13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 5,418 holding rows worth $466,549,718,000.
- Accession
- 0000019617-18-000094
- Filer
- CIK 19617
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,822 entries on the cover page, a total value of $466,549,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,549,718,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APACHE CORP | 037411955 | COM | 36,800 | $1,416,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 26,760 | $1,415,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 47,663 | $1,414,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 50,137 | $1,411,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 31,217 | $1,410,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 39,471 | $1,405,000 | thousands by filing date | |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 2,000,000 | $1,405,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 97,671 | $1,402,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 46,934 | $1,398,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 21,806 | $1,397,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,028,946 | $1,395,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T958 | COM | 12,900 | $1,393,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,193,932 | $1,393,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 61,110 | $1,390,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 36,122 | $1,388,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 140,066 | $1,383,000 | thousands by filing date | |
| XL GROUP LTD | G98294954 | OPTION | 25,000 | $1,382,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 72,859 | $1,381,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 57,742 | $1,381,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 19,200 | $1,381,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 14,922 | $1,378,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 48,450 | $1,373,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 94,972 | $1,372,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 66,664 | $1,369,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 90,686 | $1,366,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,188,000 | $1,365,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 15,300 | $1,364,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 23,299 | $1,361,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 60,477 | $1,360,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 39,152 | $1,357,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 47,352 | $1,354,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 46,041 | $1,354,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 90,000 | $1,354,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 90,000 | $1,354,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 127,860 | $1,353,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 24,406 | $1,346,000 | thousands by filing date | |
| WESCO INTL INC | 95082P905 | COM | 21,600 | $1,340,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 34,155 | $1,337,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 193,515 | $1,333,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 327,728 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,408 | $1,328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 52,934 | $1,327,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 22,001 | $1,327,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,179,000 | $1,327,000 | thousands by filing date | principal |
| CNX RES CORP | 12653C908 | COM | 84,900 | $1,310,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 94,463 | $1,309,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X952 | ST STR EU 50 ETF | 32,500 | $1,309,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 27,741 | $1,308,000 | thousands by filing date | |
| DISCOVERY INC | 25470F952 | PUT | 67,000 | $1,308,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 33,748 | $1,307,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 57,564 | $1,307,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 59,339 | $1,305,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 208,041 | $1,304,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 1,340,000 | $1,304,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 15,993 | $1,300,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 16,098 | $1,293,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 247,625 | $1,293,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 34,990 | $1,292,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 30,224 | $1,287,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 38,635 | $1,286,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 64,059 | $1,285,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 293,719 | $1,284,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 9,479 | $1,280,000 | thousands by filing date | |
| TAUBMAN CENTERS INC | 876664903 | COM | 22,500 | $1,280,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F903 | CALL | 32,500 | $1,277,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 80,825 | $1,275,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 114,324 | $1,272,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 126,437 | $1,271,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,960 | $1,270,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 17,889 | $1,264,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 56,203 | $1,261,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 45,344 | $1,256,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 38,498 | $1,255,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 77,068 | $1,252,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 38,000 | $1,252,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,141,000 | $1,251,000 | thousands by filing date | principal |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 182,575 | $1,245,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,166,000 | $1,244,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 28,539 | $1,243,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 17,972 | $1,242,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 44,627 | $1,238,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 40,663 | $1,234,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 20,531 | $1,229,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 31,649 | $1,229,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 51,971 | $1,224,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 14,227 | $1,222,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 47,897 | $1,221,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 40,757 | $1,220,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 35,321 | $1,220,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J900 | COM | 45,000 | $1,218,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J950 | PUT | 45,000 | $1,218,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 38,191 | $1,214,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 6,975 | $1,205,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 44,717 | $1,205,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 36,220 | $1,199,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 106,889 | $1,199,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 102,635 | $1,193,000 | thousands by filing date | |
| BAOZUN INC | 06684L903 | SPONSORED ADR | 26,000 | $1,193,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 33,801 | $1,189,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 56,611 | $1,187,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 229,921 | $1,186,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 32,727 | $1,186,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 3,500 | $1,183,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,564 | $1,175,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 11,700 | $1,173,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 156,214 | $1,173,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 19,643 | $1,171,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 138,076 | $1,170,000 | thousands by filing date | |
