13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 5,474 holding rows worth $474,638,020,000.
- Accession
- 0000019617-18-000013
- Filer
- CIK 19617
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 20,409 entries on the cover page, a total value of $474,638,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,638,020,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 361,864 | $1,544,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 175,370 | $1,542,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 67,850 | $1,537,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 49,905 | $1,534,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 109,891 | $1,531,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,150 | $1,526,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 79,023 | $1,526,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 46,175 | $1,523,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 102,831 | $1,517,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 23,327 | $1,511,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 19,292 | $1,509,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 69,445 | $1,504,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 157,182 | $1,501,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 86,029 | $1,500,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 32,601 | $1,498,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,269 | $1,497,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 41,732 | $1,497,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,166 | $1,491,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 534,533 | $1,491,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 8,758 | $1,487,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 49,658 | $1,487,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 380,407 | $1,484,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19,941 | $1,477,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,579,000 | $1,477,000 | thousands by filing date | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 38,784 | $1,475,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 76,868 | $1,471,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 33,136 | $1,469,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 109,469 | $1,468,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 30,141 | $1,468,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 47,676 | $1,466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,747 | $1,463,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 86,400 | $1,463,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 25,999 | $1,460,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 88,002 | $1,458,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 31,265 | $1,455,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 276,702 | $1,455,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 116,407 | $1,452,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 9,376 | $1,449,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 13,500 | $1,449,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 177,726 | $1,448,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 60,561 | $1,445,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 50,183 | $1,440,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 107,220 | $1,440,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 100,000 | $1,439,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 100,000 | $1,439,000 | thousands by filing date | put |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15,781 | $1,438,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 6,218,100 | $1,438,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 360,233 | $1,431,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 50,000 | $1,430,000 | thousands by filing date | put |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 41,841 | $1,427,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 12,843 | $1,426,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547958 | COM | 250,000 | $1,415,000 | thousands by filing date | put |
| RANGE RES CORP | 75281A909 | COM | 82,800 | $1,413,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 132,931 | $1,409,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 25,485 | $1,408,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 84,620 | $1,407,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 63,847 | $1,407,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367909 | COM | 14,300 | $1,403,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 37,219 | $1,401,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,029,000 | $1,401,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 48,142 | $1,399,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 19,971 | $1,398,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,739 | $1,395,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 103,566 | $1,391,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 205,457 | $1,389,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 34,739 | $1,389,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 27,000 | $1,386,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 93,341 | $1,386,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 150,000 | $1,385,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 335,281 | $1,385,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 19,029 | $1,382,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 14,904 | $1,379,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 252,392 | $1,375,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 33,790 | $1,372,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 46,370 | $1,372,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,188,000 | $1,371,000 | thousands by filing date | principal |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 37,574 | $1,368,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,915,201 | $1,368,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 51,500 | $1,365,000 | thousands by filing date | call |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 2,150,000 | $1,365,000 | thousands by filing date | principal |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,683 | $1,362,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 30,656 | $1,361,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q902 | CALL | 81,000 | $1,360,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q952 | PUT | 81,000 | $1,360,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 131,569 | $1,359,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 29,826 | $1,355,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 60,323 | $1,340,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 287,182 | $1,338,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 35,467 | $1,337,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 60,698 | $1,334,000 | thousands by filing date | |
| TANGER INC | 875465956 | PUT | 50,000 | $1,326,000 | thousands by filing date | put |
| CATERPILLAR INC | 149123901 | CALL | 8,400 | $1,324,000 | thousands by filing date | call |
| RIO TINTO PLC | 767204950 | Option | 25,000 | $1,323,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 117,817 | $1,320,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 142,346 | $1,318,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 193,564 | $1,305,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 70,475 | $1,300,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 100,000 | $1,300,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 529,892 | $1,298,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,048 | $1,297,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 119,628 | $1,295,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 40,476 | $1,291,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 53,937 | $1,286,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 130,877 | $1,285,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 133,598 | $1,282,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 131,137 | $1,279,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 100,681 | $1,273,000 | thousands by filing date | |
