13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-07, with 5,798 holding rows worth $489,549,468,000.
- Accession
- 0000019617-19-000069
- Filer
- CIK 19617
- Filed
- 2019-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 20,871 entries on the cover page, a total value of $489,549,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,549,468,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOGENE LTD | M4119S104 | SHS | 344,478 | $5,725,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 100,000 | $5,721,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R954 | COM | 215,500 | $5,704,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 35,700 | $5,678,000 | thousands by filing date | put |
| SYSCO CORP | 871829907 | COM | 85,000 | $5,675,000 | thousands by filing date | call |
| SYSCO CORP | 871829957 | COM | 85,000 | $5,675,000 | thousands by filing date | put |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 45,475 | $5,664,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P903 | CALL | 47,500 | $5,653,000 | thousands by filing date | call |
| AXONICS INC | 05465P101 | COM | 235,441 | $5,638,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 363,261 | $5,623,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 59,649 | $5,620,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 88,487 | $5,619,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 75,000 | $5,619,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 218,954 | $5,614,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 296,908 | $5,614,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 414,513 | $5,609,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 96,680 | $5,600,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 173,891 | $5,588,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 115,700 | $5,576,000 | thousands by filing date | call |
| WORLDPAY INC | 981558909 | CALL | 49,100 | $5,573,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 136,867 | $5,567,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 449,160 | $5,565,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 303,245 | $5,564,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 45,300 | $5,552,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572957 | CL A | 18,100 | $5,533,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L907 | CALL | 195,000 | $5,524,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 108,213 | $5,518,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 122,842 | $5,507,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 4,236,000 | $5,507,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 4,079,439 | $5,507,000 | thousands by filing date | |
| ZOGENIX INC | 98978L904 | CALL | 100,000 | $5,501,000 | thousands by filing date | call |
| MURPHY OIL CORP | 626717902 | COM | 187,500 | $5,494,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075AC9 | BOND | 5,753,000 | $5,494,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 201,179 | $5,489,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 325,630 | $5,487,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 175,224 | $5,486,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 165,420 | $5,482,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 113,700 | $5,479,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 797,261 | $5,477,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 57,181 | $5,462,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 13,300 | $5,461,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502951 | COM | 40,000 | $5,447,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 158,361 | $5,440,000 | thousands by filing date | |
| XPO INC | 983793950 | PUT | 101,200 | $5,438,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G908 | SR LN ETF | 240,000 | $5,434,000 | thousands by filing date | call |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 73,700 | $5,398,000 | thousands by filing date | call |
| PPL CORP | 69351T906 | COM | 170,000 | $5,396,000 | thousands by filing date | call |
| PPL CORP | 69351T956 | COM | 170,000 | $5,396,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 236,593 | $5,394,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 156,768 | $5,385,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 243,023 | $5,385,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 239,269 | $5,360,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 90,331 | $5,351,000 | thousands by filing date | |
| SEMPRA | 816851909 | COM | 42,500 | $5,349,000 | thousands by filing date | call |
| SEMPRA | 816851959 | COM | 42,500 | $5,349,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 41,081 | $5,344,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 4,094,000 | $5,335,000 | thousands by filing date | principal |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D958 | COM | 76,700 | $5,320,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 102,345 | $5,312,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 104,899 | $5,296,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 658,018 | $5,265,000 | thousands by filing date | |
| ENCANA CORP | 292505904 | COM | 725,000 | $5,249,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 6,669,000 | $5,228,000 | thousands by filing date | principal |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 600,000 | $5,226,000 | thousands by filing date | put |
| CARVANA CO | 146869952 | CALL | 90,000 | $5,225,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 204,026 | $5,220,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 248,881 | $5,220,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 148,551 | $5,217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 51,923 | $5,208,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 324,880 | $5,193,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 398,604 | $5,178,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 91,107 | $5,173,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 690,072 | $5,168,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 478,673 | $5,165,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 181,933 | $5,163,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 207,704 | $5,155,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A904 | COM | 460,000 | $5,152,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 663,596 | $5,150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 208,146 | $5,147,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 165,669 | $5,136,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 195,877 | $5,121,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 157,297 | $5,114,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 369,806 | $5,114,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 958,987 | $5,111,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 313,386 | $5,108,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 39,100 | $5,098,000 | thousands by filing date | put |
