13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 5,418 holding rows worth $466,549,718,000.
- Accession
- 0000019617-18-000094
- Filer
- CIK 19617
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,822 entries on the cover page, a total value of $466,549,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,549,718,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,388 | $5,654,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 355,000 | $5,652,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 153,629 | $5,638,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 124,181 | $5,629,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 158,446 | $5,621,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 322,035 | $5,620,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 187,957 | $5,618,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 303,228 | $5,610,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 79,162 | $5,588,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,804,000 | $5,581,000 | thousands by filing date | principal |
| HANESBRANDS INC. | 410345952 | COM | 302,700 | $5,576,000 | thousands by filing date | put |
| VULCAN MATLS CO | 929160959 | OPTION | 48,800 | $5,571,000 | thousands by filing date | put |
| ISHARES INC | 464286952 | PUT | 108,000 | $5,564,000 | thousands by filing date | put |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 36,200 | $5,554,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 295,724 | $5,545,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 297,869 | $5,537,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 46,228 | $5,525,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 837,138 | $5,517,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 5,500,000 | $5,504,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,498,000 | $5,491,000 | thousands by filing date | principal |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 135,546 | $5,487,000 | thousands by filing date | |
| BUCKEYE PARTNERS -LP | 118230901 | Cmn | 146,700 | $5,485,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,453,000 | $5,482,000 | thousands by filing date | principal |
| LIVANOVA PLC | G5509L101 | SHS | 61,908 | $5,478,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 402,660 | $5,476,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,315,000 | $5,472,000 | thousands by filing date | principal |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 311,139 | $5,467,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 438,371 | $5,463,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 395,006 | $5,460,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 111,781 | $5,457,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 152,417 | $5,455,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 822,198 | $5,443,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 326,566 | $5,427,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 138,213 | $5,418,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 294,400 | $5,417,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 164,833 | $5,416,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 115,794 | $5,400,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 111,650 | $5,392,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 191,295 | $5,392,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 119,121 | $5,390,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 204,834 | $5,388,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 488,666 | $5,375,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 185,000 | $5,367,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 422,132 | $5,361,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 107,751 | $5,354,000 | thousands by filing date | |
| NASDAQ INC | 631103958 | COM | 62,000 | $5,346,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 424,099 | $5,341,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 108,686 | $5,341,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 135,020 | $5,333,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 51,167 | $5,325,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 53,100 | $5,324,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 156,513 | $5,313,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 141,878 | $5,303,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 164,738 | $5,296,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 92,528 | $5,288,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 98,067 | $5,276,000 | thousands by filing date | |
| TOLL BROTHERS INC | 889478953 | COM | 121,900 | $5,272,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 48,150 | $5,267,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 793,109 | $5,258,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 264,781 | $5,256,000 | thousands by filing date | |
| RH | 74967X903 | CALL | 55,000 | $5,240,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 57,437 | $5,238,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011907 | CALL | 179,000 | $5,236,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 307,476 | $5,221,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 23,600 | $5,213,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 134,351 | $5,203,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 169,984 | $5,202,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 125,000 | $5,200,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508904 | CALL | 50,000 | $5,195,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635959 | PUT | 319,000 | $5,190,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 169,818 | $5,189,000 | thousands by filing date | |
| XEROX CORP | 984121908 | COM | 180,000 | $5,180,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 145,001 | $5,155,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,696,000 | $5,153,000 | thousands by filing date | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 271,830 | $5,143,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,769,000 | $5,142,000 | thousands by filing date | principal |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 208,248 | $5,123,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 227,864 | $5,118,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 153,623 | $5,115,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 130,755 | $5,114,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 45,800 | $5,111,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC | 744320902 | COM | 49,000 | $5,074,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,690,258 | $5,071,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79,555 | $5,057,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 519,061 | $5,045,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 220,006 | $5,041,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 233,114 | $5,040,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 158,366 | $5,035,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,735,802 | $5,034,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 199,213 | $5,021,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 66,402 | $5,011,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 67,785 | $5,010,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 121,553 | $5,009,000 | thousands by filing date | |
