13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 5,474 holding rows worth $474,638,020,000.
- Accession
- 0000019617-18-000013
- Filer
- CIK 19617
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 20,409 entries on the cover page, a total value of $474,638,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,638,020,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN INC DEL | 49456B901 | COM | 350,000 | $6,325,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 53,102 | $6,323,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 290,760 | $6,321,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 116,346 | $6,306,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 82,921 | $6,297,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 97,253 | $6,292,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 377,799 | $6,290,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,049,275 | $6,285,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4,168,000 | $6,283,000 | thousands by filing date | principal |
| TOCAGEN INC | 888846102 | COM | 612,016 | $6,273,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 270,989 | $6,271,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 60,534 | $6,263,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 71,639 | $6,261,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 73,383 | $6,250,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 206,483 | $6,236,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 309,199 | $6,232,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 332,781 | $6,222,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 283,641 | $6,218,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW | 828806909 | COM | 36,200 | $6,217,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 223,547 | $6,217,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 136,062 | $6,211,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 242,062 | $6,211,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,384,000 | $6,209,000 | thousands by filing date | principal |
| WEIBO CORP | 948596951 | SPONSORED ADR | 60,000 | $6,208,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 62,707 | $6,205,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L907 | COM | 300,000 | $6,195,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,924,000 | $6,191,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 79,192 | $6,187,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 120,400 | $6,185,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 374,137 | $6,174,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 333,276 | $6,173,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 135,201 | $6,168,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,763,538 | $6,163,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 289,105 | $6,152,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 90,278 | $6,137,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 383,662 | $6,135,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 161,609 | $6,112,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 659,230 | $6,111,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 568,534 | $6,106,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 215,163 | $6,105,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 44,496 | $6,094,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 296,499 | $6,078,000 | thousands by filing date | |
| AFLAC INC | 001055952 | COM | 69,200 | $6,074,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 118,307 | $6,072,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 365,119 | $6,072,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 69,502 | $6,058,000 | thousands by filing date | |
| TERADYNE INC | 880770902 | CALL | 144,600 | $6,054,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 76,306 | $6,051,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 393,836 | $6,050,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 71,668 | $6,048,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 58,348 | $6,045,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 120,830 | $6,036,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 239,065 | $6,028,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 361,200 | $6,025,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 423,630 | $6,011,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 535,173 | $6,004,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 132,394 | $5,991,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W903 | COM | 45,000 | $5,987,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W953 | COM | 45,000 | $5,987,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 54,470 | $5,985,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 95,304 | $5,966,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 171,756 | $5,960,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 119,445 | $5,942,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V957 | PUT | 60,000 | $5,931,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 81,228 | $5,928,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 473,864 | $5,928,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 293,338 | $5,923,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 349,319 | $5,922,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 46,896 | $5,915,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 43,142 | $5,907,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 3,176,637 | $5,893,000 | thousands by filing date | principal |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 169,559 | $5,892,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 80,000 | $5,890,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 609,973 | $5,886,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431908 | CALL | 298,500 | $5,863,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 1,026,015 | $5,859,000 | thousands by filing date | |
| IBERIABANK CORP | 450828958 | PUT | 75,600 | $5,859,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 163,383 | $5,856,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 398,052 | $5,851,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $5,850,000 | thousands by filing date | principal |
| STATE STR CORP | 857477903 | COM | 59,900 | $5,847,000 | thousands by filing date | call |
| PROCTER & GAMBLE CO | 742718909 | CALL | 63,600 | $5,844,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,411,000 | $5,842,000 | thousands by filing date | principal |
| TANGER INC | 875465106 | COM | 220,039 | $5,833,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 5,335,000 | $5,794,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 70,415 | $5,788,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 5,567,000 | $5,776,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 379,829 | $5,773,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 75,000 | $5,769,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A957 | PUT | 263,900 | $5,761,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 516,217 | $5,760,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 58,000 | $5,760,000 | thousands by filing date | put |
