13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 5,474 holding rows worth $474,638,020,000.
- Accession
- 0000019617-18-000013
- Filer
- CIK 19617
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 20,409 entries on the cover page, a total value of $474,638,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,638,020,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIVE SHACK INC | 262077100 | COM | 111,990 | $619,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 23,439 | $619,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 17,476 | $618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 20,108 | $617,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 15,400 | $617,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 67,052 | $613,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 106,597 | $613,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 31,165 | $612,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 462,000 | $612,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 10,070 | $611,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 12,725 | $608,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 18,699 | $604,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 27,464 | $604,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 129,793 | $604,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $602,000 | thousands by filing date | principal |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 56,285 | $600,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 67,138 | $599,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102955 | COM | 7,500 | $596,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 46,475 | $595,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 43,204 | $589,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 22,048 | $589,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 309,970 | $589,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,927 | $587,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 50,008 | $585,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 24,432 | $585,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 86,245 | $582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 16,293 | $580,000 | thousands by filing date | |
| LANNET INC | 516012901 | CALL | 25,000 | $580,000 | thousands by filing date | call |
| LANNET INC | 516012951 | PUT | 25,000 | $580,000 | thousands by filing date | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 16,162 | $579,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A909 | CALL | 140,000 | $578,000 | thousands by filing date | call |
| FS BANCORP INC | 30263Y104 | COM | 10,576 | $577,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 175,771 | $577,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 7,327 | $577,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 11,496 | $576,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 75,549 | $571,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 53,291 | $570,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 15,655 | $570,000 | thousands by filing date | |
| MEDIDATA SOLUTIONS INC | 58471A955 | PUT | 9,000 | $570,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 27,683 | $569,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 2,400 | $565,000 | thousands by filing date | call |
| HIGH TEMPLAR TECHNOLOGY LTD | 747798906 | SPON ADS | 45,000 | $564,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 16,625 | $562,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 32,956 | $557,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,882 | $556,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 18,595 | $556,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 13,217 | $556,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,052 | $552,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 22,572 | $551,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,789 | $549,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 19,140 | $544,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 18,182 | $542,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 14,852 | $540,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 69,963 | $539,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 22,602 | $537,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 133,206 | $534,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 12,131 | $533,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 194,546 | $533,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 93,652 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,765 | $530,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 315,628 | $530,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,905 | $529,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 16,101 | $529,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 42,180 | $529,000 | thousands by filing date | |
| KB HOME | 48666K959 | COM | 16,500 | $527,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 88,570 | $527,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 9,139 | $524,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 20,088 | $523,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 129,447 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,642 | $521,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,580 | $521,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,990 | $520,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 14,113 | $519,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 53,413 | $518,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 24,500 | $517,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 421,000 | $514,000 | thousands by filing date | principal |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 26,323 | $513,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,808 | $512,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,460 | $510,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,911 | $509,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 8,686 | $509,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,590 | $508,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,446 | $508,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 49,650 | $507,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,843 | $504,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,394 | $503,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 27,093 | $502,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 64,779 | $497,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 26,084 | $496,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 500,000 | $496,000 | thousands by filing date | principal |
| BOJANGLES INC | 097488100 | COM | 41,894 | $495,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 18,864 | $494,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 133,328 | $493,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 84,525 | $492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 8,498 | $492,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 130,807 | $491,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,734 | $490,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 62,031 | $490,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 14,327 | $489,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,302 | $488,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 8,331 | $488,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 9,573 | $488,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 32,865 | $487,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 32,521 | $487,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 50,835 | $486,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 34,045 | $485,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 25,597 | $484,000 | thousands by filing date | |
| ENDO INTL PLC | G30401906 | CALL | 62,500 | $484,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401956 | PUT | 62,500 | $484,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 25,373 | $483,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 19,272 | $482,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 13,254 | $481,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 10,457 | $481,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 30,429 | $481,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 61,359 | $480,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,415 | $480,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,203 | $476,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 79,780 | $475,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 150,000 | $474,000 | thousands by filing date | put |
| EASTMAN CHEM CO | 277432900 | COM | 5,100 | $472,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,811 | $469,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 22,758 | $468,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 9,695 | $465,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 132,609 | $464,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 169,992 | $464,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,341 | $463,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,791 | $463,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 71,500 | $461,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 1,500 | $460,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 8,600 | $458,000 | thousands by filing date | call |
| APC 7.5 PFD | 032511404 | Preferred Stock | 13,219 | $458,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,853 | $457,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 17,074 | $454,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,029 | $452,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 33,577 | $452,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 26,073 | $452,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 12,226 | $451,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496951 | COM | 35,600 | $449,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 88,281 | $448,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 19,448 | $447,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,267 | $446,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 3,700 | $446,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 405,000 | $446,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC | 253393902 | CALL | 15,500 | $445,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,232 | $442,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 43,544 | $442,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,000 | $441,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 40,782 | $439,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 18,962 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,384 | $437,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 12,719 | $435,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 20,522 | $433,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598954 | PUT | 19,700 | $433,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 8,368 | $432,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 9,647 | $432,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4,492 | $430,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 233,555 | $430,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 115,929 | $428,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 72,388 | $427,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 43,012 | $425,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 20,130 | $424,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 43,224 | $422,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 5,900 | $421,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 20,801 | $421,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 39,748 | $420,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 73,447 | $419,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 77,441 | $418,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 41,637 | $418,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 10,400 | $417,000 | thousands by filing date | call |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,944 | $417,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 548,216 | $417,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,824 | $416,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 10,136 | $415,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 15,708 | $415,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 32,557 | $415,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 102,286 | $414,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 19,922 | $413,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 19,202 | $412,000 | thousands by filing date | |