| INTREXON CORP | 46122T952 | PUT | 76,200 | $1,168,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 65,437 | $1,160,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 22,288 | $1,160,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 93,723 | $1,158,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 31,634 | $1,158,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 120,948 | $1,156,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 58,000 | $1,156,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 47,524 | $1,155,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 40,522 | $1,151,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD | G0692U909 | CALL | 20,000 | $1,151,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 16,500 | $1,150,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 17,264 | $1,149,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 1,154,000 | $1,148,000 | thousands by filing date | principal |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 53,626 | $1,148,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC | 00900T957 | PUT | 36,000 | $1,146,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 36,000 | $1,146,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 14,986 | $1,145,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 30,096 | $1,142,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 35,861 | $1,142,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 13,113 | $1,141,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 32,394 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,695 | $1,135,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 73,656 | $1,134,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 16,703 | $1,133,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 49,648 | $1,132,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 57,943 | $1,130,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 443,149 | $1,126,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 30,098 | $1,121,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 34,738 | $1,120,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 5,100 | $1,120,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 35,998 | $1,119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 21,207 | $1,118,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,436 | $1,117,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 43,941 | $1,117,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 265,771 | $1,116,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 25,283 | $1,115,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 222,329 | $1,112,000 | thousands by filing date | |
| SYMANTEC CORP | 871503958 | COM | 43,000 | $1,112,000 | thousands by filing date | put |
| CORIUM INTL INC | 21887L107 | COM | 96,935 | $1,112,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 71,983 | $1,107,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 48,929 | $1,106,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 83,076 | $1,105,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 219,346 | $1,104,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 13,142 | $1,100,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 45,654 | $1,096,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 54,085 | $1,089,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 27,000 | $1,089,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063P955 | PUT | 27,000 | $1,089,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 98,751 | $1,087,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 21,683 | $1,086,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,314 | $1,084,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 21,723 | $1,080,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 39,357 | $1,077,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 21,097 | $1,076,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 25,369 | $1,074,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 19,710 | $1,065,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 111,207 | $1,064,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 17,145 | $1,063,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 90,255 | $1,060,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 74,969 | $1,055,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 140,079 | $1,050,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 23,215 | $1,045,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 725,604 | $1,045,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 267,752 | $1,044,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 158,326 | $1,043,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 31,344 | $1,042,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 15,446 | $1,040,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 233,721 | $1,040,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 10,000 | $1,039,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 45,771 | $1,036,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 43,709 | $1,035,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 24,756 | $1,034,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 22,041 | $1,034,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 53,523 | $1,033,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 62,097 | $1,023,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 32,321 | $1,020,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 44,685 | $1,019,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 65,442 | $1,019,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 5,856 | $1,018,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 68,670 | $1,016,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 26,003 | $1,014,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 18,744 | $1,009,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 212,493 | $1,009,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 4,200 | $1,008,000 | thousands by filing date | call |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 20,022 | $1,004,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 89,525 | $1,003,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 37,454 | $1,002,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 60,791 | $1,002,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 617,000 | $1,002,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 179,019 | $1,000,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 37,936 | $999,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 19,892 | $999,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 26,923 | $995,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 4,500 | $989,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 110,904 | $989,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 448,634 | $987,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 135,967 | $986,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 66,282 | $978,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 17,158 | $976,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 71,340 | $974,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 160,000 | $974,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 52,447 | $973,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 52,641 | $973,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 991,000 | $973,000 | thousands by filing date | principal |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 482,504 | $970,000 | thousands by filing date | |
| INVITATION HOMES INC | 46187W907 | COM | 42,500 | $970,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 14,852 | $969,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 29,924 | $965,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 26,521 | $960,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 50,037 | $958,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 32,678 | $958,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 72,788 | $957,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 15,803 | $952,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 24,800 | $952,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 117,102 | $949,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 121,721 | $949,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 34,000 | $948,000 | thousands by filing date | put |
| ALIO GOLD INC | 01627X108 | COM | 486,150 | $948,000 | thousands by filing date | |
| HORMEL FOODS CORP | 440452900 | COM | 27,500 | $944,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 23,916 | $943,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 156,470 | $943,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 51,445 | $939,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27,355 | $937,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 34,560 | $936,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 43,174 | $935,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 60,994 | $931,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 60,400 | $930,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 18,781 | $927,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,542 | $926,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,685 | $926,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 67,861 | $923,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 59,613 | $922,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 938,000 | $922,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736954 | PUT | 20,000 | $918,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 15,115 | $917,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 38,719 | $916,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 111,852 | $916,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 127,592 | $915,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 31,939 | $911,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 165,964 | $910,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 48,860 | $906,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 74,681 | $904,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 10,775 | $903,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 13,565 | $901,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 89,187 | $901,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 14,340 | $901,000 | thousands by filing date | |
