13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 5,418 holding rows worth $466,549,718,000.
- Accession
- 0000019617-18-000094
- Filer
- CIK 19617
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,822 entries on the cover page, a total value of $466,549,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,549,718,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 6,550 | $144,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 5,252 | $143,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 8,600 | $143,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 11,523 | $143,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 12,110 | $142,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,110 | $142,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1,075 | $142,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 10,548 | $142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X902 | ST STR EU 50 ETF | 3,500 | $141,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 2,356 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,988 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,799 | $140,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 14,082 | $140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,655 | $139,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,626 | $139,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 14,228 | $139,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,374 | $138,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 21,791 | $138,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,577 | $137,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,082 | $137,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 10,578 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,433 | $136,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,251 | $136,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 5,825 | $136,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,260 | $135,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,397 | $135,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,570 | $135,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 47,403 | $135,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,621 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,580 | $134,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 31,317 | $134,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 8,816 | $134,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 115,000 | $133,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 5,554 | $132,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 638 | $132,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 82,528 | $131,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 115,000 | $129,000 | thousands by filing date | principal |
| ORBCOMM INC | 68555P100 | COM | 13,675 | $128,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,964 | $128,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,035 | $127,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 69,370 | $127,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 3,455 | $126,000 | thousands by filing date | |
| VOYA FINANCIAL INC | 929089900 | COM | 2,500 | $126,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 9,539 | $126,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 60,170 | $126,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 24,959 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,099 | $125,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,251 | $124,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,689 | $124,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,360 | $124,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,007 | $124,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,344 | $124,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,070 | $123,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 8,234 | $122,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 15,205 | $122,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 7,182 | $121,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 7,982 | $121,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 24,598 | $121,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,305 | $121,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 3,555 | $121,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,735 | $121,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,154 | $120,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,550 | $120,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 20,498 | $119,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,753 | $119,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 27,133 | $118,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 80,900 | $118,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $118,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 6,563 | $117,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 6,254 | $117,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 8,463 | $117,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 5,966 | $116,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 16,300 | $116,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $115,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,155 | $115,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,174 | $115,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,225 | $115,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 58,930 | $115,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,390 | $114,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,658 | $114,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 20,700 | $114,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,136 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,252 | $111,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 28,612 | $111,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,949 | $111,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 3,300 | $111,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 1,200 | $110,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,488 | $110,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,310 | $110,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,085 | $110,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 18,771 | $110,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,979 | $109,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 267 | $109,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,700 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,414 | $108,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,130 | $107,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,217 | $106,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 29,231 | $106,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 10,200 | $106,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,832 | $103,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,073 | $103,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 33,425 | $103,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,228 | $103,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 100,000 | $103,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 9,158 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,900 | $101,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 9,884 | $101,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 4,260 | $101,000 | thousands by filing date | |
| AKORN INC | 009728956 | Cmn | 5,400 | $101,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052W104 | COM | 12,224 | $101,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,542 | $100,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,828 | $100,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 4,238 | $100,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 7,468 | $99,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,000 | $99,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,982 | $99,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 21,896 | $99,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 47,331 | $99,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 6,353 | $99,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,778 | $98,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,594 | $98,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,918 | $98,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 654 | $97,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,543 | $97,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 22,941 | $97,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3,100 | $96,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,034 | $96,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,825 | $95,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,109 | $95,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,727 | $94,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 9,725 | $94,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 2,400 | $94,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 94,000 | $94,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L207 | COM NEW | 49,850 | $94,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,400 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 3,168 | $93,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 2,161 | $92,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,158 | $92,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 5,463 | $92,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 7,907 | $92,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 40,024 | $92,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 1,600 | $91,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,491 | $91,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,811 | $91,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 26,231 | $90,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 7,099 | $90,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 8,211 | $90,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,254 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,416 | $90,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,131 | $90,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 5,847 | $90,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 3,349 | $89,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 44,897 | $89,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,853 | $89,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,345 | $89,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 4,741 | $89,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 600 | $88,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 46,005 | $87,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 957 | $87,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 3,191 | $87,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,500 | $86,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,973 | $86,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,539 | $86,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,850 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,525 | $86,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,022 | $86,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,301 | $86,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 20 | $85,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 9,811 | $85,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 8,055 | $85,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,523 | $85,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 12,116 | $85,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1,540 | $84,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 6,262 | $84,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,433 | $84,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 6,511 | $84,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 35,882 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,713 | $83,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 4,069 | $83,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 3,581 | $83,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 24,268 | $83,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 4,224 | $82,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,180 | $82,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 3,838 | $82,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,348 | $82,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 978 | $81,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 4,332 | $81,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,825 | $81,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,448 | $81,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,435 | $81,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 5,023 | $81,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,004 | $80,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 21,264 | $80,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 3,949 | $79,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,824 | $78,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,027 | $78,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,382 | $78,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 7,501 | $78,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,150 | $78,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 6,948 | $78,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,199 | $78,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,406 | $77,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 25,085 | $77,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,599 | $76,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 2,842 | $76,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,644 | $76,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 4,204 | $76,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,052 | $75,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,319 | $74,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 3,438 | $74,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 5,019 | $73,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 16,389 | $73,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 2,729 | $73,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2,840 | $73,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 9,495 | $72,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,785 | $72,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,517 | $72,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,312 | $72,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 369,247 | $72,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A956 | PUT | 9,744 | $72,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,409 | $71,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,473 | $71,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 59,727 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,235 | $70,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $70,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,400 | $70,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,349 | $70,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,862 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,522 | $70,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 13,461 | $70,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 34,748 | $70,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,367 | $69,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 9,381 | $69,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,710 | $69,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 9,375 | $69,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 4,721 | $69,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 6,641 | $69,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 850 | $68,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 1,100 | $68,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 2,898 | $68,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 19,453 | $68,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 20,731 | $68,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 32,280 | $68,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,206 | $67,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 918 | $67,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,000 | $67,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,904 | $67,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,092 | $67,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 8,100 | $66,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,133 | $66,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,483 | $66,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 7,503 | $66,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,300 | $65,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,950 | $65,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,607 | $65,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,842 | $65,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 3,250 | $64,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,530 | $64,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 20,425 | $64,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 35,860 | $64,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,363 | $63,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 3,117 | $63,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,876 | $63,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,380 | $63,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 43,354 | $63,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 30,101 | $62,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,076 | $62,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 15,371 | $62,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 7,560 | $62,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,053 | $62,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,883 | $62,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 35,000 | $62,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 967 | $61,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,148 | $61,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,096 | $61,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 15,721 | $61,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 4,789 | $61,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,364 | $61,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,714 | $61,000 | thousands by filing date | |
| STARWOOD PPTY TR INC | 85571B955 | COM | 2,900 | $61,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 3,790 | $61,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 24,457 | $61,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 6,428 | $60,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 724 | $60,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 362 | $60,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 5,096 | $60,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,121 | $60,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 9,889 | $60,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,193 | $59,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,568 | $59,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,329 | $59,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 295 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,500 | $59,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,745 | $59,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 29,499 | $59,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 15,525 | $59,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,310 | $58,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,433 | $58,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,987 | $58,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 40,224 | $58,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,054 | $57,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,509 | $57,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,715 | $57,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,904 | $57,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 2,364 | $56,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 6,423 | $56,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 58,000 | $56,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,131 | $55,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,218 | $55,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,189 | $55,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 38,463 | $55,000 | thousands by filing date | |
