13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 5,418 holding rows worth $466,549,718,000.
- Accession
- 0000019617-18-000094
- Filer
- CIK 19617
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,822 entries on the cover page, a total value of $466,549,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,549,718,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE FOODS INC | 72348P954 | Cmn | 197,500 | $10,685,000 | thousands by filing date | put |
| WEIBO CORP | 948596901 | SPONSORED ADR | 89,200 | $10,663,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 558,123 | $10,654,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 261,983 | $10,644,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 653,375 | $10,617,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,083,212 | $10,604,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 253,701 | $10,595,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 175,200 | $10,584,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 225,609 | $10,555,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 7,325,000 | $10,540,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 206,983 | $10,477,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 233,986 | $10,436,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 450,581 | $10,422,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 225,019 | $10,418,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 403,803 | $10,418,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,006,350 | $10,413,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 740,917 | $10,410,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 197,595 | $10,394,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 171,919 | $10,393,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 576,147 | $10,389,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 196,333 | $10,386,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 381,249 | $10,382,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 470,097 | $10,366,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 68,545 | $10,353,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 55,310 | $10,351,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 67,400 | $10,346,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 412,599 | $10,319,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 384,293 | $10,314,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 256,396 | $10,310,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 136,500 | $10,302,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 966,436 | $10,293,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 154,193 | $10,290,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,301,397 | $10,281,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 538,597 | $10,277,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 169,900 | $10,264,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 473,547 | $10,257,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 4,679,000 | $10,252,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 365,756 | $10,230,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 9,989,000 | $10,224,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 170,977 | $10,213,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 299,812 | $10,212,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 590,533 | $10,211,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 383,937 | $10,162,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 284,902 | $10,151,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 650,000 | $10,140,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 442,886 | $10,101,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 321,320 | $10,095,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 85,256 | $10,072,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 9,799,000 | $10,068,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 1,912,373 | $10,059,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 8,270,000 | $10,059,000 | thousands by filing date | principal |
| GOODRICH PETE CORP | 382410AR9 | DEBT 13.500 8/3 | 10,000,000 | $10,000,000 | thousands by filing date | principal |
| TESARO INC | 881569907 | CALL | 175,000 | $10,000,000 | thousands by filing date | call |
| METLIFE INC | 59156R908 | CALL | 217,830 | $9,996,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 420,734 | $9,950,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 853,578 | $9,944,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,515,777 | $9,927,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 142,742 | $9,916,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 395,124 | $9,910,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 212,958 | $9,864,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 339,492 | $9,859,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 254,734 | $9,846,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 58,500 | $9,845,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 166,900 | $9,840,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5,934,000 | $9,818,000 | thousands by filing date | principal |
| ISHARES TR | 464287192 | US TRSPRTION | 52,432 | $9,806,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 59,828 | $9,803,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,136,858 | $9,799,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 12,141,000 | $9,786,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635909 | CALL | 600,400 | $9,769,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 9,840,000 | $9,758,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 301,507 | $9,754,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 125,000 | $9,748,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 164,295 | $9,697,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 293,345 | $9,683,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 285,986 | $9,681,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 9,991,000 | $9,661,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 804,588 | $9,646,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 10,199,000 | $9,615,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 188,046 | $9,577,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 392,136 | $9,575,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J954 | COM | 70,000 | $9,574,000 | thousands by filing date | put |
| HONEYWELL INTL INC | 438516906 | CALL | 65,900 | $9,523,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 91,800 | $9,506,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 481,308 | $9,481,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 201,556 | $9,453,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 188,029 | $9,449,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 180,699 | $9,435,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 276,156 | $9,428,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 348,973 | $9,408,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 200,000 | $9,396,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075AC9 | BOND | 9,637,000 | $9,359,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 78,285 | $9,358,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 543,774 | $9,326,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 477,481 | $9,320,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 170,600 | $9,293,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 37,117 | $9,282,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 173,500 | $9,270,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 234,780 | $9,262,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 246,567 | $9,261,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 175,497 | $9,259,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 466,454 | $9,255,000 | thousands by filing date | |