| WALMART INC | 931142953 | PUT | 52,000 | $5,072,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 108,570 | $5,071,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 369,989 | $5,069,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X904 | COM | 75,000 | $5,058,000 | thousands by filing date | call |
| WEYERHAEUSER CO | 962166904 | COM NEW | 192,000 | $5,057,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LT | M22465954 | ORD | 39,900 | $5,047,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B952 | PUT | 97,200 | $5,031,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 201,741 | $5,028,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 285,003 | $5,025,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 136,232 | $5,021,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 200,474 | $5,007,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 128,866 | $5,007,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 206,266 | $5,006,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 128,266 | $5,005,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 177,880 | $4,998,000 | thousands by filing date | |
| VOYA FINANCIAL INC | 929089950 | COM | 100,000 | $4,996,000 | thousands by filing date | put |
| CONAGRA BRANDS INC | 205887952 | PUT | 180,000 | $4,993,000 | thousands by filing date | put |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 3,643,000 | $4,983,000 | thousands by filing date | principal |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 240,000 | $4,982,000 | thousands by filing date | call |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 145,876 | $4,961,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 51,967 | $4,959,000 | thousands by filing date | |
| BXP INC | 101121901 | COM | 37,000 | $4,954,000 | thousands by filing date | call |
| MENLO THERAPEUTICS INC | 586858102 | COM | 630,716 | $4,951,000 | thousands by filing date | |
| MERIT MED SYS INC | 589889954 | COM | 80,000 | $4,946,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 47,220 | $4,945,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 129,231 | $4,940,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 404,614 | $4,933,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 453,391 | $4,929,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 57,624 | $4,924,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 86,782 | $4,918,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 105,387 | $4,915,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 89,163 | $4,914,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945951 | COM | 95,500 | $4,913,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 133,619 | $4,911,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 180,535 | $4,903,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 214,174 | $4,901,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 160,394 | $4,900,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 348,464 | $4,899,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 38,343 | $4,891,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 255,192 | $4,884,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 170,000 | $4,882,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 186,606 | $4,880,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 101,079 | $4,872,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 800,812 | $4,869,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 4,939,000 | $4,869,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 3,040,000 | $4,865,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 136,262 | $4,864,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 329,464 | $4,863,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B901 | CALL | 91,500 | $4,859,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 3,090,000 | $4,857,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 113,054 | $4,850,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 213,438 | $4,837,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 945,174 | $4,830,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 440,704 | $4,830,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 28,500 | $4,824,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 154,432 | $4,812,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 30,556 | $4,788,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 938,476 | $4,786,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 255,806 | $4,766,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 367,594 | $4,749,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,106 | $4,747,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 484,891 | $4,718,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 163,569 | $4,715,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HOLDINGS CMN STOCK | 457985958 | Cmn | 84,400 | $4,703,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 267,453 | $4,699,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 142,800 | $4,695,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,649,000 | $4,695,000 | thousands by filing date | principal |
| AON PLC | G0408V902 | COM | 27,500 | $4,694,000 | thousands by filing date | call |
| AON PLC | G0408V952 | COM | 27,500 | $4,694,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 266,194 | $4,689,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 97,924 | $4,688,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 122,342 | $4,686,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 267,558 | $4,679,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 321,375 | $4,676,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 536,106 | $4,669,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 240,200 | $4,667,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H908 | CALL | 100,100 | $4,662,000 | thousands by filing date | call |