| APTIV PLC | G6095L909 | OPTION | 15,000 | $1,272,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 21,555 | $1,270,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 35,618 | $1,267,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 41,274 | $1,267,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 210,215 | $1,263,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 9,479 | $1,261,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 120,696 | $1,259,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 35,582 | $1,258,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 107,025 | $1,258,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 92,598 | $1,258,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 53,325 | $1,257,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 44,069 | $1,247,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 17,787 | $1,243,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 69,007 | $1,241,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 45,704 | $1,241,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 212,643 | $1,240,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 23,840 | $1,238,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 19,714 | $1,237,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 47,052 | $1,236,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W903 | COM | 40,000 | $1,229,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W953 | COM | 40,000 | $1,229,000 | thousands by filing date | put |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 27,815 | $1,229,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 524,834 | $1,223,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W902 | CALL | 142,100 | $1,219,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC | 85208M902 | COM | 50,000 | $1,218,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 20,086 | $1,217,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 34,587 | $1,217,000 | thousands by filing date | |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 180,000 | $1,213,000 | thousands by filing date | put |
| OCLARO INC | 67555N906 | CALL | 180,000 | $1,213,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 33,295 | $1,212,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 24,887 | $1,209,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 34,215 | $1,209,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 43,186 | $1,208,000 | thousands by filing date | |
| SYMANTEC CORP | 871503958 | COM | 43,000 | $1,207,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 24,383 | $1,206,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 34,728 | $1,204,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 41,428 | $1,200,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 52,470 | $1,198,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 67,590 | $1,197,000 | thousands by filing date | |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 21,100 | $1,193,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 58,710 | $1,192,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 173,445 | $1,191,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,042 | $1,189,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 46,151 | $1,188,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 157,957 | $1,184,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 903,000 | $1,183,000 | thousands by filing date | principal |
| CVS HEALTH CORP | 126650950 | PUT | 16,300 | $1,182,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 87,965 | $1,181,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 20,000 | $1,180,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 39,325 | $1,179,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 32,908 | $1,173,000 | thousands by filing date | |
| B & G FOODS INC | 05508R906 | COM | 33,300 | $1,170,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 168,332 | $1,170,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 19,570 | $1,169,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 51,830 | $1,168,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 81,661 | $1,168,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 42,638 | $1,166,000 | thousands by filing date | |
| CELLECTIS S A | 15117K903 | SPON ADS | 40,000 | $1,166,000 | thousands by filing date | call |
| CELLECTIS S A | 15117K953 | SPON ADS | 40,000 | $1,166,000 | thousands by filing date | put |
| CHINA CORD BLOOD CORP | G21107100 | COM | 117,215 | $1,166,000 | thousands by filing date | |
| AGRIUM INC | 008916958 | COM | 10,100 | $1,162,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 22,600 | $1,162,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 37,231 | $1,160,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 37,087 | $1,155,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 144,666 | $1,154,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,000,000 | $1,152,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 49,660 | $1,149,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 222,301 | $1,141,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 34,946 | $1,135,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 31,374 | $1,134,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 92,164 | $1,129,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 216,053 | $1,127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 14,667 | $1,126,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 33,578 | $1,126,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 32,878 | $1,125,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 3,500 | $1,124,000 | thousands by filing date | call |
| JUPAI HLDGS LTD | 48205B107 | ADS | 60,680 | $1,122,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 52,120 | $1,120,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 23,841 | $1,120,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 69,250 | $1,119,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 54,431 | $1,119,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 304,650 | $1,118,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 44,026 | $1,116,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,135,000 | $1,115,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 63,836 | $1,109,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 134,573 | $1,108,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J901 | CALL | 45,000 | $1,107,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J951 | PUT | 45,000 | $1,107,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 34,200 | $1,105,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 70,531 | $1,101,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 891,000 | $1,101,000 | thousands by filing date | principal |
| ISHARES TR | 46429B408 | CMN | 28,342 | $1,100,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 38,600 | $1,097,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 50,000 | $1,096,000 | thousands by filing date | call |
| ALKERMES PLC | G01767905 | SHS | 20,000 | $1,095,000 | thousands by filing date | call |
| ALKERMES PLC | G01767955 | SHS | 20,000 | $1,095,000 | thousands by filing date | put |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 37,300 | $1,094,000 | thousands by filing date | |
| M & T BK CORP | 55261F954 | PUT | 6,400 | $1,094,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 59,160 | $1,091,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 49,306 | $1,091,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 22,338 | $1,088,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,045 | $1,088,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 34,000 | $1,088,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,513 | $1,083,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 22,249 | $1,083,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 97,020 | $1,082,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 800,000 | $1,082,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761U106 | COM | 189,991 | $1,076,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 108,826 | $1,075,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 27,091 | $1,074,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 60,400 | $1,070,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 447,052 | $1,068,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 60,442 | $1,064,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 96,004 | $1,061,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 235,412 | $1,059,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 180,249 | $1,058,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 160,000 | $1,053,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F903 | CALL | 32,500 | $1,053,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 47,739 | $1,050,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 4,200 | $1,048,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 135,403 | $1,045,000 | thousands by filing date | |
| CUBIC CORP CMN STK | 229669906 | Cmn | 17,700 | $1,043,000 | thousands by filing date | call |
| CUBIC CORP CMN STK | 229669956 | Cmn | 17,700 | $1,043,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 21,726 | $1,041,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,685 | $1,040,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,218 | $1,036,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,500 | $1,035,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 6,900 | $1,034,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 57,941 | $1,032,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,344 | $1,028,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 33,492 | $1,027,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 21,130 | $1,027,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 16,153 | $1,026,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP-A | 53071M904 | COM | 42,000 | $1,026,000 | thousands by filing date | call |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 39,902 | $1,023,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 40,383 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 15,005 | $1,018,000 | thousands by filing date | |
