13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 5,418 holding rows worth $466,549,718,000.
- Accession
- 0000019617-18-000094
- Filer
- CIK 19617
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,822 entries on the cover page, a total value of $466,549,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,549,718,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCDONALDS CORP | 580135901 | COM | 19,500 | $3,049,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 127,621 | $3,044,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E909 | COM | 21,900 | $3,041,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 74,443 | $3,038,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 54,276 | $3,033,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 76,577 | $3,029,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 101,235 | $3,028,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 336,268 | $3,027,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 84,092 | $3,024,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 129,751 | $3,017,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 29,682 | $3,015,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 57,524 | $3,000,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 205,976 | $2,999,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 56,945 | $2,998,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 417,902 | $2,992,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 96,032 | $2,982,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 154,667 | $2,976,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 37,902 | $2,972,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 68,353 | $2,966,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 184,251 | $2,964,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 36,900 | $2,960,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 227,164 | $2,953,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,983,000 | $2,949,000 | thousands by filing date | principal |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 165,442 | $2,948,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 49,300 | $2,946,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 138,610 | $2,946,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 213,395 | $2,934,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 82,691 | $2,931,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 116,422 | $2,931,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 55,938 | $2,927,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822903 | SHS | 35,000 | $2,917,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 142,383 | $2,912,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 44,400 | $2,912,000 | thousands by filing date | put |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 390,907 | $2,912,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 97,179 | $2,910,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 161,721 | $2,905,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 69,755 | $2,902,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 88,916 | $2,887,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 37,120 | $2,873,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914953 | COM | 42,200 | $2,871,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 25,730 | $2,870,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 165,802 | $2,869,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 182,100 | $2,868,000 | thousands by filing date | call |
| WEATHERFORD INTL PLC | G48833950 | PUT | 1,250,000 | $2,863,000 | thousands by filing date | put |
| RH | 74967X953 | COM | 30,000 | $2,858,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X902 | COM | 25,600 | $2,855,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 683,564 | $2,850,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 81,235 | $2,848,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 81,025 | $2,842,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 14,323 | $2,835,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 88,308 | $2,832,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 118,230 | $2,826,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 90,350 | $2,823,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 69,884 | $2,817,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 35,646 | $2,813,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 41,600 | $2,806,000 | thousands by filing date | put |
| NOVO-NORDISK A S | 670100955 | ADR | 56,900 | $2,802,000 | thousands by filing date | put |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 3,024,000 | $2,802,000 | thousands by filing date | principal |
| SYNEOS HEALTH INC | 87166B102 | CL A | 78,595 | $2,790,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 92,806 | $2,785,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 82,596 | $2,784,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 842,927 | $2,782,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 124,244 | $2,778,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 254,189 | $2,771,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 122,500 | $2,762,000 | thousands by filing date | call |
| DEUTSCHE BK AG | D18190908 | NAMEN AKT | 197,300 | $2,758,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,153,053 | $2,756,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 143,815 | $2,748,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 56,285 | $2,745,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 31,010 | $2,744,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 83,145 | $2,744,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 39,858 | $2,742,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 160,528 | $2,736,000 | thousands by filing date | |
| NOKIA CORP | 654902954 | PUT | 500,000 | $2,735,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849954 | COM | 60,000 | $2,732,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 43,549 | $2,731,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 166,129 | $2,711,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 69,867 | $2,708,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 285,874 | $2,704,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R956 | COM | 18,100 | $2,704,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700906 | COM | 164,400 | $2,701,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 27,253 | $2,694,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 66,386 | $2,685,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 943,864 | $2,681,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 45,700 | $2,674,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 99,679 | $2,666,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 39,107 | $2,661,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 166,671 | $2,658,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 34,548 | $2,655,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W903 | COM | 80,000 | $2,652,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W953 | COM | 80,000 | $2,652,000 | thousands by filing date | put |
| BEST BUY INC | 086516951 | PUT | 37,700 | $2,639,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 69,933 | $2,635,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 60,569 | $2,635,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 668,008 | $2,632,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 81,723 | $2,619,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 70,000 | $2,617,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 177,735 | $2,616,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 519,000 | $2,611,000 | thousands by filing date | call |