| ILLUMINA INC | 452327909 | CALL | 15,000 | $4,660,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 68,491 | $4,656,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 898,150 | $4,643,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094954 | COM | 27,000 | $4,634,000 | thousands by filing date | put |
| BANDWIDTH INC | 05988J103 | COM CL A | 69,164 | $4,631,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 373,729 | $4,630,000 | thousands by filing date | |
| VULCAN MATLS CO | 929160909 | OPTION | 39,000 | $4,618,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 87,763 | $4,616,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 81,778 | $4,613,000 | thousands by filing date | |
| DXC TECHNOLOGY CO | 23355L956 | COM | 71,600 | $4,605,000 | thousands by filing date | put |
| ATKORE INC | 047649108 | COMMON STOCK | 213,325 | $4,593,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 163,600 | $4,592,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 228,246 | $4,570,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 60,462 | $4,559,000 | thousands by filing date | |
| PG&E CORP | 69331C908 | COM | 256,100 | $4,559,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 802,849 | $4,536,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 199,845 | $4,530,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A954 | COM | 404,100 | $4,526,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 193,730 | $4,510,000 | thousands by filing date | |
| Eldorado Resorts Inc | 28470R952 | COM | 96,400 | $4,501,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 103,506 | $4,472,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 269,031 | $4,471,000 | thousands by filing date | |
| PAYCHEX INC | 704326907 | COM | 55,700 | $4,467,000 | thousands by filing date | call |
| PAYCHEX INC | 704326957 | COM | 55,700 | $4,467,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 410,591 | $4,463,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 122,084 | $4,449,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 264,777 | $4,445,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 81,004 | $4,441,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,940 | $4,436,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 81,864 | $4,435,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4,506,000 | $4,429,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 293,641 | $4,428,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 47,667 | $4,424,000 | thousands by filing date | |
| SNAP INC | 83304A906 | CL A | 400,000 | $4,408,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 41,146 | $4,407,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 612,967 | $4,407,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP | 72147K908 | CALL | 197,700 | $4,407,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 169,200 | $4,398,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 4,799,000 | $4,395,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q506 | COM NEW | 719,996 | $4,385,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 64,000 | $4,382,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011904 | COM | 64,000 | $4,382,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 157,285 | $4,374,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 150,000 | $4,365,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 150,000 | $4,365,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 203,977 | $4,363,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 53,300 | $4,354,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,340,582 | $4,344,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 4,363,000 | $4,341,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 69,894 | $4,333,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 63,889 | $4,331,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 823,364 | $4,331,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 36,300 | $4,327,000 | thousands by filing date | put |
| NOVARTIS AG | 66987V959 | SPONSORED ADR | 45,000 | $4,326,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 105,841 | $4,324,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 4,210,000 | $4,322,000 | thousands by filing date | principal |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 387,522 | $4,321,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 100,000 | $4,313,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484951 | PUT | 45,100 | $4,311,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 483,325 | $4,307,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 346,078 | $4,306,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 91,697 | $4,288,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,634,000 | $4,278,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 300,434 | $4,278,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 151,220 | $4,277,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,264,000 | $4,277,000 | thousands by filing date | principal |
| TOWER INTL INC | 891826109 | COM | 202,745 | $4,264,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W958 | SPONSORED ADR | 234,500 | $4,263,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,068,050 | $4,251,000 | thousands by filing date | |
| CME GROUP INC | 12572Q905 | CALL | 25,800 | $4,246,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q955 | PUT | 25,800 | $4,246,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 375,879 | $4,240,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,696,000 | $4,232,000 | thousands by filing date | principal |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 444,644 | $4,228,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 86,435 | $4,228,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 80,000 | $4,227,000 | thousands by filing date | call |
| FIRST SOLAR INC | 336433957 | PUT | 80,000 | $4,227,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 162,305 | $4,223,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 266,540 | $4,222,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 252,000 | $4,211,000 | thousands by filing date | call |
| POLYONE CORP | 73179P106 | COM | 143,622 | $4,210,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,710,000 | $4,207,000 | thousands by filing date | principal |
| VERITEX HLDGS INC | 923451108 | COM | 172,542 | $4,179,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 281,922 | $4,178,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 70,319 | $4,177,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 679,341 | $4,171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100,220 | $4,168,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 605,849 | $4,163,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887902 | CALL | 150,000 | $4,161,000 | thousands by filing date | call |