| ALTABA INC | 021346951 | COM | 5,900 | $412,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,153 | $407,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 14,000 | $407,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 400,000 | $406,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,452 | $405,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 38,795 | $403,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,554 | $401,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 50,510 | $400,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,113 | $398,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,909 | $397,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 25,668 | $397,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 17,838 | $397,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M907 | COM | 9,500 | $397,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 67,385 | $396,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 27,753 | $396,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 12,655 | $395,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 401,000 | $395,000 | thousands by filing date | principal |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 24,400 | $395,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,005 | $392,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 15,421 | $392,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 37,976 | $391,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 99,063 | $389,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 10,907 | $386,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 14,572 | $384,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 22,207 | $384,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 21,169 | $384,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,059 | $384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 5,611 | $383,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 64,301 | $383,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 15,167 | $382,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 13,857 | $382,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15,635 | $381,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 7,540 | $381,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 25,098 | $381,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 30,157 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,464 | $380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,390 | $380,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,879 | $379,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 18,131 | $377,000 | thousands by filing date | |
| PTC INC | 69370C950 | COM | 6,200 | $377,000 | thousands by filing date | put |
| READING INTL INC | 755408101 | CL A | 22,433 | $375,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 24,484 | $374,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 13,551 | $374,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,703 | $374,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 14,692 | $373,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 23,800 | $372,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 20,624 | $371,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 13,850 | $371,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,291 | $370,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A956 | PUT | 54,744 | $370,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 17,467 | $369,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 19,755 | $368,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,837 | $367,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 63,925 | $367,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 60,075 | $366,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 6,262 | $366,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 11,784 | $364,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 106,782 | $361,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 28,302 | $359,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 22,000 | $359,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 88,238 | $358,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 4,817 | $356,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 47,390 | $356,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 22,052 | $356,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 16,519 | $355,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 35,385 | $355,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,918 | $353,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 11,429 | $353,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 10,057 | $353,000 | thousands by filing date | |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226959 | Cmn | 9,300 | $352,000 | thousands by filing date | put |
| BOYD GAMING CORP | 103304951 | COM | 10,000 | $351,000 | thousands by filing date | put |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 13,843 | $351,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 379,000 | $350,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 30,783 | $349,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 10,918 | $348,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 9,347 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,753 | $346,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 23,796 | $346,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,994 | $346,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,951 | $344,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 69,400 | $344,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 12,784 | $344,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,794 | $343,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,022 | $342,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,779 | $340,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 69,908 | $339,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 18,900 | $339,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 9,834 | $339,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 49,676 | $338,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 41,072 | $338,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-SERIES C | G5480U900 | COM | 10,000 | $338,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,989 | $336,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,825 | $336,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 78,429 | $335,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 10,013 | $335,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 12,707 | $333,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,161 | $332,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 7,353 | $332,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 123,598 | $332,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,937 | $329,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 160,271 | $329,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 38,072 | $329,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774905 | COM | 7,500 | $329,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 792 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,034 | $325,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,584 | $323,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 11,800 | $323,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 168,765 | $322,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 16,201 | $321,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 35,423 | $320,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 24,282 | $316,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 15,600 | $316,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 5,829 | $316,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,106 | $315,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X950 | COM | 13,000 | $313,000 | thousands by filing date | put |
| REDFIN CORP | 75737F908 | COM | 10,000 | $313,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,151 | $312,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 22,056 | $311,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 15,674 | $311,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,217 | $307,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 19,616 | $305,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 7,034 | $305,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 33,875 | $305,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 10,217 | $302,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,884 | $300,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 51,806 | $299,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,492 | $294,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 31,673 | $293,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,484 | $292,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 61,420 | $292,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 108,313 | $290,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 6,634 | $289,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 19,953 | $288,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,857 | $288,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 27,399 | $288,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 9,373 | $285,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,119 | $285,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,181 | $284,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 29,073 | $283,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 52,895 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,223 | $282,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 23,567 | $282,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 200,686 | $281,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,658 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,016 | $279,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 7,842 | $278,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 30,879 | $277,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,528 | $277,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,878 | $276,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 10,033 | $276,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,751 | $276,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 213,246 | $275,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,798 | $273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,219 | $271,000 | thousands by filing date | |
