13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-10, with 5,418 holding rows worth $466,549,718,000.
- Accession
- 0000019617-18-000094
- Filer
- CIK 19617
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,822 entries on the cover page, a total value of $466,549,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $466,549,718,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 13,533,000 | $20,573,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 135,736 | $20,544,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 274,900 | $20,510,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G952 | CALL | 274,700 | $20,495,000 | thousands by filing date | put |
| JOHNSON & JOHNSON | 478160954 | Option | 159,900 | $20,491,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 235,415 | $20,481,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 805,486 | $20,467,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 20,578,000 | $20,447,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,450,000 | $20,438,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 11,360,000 | $20,399,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375U101 | COM | 889,566 | $20,390,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 469,372 | $20,347,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,457,469 | $20,332,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,363,078 | $20,215,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 588,188 | $20,187,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 379,821 | $20,168,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200,781 | $20,139,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 421,840 | $20,108,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 331,540 | $20,108,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,155,464 | $20,105,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 136,400 | $20,103,000 | thousands by filing date | call |
| SLB LIMITED | 806857958 | PUT | 310,200 | $20,095,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 357,924 | $20,047,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 418,900 | $20,032,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,271,383 | $20,013,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 132,506 | $19,987,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 565,400 | $19,896,000 | thousands by filing date | put |
| MEDTRONIC PLC | G5960L953 | SHS | 247,700 | $19,870,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 105,865 | $19,839,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,247,102 | $19,828,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 240,222 | $19,816,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,208,419 | $19,794,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 1,210,500 | $19,792,000 | thousands by filing date | put |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,009,510 | $19,786,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 266,407 | $19,717,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 3,872,447 | $19,672,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 578,080 | $19,666,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 317,129 | $19,659,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 586,964 | $19,611,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 598,355 | $19,608,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,356,410 | $19,605,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 803,890 | $19,558,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 520,510 | $19,545,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y905 | CALL | 358,300 | $19,517,000 | thousands by filing date | call |
| iShares Global Tech ETF | 464287291 | SHS | 122,972 | $19,471,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 375,979 | $19,447,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,180,263 | $19,415,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 324,172 | $19,414,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 588,809 | $19,395,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 306,600 | $19,392,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 287,276 | $19,391,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 440,693 | $19,364,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 256,386 | $19,345,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 438,484 | $19,341,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 113,956 | $19,338,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 954,656 | $19,237,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 9,536,000 | $19,222,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 458,583 | $19,123,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 495,040 | $19,108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 868,708 | $19,094,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,458,275 | $19,089,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 446,711 | $19,003,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 527,971 | $18,943,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 838,070 | $18,899,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 182,755 | $18,859,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 446,396 | $18,812,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,443,507 | $18,810,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 208,723 | $18,791,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,863,044 | $18,782,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 18,812,000 | $18,742,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 294,511 | $18,717,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 946,977 | $18,711,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 382,599 | $18,636,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 298,952 | $18,590,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 7,198,097 | $18,571,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 283,072 | $18,549,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 321,777 | $18,531,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 245,700 | $18,523,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 266,300 | $18,500,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 2,111,267 | $18,474,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 214,801 | $18,445,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 187,643 | $18,409,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 213,364 | $18,379,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 316,600 | $18,328,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 854,197 | $18,289,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 851,401 | $18,261,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 124,790 | $18,256,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 453,374 | $18,240,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 95,563 | $18,212,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 828,600 | $18,163,000 | thousands by filing date | call |
| VANGUARD STAR FDS | 921909768 | COM | 321,005 | $18,153,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 910,736 | $18,151,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 684,185 | $18,151,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 18,655,000 | $18,143,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 15,799,000 | $18,106,000 | thousands by filing date | principal |
| TELEFLEX INCORPORATED | 879369106 | COM | 71,001 | $18,104,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 537,904 | $18,073,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 210,901 | $18,062,000 | thousands by filing date | |
| EATON CORP PLC | G29183953 | PUT | 225,400 | $18,012,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 159,499 | $17,975,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 491,205 | $17,899,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 104,600 | $17,832,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 285,827 | $17,818,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 246,251 | $17,812,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 666,354 | $17,792,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 169,000 | $17,791,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 645,534 | $17,784,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 267,100 | $17,746,000 | thousands by filing date | put |
| DAVITA INC | 23918K958 | PUT | 268,500 | $17,705,000 | thousands by filing date | put |
| iShares U.S. Technology ETF | 464287721 | SHS | 105,220 | $17,699,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 574,238 | $17,698,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,632,424 | $17,690,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 453,715 | $17,672,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,298,262 | $17,670,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 367,900 | $17,593,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 463,254 | $17,576,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 492,577 | $17,545,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 623,184 | $17,493,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 160,456 | $17,479,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 325,988 | $17,460,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,500,815 | $17,439,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 428,735 | $17,428,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 320,200 | $17,425,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F958 | PUT | 730,000 | $17,425,000 | thousands by filing date | put |