| Albemarle Corp | 012653951 | PUT | 54,000 | $5,008,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 367,827 | $5,003,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 74,567 | $4,996,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 97,727 | $4,986,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 76,100 | $4,982,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 50,000 | $4,970,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LT | M22465904 | CALL | 50,000 | $4,967,000 | thousands by filing date | call |
| BOEING CO | 097023955 | PUT | 15,100 | $4,951,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 93,239 | $4,946,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 610,616 | $4,940,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 34,798 | $4,937,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 5,000,000 | $4,937,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 106,666 | $4,931,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 41,833 | $4,928,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 218,794 | $4,928,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G907 | COM | 340,000 | $4,923,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO | 460146903 | COM | 92,100 | $4,921,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 232,309 | $4,913,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 75,000 | $4,907,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 200,877 | $4,901,000 | thousands by filing date | |
| AMBARELLA INC | G037AX951 | PUT | 100,000 | $4,899,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 64,466 | $4,883,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 173,866 | $4,882,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 289,469 | $4,877,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 89,089 | $4,872,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 520,792 | $4,869,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 95,445 | $4,864,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 953,323 | $4,861,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 374,513 | $4,861,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 308,178 | $4,860,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 112,969 | $4,858,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C901 | CALL | 50,000 | $4,850,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 50,000 | $4,850,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 430,209 | $4,840,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 52,758 | $4,838,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 133,733 | $4,827,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 68,988 | $4,824,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 312,913 | $4,822,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 124,512 | $4,819,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 551,990 | $4,818,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 25,500 | $4,805,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058950 | COM | 93,100 | $4,797,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 79,459 | $4,797,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 147,465 | $4,783,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 125,000 | $4,776,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 150,101 | $4,775,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 152,844 | $4,761,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 93,245 | $4,759,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 101,303 | $4,759,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 72,332 | $4,743,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 43,200 | $4,735,000 | thousands by filing date | put |
| FOUNDATION MEDICINE INC | 350465950 | COM | 60,000 | $4,725,000 | thousands by filing date | put |
| AMERICAN EXPRESS CO | 025816909 | CALL | 50,600 | $4,720,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 267,858 | $4,706,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 102,500 | $4,704,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 219,757 | $4,704,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 4,534,000 | $4,701,000 | thousands by filing date | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 67,678 | $4,700,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 115,013 | $4,698,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 124,927 | $4,694,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 225,773 | $4,694,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 179,880 | $4,686,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 28,900 | $4,684,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 300,000 | $4,680,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 2,781,111 | $4,673,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469907 | COM | 130,000 | $4,672,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469957 | PUT | 130,000 | $4,672,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 250,359 | $4,670,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 156,655 | $4,667,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 65,571 | $4,659,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 44,500 | $4,657,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 318,813 | $4,635,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 300,000 | $4,623,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 117,521 | $4,620,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 586,291 | $4,614,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 65,000 | $4,614,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 65,000 | $4,614,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 57,300 | $4,613,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G950 | COM | 27,000 | $4,610,000 | thousands by filing date | put |
| FLEX LTD | Y2573F902 | CALL | 281,800 | $4,602,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 160,772 | $4,600,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457900 | COM | 185,000 | $4,599,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 4,820,000 | $4,590,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919956 | COM | 63,000 | $4,578,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 245,364 | $4,576,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 239,668 | $4,575,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 196,108 | $4,573,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 34,690 | $4,570,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 700,000 | $4,563,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,222,962 | $4,549,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 142,751 | $4,544,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 13,845 | $4,543,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N903 | COM | 280,000 | $4,542,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 196,754 | $4,532,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 186,800 | $4,522,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,465,186 | $4,512,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 137,239 | $4,494,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,868,000 | $4,490,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 143,159 | $4,483,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,642,000 | $4,482,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 3,500,000 | $4,472,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 639,026 | $4,467,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 109,408 | $4,459,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 28,700 | $4,458,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 617,718 | $4,448,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 933,978 | $4,446,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 349,641 | $4,441,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K953 | PUT | 240,000 | $4,435,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058900 | COM | 86,000 | $4,432,000 | thousands by filing date | call |