| BLOCK INC | 852234953 | PUT | 53,000 | $2,608,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 39,386 | $2,607,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 87,645 | $2,602,000 | thousands by filing date | |
| BBT CORPORATION | 054937907 | COM | 50,000 | $2,602,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 71,203 | $2,600,000 | thousands by filing date | |
| PPG INDS INC | 693506907 | COM | 23,300 | $2,600,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 95,000 | $2,595,000 | thousands by filing date | put |
| BROADCOM LTD PUT | Y09827959 | COM | 11,000 | $2,592,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 271,673 | $2,589,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 2,481,000 | $2,587,000 | thousands by filing date | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 129,533 | $2,584,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 77,514 | $2,577,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 96,630 | $2,575,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,529,000 | $2,568,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 148,973 | $2,555,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 49,936 | $2,552,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 25,085 | $2,547,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 120,091 | $2,540,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 41,096 | $2,540,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 165,236 | $2,540,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,408,693 | $2,536,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 59,417 | $2,524,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 435,656 | $2,522,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 151,202 | $2,521,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 218,197 | $2,516,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 73,224 | $2,515,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 171,589 | $2,515,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 45,000 | $2,493,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 57,249 | $2,489,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C909 | COM | 30,000 | $2,488,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C959 | COM | 30,000 | $2,488,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 153,364 | $2,484,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 155,099 | $2,481,000 | thousands by filing date | |
| THE TRADE DESK INC | 88339J955 | PUT | 50,000 | $2,481,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 57,964 | $2,479,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 17,815 | $2,478,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y909 | COM | 27,000 | $2,476,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y959 | COM | 27,000 | $2,476,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 87,626 | $2,474,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 50,000 | $2,460,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 151,661 | $2,457,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,904,000 | $2,456,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 148,855 | $2,447,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 308,135 | $2,443,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 68,758 | $2,437,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 326,562 | $2,436,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,298,000 | $2,434,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 34,808 | $2,433,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,848 | $2,429,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 68,071 | $2,420,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 899,124 | $2,419,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 39,468 | $2,416,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 97,487 | $2,415,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072901 | COM | 50,000 | $2,411,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 130,735 | $2,410,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 55,540 | $2,408,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 97,316 | $2,405,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 73,000 | $2,405,000 | thousands by filing date | put |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 45,184 | $2,400,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 53,250 | $2,399,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A907 | CALL | 50,000 | $2,395,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 50,000 | $2,395,000 | thousands by filing date | put |
| BRIGHTSTAR LOTTERY PLC | G4863A908 | SHS USD | 89,600 | $2,395,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 74,576 | $2,391,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 18,221 | $2,386,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 48,656 | $2,385,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 60,663 | $2,384,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 75,000 | $2,384,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 144,505 | $2,378,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 12,721 | $2,376,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 53,468 | $2,370,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 7,000 | $2,366,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 20,984 | $2,364,000 | thousands by filing date | |
| FOUNDATION MEDICINE INC | 350465900 | COM | 30,000 | $2,363,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 48,064 | $2,362,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 100,000 | $2,359,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 446,603 | $2,358,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 75,736 | $2,355,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 11,000 | $2,354,000 | thousands by filing date | call |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 11,000 | $2,354,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 135,553 | $2,351,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q955 | COM | 50,000 | $2,344,000 | thousands by filing date | put |
| CENCORA INC | 03073E905 | CALL | 27,100 | $2,336,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 881,488 | $2,328,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 102,362 | $2,326,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 51,175 | $2,318,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 92,034 | $2,316,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 36,395 | $2,315,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 436,091 | $2,315,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 83,635 | $2,311,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 44,580 | $2,309,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 991,184 | $2,309,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,121,000 | $2,303,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 175,219 | $2,302,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 58,166 | $2,297,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 386,621 | $2,297,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 327,593 | $2,297,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 65,033 | $2,294,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 899,700 | $2,294,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 123,685 | $2,293,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 65,686 | $2,292,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 100,000 | $2,285,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 43,206 | $2,284,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 167,091 | $2,281,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 140,070 | $2,279,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 72,318 | $2,278,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 31,210 | $2,276,000 | thousands by filing date | |
