13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 5,474 holding rows worth $474,638,020,000.
- Accession
- 0000019617-18-000013
- Filer
- CIK 19617
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 20,409 entries on the cover page, a total value of $474,638,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,638,020,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMERCEHUB INC | 20084V306 | COM SER C | 8,359 | $172,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,250 | $171,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,193 | $170,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,743 | $170,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,437 | $170,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 1,400 | $169,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 12,390 | $168,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,209 | $168,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 29,921 | $168,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,144 | $167,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 5,892 | $167,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 54,914 | $167,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 8,308 | $166,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,749 | $166,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,827 | $165,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,953 | $165,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 16,224 | $165,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,984 | $165,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,135 | $163,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 5,468 | $163,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 25,000 | $163,000 | thousands by filing date | principal |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 11,934 | $162,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 20,673 | $162,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 18,001 | $162,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 29,494 | $162,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 21,094 | $161,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,220 | $161,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 34,199 | $161,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 4,930 | $160,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,738 | $160,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,668 | $159,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,744 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 6,425 | $158,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 53,667 | $158,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 19,300 | $157,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 66,076 | $157,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,279 | $157,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,251 | $157,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,854 | $156,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 6,050 | $156,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,319 | $155,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 71,606 | $154,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,754 | $152,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,085 | $152,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 3,607 | $151,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 21,000 | $151,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 55,044 | $151,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 130,000 | $151,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,859 | $150,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 8,667 | $150,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 14,655 | $149,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 11,470 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,379 | $148,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 37,869 | $148,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,155 | $148,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 20,014 | $148,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 146,000 | $148,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 32,702 | $147,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 56,440 | $147,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,800 | $146,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 8,651 | $144,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 61,000 | $144,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,651 | $143,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,010 | $141,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 70,810 | $141,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 39,094 | $141,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,880 | $140,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 20,956 | $140,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,302 | $139,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 25,713 | $139,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,554 | $139,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 39,288 | $139,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 35,829 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,433 | $138,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,956 | $138,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 28,309 | $138,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,425 | $138,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 195,400 | $138,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 15,388 | $138,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 8,824 | $137,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 4,095 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,789 | $136,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 15,323 | $136,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,098 | $133,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 29,622 | $133,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,569 | $133,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 3,555 | $133,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 113,000 | $133,000 | thousands by filing date | principal |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 33,459 | $133,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,808 | $132,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,631 | $131,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 6,498 | $131,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,553 | $130,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 8,233 | $130,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 4,860 | $130,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,620 | $129,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,266 | $129,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,414 | $129,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 7,071 | $128,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,419 | $128,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,374 | $127,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 6,243 | $127,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 90,672 | $127,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 14,372 | $126,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,927 | $126,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,919 | $126,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 6,234 | $126,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 44,152 | $126,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,753 | $125,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,015 | $124,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,390 | $124,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,266 | $122,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 16,802 | $122,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 2,734 | $122,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,772 | $121,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,452 | $121,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,007 | $121,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $121,000 | thousands by filing date | principal |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 36,700 | $120,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 26,827 | $119,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 34,800 | $119,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,173 | $119,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 11,070 | $119,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 9,127 | $118,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 1,500 | $118,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 105,712 | $118,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 3,258 | $118,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 15,753 | $118,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 115,000 | $118,000 | thousands by filing date | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,250 | $117,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 3,433 | $117,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,061 | $117,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,056 | $117,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 34,289 | $117,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 28,427 | $117,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 40,770 | $117,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 7,935 | $117,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,400 | $116,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,155 | $116,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 49,298 | $116,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,752 | $116,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,949 | $116,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,000 | $116,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 6,183 | $116,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 58,048 | $116,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 581 | $115,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 116,000 | $115,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,181 | $114,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 15,201 | $114,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 5,720 | $114,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20,987 | $114,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45,890 | $113,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 7,444 | $113,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 5,837 | $113,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 17,115 | $113,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,515 | $112,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 7,199 | $112,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,200 | $111,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,895 | $109,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,350 | $109,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 