| METLIFE INC | 59156R958 | PUT | 379,100 | $17,397,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 148,809 | $17,383,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 145,927 | $17,369,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,264,559 | $17,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 602,789 | $17,324,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,584,329 | $17,301,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 890,237 | $17,297,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 5,010,000 | $17,297,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 334,356 | $17,269,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 141,278 | $17,219,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 539,562 | $17,213,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 79,150 | $17,210,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 465,046 | $17,187,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 618,594 | $17,142,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 149,624 | $17,135,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 209,120 | $17,121,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,250,296 | $17,117,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 308,761 | $17,105,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 149,700 | $17,072,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,566,000 | $17,054,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 117,900 | $17,038,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 805,282 | $17,032,000 | thousands by filing date | |
| HP INC | 40434L955 | COM | 776,500 | $17,021,000 | thousands by filing date | put |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 297,000 | $17,012,000 | thousands by filing date | put |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 163,856 | $17,009,000 | thousands by filing date | |
| RANGE RES CORP | 75281A909 | COM | 1,169,400 | $17,003,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 84,535 | $16,996,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 264,565 | $16,986,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 395,384 | $16,953,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 14,304,000 | $16,943,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 232,014 | $16,879,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 166,625 | $16,877,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 744,253 | $16,850,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,143,510 | $16,834,000 | thousands by filing date | |
| BROADCOM LTD | Y09827909 | CALL | 71,400 | $16,825,000 | thousands by filing date | call |
| UNION PAC CORP | 907818908 | CALL | 125,000 | $16,804,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 418,023 | $16,763,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 264,359 | $16,745,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 16,168,000 | $16,726,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 447,070 | $16,701,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 454,004 | $16,694,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 51,663 | $16,692,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 288,300 | $16,690,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,552,563 | $16,689,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 662,791 | $16,682,000 | thousands by filing date | |
| ORACLE CORP | 68389X955 | PUT | 364,600 | $16,680,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,407,297 | $16,634,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,068,498 | $16,615,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 291,116 | $16,576,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 232,256 | $16,572,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 1,521,500 | $16,569,000 | thousands by filing date | put |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 17,684,000 | $16,545,000 | thousands by filing date | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 965,708 | $16,523,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 255,209 | $16,518,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 767,537 | $16,480,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 373,519 | $16,479,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 669,091 | $16,459,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 966,826 | $16,436,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 333,613 | $16,410,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 519,879 | $16,386,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 608,967 | $16,351,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 158,442 | $16,348,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,064,803 | $16,345,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 487,115 | $16,309,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,152,500 | $16,296,000 | thousands by filing date | call |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 11,674,000 | $16,292,000 | thousands by filing date | principal |
| WAGEWORKS INC | 930427109 | COM | 360,137 | $16,279,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 17,625,000 | $16,248,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 131,206 | $16,243,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,230,426 | $16,241,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 610,878 | $16,175,000 | thousands by filing date | |
| INCYTE CORP | 45337C952 | COM | 193,700 | $16,141,000 | thousands by filing date | put |
| UNION PAC CORP | 907818958 | COM | 120,000 | $16,132,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 1,065,983 | $16,128,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,188,382 | $16,103,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 531,049 | $16,092,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 621,050 | $16,055,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y907 | CALL | 158,500 | $16,054,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 15,586,000 | $16,047,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 320,593 | $16,033,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 453,522 | $15,982,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 420,343 | $15,973,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 678,714 | $15,923,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 844,482 | $15,918,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W958 | SPONSORED ADR | 570,000 | $15,857,000 | thousands by filing date | put |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 139,700 | $15,761,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 100,090 | $15,757,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 277,037 | $15,722,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 285,639 | $15,672,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 884,198 | $15,624,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 557,123 | $15,605,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 349,400 | $15,604,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 786,621 | $15,551,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 438,850 | $15,548,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 397,396 | $15,499,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 61,400 | $15,464,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 895,414 | $15,447,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 395,300 | $15,421,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 580,088 | $15,419,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,081,398 | $15,399,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,463,311 | $15,371,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 375,851 | $15,356,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 62,871 | $15,322,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,421,803 | $15,298,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,506,900 | $15,267,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 389,627 | $15,234,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 14,586,000 | $15,219,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 618,730 | $15,215,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 861,329 | $15,202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 377,453 | $15,200,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 375,000 | $15,184,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 300,002 | $15,171,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,269,825 | $15,161,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 401,603 | $15,156,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 484,057 | $15,151,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 416,900 | $15,150,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 619,205 | $15,139,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 138,606 | $15,135,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 289,501 | $15,035,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 319,296 | $15,023,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 229,400 | $15,019,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 346,758 | $15,018,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 180,789 | $15,015,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,057,870 | $15,011,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 525,151 | $14,993,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 492,339 | $14,982,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 69,300 | $14,974,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746901 | CALL | 285,400 | $14,958,000 | thousands by filing date | call |