| ALLSTATE CORP | 020002951 | COM | 44,100 | $4,153,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 26,111 | $4,147,000 | thousands by filing date | |
| KKR & CO INC | 48251W904 | CALL | 176,400 | $4,144,000 | thousands by filing date | call |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 20,094 | $4,143,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 70,000 | $4,139,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 161,653 | $4,134,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 255,810 | $4,134,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC | 573284906 | CALL | 20,500 | $4,124,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945901 | CALL | 80,000 | $4,116,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 152,742 | $4,113,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 143,786 | $4,100,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 259,758 | $4,096,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 105,453 | $4,090,000 | thousands by filing date | |
| NUCOR CORP | 670346905 | COM | 70,000 | $4,085,000 | thousands by filing date | call |
| NUCOR CORP | 670346955 | COM | 70,000 | $4,085,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J950 | PUT | 76,600 | $4,084,000 | thousands by filing date | put |
| SANOFI SA | 80105N905 | CALL | 92,200 | $4,083,000 | thousands by filing date | call |
| SANOFI SA | 80105N955 | SPONSORED ADR | 92,200 | $4,083,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 1,564,187 | $4,083,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 197,733 | $4,081,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,816,000 | $4,080,000 | thousands by filing date | principal |
| SMARTSHEET INC | 83200N903 | COM CL A | 100,000 | $4,079,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 280,574 | $4,077,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 50,226 | $4,060,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 154,075 | $4,059,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170952 | COM | 35,000 | $4,059,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170902 | COM | 35,000 | $4,059,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 84,352 | $4,050,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 306,893 | $4,039,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 93,079 | $4,039,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 66,521 | $4,038,000 | thousands by filing date | |
| FARFETCH LTD | 30744W957 | PUT | 150,000 | $4,037,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 74,700 | $4,029,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696907 | CALL | 160,000 | $4,022,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696957 | PUT | 160,000 | $4,022,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 95,722 | $4,021,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 234,605 | $4,021,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 3,445,000 | $4,018,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 203,429 | $4,005,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 104,714 | $4,004,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 54,584 | $3,987,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 72,756 | $3,981,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC | 016255951 | COM | 14,000 | $3,981,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 475,260 | $3,977,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 77,401 | $3,969,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 116,025 | $3,969,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 80,162 | $3,955,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 412,357 | $3,951,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 298,424 | $3,950,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 150,000 | $3,950,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W952 | PUT | 150,000 | $3,950,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 85,864 | $3,944,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 175,239 | $3,944,000 | thousands by filing date | |
| CARS COM INC | 14575E905 | COM | 173,000 | $3,944,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 290,000 | $3,944,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 296,503 | $3,937,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 256,000 | $3,935,000 | thousands by filing date | put |
| PROSHARES TR | 74348A145 | PET CARE ETF | 97,592 | $3,929,000 | thousands by filing date | |
| M & T BK CORP | 55261F904 | COM | 25,000 | $3,926,000 | thousands by filing date | call |
| M & T BK CORP | 55261F954 | PUT | 25,000 | $3,926,000 | thousands by filing date | put |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 51,112 | $3,920,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 88,035 | $3,911,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,871,000 | $3,911,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 21,041 | $3,908,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 746,407 | $3,903,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 64,083 | $3,900,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 200,000 | $3,898,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3,903,000 | $3,883,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 53,400 | $3,869,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R102 | COM | 220,189 | $3,867,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 77,374 | $3,858,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 726,578 | $3,851,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,782,000 | $3,850,000 | thousands by filing date | principal |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 29,482 | $3,848,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 208,957 | $3,847,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 356,728 | $3,842,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 77,442 | $3,835,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 200,413 | $3,829,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 555,431 | $3,822,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 117,686 | $3,821,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 155,965 | $3,818,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 114,736 | $3,813,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 43,714 | $3,809,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 115,950 | $3,808,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,867,000 | $3,805,000 | thousands by filing date | principal |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 32,324 | $3,804,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 151,351 | $3,790,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,226,482 | $3,790,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 303,856 | $3,788,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 167,454 | $3,781,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043959 | COM | 75,000 | $3,775,000 | thousands by filing date | put |