| BOEING CO | 097023905 | CALL | 13,500 | $4,426,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 346,465 | $4,424,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 283,320 | $4,406,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 86,215 | $4,405,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 180,000 | $4,403,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 253,396 | $4,402,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 190,537 | $4,401,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 125,000 | $4,399,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 13,600 | $4,394,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,642,901 | $4,387,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 333,593 | $4,377,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 214,752 | $4,374,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 301,753 | $4,369,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 469,711 | $4,369,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 174,040 | $4,362,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 26,926 | $4,353,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 105,893 | $4,352,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 276,343 | $4,352,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 628,514 | $4,350,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 3,466,000 | $4,345,000 | thousands by filing date | principal |
| FORTIS INC | 349553107 | COM | 128,500 | $4,340,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 41,452 | $4,337,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 60,500 | $4,337,000 | thousands by filing date | put |
| MENLO THERAPEUTICS INC | 586858102 | COM | 115,185 | $4,329,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 116,722 | $4,318,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 168,626 | $4,312,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 78,132 | $4,294,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 163,761 | $4,284,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 345,170 | $4,281,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 62,461 | $4,269,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 300,237 | $4,264,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,360,230 | $4,258,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 208,941 | $4,257,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 210,672 | $4,256,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 405,204 | $4,255,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 160,000 | $4,253,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 328,037 | $4,248,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 80,465 | $4,236,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 376,101 | $4,235,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 49,444 | $4,232,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 42,771 | $4,224,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,443,000 | $4,224,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 144,194 | $4,223,000 | thousands by filing date | |
| CIRRUS LOGIC INC | 172755900 | COM | 103,800 | $4,217,000 | thousands by filing date | call |
| RANDGOLD RESOURCES LTD-ADR | 752344959 | COM | 50,600 | $4,212,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 252,073 | $4,210,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 93,707 | $4,202,000 | thousands by filing date | |
| STERIS PLC | G84720954 | PUT | 45,000 | $4,201,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 55,158 | $4,193,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 128,363 | $4,183,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 69,667 | $4,176,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,000,000 | $4,175,000 | thousands by filing date | principal |
| ATKORE INC | 047649108 | COMMON STOCK | 210,219 | $4,174,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 427,420 | $4,172,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 215,961 | $4,168,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 103,586 | $4,165,000 | thousands by filing date | |
| BBT CORPORATION | 054937957 | COM | 80,000 | $4,163,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 312,764 | $4,160,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 57,000 | $4,157,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,549,440 | $4,155,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 82,090 | $4,154,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 3,839,000 | $4,148,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 66,572 | $4,144,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 817,567 | $4,129,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 170,000 | $4,123,000 | thousands by filing date | call |
| WORLDPAY INC | 981558909 | CALL | 50,000 | $4,112,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 45,629 | $4,102,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 115,000 | $4,100,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 35,051 | $4,094,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 137,144 | $4,084,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 482,096 | $4,064,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,100,992 | $4,062,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,831,000 | $4,058,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 50,000 | $4,054,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 50,000 | $4,054,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 57,254 | $4,052,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 84,626 | $4,050,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 326,654 | $4,044,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 227,237 | $4,022,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,070 | $4,015,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 252,379 | $4,010,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 20,100 | $4,010,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 95,775 | $4,005,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 74,434 | $3,992,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,130,000 | $3,987,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 48,692 | $3,982,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 57,850 | $3,968,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 180,849 | $3,961,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 145,000 | $3,961,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 110,226 | $3,961,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 146,877 | $3,960,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 400,000 | $3,960,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 176,050 | $3,952,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 100,000 | $3,945,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,033,000 | $3,944,000 | thousands by filing date | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 234,674 | $3,941,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 3,359 | $3,931,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 67,123 | $3,930,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 232,578 | $3,928,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 51,827 | $3,926,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 48,036 | $3,910,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 40,000 | $3,906,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 50,294 | $3,895,000 | thousands by filing date | |