| LONGFIN CORP | 54304F956 | PUT | 3,200 | $55,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $54,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 3,021 | $54,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,230 | $54,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,434 | $54,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,034 | $54,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 18,100 | $54,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 3,957 | $54,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 9,514 | $54,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 2,417 | $53,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,333 | $53,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 11,436 | $53,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,589 | $53,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 564 | $52,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 4,785 | $52,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,638 | $52,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,017 | $52,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,170 | $51,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 224 | $51,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,641 | $51,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 6,500 | $51,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 1,682 | $51,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 48,801 | $51,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,190 | $50,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,366 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,000 | $50,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,076 | $50,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,138 | $50,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,227 | $49,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,914 | $49,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,622 | $49,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 783 | $49,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,086 | $49,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,355 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 727 | $48,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 3,666 | $48,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 6,495 | $48,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 2,446 | $48,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 708 | $48,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,983 | $48,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,565 | $48,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 4,909 | $48,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,320 | $48,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 6,924 | $48,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,661 | $48,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,345 | $48,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,718 | $48,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,555 | $48,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 7,804 | $47,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,365 | $47,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,724 | $47,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 3,509 | $47,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,437 | $47,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,604 | $47,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 25,460 | $47,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 22,365 | $47,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 2,658 | $47,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,883 | $47,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,694 | $46,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,997 | $46,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 8,236 | $46,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 6,022 | $46,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 200,000 | $46,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,900 | $45,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,352 | $45,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 3,982 | $45,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,600 | $45,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,687 | $45,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,717 | $45,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 6,151 | $45,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 4,083 | $45,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,234 | $45,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 7,781 | $45,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,546 | $44,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,945 | $44,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,500 | $44,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 58,160 | $44,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 5,121 | $44,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 6,500 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 780 | $43,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,644 | $43,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,646 | $43,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A952 | CORN FD SHS | 2,400 | $43,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,211 | $43,000 | thousands by filing date | |
| LONGFIN CORP CLASS A | 54304F106 | COMMON STOCK | 2,502 | $43,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,890 | $43,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,328 | $43,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,473 | $43,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 4,176 | $43,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,606 | $42,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $42,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 931 | $42,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,011 | $41,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,038 | $41,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,389 | $41,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,027 | $41,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,405 | $41,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,350 | $41,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 784 | $41,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,983 | $41,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 8,582 | $40,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,336 | $40,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 784 | $40,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,638 | $40,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,357 | $40,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 1,085 | $40,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,208 | $39,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 5,067 | $39,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 5,482 | $39,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 10,562 | $39,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,321 | $39,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6,167 | $39,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,350 | $39,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,805 | $38,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,300 | $38,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 586 | $38,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 2,901 | $38,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,709 | $38,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 4,437 | $38,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,293 | $38,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,675 | $38,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,559 | $38,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 263 | $37,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 7,474 | $37,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 7,896 | $37,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 2,939 | $37,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 8,334 | $37,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 13,200 | $37,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 2,613 | $37,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 11,678 | $37,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $36,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,543 | $36,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,492 | $36,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,199 | $36,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,934 | $36,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,303 | $36,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,118 | $36,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 4,038 | $36,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2,034 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,833 | $35,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,154 | $35,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,369 | $35,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,336 | $35,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 261 | $34,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,220 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 620 | $34,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 821 | $34,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,785 | $34,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,639 | $34,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,031 | $34,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,554 | $34,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,345 | $34,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,987 | $34,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,128 | $34,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,791 | $34,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,836 | $34,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,376 | $34,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 4,554 | $34,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 8,498 | $34,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 5,167 | $33,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,920 | $33,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,445 | $33,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 4,437 | $33,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 3,336 | $33,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,798 | $33,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 1,917 | $33,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,261 | $33,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,482 | $32,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 4,684 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 578 | $32,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,124 | $32,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,395 | $32,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,521 | $32,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 1,008 | $32,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847208 | SHS | 10,186 | $32,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,463 | $31,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,826 | $31,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,911 | $31,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 25,766 | $31,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 36 | $30,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 7,288 | $30,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,622 | $30,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,254 | $30,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 6,640 | $30,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,595 | $30,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 5,000 | $30,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,898 | $30,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,000 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000094 | this filing | 2018-05-10 | acceptance time not in the bulk data set |