| AGRIUM INC | 008916908 | COM | 50,000 | $5,750,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 132,596 | $5,748,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,848,000 | $5,748,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 175,393 | $5,745,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 63,620 | $5,735,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 108,701 | $5,730,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 266,957 | $5,713,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 294,797 | $5,705,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 677,563 | $5,698,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 119,379 | $5,690,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 167,450 | $5,688,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 92,842 | $5,686,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 256,486 | $5,677,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 119,940 | $5,668,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 222,690 | $5,663,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 161,332 | $5,662,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 66,461 | $5,659,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 550,000 | $5,654,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 554,384 | $5,638,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,061,198 | $5,635,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 141,926 | $5,630,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 143,350 | $5,626,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,084,000 | $5,615,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 990,729 | $5,607,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 6,448,000 | $5,605,000 | thousands by filing date | principal |
| RH | 74967X903 | CALL | 65,000 | $5,604,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 130,792 | $5,589,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 114,521 | $5,586,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 43,094 | $5,583,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 199,974 | $5,583,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 111,177 | $5,580,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,426,920 | $5,579,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,329,930 | $5,547,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 164,600 | $5,547,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC | 573284956 | PUT | 25,000 | $5,526,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 123,473 | $5,519,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 132,484 | $5,515,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 35,300 | $5,514,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508904 | CALL | 52,800 | $5,514,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 65,431 | $5,508,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 41,404 | $5,508,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 296,704 | $5,489,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 333,682 | $5,482,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 146,277 | $5,478,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 172,005 | $5,470,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 287,965 | $5,456,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 95,751 | $5,448,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 285,955 | $5,435,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 102,330 | $5,421,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 46,400 | $5,420,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 82,261 | $5,416,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 108,037 | $5,415,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 890,102 | $5,411,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 310,733 | $5,406,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 185,426 | $5,368,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 786,153 | $5,368,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 50,000 | $5,366,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 116,618 | $5,364,000 | thousands by filing date | |
| EQT CORP | 26884L909 | CALL | 94,100 | $5,356,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 527,812 | $5,352,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 511,756 | $5,347,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 157,580 | $5,347,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 207,656 | $5,345,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 114,302 | $5,337,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146903 | COM | 92,100 | $5,336,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 52,253 | $5,322,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,368,762 | $5,311,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 260,914 | $5,296,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 116,968 | $5,287,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 50,000 | $5,283,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 293,547 | $5,281,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 14,400 | $5,255,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 4,006,072 | $5,248,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 293,654 | $5,241,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 344,214 | $5,232,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 305,392 | $5,223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 212,571 | $5,221,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 270,302 | $5,211,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 130,020 | $5,208,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,207,770 | $5,193,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 233,055 | $5,188,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 285,208 | $5,163,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 215,510 | $5,151,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 145,000 | $5,143,000 | thousands by filing date | call |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 243,539 | $5,141,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 144,914 | $5,135,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 206,367 | $5,129,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 65,800 | $5,117,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 66,074 | $5,114,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 493,635 | $5,109,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 107,288 | $5,101,000 | thousands by filing date | |
| NEWELL BRANDS INC | 651229956 | COM | 165,000 | $5,099,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K953 | PUT | 240,000 | $5,095,000 | thousands by filing date | put |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 211,241 | $5,091,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 43,014 | $5,075,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 266,824 | $5,072,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 128,209 | $5,063,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 500,468 | $5,055,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 35,863 | $5,044,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 760,481 | $5,020,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 155,365 | $5,019,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058950 | COM | 93,100 | $5,014,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 538,486 | $5,008,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 188,903 | $5,005,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 118,000 | $5,002,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 130,978 | $4,997,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 30,268 | $4,991,000 | thousands by filing date | |