| TAL ED GROUP | 874080954 | PUT | 105,000 | $3,894,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 289,367 | $3,883,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 58,600 | $3,878,000 | thousands by filing date | call |
| PACCAR INC | 693718958 | COM | 58,600 | $3,878,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC | 89417E959 | PUT | 27,900 | $3,874,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 237,601 | $3,872,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 81,096 | $3,869,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 314,469 | $3,868,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 66,151 | $3,865,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 370,378 | $3,864,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 124,714 | $3,856,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 80,614 | $3,855,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 227,964 | $3,852,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 364,683 | $3,848,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 40,300 | $3,843,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 107,733 | $3,840,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,034,633 | $3,838,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 245,814 | $3,835,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 105,770 | $3,834,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 87,993 | $3,818,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 44,503 | $3,796,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905907 | COM | 28,000 | $3,787,000 | thousands by filing date | call |
| RANDGOLD RESOURCES LTD-ADR | 752344909 | COM | 45,200 | $3,762,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047957 | PUT | 95,000 | $3,753,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 93,692 | $3,752,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 783,292 | $3,751,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 227,758 | $3,747,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 599,547 | $3,747,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 30,900 | $3,747,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 66,773 | $3,746,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 68,880 | $3,745,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 110,000 | $3,744,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 53,008 | $3,741,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 43,750 | $3,733,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 93,395 | $3,730,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,525,000 | $3,728,000 | thousands by filing date | principal |
| GENERAL ELECTRIC CO | 369604903 | COM | 276,400 | $3,726,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 283,259 | $3,725,000 | thousands by filing date | |
| ANDEAVOR | 03349M905 | CALL | 37,000 | $3,721,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 126,010 | $3,720,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 192,474 | $3,720,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 41,764 | $3,718,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 9,000 | $3,715,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U909 | COM | 55,000 | $3,709,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U959 | COM | 55,000 | $3,709,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,336,000 | $3,686,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,130,000 | $3,683,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 82,905 | $3,673,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 74,648 | $3,664,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 141,957 | $3,656,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 256,353 | $3,653,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 133,053 | $3,652,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 93,869 | $3,642,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 42,276 | $3,631,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 219,196 | $3,630,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 95,076 | $3,628,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 65,000 | $3,615,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 37,655 | $3,611,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 79,609 | $3,601,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 150,000 | $3,597,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 47,165 | $3,595,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 209,360 | $3,595,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 56,543 | $3,581,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 218,882 | $3,579,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 493,367 | $3,577,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 55,000 | $3,573,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 55,000 | $3,573,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 114,766 | $3,570,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 86,300 | $3,559,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 176,222 | $3,558,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 85,410 | $3,557,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 51,566 | $3,555,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 72,559 | $3,555,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 349,170 | $3,551,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 90,642 | $3,544,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,200,966 | $3,543,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 218,010 | $3,532,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 34,910 | $3,528,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 45,500 | $3,525,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M952 | PUT | 93,800 | $3,522,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 822,897 | $3,513,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 52,600 | $3,503,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 95,292 | $3,498,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 97,722 | $3,497,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 179,400 | $3,489,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 100,177 | $3,487,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 165,800 | $3,482,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 635,075 | $3,473,000 | thousands by filing date | |
| HARLEY DAVIDSON INC | 412822908 | COM | 81,000 | $3,473,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 195,412 | $3,469,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 168,762 | $3,462,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 65,588 | $3,457,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 75,755 | $3,456,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 250,000 | $3,455,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 215,199 | $3,454,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 89,971 | $3,450,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 96,339 | $3,448,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 114,741 | $3,448,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 664,150 | $3,447,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,230,029 | $3,432,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 174,123 | $3,432,000 | thousands by filing date | |