| HUMANA INC | 444859902 | COM | 34,400 | $9,248,000 | thousands by filing date | call |
| E*TRADE FINANCIAL CORPORATION | 269246951 | COM | 166,800 | $9,242,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 239,619 | $9,231,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 230,170 | $9,226,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502901 | COM | 60,200 | $9,223,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 200,080 | $9,219,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 157,682 | $9,216,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 818,018 | $9,203,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 147,500 | $9,188,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 338,578 | $9,157,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 91,789 | $9,151,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 347,014 | $9,147,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 199,885 | $9,103,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 185,070 | $9,097,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 735,975 | $9,096,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 943,297 | $9,083,000 | thousands by filing date | |
| PENTAIR PLC | G7S00T904 | SHS | 133,300 | $9,082,000 | thousands by filing date | call |
| MASCO CORP | 574599956 | PUT | 223,900 | $9,055,000 | thousands by filing date | put |
| SCHWAB CHARLES CORP | 808513905 | CALL | 173,200 | $9,045,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 638,564 | $9,030,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 90,573 | $9,025,000 | thousands by filing date | |
| AETNA INC | 00817Y908 | COM | 53,400 | $9,025,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 125,737 | $8,996,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 47,416 | $8,964,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 459,229 | $8,932,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 441,149 | $8,916,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 29,017 | $8,908,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,167,381 | $8,908,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 311,735 | $8,900,000 | thousands by filing date | |
| CME GROUP INC | 12572Q905 | CALL | 55,000 | $8,896,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q955 | PUT | 55,000 | $8,896,000 | thousands by filing date | put |
| ALTABA INC | 021346901 | CALL | 120,000 | $8,885,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 180,826 | $8,866,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 8,326,000 | $8,817,000 | thousands by filing date | principal |
| SOHU.COM INC | 83408W903 | COM | 285,000 | $8,812,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 394,022 | $8,791,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,228,135 | $8,781,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 334,282 | $8,765,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 460,277 | $8,763,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 7,919,000 | $8,759,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 7,500,000 | $8,739,000 | thousands by filing date | principal |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 53,400 | $8,703,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 259,755 | $8,694,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 872,170 | $8,635,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 6,829,000 | $8,631,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914903 | COM | 126,800 | $8,627,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 112,698 | $8,623,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 9,029,000 | $8,623,000 | thousands by filing date | principal |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 509,988 | $8,619,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 82,605 | $8,613,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 962,124 | $8,592,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,865,368 | $8,581,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 500,000 | $8,545,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 885,361 | $8,544,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 137,100 | $8,540,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 62,952 | $8,526,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 174,295 | $8,505,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 780,791 | $8,503,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 114,683 | $8,501,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 618,609 | $8,474,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 238,100 | $8,450,000 | thousands by filing date | call |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 535,386 | $8,438,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 368,280 | $8,434,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 593,906 | $8,434,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 106,816 | $8,429,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,434,000 | $8,424,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 158,884 | $8,417,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,493,669 | $8,394,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,605,227 | $8,389,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 853,631 | $8,323,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 232,214 | $8,322,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 20,099 | $8,305,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,093,684 | $8,291,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 170,406 | $8,290,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 174,540 | $8,277,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,758,000 | $8,267,000 | thousands by filing date | principal |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 102,068 | $8,258,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 305,482 | $8,255,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 357,057 | $8,237,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 110,423 | $8,232,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 320,000 | $8,224,000 | thousands by filing date | put |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 221,555 | $8,209,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 70,062 | $8,198,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 9,471,842 | $8,194,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,470,318 | $8,190,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 207,273 | $8,187,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,232,040 | $8,181,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 358,050 | $8,175,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 96,333 | $8,173,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 105,600 | $8,170,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 132,574 | $8,161,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 113,923 | $8,151,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,952,441 | $8,141,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 567,852 | $8,120,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 135,418 | $8,093,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 26,000 | $8,092,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 149,355 | $8,091,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 383,770 | $8,078,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 169,739 | $8,072,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 67,966 | $8,047,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 247,588 | $8,044,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 209,745 | $8,036,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 134,369 | $8,020,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 595,619 | $7,998,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,846,674 | $7,995,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 135,942 | $7,991,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 613,692 | $7,978,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 443,142 | $7,967,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 120,837 | $7,946,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J956 | COM | 399,400 | $7,928,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 211,061 | $7,924,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L958 | PUT | 3,800 | $7,905,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 86,295 | $7,885,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 292,869 | $7,878,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 182,755 | $7,848,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 986,255 | $7,821,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 50,000 | $7,819,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 467,210 | $7,807,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 70,700 | $7,806,000 | thousands by filing date | put |
| LOWES COS INC | 548661907 | CALL | 88,900 | $7,801,000 | thousands by filing date | call |
| XEROX CORP | 984121958 | COM | 270,000 | $7,771,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 221,393 | $7,757,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 213,970 | $7,746,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 201,240 | $7,740,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 48,600 | $7,729,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 363,253 | $7,723,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 692,442 | $7,720,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 282,027 | $7,708,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 265,881 | $7,703,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 225,701 | $7,701,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,045,000 | $7,701,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 146,766 | $7,698,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 47,100 | $7,693,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 80,035 | $7,687,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 283,597 | $7,686,000 | thousands by filing date | |
| STATE STR CORP | 857477953 | COM | 77,000 | $7,679,000 | thousands by filing date | put |
| FLUOR CORP | 343412952 | COM | 134,100 | $7,673,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,630,456 | $7,660,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 979,212 | $7,638,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 404,046 | $7,636,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 260,079 | $7,618,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 199,255 | $7,602,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 225,879 | $7,602,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 237,460 | $7,597,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,158,717 | $7,590,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190954 | PUT | 32,600 | $7,570,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 99,156 | $7,562,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 136,292 | $7,560,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,274,637 | $7,558,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V957 | PUT | 111,000 | $7,554,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 54,175 | $7,537,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 120,888 | $7,526,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 90,000 | $7,516,000 | thousands by filing date | call |
| ZOETIS INC | 98978V953 | PUT | 90,000 | $7,516,000 | thousands by filing date | put |
| SNAP INC | 83304A956 | PUT | 473,000 | $7,507,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 745,700 | $7,494,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 71,295 | $7,480,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 910,822 | $7,478,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 84,000 | $7,473,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 129,491 | $7,471,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 182,553 | $7,465,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 518,353 | $7,465,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 248,917 | $7,462,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 148,952 | $7,453,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 210,160 | $7,440,000 | thousands by filing date | |
| DAVITA INC | 23918K908 | COM | 112,500 | $7,418,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 110,152 | $7,406,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 95,156 | $7,393,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 248,500 | $7,390,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 348,117 | $7,387,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 21,381 | $7,379,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 128,600 | $7,358,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 127,391 | $7,342,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 147,222 | $7,334,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 257,136 | $7,318,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 319,483 | $7,309,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 217,629 | $7,301,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 311,022 | $7,300,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,359,000 | $7,298,000 | thousands by filing date | principal |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 237,768 | $7,295,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 56,242 | $7,279,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 29,826 | $7,279,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 306,691 | $7,274,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 968,490 | $7,254,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 30,200 | $7,251,000 | thousands by filing date | put |
| NIKE INC | 654106903 | CALL | 109,100 | $7,249,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 7,049,000 | $7,246,000 | thousands by filing date | principal |
| DISH NETWORK CORP-A | 25470M959 | COM | 191,200 | $7,245,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 52,973 | $7,236,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116901 | CALL | 323,500 | $7,230,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 84,206 | $7,222,000 | thousands by filing date | |
| MYLAN N V | N59465959 | PUT | 175,000 | $7,205,000 | thousands by filing date | put |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 381,958 | $7,203,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 327,052 | $7,202,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 45,200 | $7,188,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 278,226 | $7,184,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 1,470,000 | $7,174,000 | thousands by filing date | put |