| FINISAR CORP | 31787A907 | COM | 50,000 | $1,018,000 | thousands by filing date | call |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 20,135 | $1,016,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 34,255 | $1,016,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 66,212 | $1,015,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 4,500 | $1,013,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 43,252 | $1,012,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 45,180 | $1,011,000 | thousands by filing date | |
| AMC GLOBAL MEDIA INC | 00164V903 | CL A | 18,700 | $1,011,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 374,503 | $1,011,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 36,075 | $1,010,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 93,356 | $1,007,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 21,667 | $1,005,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 12,847 | $1,005,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 326,566 | $1,003,000 | thousands by filing date | |
| INVITATION HOMES INC | 46187W907 | COM | 42,500 | $1,002,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J900 | COM | 60,000 | $1,001,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 66,999 | $998,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 27,834 | $997,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 22,100 | $993,000 | thousands by filing date | call |
| VERIFONE SYSTEMS INC | 92342Y959 | COM | 55,600 | $985,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10,058 | $983,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 24,163 | $983,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 15,453 | $978,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E902 | CALL | 25,000 | $978,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 29,408 | $975,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 13,400 | $973,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 27,848 | $969,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 5,000 | $968,000 | thousands by filing date | put |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 47,074 | $968,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 147,347 | $964,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 34,970 | $964,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 200,000 | $964,000 | thousands by filing date | put |
| BED BATH BEYOND INC | 075896950 | COM | 43,700 | $961,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 111,248 | $960,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 46,879 | $956,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 47,555 | $955,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 36,998 | $953,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 35,292 | $953,000 | thousands by filing date | |
| TESARO INC | 881569957 | PUT | 11,500 | $953,000 | thousands by filing date | put |
| BT GROUP-ADR | 05577E101 | ADR | 52,076 | $950,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 57,608 | $940,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 12,500 | $936,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 15,866 | $936,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 27,330 | $935,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 34,118 | $931,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 183,935 | $929,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 22,300 | $923,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 46,959 | $923,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 497,571 | $920,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 147,500 | $919,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 11,682 | $918,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 159,828 | $918,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,786 | $914,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,123 | $914,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 91,866 | $914,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 38,168 | $912,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 15,637 | $911,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 247,380 | $910,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 286,998 | $906,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 12,772 | $901,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 59,499 | $901,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229958 | PUT | 40,500 | $900,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 177,798 | $898,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 25,627 | $898,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W959 | OPTION | 50,000 | $898,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 160,632 | $897,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 76,066 | $896,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 38,632 | $894,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 52,223 | $893,000 | thousands by filing date | |
| INCYTE CORP | 45337C902 | COM | 9,400 | $890,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 17,329 | $887,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 46,146 | $886,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 16,500 | $884,000 | thousands by filing date | call |
| BERRY PLASTICS GROUP INC | 08579W953 | COM | 15,000 | $880,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 10,000 | $879,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 49,366 | $879,000 | thousands by filing date | |
| US NATURAL GAS FUND LP | 912318951 | COM | 150,000 | $875,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,544 | $874,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 30,444 | $873,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 29,030 | $868,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 25,021 | $868,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,566 | $864,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 43,975 | $864,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 102,821 | $862,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 29,565 | $862,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,623 | $857,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 27,611 | $857,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 50,597 | $855,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 67,647 | $853,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 61,228 | $852,000 | thousands by filing date | |
| SYNOPSYS INC | 871607907 | CALL | 10,000 | $852,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 191,113 | $850,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 30,303 | $849,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 45,935 | $848,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 53,006 | $847,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 97,373 | $847,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 31,753 | $847,000 | thousands by filing date | |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 229,600 | $847,000 | thousands by filing date | put |
| CLIFTON BANCORP INC | 186873105 | COM | 49,406 | $844,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,647 | $842,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 9,961 | $840,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,488 | $839,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,111 | $839,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 34,803 | $836,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 23,018 | $835,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 17,100 | $835,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 104,138 | $835,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 273,791 | $835,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 80,212 | $834,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 94,647 | $828,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 23,870 | $827,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 54,269 | $826,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 34,380 | $825,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 40,141 | $824,000 | thousands by filing date | |
