | 9,300 | $267,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,200 | $266,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,872 | $266,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,735 | $265,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 17,175 | $264,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 225,477 | $264,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 49,109 | $263,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,061 | $262,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 16,724 | $262,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 12,076 | $262,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,197 | $261,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 21,839 | $261,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 39,302 | $261,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,521 | $261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,808 | $260,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,958 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,925 | $258,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 12,550 | $258,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 7,766 | $258,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 11,069 | $257,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 36,737 | $255,000 | thousands by filing date | |
| IQIYI INC | G4939KAA4 | DEBT 3.75012/0 | 200,000 | $254,000 | thousands by filing date | principal |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,669 | $253,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,491 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,350 | $252,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 8,641 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 13,195 | $252,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 39,618 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,665 | $251,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,643 | $251,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 33,875 | $251,000 | thousands by filing date | |
| LANDS END INC NEW | 51509F905 | COM | 15,000 | $249,000 | thousands by filing date | call |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,810 | $248,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 40,461 | $247,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 90,008 | $246,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 7,591 | $245,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 26,241 | $245,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 6,436 | $243,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 8,702 | $242,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,319 | $241,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 13,519 | $241,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 78,012 | $241,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 6,620 | $240,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 22,819 | $240,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,566 | $239,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,904 | $239,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 21,200 | $239,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,900 | $238,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,040 | $238,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,353 | $238,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 12,950 | $237,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,757 | $237,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,047 | $237,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 66,071 | $237,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,342 | $236,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,493 | $236,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,180 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,659 | $235,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 15,913 | $235,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 59,000 | $235,000 | thousands by filing date | principal |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,266 | $234,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,372 | $234,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 35,466 | $233,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 12,618 | $233,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,267 | $233,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V907 | COM | 6,000 | $233,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,600 | $232,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 33,370 | $232,000 | thousands by filing date | |
| COMPUTER PROGRAMS & SYS INC | 205306903 | COM | 7,800 | $232,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 44,620 | $231,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 25,018 | $231,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,000 | $231,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,027 | $231,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,744 | $231,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 74,352 | $230,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 4,130 | $230,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,022 | $229,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 10,322 | $229,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908958 | PUT | 1,600 | $228,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,835 | $227,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 384,586 | $227,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,313 | $226,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 56,044 | $226,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 50,700 | $226,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,037 | $225,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 56,385 | $225,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 148,090 | $225,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,000 | $224,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,661 | $224,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 28,016 | $224,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,133 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,692 | $224,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 22,617 | $223,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 93,274 | $223,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P951 | Cmn | 58,000 | $223,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,662 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,585 | $221,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 56,279 | $221,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $221,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 10,406 | $219,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,125 | $219,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,642 | $219,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 6,615 | $218,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 6,195 | $218,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,398 | $217,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 27,566 | $217,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 136,869 | $216,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 18,481 | $215,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 152,171 | $215,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 77,167 | $214,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,392 | $212,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,716 | $211,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,201 | $211,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,685 | $211,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,364 | $211,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 9,923 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,831 | $210,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,788 | $208,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 210,000 | $208,000 | thousands by filing date | principal |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 9,950 | $207,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 9,754 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,945 | $206,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,453 | $206,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 2,500 | $206,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 78,617 | $205,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 6,243 | $204,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 49,642 | $203,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,466 | $202,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 20,200 | $202,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,191 | $202,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 35,145 | $201,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 12,020 | $200,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 15,800 | $199,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,450 | $198,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,297 | $196,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 8,001 | $196,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,475 | $195,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,545 | $195,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652956 | Cmn | 30,000 | $195,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 115,000 | $195,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 5,353 | $194,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,678 | $194,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 18,499 | $194,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,745 | $193,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 13,900 | $192,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 16,000 | $192,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 18,295 | $192,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,276 | $191,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 15,579 | $191,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 5,000 | $191,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,206 | $190,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 821 | $189,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 302,700 | $189,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 9,424 | $188,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,321 | $188,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,233 | $186,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $186,000 | thousands by filing date | principal |