| WEIBO CORP | 948596951 | SPONSORED ADR | 60,000 | $7,172,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 58,331 | $7,166,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 61,956 | $7,159,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,021,618 | $7,157,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 35,000 | $7,149,000 | thousands by filing date | call |
| T-MOBILE US INC | 872590904 | COM | 117,100 | $7,148,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 63,895 | $7,119,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 373,035 | $7,095,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 622,386 | $7,089,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 66,878 | $7,084,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 395,319 | $7,076,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL CORP | 63934E908 | COM | 202,200 | $7,071,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 280,532 | $7,061,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q903 | CALL | 50,000 | $7,044,000 | thousands by filing date | call |
| MCKESSON CORP | 58155Q953 | COM | 50,000 | $7,044,000 | thousands by filing date | put |
| TYSON FOODS INC | 902494903 | CALL | 96,000 | $7,026,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 125,768 | $7,013,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 62,900 | $7,011,000 | thousands by filing date | put |
| CARNIVAL CORP | 143658900 | CALL | 106,400 | $6,978,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 939,242 | $6,969,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 254,036 | $6,950,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 121,229 | $6,949,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 83,517 | $6,947,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 73,888 | $6,940,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 238,980 | $6,926,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,978,795 | $6,926,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 151,785 | $6,921,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 132,448 | $6,920,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 338,616 | $6,904,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 815,789 | $6,894,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 338,643 | $6,888,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 122,428 | $6,859,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 119,353 | $6,851,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 5,607,000 | $6,849,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP | 701094954 | COM | 40,000 | $6,841,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 287,748 | $6,831,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 136,165 | $6,830,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P903 | CALL | 61,800 | $6,823,000 | thousands by filing date | call |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 7,065,000 | $6,822,000 | thousands by filing date | principal |
| MADDEN STEVEN LTD | 556269108 | COM | 155,304 | $6,818,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 3,408,109 | $6,816,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 50,000 | $6,815,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,273,758 | $6,809,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 297,751 | $6,792,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 375,953 | $6,778,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 226,786 | $6,770,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 304,000 | $6,759,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 569,361 | $6,747,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 173,618 | $6,744,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 735,160 | $6,742,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 276,777 | $6,740,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 230,623 | $6,722,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 242,811 | $6,701,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 107,718 | $6,684,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 609,049 | $6,681,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 652,177 | $6,665,000 | thousands by filing date | |
| F5 INC | 315616952 | PUT | 46,000 | $6,652,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 55,193 | $6,651,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 50,000 | $6,650,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 55,801 | $6,645,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 80,088 | $6,644,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,041,696 | $6,636,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 57,373 | $6,620,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 46,168 | $6,603,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 193,519 | $6,587,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 188,000 | $6,584,000 | thousands by filing date | put |
| AMERICAN TOWER CORP | 03027X900 | COM | 45,300 | $6,584,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,638,000 | $6,580,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 237,257 | $6,573,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 396,209 | $6,557,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 47,107 | $6,556,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 82,700 | $6,556,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 83,577 | $6,555,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 776,047 | $6,527,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 94,937 | $6,523,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,185,000 | $6,520,000 | thousands by filing date | principal |
| DEERE & CO | 244199905 | CALL | 41,900 | $6,508,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 265,500 | $6,499,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 80,700 | $6,496,000 | thousands by filing date | put |
| ALLETE INC | 018522300 | COM NEW | 89,830 | $6,490,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 56,812 | $6,483,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 90,000 | $6,471,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 86,841 | $6,470,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 87,527 | $6,450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 109,664 | $6,449,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 140,243 | $6,437,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 300,081 | $6,436,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 276,402 | $6,435,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 123,024 | $6,434,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,491,445 | $6,427,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 2,014,669 | $6,427,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 246,224 | $6,417,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 183,270 | $6,409,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 69,495 | $6,408,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,120,340 | $6,404,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 6,000,000 | $6,401,000 | thousands by filing date | principal |
| AMERICAN WOODMARK CORP | 030506109 | COM | 64,950 | $6,395,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 6,238,000 | $6,391,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 156,852 | $6,374,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 314,324 | $6,368,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 239,899 | $6,356,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 255,000 | $6,339,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 360,897 | $6,331,000 | thousands by filing date | |