| BEST BUY INC | 086516901 | CALL | 32,500 | $2,275,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 106,944 | $2,275,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 162,443 | $2,272,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 86,414 | $2,269,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 134,591 | $2,267,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 84,639 | $2,258,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 201,187 | $2,257,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 62,081 | $2,256,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 49,826 | $2,255,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 42,717 | $2,254,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 57,727 | $2,251,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 2,218,000 | $2,250,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 59,228 | $2,248,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 47,760 | $2,245,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 59,042 | $2,243,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 276,371 | $2,239,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 87,164 | $2,232,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 41,073 | $2,230,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 134,613 | $2,228,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 13,700 | $2,221,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 2,000,000 | $2,214,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 40,052 | $2,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 36,881 | $2,211,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 86,338 | $2,206,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 41,083 | $2,205,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 56,565 | $2,200,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 163,336 | $2,197,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 188,287 | $2,190,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 504,278 | $2,184,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 49,528 | $2,177,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 294,715 | $2,172,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 104,621 | $2,165,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 76,400 | $2,161,000 | thousands by filing date | call |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 150,000 | $2,160,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 19,622 | $2,157,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 195,771 | $2,157,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 123,813 | $2,155,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 44,921 | $2,152,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 30,000 | $2,150,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 131,387 | $2,149,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 159,300 | $2,147,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,921,000 | $2,145,000 | thousands by filing date | principal |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 120,478 | $2,141,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 49,274 | $2,139,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 49,743 | $2,138,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 13,000 | $2,138,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC | 053484951 | COM | 13,000 | $2,138,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 32,458 | $2,133,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 35,315 | $2,133,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 18,974 | $2,130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 44,223 | $2,128,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 25,000 | $2,128,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498951 | PUT | 25,000 | $2,128,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 148,292 | $2,127,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 258,647 | $2,116,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 83,568 | $2,106,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,000,000 | $2,105,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 52,229 | $2,099,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 166,091 | $2,097,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 43,300 | $2,093,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 41,499 | $2,090,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 106,769 | $2,088,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 2,220,000 | $2,088,000 | thousands by filing date | principal |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 50,132 | $2,086,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 185,660 | $2,085,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 566,358 | $2,084,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 1,653,000 | $2,074,000 | thousands by filing date | principal |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 34,197 | $2,068,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 137,523 | $2,056,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 65,145 | $2,053,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 96,138 | $2,052,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 19,600 | $2,051,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 466,621 | $2,049,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 55,229 | $2,049,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 135,900 | $2,047,000 | thousands by filing date | put |
| WALMART INC | 931142903 | CALL | 23,000 | $2,046,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 77,993 | $2,043,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 63,306 | $2,028,000 | thousands by filing date | |
| KOHLS CORP | 500255904 | COM | 30,900 | $2,024,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 2,019,000 | $2,018,000 | thousands by filing date | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 52,661 | $2,017,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 55,805 | $2,012,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 77,553 | $2,004,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 72,604 | $2,004,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 410,400 | $2,003,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 132,769 | $2,002,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 17,000 | $2,002,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 17,000 | $2,002,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212901 | CALL | 17,900 | $2,001,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J903 | CALL | 30,000 | $1,998,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 119,629 | $1,985,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,086,000 | $1,985,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 251,782 | $1,979,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 454,388 | $1,977,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 26,842 | $1,976,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 239,495 | $1,976,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 11,441 | $1,975,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 69,694 | $1,975,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 56,124 | $1,973,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 109,205 | $1,969,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 61,716 | $1,966,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 111,725 | $1,961,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 29,938 | $1,959,000 | thousands by filing date | |