| CHINA MOBILE LTD-SPON ADR | 16941M909 | COM | 16,300 | $824,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 133,473 | $823,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 54,450 | $822,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 188,220 | $821,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 8,378 | $819,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 52,343 | $817,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 42,972 | $816,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 57,884 | $811,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 966,000 | $811,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 14,170 | $807,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 21,768 | $807,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 43,595 | $805,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 91,699 | $803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 18,389 | $800,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 363,443 | $800,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 16,400 | $799,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 123,394 | $799,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 120,715 | $797,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496901 | CALL | 63,000 | $794,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 54,460 | $793,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 18,219 | $793,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 12,842 | $786,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 24,625 | $784,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 26,334 | $783,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 20,322 | $783,000 | thousands by filing date | |
| REDFIN CORP | 75737F958 | COM | 25,000 | $783,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 73,516 | $782,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 84,400 | $777,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 42,460 | $775,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 60,058 | $773,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 17,415 | $770,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,669 | $770,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 29,571 | $767,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 100,344 | $762,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 40,790 | $762,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 32,774 | $761,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 130,069 | $758,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 40,948 | $755,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 186,944 | $754,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 38,471 | $752,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 16,765 | $751,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 50,664 | $751,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 14,177 | $750,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 170 | $750,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 37,353 | $747,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,697 | $746,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 34,467 | $745,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 203,557 | $741,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,862 | $738,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 85,154 | $738,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 29,169 | $737,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,716 | $736,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 18,171 | $736,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 63,730 | $734,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 101,941 | $734,000 | thousands by filing date | |
| MBIA INC | 55262C950 | COM | 100,000 | $732,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 26,123 | $727,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 40,569 | $725,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 20,870 | $724,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,650 | $724,000 | thousands by filing date | |
| CHEESECAKE FACTORY INCTHE | 163072951 | COM NEW | 15,000 | $723,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 55,872 | $721,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 17,000 | $718,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 86,350 | $716,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,494 | $715,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 30,834 | $714,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 87,385 | $712,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 97,317 | $712,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 7,968 | $712,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 17,237 | $710,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 93,596 | $709,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 242,477 | $708,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 31,006 | $705,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS I | 34964C956 | COM | 10,300 | $705,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 43,849 | $703,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 24,166 | $702,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 143,641 | $702,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 35,302 | $702,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304901 | COM | 20,000 | $701,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 101,681 | $700,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 15,130 | $700,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 36,615 | $700,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 40,875 | $700,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 23,773 | $699,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 674,000 | $697,000 | thousands by filing date | principal |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 13,475 | $696,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 17,690 | $696,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,881 | $694,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 14,083 | $694,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 175,000 | $693,000 | thousands by filing date | call |
| ABBOTT LABORATORIES | 002824900 | COM | 12,100 | $691,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 28,549 | $691,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 58,070 | $690,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 36,463 | $689,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 164,184 | $689,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 76,379 | $687,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 156,210 | $687,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824950 | PUT | 12,000 | $685,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 10,582 | $684,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 32,307 | $682,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,862 | $680,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 80,200 | $678,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 23,603 | $676,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 3,000 | $675,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 41,355 | $671,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 45,447 | $671,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 754,439 | $671,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 26,675 | $670,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 40,328 | $669,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 88,454 | $668,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 39,340 | $665,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 54,308 | $662,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,726 | $661,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 97,099 | $659,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 10,100 | $659,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 10,087 | $657,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 30,548 | $657,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 6,941 | $653,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,283 | $652,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17,023 | $652,000 | thousands by filing date | |
| ONEMAIN HLDGS INC | 68268W903 | COM | 25,000 | $650,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 21,286 | $648,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 36,087 | $646,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 5,391 | $646,000 | thousands by filing date | |
| LAZARD LTD-CL A | G54050902 | COM | 12,300 | $646,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC | 969904951 | PUT | 12,400 | $641,000 | thousands by filing date | put |
| GLAUKOS CORP | 377322902 | CALL | 25,000 | $641,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 50,000 | $640,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 15,389 | $638,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 46,067 | $637,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 54,829 | $634,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 30,495 | $633,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,526 | $631,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 9,023 | $630,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 9,071 | $630,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 39,700 | $630,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 201,762 | $629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 45,570 | $626,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 734 | $624,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 561,000 | $624,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 19,079 | $622,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 29,706 | $619,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000013 | this filing | 2018-02-13 | acceptance time not in the bulk data set |