| ASHFORD INC | 044104107 | COM | 3,362 | $186,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 13,785 | $185,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,998 | $185,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,652 | $185,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 11,545 | $184,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 26,975 | $184,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 11,899 | $184,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,172 | $183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,672 | $182,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,497 | $182,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 70,873 | $181,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 45,773 | $181,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,090 | $179,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,934 | $179,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 53,471 | $179,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,842 | $178,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,587 | $177,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,489 | $177,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 12,775 | $177,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,788 | $177,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,128 | $177,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,293 | $176,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,673 | $176,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 8,542 | $175,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 4,625 | $174,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 18,154 | $174,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,499 | $174,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 34,571 | $174,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 6,903 | $173,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,166 | $173,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,526 | $173,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,045 | $173,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 67,500 | $173,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 67,500 | $173,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 9,564 | $172,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 6,627 | $172,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 8,811 | $172,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 14,894 | $172,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 4,388 | $172,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,214 | $171,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,739 | $170,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 7,462 | $170,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 23,675 | $170,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 14,867 | $170,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7,090 | $169,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 7,243 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,374 | $168,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 33,733 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 6,538 | $168,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 94,091 | $167,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,303 | $167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,678 | $166,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 9,796 | $166,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,674 | $166,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,190 | $165,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 5,305 | $165,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 5,321 | $165,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,700 | $165,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,475 | $165,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,018 | $164,000 | thousands by filing date | |
| VANGUARD SPECIALIZED FUNDS | 921908954 | PUT | 1,500 | $164,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 3,837 | $163,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 10,971 | $162,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 13,508 | $162,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,705 | $161,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 9,384 | $161,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 14,636 | $160,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 10,596 | $160,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 6,628 | $159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,401 | $159,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 17,246 | $158,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,367 | $157,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 5,392 | $156,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,143 | $155,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,518 | $155,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 17,570 | $154,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 128,001 | $154,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,417 | $153,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,417 | $153,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 151,000 | $153,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,677 | $152,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 22,898 | $152,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,204 | $151,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 9,174 | $151,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 3,600 | $150,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,913 | $148,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,841 | $148,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,495 | $148,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,594 | $147,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,530 | $147,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 55,441 | $147,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,927 | $146,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 24,553 | $146,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,372 | $146,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9,620 | $146,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 26,395 | $146,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 2,600 | $146,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,034 | $145,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 4,261 | $145,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,177 | $142,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,809 | $142,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 13,604 | $142,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,091 | $142,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,375 | $142,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 150,000 | $142,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,121 | $141,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,671 | $141,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 22,819 | $141,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 4,343 | $141,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,739 | $140,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 8,118 | $140,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 3,451 | $140,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,646 | $140,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 12,500 | $140,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 25,661 | $140,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,595 | $139,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,224 | $139,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,106 | $138,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 20,558 | $138,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 5,310 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 14,309 | $138,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,497 | $137,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,867 | $137,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 77,455 | $137,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 125,000 | $137,000 | thousands by filing date | principal |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,873 | $135,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,466 | $135,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,183 | $135,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,012 | $135,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 36,001 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,433 | $134,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,178 | $134,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 5,190 | $134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,692 | $134,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 6,360 | $134,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 30,867 | $134,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 8,987 | $133,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,671 | $133,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 10,312 | $132,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,264 | $132,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,819 | $132,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,625 | $132,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,521 | $131,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 4,916 | $131,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,977 | $131,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,705 | $131,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,388 | $131,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,052 | $131,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 19,775 | $130,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 5,446 | $130,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,721 | $129,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 30 | $129,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 18,417 | $129,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,576 | $128,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 6,843 | $127,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 6,622 | $127,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,455 | $127,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C903 | CALL | 20,000 | $127,000 | thousands by filing date | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 4,166 | $126,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,346 | $126,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,101 | $126,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 9,295 | $126,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 56,557 | $126,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,823 | $125,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550905 | COM | 10,000 | $124,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 32,179 | $124,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 18,076 | $123,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 35,123 | $121,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,834 | $120,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 6,088 | $120,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 3,641 | $120,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 28,455 | $120,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,548 | $119,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 21,950 | $119,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 9,289 | $119,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 3,370 | $118,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 79,550 | $118,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 160 | $117,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H953 | PUT | 8,600 | $117,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 40,110 | $117,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODUCTS | 57772K901 | COM | 2,200 | $117,000 | thousands by filing date | call |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 96,000 | $117,000 | thousands by filing date | principal |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,589 | $116,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 13,222 | $116,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 24,812 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 7,702 | $116,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,903 | $115,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,710 | $115,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,164 | $114,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,911 | $114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,604 | $114,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,414 | $113,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,250 | $113,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 9,441 | $112,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,728 | $112,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 3,500 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 981 | $111,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 21,333 | $111,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 115,000 | $111,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 29,406 | $110,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,233 | $109,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,142 | $109,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,650 | $109,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 6,445 | $109,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC | 43283X905 | COM | 3,500 | $108,000 | thousands by filing date | call |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,091 | $108,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $108,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 35,221 | $107,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,021 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,102 | $106,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,759 | $106,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K950 | PUT | 2,300 | $106,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 25,464 | $106,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,626 | $106,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 109,000 | $106,000 | thousands by filing date | principal |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,109 | $105,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 39,805 | $105,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 40,961 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,330 | $104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,100 | $104,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,533 | $104,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 1,300 | $104,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 8,310 | $104,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,353 | $104,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 4,599 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 2,118 | $103,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 4,499 | $102,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,981 | $102,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 37,795 | $102,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,700 | $101,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 2,824 | $101,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 5,764 | $101,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X901 | CALL | 6,000 | $101,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 2,100 | $100,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 12,400 | $100,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 100,000 | $100,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,700 | $99,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,614 | $99,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 11,842 | $99,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 21,866 | $98,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,739 | $98,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,225 | $98,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 4,287 | $98,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,676 | $97,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,200 | $97,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 18,563 | $97,000 | thousands by filing date | |
| RITHM CAPITAL CORP | 64828T951 | COM NEW | 5,700 | $96,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 4,863 | $96,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 4,500 | $95,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 15,696 | $95,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 16,013 | $95,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 9,443 | $95,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 366,052 | $95,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,376 | $94,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,262 | $94,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,879 | $93,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 3,697 | $93,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,947 | $93,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 5,763 | $92,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 5,461 | $92,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 11,583 | $92,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 8,375 | $92,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,617 | $92,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,217 | $91,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 3,111 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,814 | $91,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW | 828806909 | COM | 500 | $91,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 2,000 | $90,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,507 | $90,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 27,030 | $90,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,244 | $90,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,259 | $90,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 20,500 | $89,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,350 | $89,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 2,456 | $89,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 25,500 | $89,000 | thousands by filing date | put |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 30,381 | $89,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,255 | $88,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,742 | $88,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 31,240 | $88,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 33,424 | $88,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 5,263 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,506 | $87,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,636 | $86,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 11,751 | $86,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,384 | $86,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 3,998 | $86,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,559 | $86,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,628 | $85,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,400 | $85,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,051 | $84,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,649 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 3,457 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,480 | $83,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 2,008 | $83,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 12,042 | $83,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,023 | $83,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 6,754 | $83,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,975 | $83,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,755 | $83,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 3,500 | $83,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 41,690 | $82,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,938 | $82,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,474 | $82,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 14,958 | $82,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 10,300 | $82,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 4,958 | $81,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,073 | $81,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 5,458 | $80,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 5,333 | $79,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 11,961 | $79,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,548 | $78,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 7,154 | $78,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,139 | $77,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 679 | $77,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,011 | $77,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,638 | $77,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T905 | CL A | 1,600 | $77,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,605 | $77,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,397 | $77,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,373 | $77,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 11,427 | $77,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000069 | this filing | 2019-05-07 | acceptance time not in the bulk data set |