| CITIGROUP INC | 172967904 | CALL | 221,500 | $14,951,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 649,087 | $14,941,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 233,254 | $14,905,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 7,081,012 | $14,870,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 340,726 | $14,828,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 984,023 | $14,800,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 294,326 | $14,790,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 613,684 | $14,789,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 953,356 | $14,749,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 257,501 | $14,734,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 224,694 | $14,682,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 413,427 | $14,648,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 189,100 | $14,631,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 672,431 | $14,626,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 11,606,000 | $14,624,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 14,172,000 | $14,618,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 504,774 | $14,608,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,396,868 | $14,597,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 553,214 | $14,577,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 309,600 | $14,545,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 13,156,000 | $14,537,000 | thousands by filing date | principal |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 181,746 | $14,528,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 269,935 | $14,509,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 377,784 | $14,450,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 529,192 | $14,448,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,268,183 | $14,419,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 747,918 | $14,404,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 442,658 | $14,399,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 932,071 | $14,382,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 224,698 | $14,364,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 598,700 | $14,357,000 | thousands by filing date | call |
| COCA COLA CO | 191216900 | CALL | 329,600 | $14,315,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 276,539 | $14,297,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 698,086 | $14,282,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 234,898 | $14,259,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 828,309 | $14,256,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 754,951 | $14,230,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 14,063,000 | $14,228,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 333,891 | $14,224,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 293,235 | $14,210,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 186,835 | $14,147,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 415,767 | $14,136,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 780,131 | $14,121,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 181,609 | $14,111,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 765,536 | $14,099,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 325,121 | $14,089,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,026,264 | $14,082,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 221,427 | $14,067,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,224,000 | $14,062,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 91,557 | $14,057,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,259,566 | $13,994,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,850,652 | $13,968,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 552,331 | $13,935,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 566,973 | $13,919,000 | thousands by filing date | |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 994,200 | $13,899,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 166,767 | $13,882,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 126,236 | $13,858,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 51,500 | $13,845,000 | thousands by filing date | put |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 14,575,000 | $13,845,000 | thousands by filing date | principal |
| FMC CORP COM NEW | 302491303 | Stock | 180,781 | $13,840,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 147,503 | $13,823,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 194,124 | $13,775,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,772,166 | $13,752,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,018,167 | $13,744,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 284,573 | $13,722,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 111,015 | $13,719,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 75,200 | $13,713,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 282,382 | $13,696,000 | thousands by filing date | |
| KROGER CO | 501044951 | PUT | 572,100 | $13,696,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 246,745 | $13,670,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 661,814 | $13,667,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 170,874 | $13,646,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 339,000 | $13,641,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 268,728 | $13,630,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 100,000 | $13,578,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 446,377 | $13,565,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 315,168 | $13,563,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 893,007 | $13,538,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,056,581 | $13,524,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 7,493,000 | $13,497,000 | thousands by filing date | principal |
| SLB LIMITED | 806857908 | CALL | 208,300 | $13,494,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 480,775 | $13,422,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320956 | PUT | 87,500 | $13,397,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,008,283 | $13,396,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 13,415,000 | $13,391,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 4,841,740 | $13,363,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 145,430 | $13,362,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 573,887 | $13,342,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 13,070,000 | $13,330,000 | thousands by filing date | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 95,447 | $13,285,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 341,453 | $13,280,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 330,000 | $13,279,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 555,457 | $13,259,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 457,034 | $13,259,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,117,059 | $13,237,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 216,500 | $13,215,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 510,792 | $13,199,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 280,095 | $13,192,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149955 | PUT | 843,600 | $13,160,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,260,535 | $13,147,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 336,900 | $13,142,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 271,248 | $13,112,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 6,300 | $13,106,000 | thousands by filing date | call |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 470,000 | $13,075,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 705,732 | $12,979,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 638,542 | $12,969,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 72,700 | $12,958,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 223,959 | $12,911,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 367,156 | $12,906,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 83,800 | $12,863,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 319,933 | $12,849,000 | thousands by filing date | |
| PHILLIPS 66 | 718546954 | PUT | 133,900 | $12,844,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V950 | PUT | 860,000 | $12,754,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 199,700 | $12,743,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 476,332 | $12,732,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 238,096 | $12,726,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 447,193 | $12,723,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 225,381 | $12,708,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,437,172 | $12,690,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 135,900 | $12,677,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 197,177 | $12,659,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320906 | COM | 82,500 | $12,632,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 817,088 | $12,624,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 196,623 | $12,560,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 70,100 | $12,495,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,447,798 | $12,494,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 535,358 | $12,474,000 | thousands by filing date | |