| 3D SYS CORP DEL | 88554D955 | COM NEW | 577,300 | $4,988,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 124,141 | $4,986,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 92,948 | $4,986,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 566,163 | $4,982,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 62,030 | $4,958,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,794,358 | $4,945,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127900 | COM | 108,300 | $4,944,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 93,570 | $4,940,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 132,623 | $4,939,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 178,516 | $4,920,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 492,007 | $4,920,000 | thousands by filing date | |
| FIVE BELOW INC | 33829M951 | PUT | 74,100 | $4,914,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 106,989 | $4,912,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 75,000 | $4,909,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 104,543 | $4,898,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 60,709 | $4,893,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 81,067 | $4,892,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 177,058 | $4,885,000 | thousands by filing date | |
| UPBOUND GROUP INC | 76009N900 | COM | 440,000 | $4,884,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 132,652 | $4,882,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 298,069 | $4,873,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 155,143 | $4,869,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 155,698 | $4,862,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 70,232 | $4,849,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 101,962 | $4,838,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 3,323,000 | $4,835,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 4,770,000 | $4,835,000 | thousands by filing date | principal |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 122,476 | $4,832,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 76,554 | $4,831,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 64,326 | $4,826,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 297,567 | $4,821,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 420,605 | $4,816,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 494,837 | $4,815,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G900 | COM | 27,000 | $4,809,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G950 | COM | 27,000 | $4,809,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 140,543 | $4,802,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 216,244 | $4,801,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 300,000 | $4,797,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 618,803 | $4,795,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 104,630 | $4,784,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 138,117 | $4,778,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 42,788 | $4,768,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 118,840 | $4,766,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 98,268 | $4,766,000 | thousands by filing date | |
| NASDAQ INC | 631103958 | COM | 62,000 | $4,763,000 | thousands by filing date | put |
| BOEING CO | 097023955 | PUT | 16,100 | $4,748,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 25,500 | $4,746,000 | thousands by filing date | put |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 88,637 | $4,740,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 105,351 | $4,736,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 85,000 | $4,729,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 2,395,326 | $4,719,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 39,600 | $4,718,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 545,748 | $4,716,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 111,346 | $4,700,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 71,107 | $4,699,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 295,736 | $4,687,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 367,334 | $4,687,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 286,500 | $4,685,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 63,599 | $4,676,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 93,999 | $4,654,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 334,352 | $4,649,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 305,000 | $4,648,000 | thousands by filing date | call |
| GNC Holdings | 36191GAB3 | CONV BOND | 9,934,000 | $4,644,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 305,499 | $4,632,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 86,000 | $4,632,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 66,046 | $4,630,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 58,812 | $4,629,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 101,719 | $4,628,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 50,461 | $4,620,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 114,746 | $4,605,000 | thousands by filing date | |
| SEATTLE GENETICS INC. | 812578952 | Cmn | 86,000 | $4,601,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 451,282 | $4,598,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 559,553 | $4,589,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 197,549 | $4,584,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 56,315 | $4,582,000 | thousands by filing date | |
| WIX COM LTD | M98068955 | PUT | 79,600 | $4,581,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 4,575,000 | $4,575,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 96,672 | $4,559,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 149,237 | $4,559,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 108,009 | $4,558,000 | thousands by filing date | |
| EQUIFAX INC | 294429955 | COM | 38,600 | $4,552,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 42,858 | $4,543,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 168,300 | $4,539,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 22,300 | $4,537,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 145,328 | $4,534,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 114,069 | $4,528,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 96,356 | $4,525,000 | thousands by filing date | |