| SUPERVALU INC | 868536951 | OPTION | 12,500 | $270,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 51,200 | $269,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 11,605 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,721 | $263,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,858 | $263,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 13,362 | $262,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 29,212 | $262,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,923 | $261,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,724 | $261,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 11,253 | $261,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 6,960 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,242 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,222 | $259,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 68,179 | $259,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $259,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,757 | $258,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,810 | $258,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 17,320 | $255,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,558 | $254,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 16,287 | $253,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,746 | $253,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 26,601 | $252,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 36,991 | $252,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 34,556 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,398 | $251,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 161,450 | $250,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,368 | $249,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024U959 | PUT | 5,100 | $249,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 21,391 | $248,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 500,000 | $248,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 93,157 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,350 | $246,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 124,086 | $246,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 12,224 | $246,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 20,426 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,421 | $245,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,017 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 6,236 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 8,142 | $243,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 12,274 | $243,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 248,000 | $243,000 | thousands by filing date | principal |
| PC TEL INC | 69325Q105 | COM | 32,799 | $242,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,968 | $241,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,609 | $241,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 56,941 | $241,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 18,194 | $241,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 11,620 | $241,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,084 | $239,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,805 | $238,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,011 | $237,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 12,040 | $237,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 40,109 | $236,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,679 | $236,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 18,888 | $236,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 31,972 | $235,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 25,323 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,037 | $234,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,496 | $233,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,257 | $232,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,887 | $230,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,930 | $230,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,651 | $230,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,306 | $230,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,775 | $228,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 689 | $228,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,394 | $228,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 19,356 | $228,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,208 | $226,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,041 | $226,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,998 | $226,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 10,000 | $226,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 7,148 | $225,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849956 | COM | 13,200 | $223,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 25,567 | $222,000 | thousands by filing date | |
| TAUBMAN CENTERS INC | 876664953 | COM | 3,400 | $222,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,782 | $220,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,658 | $219,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,336 | $217,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 121,488 | $217,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $216,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367959 | COM | 2,200 | $216,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B101 | COM | 25,288 | $216,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 12,941 | $214,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 16,404 | $214,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 20,150 | $214,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 31,707 | $213,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,801 | $211,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 17,558 | $210,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,715 | $210,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 49,355 | $210,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 6,659 | $208,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 14,646 | $207,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,782 | $206,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 47,141 | $206,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 15,515 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,213 | $206,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 27,863 | $205,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 24,605 | $204,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,242 | $204,000 | thousands by filing date | |
| TAPESTRY INC | 876030907 | COM | 4,600 | $203,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,360 | $203,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,815 | $203,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 49,551 | $203,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 40,967 | $201,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,969 | $200,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,633 | $199,000 | thousands by filing date | |
| FIVE BELOW INC | 33829M901 | COM | 3,000 | $199,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 56,194 | $199,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 3,261 | $199,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 11,881 | $199,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 956 | $198,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H953 | PUT | 22,500 | $198,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 120,159 | $198,000 | thousands by filing date | |
| XBIOTECH INC | 98400H952 | COM | 50,000 | $197,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,832 | $197,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,475 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,850 | $196,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 12,070 | $195,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,855 | $195,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,548 | $194,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,810 | $194,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,252 | $193,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,627 | $192,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 41,724 | $192,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,356 | $192,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 9,815 | $191,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 21,256 | $191,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,009 | $190,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,524 | $189,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 6,243 | $189,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 5,820 | $189,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 9,220 | $189,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 7,470 | $188,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 20,654 | $187,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 9,720 | $186,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 3,189 | $186,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,543 | $186,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,080 | $186,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 11,036 | $185,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 4,960 | $185,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 18,403 | $185,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,811 | $185,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288904 | COM | 7,000 | $185,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,404 | $184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 5,175 | $183,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,873 | $183,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,643 | $182,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 26,495 | $182,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 12,261 | $181,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,915 | $180,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,482 | $179,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 3,498 | $179,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 61,462 | $179,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 75,700 | $179,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,470 | $178,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 19,438 | $178,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,750 | $178,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 179,000 | $178,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 29,048 | $177,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q955 | PUT | 10,000 | $177,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,544 | $176,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 171,000 | $176,000 | thousands by filing date | principal |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 6,488 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,331 | $174,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 30,578 | $174,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 55,000 | $174,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,000 | $173,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,249 | $172,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000013 | this filing | 2018-02-13 | acceptance time not in the bulk data set |