| CHINA MOBILE LTD-SPON ADR | 16941M909 | COM | 75,000 | $3,431,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932957 | COM | 100,800 | $3,428,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 171,952 | $3,420,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 133,114 | $3,407,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 397,919 | $3,399,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 90,023 | $3,397,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 222,946 | $3,395,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 151,397 | $3,393,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 28,413 | $3,388,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 151,415 | $3,384,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 79,214 | $3,380,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307C902 | OPTION | 30,000 | $3,371,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 55,705 | $3,370,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,079,964 | $3,369,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 4,203,067 | $3,362,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 678,378 | $3,358,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3,285,000 | $3,356,000 | thousands by filing date | principal |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 146,508 | $3,355,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,105,000 | $3,352,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 444,822 | $3,350,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 195,700 | $3,345,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 307,710 | $3,342,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,826,266 | $3,342,000 | thousands by filing date | |
| NETEASE COM INC | 64110W902 | CALL | 11,900 | $3,337,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 190,281 | $3,333,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 108,933 | $3,332,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 20,132 | $3,325,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 488,306 | $3,321,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190904 | CALL | 14,300 | $3,321,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,508,987 | $3,320,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 100,000 | $3,316,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 156,543 | $3,311,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 249,939 | $3,310,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 39,737 | $3,308,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 79,247 | $3,307,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 600,000 | $3,282,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 38,236 | $3,277,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 26,540 | $3,268,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 126,375 | $3,265,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 356,712 | $3,260,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 68,684 | $3,249,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N953 | OPTION | 200,000 | $3,244,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 77,809 | $3,241,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 105,293 | $3,236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 78,043 | $3,236,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC | 02043Q907 | CALL | 27,000 | $3,216,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC | 02043Q957 | COM | 27,000 | $3,216,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 79,042 | $3,213,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 501,158 | $3,208,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 152,092 | $3,205,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 83,723 | $3,204,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 26,400 | $3,202,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 292,057 | $3,201,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 251,544 | $3,194,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 83,489 | $3,188,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 113,453 | $3,184,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 201,130 | $3,184,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 121,747 | $3,183,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 180,800 | $3,171,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 111,836 | $3,171,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 112,000 | $3,168,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 73,520 | $3,149,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 209,201 | $3,148,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 28,490 | $3,144,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 95,815 | $3,140,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 53,605 | $3,138,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 145,085 | $3,135,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 157,453 | $3,134,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 69,900 | $3,122,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 200,000 | $3,120,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,848,000 | $3,112,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 72,449 | $3,111,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,600,000 | $3,111,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 3,138,000 | $3,107,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 3,266,000 | $3,105,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 60,183 | $3,101,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 182,227 | $3,097,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 421,118 | $3,091,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 58,500 | $3,089,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 215,164 | $3,087,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 120,000 | $3,084,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 113,762 | $3,077,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 188,099 | $3,076,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 42,066 | $3,076,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 39,097 | $3,074,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 106,693 | $3,072,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 163,433 | $3,071,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 93,916 | $3,070,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 176,172 | $3,065,000 | thousands by filing date | |
| HDFC BANK LTD | 40415F901 | SPONSORED ADS | 31,000 | $3,062,000 | thousands by filing date | call |
| HDFC BANK LTD | 40415F951 | SPONSORED ADS | 31,000 | $3,062,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 38,994 | $3,059,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 177,582 | $3,054,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 184,321 | $3,050,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000094 | this filing | 2018-05-10 | acceptance time not in the bulk data set |