13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-07, with 5,798 holding rows worth $489,549,468,000.
- Accession
- 0000019617-19-000069
- Filer
- CIK 19617
- Filed
- 2019-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 20,871 entries on the cover page, a total value of $489,549,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,549,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAN AMERN SILVER CORP | 697900108 | COM | 1,109 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 450 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 270 | $14,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,831 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 345 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 224 | $14,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 2,000 | $14,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770956 | COM | 500 | $14,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,436 | $14,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,256 | $14,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 980 | $14,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 2,176 | $14,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 8,900 | $14,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 700 | $14,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 582 | $14,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 2,846 | $13,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 2,526 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 776 | $13,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 409 | $13,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 199 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 417 | $13,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 383 | $13,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,497 | $13,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 12,801 | $13,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 31,795 | $13,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 2,758 | $13,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,628 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 23,884 | $13,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,938 | $13,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,200 | $13,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 4,000 | $13,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,076 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 218 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 95 | $12,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,128 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 581 | $12,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 377 | $12,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932957 | COM | 300 | $12,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 6,652 | $12,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 10,035 | $12,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $12,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,125 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E497 | DAILY BULL 3X | 400 | $12,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,200 | $11,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,999 | $11,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,207 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 500 | $11,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 9,360 | $11,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 1,319 | $11,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 750 | $11,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,071 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 225 | $11,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 13,923 | $11,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 442 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 500 | $11,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 2,611 | $11,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,589 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 960 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 88 | $10,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 203 | $10,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $10,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 446 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 235 | $10,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 2,324 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 156 | $10,000 | thousands by filing date | |
| NIO INC | 62914V906 | CALL | 2,000 | $10,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4,531 | $10,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 255 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 349 | $10,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,506 | $10,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 15,484 | $10,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 900 | $10,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,237 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 414 | $10,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 669 | $10,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 582 | $10,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 5,261 | $10,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 94 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 218 | $9,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,151 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 225 | $9,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,444 | $9,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,379 | $9,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 4,576 | $9,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 5,300 | $9,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 4,600 | $9,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 3,939 | $9,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 41 | $8,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 688 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 75 | $8,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,000 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 750 | $8,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,134 | $8,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 489 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 400 | $8,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 110 | $8,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 371 | $8,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 334 | $8,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 7,155 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 119 | $8,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 443 | $8,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 5,787 | $8,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,525 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 75 | $7,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 125 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 167 | $7,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 277 | $7,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 282 | $7,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 194 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 167 | $7,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 5,000 | $7,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 540 | $7,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,126 | $7,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,700 | $7,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 213 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 2,808 | $7,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 4,042 | $7,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 24,740 | $7,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 389 | $7,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 5,459 | $7,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 1,591 | $7,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 529 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $6,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 486 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 250 | $6,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 800 | $6,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 463 | $6,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $6,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 623 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 140 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 22,737 | $6,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 8,500 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $6,000 | thousands by filing date | principal |
| RADA ELECTR INDS LTD | M81863124 | CMN | 2,100 | $6,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 1,869 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,157 | $5,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,498 | $5,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 100 | $5,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 97 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 214 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 121 | $5,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,114 | $5,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,738 | $5,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,550 | $5,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $5,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,300 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 100 | $5,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 1,456 | $5,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 78 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 100 | $4,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 300 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 94 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 269 | $4,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 219 | $4,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 221 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 73 | $4,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,000 | $4,000 | thousands by filing date | |
| GERON CORP | 374163953 | COM | 2,200 | $4,000 | thousands by filing date | put |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 300 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,000 | $4,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,000 | $4,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 2,263 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 519 | $4,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,990 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 26,000 | $4,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 1,800 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 156 | $4,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 8,019 | $4,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 4,805 | $4,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 2,140 | $4,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 10,532 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B144 | ULTRPRO SHT CM | 107 | $4,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,210 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 175 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 54 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 120 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 130 | $3,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 197 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,205 | $3,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 508 | $3,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 82 | $3,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 500 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 250 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 10,000 | $3,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,964 | $3,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 846 | $3,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 216 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 6,000 | $3,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 325 | $3,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 133 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 150 | $3,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 75 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 294 | $2,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 148 | $2,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 400 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 40 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 60 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 45 | $2,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 95 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,037 | $2,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 178 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 7,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 100 | $2,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 229 | $2,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 22,300 | $2,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 24 | $1,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 102 | $1,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 96 | $1,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 23 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 474 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 48 | $1,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 30 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 81 | $1,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 164 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 744 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 95 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $1,000 | thousands by filing date | principal |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $1,000 | thousands by filing date | principal |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 33 | $1,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 27 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 543 | $1,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 130 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 712 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 354 | $1,000 | thousands by filing date | principal |
| VITAL THERAPIES INC | 92847R104 | COM | 7,360 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,550 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 699 | $1,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 1,226 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 509 | $1,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 826 | $1,000 | thousands by filing date | principal |
| YUMA ENERGY INC NEW | 98872F105 | COM | 7,000 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 155 | $1,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 70 | $1,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 700 | $1,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 18 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 20 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 589 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G907 | Option | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772207 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 10,400 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 837 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000069 | this filing | 2019-05-07 | acceptance time not in the bulk data set |