| PATTERSON COS INC | 703395953 | COM | 125,000 | $4,516,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 45,563 | $4,506,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 3,333,000 | $4,500,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,050,000 | $4,490,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 50,000 | $4,459,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 50,000 | $4,459,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 106,244 | $4,458,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U909 | COM | 55,000 | $4,458,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U959 | COM | 55,000 | $4,458,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 248,377 | $4,446,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 149,700 | $4,443,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 42,413 | $4,442,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 86,653 | $4,437,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 463,567 | $4,437,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 75,000 | $4,414,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 450,723 | $4,413,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 4,249,000 | $4,413,000 | thousands by filing date | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 252,655 | $4,409,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 172,857 | $4,407,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 91,400 | $4,395,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 96,260 | $4,388,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502905 | CALL | 115,000 | $4,383,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 83,313 | $4,378,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D907 | COM | 90,000 | $4,378,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 425,000 | $4,369,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 193,288 | $4,359,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 111,570 | $4,353,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 162,121 | $4,345,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 354,865 | $4,344,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 30,000 | $4,329,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,731,654 | $4,329,000 | thousands by filing date | |
| RH | 74967X953 | COM | 50,000 | $4,311,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 238,677 | $4,305,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 222,752 | $4,300,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 118,671 | $4,299,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M909 | COM | 90,000 | $4,298,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,025,000 | $4,297,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,272 | $4,293,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 86,600 | $4,293,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 436,311 | $4,280,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 443,168 | $4,277,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 204,759 | $4,258,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 935,524 | $4,257,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 286,257 | $4,256,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 147,130 | $4,252,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 39,867 | $4,249,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 83,297 | $4,245,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 4,203,067 | $4,245,000 | thousands by filing date | |
| DISCOVERY INC | 25470F902 | CALL | 200,000 | $4,234,000 | thousands by filing date | call |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 122,175 | $4,222,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 119,389 | $4,216,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 59,171 | $4,208,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 83,651 | $4,205,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 33,003 | $4,194,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 95,990 | $4,189,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 197,845 | $4,188,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 4,668,000 | $4,183,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 312,230 | $4,181,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 44,000 | $4,178,000 | thousands by filing date | call |
| MEDTRONIC PLC | G5960L903 | CALL | 51,700 | $4,175,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 62,171 | $4,170,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 166,171 | $4,161,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 224,628 | $4,153,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 209,754 | $4,153,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 164,991 | $4,149,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 24,100 | $4,148,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 110,719 | $4,143,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 590,659 | $4,141,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 84,979 | $4,126,000 | thousands by filing date | |
| CANADIAN NATL RY CO | 136375902 | COM | 50,000 | $4,125,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 102,208 | $4,115,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC COM | 48205A909 | Option | 90,000 | $4,114,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 79,959 | $4,105,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 110,344 | $4,100,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 102,373 | $4,094,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X953 | PUT | 108,900 | $4,094,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP | 369550908 | COM | 20,100 | $4,089,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 158,066 | $4,089,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 94,622 | $4,088,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 23,300 | $4,083,000 | thousands by filing date | put |
| F5 INC | 315616952 | PUT | 31,000 | $4,068,000 | thousands by filing date | put |
| L BRANDS INC | 501797954 | COM | 67,400 | $4,059,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 248,734 | $4,057,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 95,498 | $4,052,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 57,374 | $4,050,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 242,010 | $4,049,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 350,463 | $4,048,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 95,299 | $4,045,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 172,145 | $4,040,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 48,142 | $4,036,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 256,636 | $4,029,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 806,778 | $4,026,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 319,833 | $4,008,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 83,974 | $4,005,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 25,600 | $3,998,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M952 | PUT | 100,500 | $3,998,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 48,846 | $3,978,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 105,400 | $3,978,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 657,429 | $3,978,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 175,181 | $3,971,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 120,000 | $3,968,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 159,412 | $3,966,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 258,236 | $3,961,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,833,000 | $3,959,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190904 | CALL | 14,300 | $3,945,000 | thousands by filing date | call |
| STERIS PLC | G84720954 | PUT | 45,000 | $3,936,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAA1 | BOND | 3,738,000 | $3,927,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 301,900 | $3,925,000 | thousands by filing date | call |