| ALKERMES PLC | G01767905 | SHS | 109,000 | $6,318,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 546,562 | $6,313,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 160,693 | $6,312,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 80,023 | $6,310,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 372,873 | $6,298,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 79,137 | $6,295,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 110,500 | $6,292,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 71,968 | $6,286,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,873,000 | $6,279,000 | thousands by filing date | principal |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 155,974 | $6,255,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 406,995 | $6,251,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 612,422 | $6,240,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 109,268 | $6,229,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 80,000 | $6,198,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 126,683 | $6,194,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 50,000 | $6,175,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 6,075,000 | $6,171,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 215,289 | $6,168,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 380,423 | $6,144,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 5,200,000 | $6,139,000 | thousands by filing date | principal |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 51,757 | $6,134,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S953 | COM | 30,000 | $6,128,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 86,642 | $6,119,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 37,400 | $6,109,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 559,280 | $6,096,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 395,737 | $6,095,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 988,292 | $6,088,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 426,941 | $6,075,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 353,007 | $6,064,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 84,304 | $6,041,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | G50871905 | SHS USD | 40,000 | $6,040,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC | G50871955 | SHS USD | 40,000 | $6,040,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 140,362 | $6,036,000 | thousands by filing date | |
| ANDEAVOR | 03349M955 | PUT | 60,000 | $6,034,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 178,182 | $6,032,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 202,085 | $6,027,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 192,609 | $6,016,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,074,161 | $6,015,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 105,712 | $5,994,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 73,196 | $5,985,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 153,129 | $5,980,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 172,156 | $5,980,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 46,578 | $5,977,000 | thousands by filing date | |
| STATE STR CORP | 857477903 | COM | 59,900 | $5,974,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 5,935,000 | $5,966,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 268,472 | $5,965,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 239,666 | $5,954,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 142,109 | $5,947,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 14,400 | $5,945,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 56,346 | $5,933,000 | thousands by filing date | |
| F5 INC | 315616902 | CALL | 41,000 | $5,929,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 277,617 | $5,927,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,668,000 | $5,925,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 128,742 | $5,922,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 7,091,000 | $5,921,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 84,278 | $5,882,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 126,577 | $5,874,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 381,402 | $5,874,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 145,000 | $5,871,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5,754,000 | $5,857,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494953 | CL A | 80,000 | $5,855,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 176,368 | $5,842,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 449,059 | $5,838,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 3,417,484 | $5,833,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,439,372 | $5,830,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 296,921 | $5,819,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 5,752,000 | $5,817,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 252,493 | $5,816,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 243,286 | $5,814,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 111,300 | $5,812,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 339,661 | $5,801,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 24,000 | $5,794,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 24,000 | $5,794,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 115,928 | $5,791,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 116,305 | $5,784,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,313,939 | $5,781,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 341,717 | $5,771,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,038,174 | $5,768,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 287,762 | $5,767,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 88,742 | $5,764,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,532,258 | $5,761,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 128,527 | $5,758,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 242,808 | $5,754,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 326,400 | $5,735,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 201,061 | $5,720,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 146,272 | $5,715,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 360,074 | $5,714,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 258,952 | $5,710,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 256,654 | $5,710,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 223,244 | $5,679,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 67,221 | $5,678,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 25,700 | $5,677,000 | thousands by filing date | put |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 5,217,000 | $5,676,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 119,186 | $5,670,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 110,000 | $5,668,000 | thousands by filing date | call |
| Arsanis Inc | 042873109 | COM | 247,415 | $5,663,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 320,699 | $5,660,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 199,974 | $5,655,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000094 | this filing | 2018-05-10 | acceptance time not in the bulk data set |