| CTRIP.COM INTERNATIONAL-ADR | 22943F950 | COM | 86,200 | $3,766,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 134,010 | $3,760,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 1,401,022 | $3,755,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667901 | COM | 19,000 | $3,753,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG | 03938L903 | NY REGISTRY SH | 184,100 | $3,752,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG | 03938L953 | NY REGISTRY SH | 184,100 | $3,752,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 182,320 | $3,750,000 | thousands by filing date | |
| BRIGHTSTAR LOTTERY PLC | G4863A908 | SHS USD | 288,500 | $3,748,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 210,337 | $3,746,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 533,482 | $3,746,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 58,867 | $3,744,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 614,511 | $3,736,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 81,299 | $3,732,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 76,165 | $3,731,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 461,730 | $3,731,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 212,233 | $3,730,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,011,000 | $3,728,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 1,521,373 | $3,728,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 101,352 | $3,725,000 | thousands by filing date | |
| IAC Inc | 44919P908 | COM | 17,700 | $3,719,000 | thousands by filing date | call |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 80,000 | $3,714,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 48,802 | $3,713,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 201,325 | $3,705,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 225,738 | $3,679,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 56,100 | $3,671,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 97,180 | $3,668,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 401,072 | $3,666,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 113,691 | $3,665,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 126,207 | $3,665,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 174,608 | $3,664,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 298,325 | $3,655,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 361,737 | $3,653,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 181,467 | $3,651,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 4,244,000 | $3,650,000 | thousands by filing date | principal |
| PUBLIC SVC ENTERPRISE GROUP | 744573906 | COM | 61,400 | $3,648,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 20,800 | $3,647,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 600,686 | $3,646,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 58,230 | $3,631,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 46,314 | $3,630,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,736,000 | $3,626,000 | thousands by filing date | principal |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 321,439 | $3,610,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 180,300 | $3,608,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,105,064 | $3,602,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 128,916 | $3,602,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372953 | PUT | 56,700 | $3,600,000 | thousands by filing date | put |
| TECHNIPFMC PLC | G87110905 | COM | 152,800 | $3,594,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,405,966 | $3,585,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 77,337 | $3,583,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 330,297 | $3,574,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 336,303 | $3,565,000 | thousands by filing date | |
| AMER STATES WTR CO | 029899901 | COM | 50,000 | $3,565,000 | thousands by filing date | call |
| AMER STATES WTR CO | 029899951 | COM | 50,000 | $3,565,000 | thousands by filing date | put |
| STRYKER CORPORATION | 863667951 | COM | 18,000 | $3,555,000 | thousands by filing date | put |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 150,000 | $3,551,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,531,000 | $3,547,000 | thousands by filing date | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 73,615 | $3,546,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 273,600 | $3,546,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 43,541 | $3,545,000 | thousands by filing date | |
| TOYOTA MOTOR CORP | 892331957 | PUT | 30,000 | $3,541,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP | 892331907 | ADS | 30,000 | $3,541,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 310,491 | $3,540,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 223,918 | $3,537,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 280,663 | $3,528,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 192,555 | $3,517,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 52,574 | $3,516,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 95,396 | $3,511,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 110,000 | $3,509,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 27,165 | $3,504,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,800,379 | $3,500,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 110,000 | $3,494,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 68,572 | $3,471,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 69,979 | $3,470,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 198,721 | $3,463,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 283,778 | $3,462,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 74,287 | $3,460,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 