| GMS INC | 36251C103 | COM | 104,123 | $3,919,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 104,285 | $3,910,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 600,576 | $3,910,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 124,018 | $3,906,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 162,966 | $3,903,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 345,083 | $3,893,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 91,790 | $3,891,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 108,866 | $3,883,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 244,285 | $3,874,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 30,900 | $3,872,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 76,296 | $3,870,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 415,071 | $3,869,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 180,611 | $3,867,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 167,559 | $3,865,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 114,288 | $3,864,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 174,403 | $3,858,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 113,025 | $3,853,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 615,861 | $3,843,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 59,613 | $3,839,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 214,001 | $3,839,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 29,702 | $3,838,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 41,022 | $3,836,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 45,500 | $3,827,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 137,031 | $3,825,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 122,144 | $3,817,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 51,277 | $3,807,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 64,938 | $3,801,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V901 | CALL | 34,200 | $3,797,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC | 89417E959 | PUT | 27,900 | $3,784,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 248,749 | $3,769,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 193,028 | $3,764,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 120,557 | $3,761,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 312,357 | $3,761,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 501,460 | $3,761,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 500,000 | $3,750,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,465,323 | $3,736,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 119,749 | $3,734,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 117,503 | $3,733,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D950 | PUT | 108,000 | $3,732,000 | thousands by filing date | put |
| US NATURAL GAS FUND LP | 912318901 | COM | 640,000 | $3,731,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 408,281 | $3,727,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 234,771 | $3,721,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 604,400 | $3,711,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 31,118 | $3,710,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 192,670 | $3,709,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 195,000 | $3,695,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 112,519 | $3,689,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 79,155 | $3,679,000 | thousands by filing date | |
| LAZARD LTD COMMON STOCK | G54050952 | Cmn | 70,000 | $3,675,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A955 | PUT | 101,000 | $3,673,000 | thousands by filing date | put |
| CONOCOPHILLIPS | 20825C904 | COM | 66,900 | $3,672,000 | thousands by filing date | call |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,966,000 | $3,665,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 36,520 | $3,664,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 152,014 | $3,663,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917906 | COM | 257,300 | $3,659,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 236,760 | $3,658,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 206,143 | $3,657,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,773,207 | $3,653,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 72,894 | $3,643,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 138,801 | $3,637,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 196,460 | $3,636,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 186,528 | $3,619,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 140,416 | $3,613,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 43,176 | $3,612,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 90,705 | $3,611,000 | thousands by filing date | |
| POWERSHARES DB US DOL IND BU | 73936D907 | COM | 150,000 | $3,605,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 50,700 | $3,601,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,071,862 | $3,601,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 357,843 | $3,599,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 34,237 | $3,580,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 230,779 | $3,578,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 916,589 | $3,575,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,076,000 | $3,570,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 94,916 | $3,565,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 398,492 | $3,563,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 53,100 | $3,562,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 61,966 | $3,560,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 57,181 | $3,555,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 405,360 | $3,551,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 91,354 | $3,549,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 59,685 | $3,546,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 72,955 | $3,538,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 91,394 | $3,525,000 | thousands by filing date | |
| BLOCK INC | 852234953 | PUT | 101,000 | $3,502,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X306 | COM | 185,501 | $3,498,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 111,913 | $3,494,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 80,816 | $3,484,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 104,889 | $3,483,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 54,249 | $3,482,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 45,825 | $3,481,000 | thousands by filing date | |
| XUNLEI LTD | 98419E958 | SPONSORED ADS | 226,000 | $3,478,000 | thousands by filing date | put |
| EDGE THERAPEUTICS INC | 279870109 | COM | 370,960 | $3,475,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 149,899 | $3,473,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 56,419 | $3,467,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 109,118 | $3,464,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 86,842 | $3,460,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 53,425 | $3,443,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 96,952 | $3,440,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 88,370 | $3,434,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 181,998 | $3,434,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 87,862 | $3,429,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 117,977 | $3,428,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 328,548 | $3,427,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 149,073 | $3,421,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 201,661 | $3,419,000 | thousands by filing date | |
| VanEck Preferred Securities ex | 92189F951 | ETF | 100,000 | $3,413,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000013 | this filing | 2018-02-13 | acceptance time not in the bulk data set |