| ATLANTICA SUSTAINABLE INFR P | G0751N903 | SHS | 100,000 | $1,958,000 | thousands by filing date | call |
| DIEBOLD INC | 253651953 | COM | 126,900 | $1,954,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F902 | CALL | 100,000 | $1,952,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 167,369 | $1,951,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 77,068 | $1,944,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,889,000 | $1,943,000 | thousands by filing date | principal |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 126,461 | $1,941,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 131,766 | $1,932,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 120,004 | $1,927,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A306 | VIRTUS ENHCD SRT | 82,200 | $1,927,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 21,800 | $1,913,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 232,568 | $1,912,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,774 | $1,907,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 39,340 | $1,901,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 36,760 | $1,899,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V901 | CALL | 17,200 | $1,885,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 98,888 | $1,880,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 76,082 | $1,879,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 17,911 | $1,879,000 | thousands by filing date | |
| ING GROEP N.V. | 456837903 | SPONSORED ADR | 111,000 | $1,879,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 60,734 | $1,878,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 28,659 | $1,876,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 103,712 | $1,876,000 | thousands by filing date | |
| NRG YIELD INC | 62942X955 | PUT | 110,000 | $1,870,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 311,448 | $1,869,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 100,827 | $1,869,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 26,908 | $1,868,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 32,232 | $1,865,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 43,838 | $1,860,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,306,000 | $1,859,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080904 | CALL | 50,000 | $1,855,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 32,445 | $1,840,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 85,981 | $1,832,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 125,742 | $1,829,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 110,000 | $1,828,000 | thousands by filing date | call |
| CINTAS CORP | 172908955 | COM | 10,700 | $1,825,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 77,024 | $1,824,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 58,613 | $1,822,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,598,000 | $1,816,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 37,617 | $1,815,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 600,000 | $1,812,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 97,800 | $1,807,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 89,578 | $1,805,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 54,034 | $1,804,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 95,174 | $1,795,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 48,900 | $1,794,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 188,609 | $1,794,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 56,807 | $1,792,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 109,464 | $1,791,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 326,597 | $1,789,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 14,809 | $1,786,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 30,461 | $1,774,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 48,214 | $1,767,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 31,304 | $1,766,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 76,491 | $1,766,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 179,094 | $1,766,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 110,650 | $1,761,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 66,422 | $1,756,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 260,216 | $1,756,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158901 | COM NEW | 88,400 | $1,755,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 170,343 | $1,754,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 109,455 | $1,750,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 28,288 | $1,749,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 102,057 | $1,749,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 51,407 | $1,747,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 32,918 | $1,747,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 96,533 | $1,742,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 27,109 | $1,740,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 33,885 | $1,739,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,539,000 | $1,739,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 63,823 | $1,735,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,700,000 | $1,734,000 | thousands by filing date | principal |
| GRAHAM CORP | 384556106 | COM | 80,898 | $1,733,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 76,729 | $1,733,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 430,000 | $1,729,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,748,000 | $1,729,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 88,404 | $1,720,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,709,000 | $1,719,000 | thousands by filing date | principal |
| SHIRE PLC-ADR | 82481R906 | COM | 11,500 | $1,718,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 403,763 | $1,713,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 209,457 | $1,713,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 14,076 | $1,710,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 109,898 | $1,709,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 156,997 | $1,707,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 43,084 | $1,706,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 153,500 | $1,701,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 34,440 | $1,700,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 148,185 | $1,698,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 51,200 | $1,698,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 59,150 | $1,694,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,755,000 | $1,694,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 93,966 | $1,690,000 | thousands by filing date | |