266,525 | $3,454,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 179,243 | $3,449,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 243,946 | $3,445,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 977,604 | $3,441,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 149,161 | $3,438,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 197,974 | $3,438,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 44,027 | $3,435,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 72,857 | $3,432,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 600,000 | $3,432,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 121,289 | $3,424,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 76,496 | $3,414,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076907 | CALL | 24,300 | $3,412,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 58,016 | $3,410,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 117,566 | $3,396,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 123,778 | $3,393,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 32,300 | $3,393,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 80,135 | $3,389,000 | thousands by filing date | |
| PPG INDS INC | 693506907 | COM | 30,000 | $3,386,000 | thousands by filing date | call |
| PPG INDS INC | 693506957 | COM | 30,000 | $3,386,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC | 558868905 | COM | 27,000 | $3,382,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A905 | CALL | 113,900 | $3,381,000 | thousands by filing date | call |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 30,200 | $3,375,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484901 | CALL | 35,300 | $3,374,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC | 450056906 | COM | 45,000 | $3,373,000 | thousands by filing date | call |
| SUZANO S A SPON ADS | 86959K105 | ADR | 142,280 | $3,370,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 91,409 | $3,365,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 43,355 | $3,360,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 58,018 | $3,349,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,908,000 | $3,349,000 | thousands by filing date | principal |
| ANAPTYSBIO INC | 032724956 | PUT | 45,800 | $3,346,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849956 | COM | 200,000 | $3,342,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 164,090 | $3,341,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 51,557 | $3,336,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 124,348 | $3,335,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 43,608 | $3,331,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 20,300 | $3,327,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 185,935 | $3,325,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 74,182 | $3,321,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 71,680 | $3,320,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 82,887 | $3,320,000 | thousands by filing date | |
| BLOCK INC | 852234953 | PUT | 44,300 | $3,319,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 159,675 | $3,317,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 843,186 | $3,306,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC | 00900T957 | PUT | 147,900 | $3,306,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 88,744 | $3,302,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 92,007 | $3,302,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 185,256 | $3,298,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 176,073 | $3,298,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 172,172 | $3,295,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,394,000 | $3,292,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 119,308 | $3,289,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 240,567 | $3,284,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 81,400 | $3,268,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 39,173 | $3,265,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 243,503 | $3,263,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 90,550 | $3,262,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 125,971 | $3,260,000 | thousands by filing date | |
| NETEASE COM INC | 64110W952 | PUT | 13,500 | $3,260,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813909 | COM | 40,000 | $3,252,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914953 | COM | 54,800 | $3,247,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914903 | COM | 54,800 | $3,247,000 | thousands by filing date | call |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,069,000 | $3,243,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 242,767 | $3,227,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 276,996 | $3,226,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 3,335,000 | $3,225,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,843,000 | $3,225,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 125,000 | $3,208,000 | thousands by filing date | put |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 158,915 | $3,205,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,204,900 | $3,205,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 75,100 | $3,197,000 | thousands by filing date | call |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 198,978 | $3,192,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 146,726 | $3,189,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 146,785 | $3,188,000 | thousands by filing date | |
| HDFC BANK LTD | 40415F901 | SPONSORED ADS | 27,500 | $3,188,000 | thousands by filing date | call |
| HDFC BANK LTD | 40415F951 | SPONSORED ADS | 27,500 | $3,188,000 | thousands by filing date | put |
| PROLOGIS INC. | 74340W903 | COM | 44,300 | $3,187,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 78,592 | $3,185,000 | thousands by filing date | |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 70,000 | $3,179,000 | thousands by filing date | call |
| ZIONS BANCORPORATION NATL AS | 989701957 | COM | 70,000 | $3,179,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 121,455 | $3,174,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 75,000 | $3,168,000 | thousands by filing date | call |
| SONY GROUP CORP | 835699957 | SPONSORED ADR | 75,000 | $3,168,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-19-000069 | this filing | 2019-05-07 | acceptance time not in the bulk data set |