5,751 | $109,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 35,257 | $109,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,215 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,615 | $108,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 12,011 | $108,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,917 | $107,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,562 | $107,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 39,678 | $107,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 100,000 | $107,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,000 | $105,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,099 | $105,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,515 | $105,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 30,115 | $105,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 21,138 | $104,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 2,245 | $104,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,615 | $104,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,907 | $104,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 5,416 | $104,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,769 | $104,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 6,826 | $104,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 2,589 | $104,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,346 | $103,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,300 | $103,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 5,142 | $103,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 20,000 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,109 | $102,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 4,813 | $102,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 13,750 | $102,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,086 | $102,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 4,238 | $102,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,041 | $101,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,482 | $101,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,630 | $101,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,769 | $101,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 6,460 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 737 | $100,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,858 | $100,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 5,453 | $100,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 8,239 | $100,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,227 | $100,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,228 | $99,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 5,125 | $99,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,154 | $99,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,661 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,327 | $97,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 67,908 | $96,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 21,640 | $95,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 94,000 | $95,000 | thousands by filing date | principal |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 11,899 | $95,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 3,349 | $94,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 31,494 | $94,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,680 | $94,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 21,417 | $93,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,428 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 2,190 | $93,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 6,622 | $93,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 6,286 | $93,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,923 | $92,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,461 | $92,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 996 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 3,168 | $91,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 4,725 | $91,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 15,776 | $90,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,446 | $90,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,803 | $90,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,000 | $90,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 31,705 | $90,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,030 | $89,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,560 | $89,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,400 | $89,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,369 | $89,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,441 | $89,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,400 | $88,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,733 | $88,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,919 | $88,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 3,969 | $88,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 701 | $87,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 4,231 | $87,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 37,233 | $87,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $87,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 4,108 | $86,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,297 | $86,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,719 | $86,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 8,402 | $86,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 7,117 | $86,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,209 | $85,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,213 | $84,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 23,347 | $84,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,187 | $84,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,168 | $84,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 9,196 | $83,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 22,787 | $83,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 8,500 | $83,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 8,804 | $83,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 22,434 | $83,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 593 | $82,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,479 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,324 | $82,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,448 | $82,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,321 | $82,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 4,479 | $81,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 3,106 | $81,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 28,381 | $81,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 4,340 | $81,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 54,528 | $81,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 9,574 | $80,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,225 | $80,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 17,385 | $80,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,363 | $79,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 32,307 | $79,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,062 | $79,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 14,476 | $79,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 6,658 | $79,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 4,507 | $79,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 43,079 | $78,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 5,055 | $78,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 944 | $78,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,914 | $78,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 8,427 | $77,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,642 | $77,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,856 | $77,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,243 | $77,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 6,117 | $77,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 3,852 | $76,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,044 | $76,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,539 | $76,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 5,462 | $76,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,558 | $75,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 3,691 | $75,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,311 | $75,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,500 | $75,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,054 | $74,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,558 | $74,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,904 | $74,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 2,100 | $74,000 | thousands by filing date | put |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 2,159 | $74,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,457 | $74,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,797 | $73,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 8,800 | $73,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,544 | $73,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 9,058 | $72,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 8,885 | $72,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,753 | $72,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 200,000 | $72,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $71,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 22,831 | $71,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,174 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,060 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,522 | $70,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 50,579 | $70,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 22,216 | $70,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,595 | $69,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,833 | $69,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,478 | $69,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 4,376 | $69,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 5,462 | $69,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,041 | $69,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 6,181 | $69,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,989 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,235 | $68,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 926 | $68,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 21,004 | $68,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,804 | $68,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,106 | $68,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 59,103 | $68,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,418 | $67,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 934 | $67,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,426 | $67,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 17,182 | $67,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,618 | $66,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,460 | $66,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 