13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 5,418 holding rows worth $466,549,718,000.
- Accession
- 0000019617-18-000094
- Filer
- CIK 19617
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,822 entries on the cover page, a total value of $466,549,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,549,718,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,404 | $537,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 15,661 | $535,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 7,750 | $534,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 910,539 | $534,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,251 | $530,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,925 | $530,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 175,000 | $529,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 22,108 | $528,000 | thousands by filing date | |
| UNISYS CORP | 909214906 | COM NEW | 49,100 | $528,000 | thousands by filing date | call |
| 3M CO | 88579Y901 | CALL | 2,400 | $527,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 125,433 | $527,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 12,853 | $526,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,653 | $525,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 17,894 | $525,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 106,188 | $522,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 12,614 | $518,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,900 | $517,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,906 | $516,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 52,178 | $515,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 50,350 | $515,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 13,205 | $513,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 67,864 | $511,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,215 | $511,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,255 | $511,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 127,618 | $510,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 8,627 | $508,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 76,025 | $506,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 33,190 | $506,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 104,020 | $505,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 20,167 | $504,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 12,900 | $504,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 23,387 | $503,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 10,400 | $503,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 24,009 | $502,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 50,652 | $502,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 25,607 | $501,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 71,951 | $500,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 23,622 | $499,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,681 | $499,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,719 | $496,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 152,370 | $495,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 226,510 | $494,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 14,162 | $492,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 40,530 | $492,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 70,900 | $491,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 37,785 | $491,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 34,142 | $487,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 21,545 | $487,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,730 | $487,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 13,772 | $486,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 100,000 | $485,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,536 | $483,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,524 | $482,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 15,848 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 16,147 | $480,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,321 | $478,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 22,522 | $476,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,130 | $475,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,431 | $475,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 17,150 | $475,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W955 | PUT | 9,900 | $473,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 25,334 | $473,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 16,300 | $472,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 18,424 | $472,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 54,783 | $472,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 31,672 | $472,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,226 | $470,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 44,203 | $469,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 37,502 | $468,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 26,370 | $467,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,370 | $465,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,025 | $465,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 20,693 | $465,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,202 | $464,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,233 | $463,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 171,996 | $463,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 27,774 | $463,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 14,874 | $462,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 27,810 | $461,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 221,896 | $459,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 9,800 | $458,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 44,195 | $457,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 90,000 | $453,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,007 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 25,218 | $451,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 8,693 | $450,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 39,049 | $448,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,132 | $446,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 59,502 | $446,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 24,462 | $445,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 12,628 | $445,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 159,621 | $443,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 180,258 | $442,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 276,452 | $442,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 34,260 | $441,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 88,245 | $441,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X953 | PUT | 12,500 | $439,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M902 | CALL | 11,600 | $436,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 74,062 | $435,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 8,038 | $431,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 24,881 | $427,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 45,420 | $425,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 61,934 | $424,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 5,214 | $422,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 12,083 | $418,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 135,711 | $417,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,761 | $417,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4,549 | $416,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 23,167 | $415,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 22,686 | $414,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 118,011 | $414,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 7,619 | $414,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 323,000 | $413,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,162 | $412,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,999 | $411,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 19,450 | $411,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229958 | PUT | 18,000 | $411,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,267 | $409,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 19,736 | $409,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 38,038 | $408,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 9,206 | $408,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 16,217 | $408,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,144 | $407,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 25,292 | $407,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 76,700 | $407,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 9,543 | $406,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 5,811 | $406,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 49,720 | $406,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,662 | $404,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 21,035 | $404,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 14,300 | $404,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 83,681 | $403,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 27,553 | $402,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 146,588 | $400,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,030 | $400,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 50,020 | $400,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 57,142 | $398,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 21,465 | $395,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 170,093 | $395,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 57,695 | $395,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 13,168 | $394,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 60,667 | $394,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,058 | $394,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 26,429 | $394,000 | thousands by filing date | |