| AETNA INC | 00817Y958 | COM | 10,000 | $1,690,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 35,270 | $1,683,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 42,219 | $1,676,000 | thousands by filing date | |
| SUPERVALU INC | 868536951 | OPTION | 109,800 | $1,672,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 189,677 | $1,670,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 18,616 | $1,668,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914958 | PUT | 400,000 | $1,668,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 935,000 | $1,664,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 171,263 | $1,653,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,668,000 | $1,652,000 | thousands by filing date | principal |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 123,766 | $1,650,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 44,584 | $1,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 33,017 | $1,644,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 250,249 | $1,643,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 205,549 | $1,642,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 126,095 | $1,642,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 27,088 | $1,640,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 69,920 | $1,635,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 71,149 | $1,633,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P956 | PUT | 264,900 | $1,632,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 82,696 | $1,632,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 60,164 | $1,630,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 55,977 | $1,627,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 100,000 | $1,625,000 | thousands by filing date | put |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 1,800,000 | $1,625,000 | thousands by filing date | principal |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 338,106 | $1,623,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,549,000 | $1,621,000 | thousands by filing date | principal |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,024 | $1,619,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,435,000 | $1,612,000 | thousands by filing date | principal |
| LA JOLLA PHARMACEUTICAL CO | 503459904 | CALL | 54,000 | $1,608,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459954 | PUT | 54,000 | $1,608,000 | thousands by filing date | put |
| RESTORBIO INC | 76133L103 | COM | 166,826 | $1,598,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 33,401 | $1,597,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 17,006 | $1,594,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 90,398 | $1,590,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 98,493 | $1,585,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 147,619 | $1,580,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 45,247 | $1,579,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 30,911 | $1,579,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 33,445 | $1,577,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 687,442 | $1,574,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 22,949 | $1,572,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 142,959 | $1,572,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 42,293 | $1,570,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,773 | $1,564,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,069,000 | $1,564,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 215,112 | $1,561,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 183,524 | $1,560,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879951 | Cmn | 40,000 | $1,548,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879901 | Cmn | 40,000 | $1,548,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 323,680 | $1,547,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 25,159 | $1,546,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 310,293 | $1,536,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 116,824 | $1,535,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 142,941 | $1,534,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,627,000 | $1,533,000 | thousands by filing date | principal |
| TTEC HLDGS INC | 89854H102 | COM | 49,883 | $1,531,000 | thousands by filing date | |
| NRG ENERGY INC | 629377908 | CALL | 50,000 | $1,527,000 | thousands by filing date | call |
| VALE S A | 91912E905 | SPONSORED ADS | 120,000 | $1,526,000 | thousands by filing date | call |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,410,000 | $1,525,000 | thousands by filing date | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 69,629 | $1,518,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 147,057 | $1,518,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 260,253 | $1,515,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 27,510 | $1,514,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 97,992 | $1,511,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 100,000 | $1,506,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 28,845 | $1,500,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 43,584 | $1,500,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 54,585 | $1,500,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 118,638 | $1,495,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 53,353 | $1,494,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 32,907 | $1,493,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 16,495 | $1,493,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 58,776 | $1,487,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,246 | $1,485,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 61,202 | $1,482,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 20,188 | $1,480,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 61,352 | $1,477,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 206,273 | $1,473,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 45,748 | $1,471,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 109,421 | $1,466,000 | thousands by filing date | |
| DDR CORP | 23317H952 | COM | 200,000 | $1,466,000 | thousands by filing date | put |
| DDR CORP | 23317H902 | Cmn | 200,000 | $1,466,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 13,210 | $1,464,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 82,074 | $1,464,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 41,742 | $1,459,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 18,311 | $1,453,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 62,602 | $1,445,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 47,872 | $1,442,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 306,586 | $1,441,000 | thousands by filing date | |
| WW GRAINGER INC | 384802954 | Put | 5,100 | $1,440,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 55,855 | $1,438,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 175,126 | $1,437,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 300,000 | $1,437,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 64,770 | $1,435,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 584,376 | $1,432,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 98,284 | $1,426,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 41,317 | $1,426,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 103,354 | $1,416,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000094 | this filing | 2018-05-10 | acceptance time not in the bulk data set |