3,013 | $66,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,000 | $65,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,968 | $65,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 9,859 | $65,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 5,422 | $65,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,039 | $65,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 2,547 | $64,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,337 | $64,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 22,493 | $64,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 3,516 | $64,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 72,000 | $64,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,714 | $63,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,415 | $63,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754901 | COM | 1,000 | $63,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 967 | $62,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,748 | $62,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,096 | $62,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 472 | $62,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,939 | $62,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 8,378 | $62,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,346 | $62,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,708 | $62,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 2,150 | $62,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,911 | $61,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,378 | $61,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,351 | $61,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,936 | $61,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 29,655 | $60,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,201 | $60,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,345 | $60,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 21,838 | $60,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,108 | $60,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,529 | $60,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,357 | $59,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,425 | $59,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 4,883 | $59,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 48,000 | $59,000 | thousands by filing date | principal |
| ATHENEX INC | 04685N103 | COM | 3,732 | $59,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,682 | $59,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 9,109 | $58,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,128 | $58,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,606 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,500 | $58,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 7,173 | $58,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 8,300 | $58,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 9,458 | $57,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 4,239 | $57,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 5,593 | $57,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,513 | $56,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 5,663 | $56,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 604 | $56,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L957 | COM | 2,700 | $56,000 | thousands by filing date | put |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,323 | $56,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 239 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,131 | $55,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,465 | $55,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,886 | $55,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,544 | $55,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 21,837 | $55,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 2,847 | $55,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6,609 | $55,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $54,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,700 | $54,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,925 | $54,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,890 | $54,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 29,053 | $54,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,827 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,000 | $53,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,970 | $53,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,102 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,000 | $53,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 5,026 | $53,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 838 | $53,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,122 | $53,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 1,801 | $53,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,219 | $53,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 23,401 | $53,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 7,319 | $52,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,805 | $52,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 5,667 | $52,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 12,936 | $52,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,147 | $51,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 978 | $51,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,335 | $51,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,848 | $51,000 | thousands by filing date | |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 2,700 | $51,000 | thousands by filing date | put |
| SILVERBOW RES INC | 82836G102 | COM | 1,701 | $51,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,885 | $51,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 7,442 | $51,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,841 | $51,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,323 | $51,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,122 | $50,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 13,422 | $50,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,416 | $50,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,000 | $50,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 9,576 | $50,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 5,249 | $50,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 927 | $49,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,420 | $49,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 708 | $49,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,462 | $49,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 17,944 | $49,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 21,784 | $49,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,694 | $48,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,815 | $48,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 7,914 | $48,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,057 | $48,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 6,790 | $48,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 4,565 | $48,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 2,085 | $48,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 909 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 727 | $47,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,918 | $47,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,141 | $47,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 8,224 | $47,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 9,230 | $47,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 2,300 | $46,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,966 | $46,000 | thousands by filing date | |
| TD AMERITRADE HOLDING CORP | 87236Y908 | COM | 900 | $46,000 | thousands by filing date | call |
| BEAR ST FINL INC | 073844102 | COM | 4,483 | $46,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,085 | $45,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 629 | $45,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 841 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 780 | $44,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,488 | $44,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,283 | $44,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,499 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $43,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,285 | $43,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 9,146 | $43,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 37,000 | $43,000 | thousands by filing date | principal |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,411 | $43,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 240 | $43,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 24,292 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,437 | $42,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,328 | $42,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,761 | $42,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,750 | $42,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,144 | $42,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,913 | $42,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 996 | $42,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 1,145 | $42,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,446 | $42,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,268 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,833 | $41,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,236 | $41,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,717 | $41,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 38,918 | $41,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 21,900 | $41,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,961 | $41,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $40,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,000 | $40,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,656 | $40,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,331 | $40,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,008 | $40,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,599 | $40,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 22,031 | $40,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 19,588 | $40,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q951 | PUT | 10,000 | $40,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,058 | $39,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,698 | $39,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,392 | $39,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,913 | $39,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,440 | $39,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,000 | $39,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 6,154 | $39,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,857 | $39,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 10,325 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000013 | this filing | 2018-02-13 | acceptance time not in the bulk data set |