| AKORN INC | 009728906 | Cmn | 21,000 | $393,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 10,002 | $392,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,555 | $391,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 9,523 | $389,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 11,683 | $385,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 91,106 | $384,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 27,353 | $384,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 29,191 | $382,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 10,544 | $382,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 35,462 | $382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,697 | $381,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 103,741 | $377,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 93,316 | $375,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,770 | $374,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 97,716 | $373,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 84,278 | $373,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 30,776 | $372,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 33,937 | $371,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 13,255 | $369,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 45,946 | $368,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 27,218 | $365,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 52,677 | $365,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 34,715 | $364,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 29,141 | $363,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 10,149 | $362,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 7,660 | $361,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,847 | $361,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 21,102 | $361,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 49,160 | $360,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 282,000 | $358,000 | thousands by filing date | principal |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,450 | $357,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 29,632 | $356,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 22,507 | $356,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 14,139 | $356,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 12,458 | $355,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,115 | $354,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 4,648 | $352,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,075 | $352,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 48,605 | $352,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 18,035 | $350,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,800 | $350,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 43,851 | $349,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 23,016 | $349,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 64,977 | $348,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,054 | $348,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 239,155 | $347,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 15,222 | $346,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 57,019 | $346,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 52,882 | $344,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 86,970 | $344,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 56,739 | $342,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 16,383 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 8,789 | $340,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 23,793 | $340,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,640 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,133 | $339,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 26,511 | $339,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 40,826 | $339,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 23,091 | $338,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,120 | $338,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,411 | $337,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 131,287 | $337,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 40,503 | $336,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 13,195 | $335,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,623 | $332,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 11,135 | $331,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 113,918 | $330,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,504 | $328,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 11,020 | $328,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 107,296 | $326,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 86,378 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,753 | $324,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 15,720 | $322,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 14,651 | $322,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 12,642 | $321,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 10,503 | $320,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 8,131 | $320,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 116,356 | $320,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,045 | $319,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 15,365 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,596 | $317,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,394 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,485 | $313,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,742 | $313,000 | thousands by filing date | |
| REGENXBIO INC | 75901B907 | COM | 10,500 | $313,000 | thousands by filing date | call |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 80,839 | $311,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,484 | $307,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 33,364 | $307,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 80,784 | $307,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25,381 | $306,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 11,995 | $306,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,056 | $305,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 25,193 | $304,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 14,101 | $302,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 100,000 | $302,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 82,527 | $301,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 46,456 | $300,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 15,089 | $299,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,463 | $298,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,098 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,604 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,148 | $297,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,771 | $297,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 24,400 | $297,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,760 | $295,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 14,721 | $294,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,208 | $292,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 11,553 | $292,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,452 | $290,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,454 | $290,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 9,475 | $290,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 24,984 | $289,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 22,326 | $289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,080 | $287,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,571 | $286,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 5,596 | $286,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 21,115 | $286,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11,344 | $285,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 8,226 | $285,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 97,118 | $284,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,657 | $284,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,126 | $283,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,778 | $281,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 734 | $280,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,691 | $279,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,813 | $279,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 12,036 | $279,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 275,000 | $278,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 14,243 | $277,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 69,172 | $277,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,919 | $275,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 28,189 | $275,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,027 | $274,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,087 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,223 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,916 | $274,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 33,731 | $274,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 19,183 | $272,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 11,000 | $271,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 9,800 | $271,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,607 | $270,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,057 | $270,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,658 | $269,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 8,589 | $269,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 13,548 | $268,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,446 | $267,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,543 | $266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,269 | $266,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 22,000 | $266,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,240 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,553 | $264,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 27,000 | $264,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,485 | $262,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 35,147 | $262,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 21,090 | $261,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,306 | $260,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 8,365 | $259,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 6,618 | $259,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,757 | $258,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,781 | $258,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,625 | $258,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 13,186 | $258,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,584 | $257,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 8,461 | $257,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $257,000 | thousands by filing date | principal |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,899 | $255,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 5,300 | $255,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X950 | COM | 13,000 | $254,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 59,630 | $253,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 16,361 | $253,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,442 | $251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,266 | $251,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 19,309 | $251,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,054 | $249,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,946 | $249,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 8,287 | $247,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 4,200 | $247,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 18,838 | $245,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 8,470 | $244,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 23,929 | $244,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 183,223 | $244,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,279 | $243,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 19,554 | $243,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 12,700 | $242,000 | thousands by filing date | |
| TAPESTRY INC | 876030907 | COM | 4,600 | $242,000 | thousands by filing date | call |