| INSMED INC | 457669907 | CALL | 40,000 | $901,000 | thousands by filing date | call |
| INSMED INC | 457669957 | COM PAR $.01 | 40,000 | $901,000 | thousands by filing date | put |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 59,247 | $898,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17,550 | $897,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 41,771 | $897,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 35,292 | $896,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P901 | Cmn | 227,700 | $893,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 137,271 | $891,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 11,770 | $890,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 16,000 | $890,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 236,649 | $887,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 21,166 | $884,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 33,858 | $882,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 94,405 | $882,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 24,806 | $880,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 55,836 | $876,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 54,000 | $876,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q952 | PUT | 54,000 | $876,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 20,023 | $875,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 132,409 | $875,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 91,764 | $872,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 140,630 | $872,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 15,751 | $871,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 17,073 | $868,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 25,890 | $868,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 41,793 | $868,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 45,002 | $866,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,460 | $865,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 173,117 | $864,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 27,779 | $862,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 13,515 | $860,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 21,800 | $860,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 100,309 | $859,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 50,000 | $859,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC | 33830X954 | PUT | 50,000 | $859,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 29,054 | $856,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 8,189 | $854,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,382 | $854,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 13,378 | $853,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 34,367 | $853,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 33,292 | $853,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 54,162 | $851,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 65,396 | $850,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 23,305 | $849,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 84,919 | $845,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 114,688 | $840,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 277,867 | $840,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 72,319 | $839,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 87,614 | $837,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 68,327 | $835,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 254,282 | $832,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 71,420 | $820,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 35,425 | $818,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 41,267 | $817,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 121,204 | $817,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,652 | $816,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 107,267 | $815,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 15,841 | $814,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 14,210 | $813,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 1,500 | $813,000 | thousands by filing date | put |
| BLACKROCK INC | 09247X901 | COM | 1,500 | $813,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 32,262 | $812,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 8,440 | $811,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 83,523 | $811,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 112,399 | $809,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 24,020 | $807,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 11,545 | $805,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 29,763 | $803,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 14,064 | $802,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 40,694 | $800,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 13,034 | $798,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 11,738 | $795,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,795 | $795,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 100,637 | $795,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 20,864 | $794,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 250,000 | $793,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC | 969904951 | PUT | 15,000 | $791,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 13,142 | $790,000 | thousands by filing date | |
| QUALITY SYSTEMS INC | 747582904 | COM | 57,800 | $789,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 25,561 | $787,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 91,192 | $785,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,590 | $784,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 16,400 | $783,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 27,780 | $782,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 28,907 | $778,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 38,884 | $772,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 18,581 | $770,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 49,658 | $770,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 69,768 | $770,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 49,122 | $769,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 30,937 | $768,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,957 | $767,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 6,622 | $766,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 49,983 | $766,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 24,516 | $766,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 14,242 | $763,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 8,568 | $762,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 881,000 | $760,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 536,000 | $758,000 | thousands by filing date | principal |
| TINTRI INC | 88770Q105 | COM | 442,172 | $756,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,363 | $753,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 36,466 | $753,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 20,787 | $753,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 57,386 | $752,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 19,677 | $744,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 17,700 | $737,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 53,147 | $736,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 24,295 | $734,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 45,000 | $734,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 45,000 | $734,000 | thousands by filing date | put |