| Armo Biosciences Inc | 04225U104 | COM | 332,548 | $12,441,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 274,668 | $12,439,000 | thousands by filing date | |
| CATERPILLAR INC | 149123951 | PUT | 84,400 | $12,439,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 786,322 | $12,432,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 271,716 | $12,426,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 684,283 | $12,420,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 286,564 | $12,407,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 270,800 | $12,389,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 7,278,527 | $12,374,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 342,243 | $12,369,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 484,462 | $12,365,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 114,670 | $12,343,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 372,220 | $12,317,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,500,000 | $12,264,000 | thousands by filing date | principal |
| NETEASE COM INC | 64110W952 | PUT | 43,700 | $12,253,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 1,277,533 | $12,213,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 893,361 | $12,204,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,299,988 | $12,181,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 240,328 | $12,166,000 | thousands by filing date | |
| INCYTE CORP | 45337C902 | COM | 146,000 | $12,166,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 212,670 | $12,165,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 104,813 | $12,157,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 129,765 | $12,127,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 285,067 | $12,121,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 274,915 | $12,096,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 426,076 | $12,075,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V907 | COM | 177,100 | $12,052,000 | thousands by filing date | call |
| TRONC INC | 89703P107 | COM | 732,609 | $12,029,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 230,562 | $12,017,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 47,700 | $12,014,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 101,427 | $12,009,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 811,297 | $12,007,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 431,578 | $12,002,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 344,662 | $11,970,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 11,961,000 | $11,962,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 111,938 | $11,948,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 206,854 | $11,932,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 244,837 | $11,845,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 208,083 | $11,843,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 113,813 | $11,836,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 522,561 | $11,836,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 100,000 | $11,833,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 362,588 | $11,831,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 1,176,000 | $11,819,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 229,458 | $11,817,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 190,258 | $11,785,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 396,180 | $11,727,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 940,500 | $11,709,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 238,743 | $11,686,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 183,219 | $11,664,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 36,000 | $11,632,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 50,000 | $11,629,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 271,100 | $11,589,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,997,407 | $11,585,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,111,000 | $11,581,000 | thousands by filing date | principal |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 310,601 | $11,570,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 220,200 | $11,541,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 385,730 | $11,541,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160904 | CALL | 90,000 | $11,534,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 106,805 | $11,532,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 218,081 | $11,514,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,050,464 | $11,513,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,106,233 | $11,494,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 305,299 | $11,489,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 318,924 | $11,484,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502951 | COM | 74,800 | $11,459,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,346,981 | $11,449,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 74,400 | $11,415,000 | thousands by filing date | put |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 106,341 | $11,404,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 385,720 | $11,398,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 518,772 | $11,341,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 657,090 | $11,334,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 90,000 | $11,324,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 73,797 | $11,314,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 623,591 | $11,306,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 52,300 | $11,301,000 | thousands by filing date | call |
| ISHARES INC | 464286902 | CALL | 219,200 | $11,293,000 | thousands by filing date | call |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 744,869 | $11,285,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 117,300 | $11,251,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 372,507 | $11,247,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 27,979 | $11,239,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 168,673 | $11,228,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 640,923 | $11,223,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 268,400 | $11,200,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 735,144 | $11,196,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 9,599,000 | $11,190,000 | thousands by filing date | principal |
| AGREE RLTY CORP COM | 008492100 | REIT | 232,891 | $11,188,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 195,601 | $11,188,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 60,435 | $11,181,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 246,644 | $11,148,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 69,786 | $11,109,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 150,100 | $11,098,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 212,066 | $11,091,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,668,000 | $11,086,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 540,507 | $11,059,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 141,722 | $11,056,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 796,191 | $11,051,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 488,254 | $11,010,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 392,176 | $10,993,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X950 | COM | 75,600 | $10,988,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 774,436 | $10,981,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 536,752 | $10,944,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 651,211 | $10,941,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 188,493 | $10,932,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,011,853 | $10,928,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,569,985 | $10,912,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 144,300 | $10,890,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 147,663 | $10,881,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 302,186 | $10,833,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 66,400 | $10,822,000 | thousands by filing date | put |
| RIO TINTO PLC | 767204950 | Option | 210,000 | $10,821,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 108,782 | $10,807,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 561,097 | $10,801,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 134,900 | $10,780,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 262,094 | $10,778,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 145,000 | $10,772,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 162,964 | $10,758,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 239,596 | $10,753,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 73,452 | $10,720,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 446,849 | $10,702,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC | 237194955 | COM | 125,500 | $10,699,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000094 | this filing | 2018-05-10 | acceptance time not in the bulk data set |