| TAPESTRY INC | 876030957 | COM | 4,600 | $242,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 15,406 | $241,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,456 | $240,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,892 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,875 | $239,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,099 | $239,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,856 | $238,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 65,155 | $238,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 3,400 | $236,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 13,931 | $235,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,460 | $235,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 63,315 | $234,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 18,989 | $234,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,789 | $234,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 33,006 | $233,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 25,745 | $233,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,625 | $233,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,914 | $232,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 140,671 | $232,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,789 | $231,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 74,092 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,377 | $231,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 9,948 | $228,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 21,542 | $227,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 18,537 | $226,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,984 | $225,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,189 | $224,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 18,285 | $223,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 30,615 | $222,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 65,640 | $222,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 45,499 | $221,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,924 | $220,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,801 | $219,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 8,072 | $218,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,774 | $217,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 213,000 | $217,000 | thousands by filing date | principal |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,939 | $216,000 | thousands by filing date | |
| ATLASSIAN CORP PLC | G06242954 | PUT | 4,000 | $216,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $215,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 58,296 | $215,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $214,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 17,876 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,993 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 5,875 | $212,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,373 | $211,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 20,806 | $211,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,585 | $210,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,781 | $210,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 19,898 | $210,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,630 | $209,000 | thousands by filing date | |
| ALKERMES PLC | G01767955 | SHS | 3,600 | $209,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 4,995 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,300 | $208,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 17,617 | $208,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 5,665 | $207,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,961 | $206,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 63,491 | $206,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 19,089 | $206,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,760 | $205,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,586 | $204,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 65,481 | $204,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 44,163 | $204,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 25,883 | $203,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 101,118 | $203,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 24,921 | $202,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,225 | $202,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 35,139 | $200,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,021 | $199,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,801 | $199,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 20,940 | $199,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 45,872 | $199,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 3,537 | $198,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 8,874 | $195,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 18,189 | $195,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 195,400 | $195,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 35,567 | $194,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,558 | $193,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 31,492 | $192,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 71,128 | $192,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,348 | $191,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,921 | $191,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 17,145 | $191,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,300 | $189,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,269 | $189,000 | thousands by filing date | |
| DENBURY RES INC DEL | U2481AAG3 | BOND | 207,000 | $189,000 | thousands by filing date | principal |
| FLEX PHARMA INC | 33938A105 | COM | 37,583 | $188,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 10,329 | $187,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,438 | $186,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,900 | $186,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,120 | $186,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 47,672 | $184,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 12,257 | $184,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,719 | $183,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 26,755 | $183,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 120,710 | $183,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 4,208 | $183,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 39,491 | $182,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 15,923 | $182,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,630 | $182,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,480 | $181,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,777 | $181,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,763 | $181,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 28,736 | $181,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,592 | $180,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,531 | $180,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,548 | $180,000 | thousands by filing date | |
| BIOHAVEN PHARMACTL HLDG CO L | G11196955 | PUT | 7,000 | $180,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,491 | $179,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 46,068 | $179,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,270 | $178,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,240 | $177,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 25,553 | $177,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 98,141 | $177,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 66,282 | $176,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 171,000 | $174,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 8,158 | $172,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,470 | $172,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 31,688 | $171,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,415 | $170,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,847 | $170,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,437 | $169,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 18,936 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 4,337 | $169,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 52,963 | $168,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 5,089 | $168,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 17,823 | $168,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 145,297 | $167,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,984 | $166,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 16,059 | $165,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 3,971 | $163,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,189 | $162,000 | thousands by filing date | |
| LONGFIN CORP | 54304F906 | CALL | 9,400 | $162,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,891 | $161,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 161,000 | $161,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 2,416 | $160,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 20,102 | $160,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,324 | $159,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,533 | $159,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 21,488 | $159,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 36,546 | $159,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,135 | $158,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,859 | $158,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,778 | $158,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 22,032 | $158,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 175,000 | $158,000 | thousands by filing date | principal |
| ASTRONICS CORP COM | 046433108 | Stock | 4,219 | $157,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 11,313 | $157,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 25,624 | $155,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 89,000 | $155,000 | thousands by filing date | principal |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 126,000 | $155,000 | thousands by filing date | principal |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,581 | $154,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 8,311 | $154,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 6,074 | $154,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,190 | $154,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,126 | $153,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 17,606 | $153,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,596 | $153,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,335 | $152,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,497 | $151,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,353 | $150,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,788 | $150,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 49,215 | $150,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,277 | $150,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 4,299 | $149,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 7,362 | $147,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 89,228 | $146,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 45,063 | $146,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,758 | $145,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,133 | $145,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 5,345 | $145,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 10,000 | $145,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000094 | this filing | 2018-05-10 | acceptance time not in the bulk data set |