| BED BATH BEYOND INC | 075896950 | COM | 34,900 | $733,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 40,533 | $733,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 12,503 | $729,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 13,009 | $726,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 92,302 | $725,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 12,100 | $725,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 16,587 | $722,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 44,191 | $721,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 129,266 | $719,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 23,610 | $719,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824950 | PUT | 12,000 | $719,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 83,005 | $717,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 24,871 | $717,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 31,316 | $715,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 11,062 | $715,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 49,207 | $714,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 40,738 | $712,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 42,136 | $708,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 199,161 | $708,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 15,764 | $707,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 61,616 | $707,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 37,005 | $704,000 | thousands by filing date | |
| ETSY INC | 29786A906 | CALL | 25,000 | $702,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 28,005 | $699,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 16,413 | $698,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 34,076 | $698,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496951 | COM | 100,000 | $697,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 7,584 | $697,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 41,117 | $692,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 240,268 | $692,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 510,000 | $692,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T904 | CALL | 26,100 | $688,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 253,888 | $688,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,805 | $688,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,921 | $685,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 56,586 | $684,000 | thousands by filing date | |
| ROKU INC | 77543R902 | CALL | 22,000 | $684,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 232,216 | $683,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 17,024 | $682,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 160,060 | $680,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409901 | CALL | 263,000 | $679,000 | thousands by filing date | call |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 36,387 | $677,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 26,315 | $675,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 115,860 | $675,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 71,369 | $675,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 13,335 | $674,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 110,412 | $674,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 35,268 | $673,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 17,043 | $672,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 11,078 | $671,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 12,214 | $667,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 16,411 | $666,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 26,900 | $659,000 | thousands by filing date | put |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 3,000 | $659,000 | thousands by filing date | call |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,530 | $657,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 17,551 | $657,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 127,862 | $657,000 | thousands by filing date | |
| TESARO INC | 881569957 | PUT | 11,500 | $657,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 97,954 | $655,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 17,000 | $654,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 34,646 | $652,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 29,716 | $643,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 24,200 | $643,000 | thousands by filing date | call |
| VIEWRAY INC | 92672L957 | PUT | 100,000 | $643,000 | thousands by filing date | put |
| CORNING INC | 219350905 | CALL | 23,000 | $641,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 158,307 | $640,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 38,864 | $639,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8,038 | $636,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 37,769 | $634,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21,425 | $632,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 97,994 | $631,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 36,916 | $628,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 13,400 | $628,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 37,309 | $628,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 63,719 | $627,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496901 | CALL | 90,000 | $627,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 29,879 | $627,000 | thousands by filing date | |
| HELIOS AND MATHESON ANALYTICS INC | 42327L950 | COM | 221,200 | $626,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 17,356 | $625,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,150 | $623,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 58,680 | $623,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 270,190 | $616,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 81,008 | $611,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 463,000 | $610,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 22,231 | $609,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 39,700 | $609,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 9,000 | $607,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,104 | $606,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 36,730 | $604,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 42,484 | $604,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 510,000 | $602,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 12,522 | $601,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 530,000 | $601,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 13,409 | $600,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 122,727 | $600,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 23,815 | $598,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 18,355 | $597,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,840 | $597,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 119,472 | $593,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 53,304 | $593,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 12,705 | $590,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 9,833 | $589,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 16,272 | $588,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 27,884 | $588,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 201,713 | $587,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 12,912 | $585,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 66,314 | $584,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 42,238 | $581,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 97,861 | $580,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 82,000 | $578,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 26,536 | $577,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 80,599 | $572,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 250,000 | $570,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 33,041 | $569,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B907 | SHS | 90,200 | $568,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 20,587 | $564,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 47,100 | $563,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 12,445 | $563,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 67,901 | $563,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 7,878 | $561,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 56,500 | $560,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 114,829 | $559,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 11,338 | $556,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 10,376 | $555,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 134,710 | $555,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 14,555 | $549,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,384 | $548,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,823 | $547,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 57,631 | $547,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,350 | $546,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $544,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 320,000 | $544,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 112,887 | $542,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 26,771 | $541,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 6,458 | $540,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 146,782 | $539,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000094 | this filing | 2018-05-10 | acceptance time not in the bulk data set |