13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 5,474 holding rows worth $474,638,020,000.
- Accession
- 0000019617-18-000013
- Filer
- CIK 19617
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 20,409 entries on the cover page, a total value of $474,638,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,638,020,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F901 | CALL | 100,000 | $3,413,000 | thousands by filing date | call |
| F5 INC | 315616902 | CALL | 26,000 | $3,412,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 93,939 | $3,406,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268958 | Cmn | 57,000 | $3,404,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 398,701 | $3,399,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 174,229 | $3,397,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G951 | COM SHS | 50,000 | $3,386,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 151,878 | $3,382,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 182,547 | $3,378,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 218,453 | $3,375,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 48,200 | $3,359,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 79,691 | $3,352,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 50,790 | $3,345,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 94,848 | $3,339,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 6,500 | $3,339,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,159,057 | $3,338,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 441,526 | $3,330,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 273,808 | $3,327,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 65,000 | $3,323,000 | thousands by filing date | put |
| GOLDCORP INC | 380956909 | COM | 259,500 | $3,314,000 | thousands by filing date | call |
| VMWARE INC-CLASS A | 928563902 | COM | 26,400 | $3,308,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 141,171 | $3,304,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011907 | CALL | 99,000 | $3,296,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 72,641 | $3,291,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 9,000 | $3,284,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 100,947 | $3,284,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 854,769 | $3,283,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,047 | $3,282,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 599,730 | $3,280,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,475,000 | $3,279,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 70,895 | $3,277,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 100,000 | $3,275,000 | thousands by filing date | put |
| PINNACLE FOODS INC | 72348P904 | Cmn | 55,000 | $3,271,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 745,255 | $3,266,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 40,000 | $3,264,000 | thousands by filing date | call |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 201,700 | $3,259,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 104,631 | $3,254,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 864,612 | $3,242,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 191,925 | $3,234,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 133,242 | $3,222,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 70,286 | $3,213,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 416,183 | $3,209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 62,063 | $3,204,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 328,798 | $3,199,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 232,973 | $3,196,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 200,662 | $3,195,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 250,000 | $3,193,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 35,594 | $3,189,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 176,182 | $3,182,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 3,138,000 | $3,181,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 186,485 | $3,180,000 | thousands by filing date | |
| TAPESTRY INC | 876030957 | COM | 71,900 | $3,180,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 34,931 | $3,167,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 35,789 | $3,157,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170902 | COM | 30,000 | $3,157,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 144,719 | $3,154,000 | thousands by filing date | |
| HDFC BANK LTD | 40415F901 | SPONSORED ADS | 31,000 | $3,152,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 168,446 | $3,145,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R956 | COM | 100,000 | $3,131,000 | thousands by filing date | put |
| ISHARES INC | 464286953 | MSCI AUST ETF | 135,000 | $3,128,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 62,107 | $3,124,000 | thousands by filing date | |
| NUVASIVE INC | 670704955 | COM | 53,400 | $3,123,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 148,172 | $3,120,000 | thousands by filing date | |
| NIELSEN HLDGS PLC | G6518L958 | PUT | 85,500 | $3,112,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 217,143 | $3,107,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 150,333 | $3,105,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 524,700 | $3,090,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 149,810 | $3,088,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 29,164 | $3,079,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,466,000 | $3,066,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 170,741 | $3,065,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 74,713 | $3,063,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 112,242 | $3,060,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 47,515 | $3,059,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 89,699 | $3,056,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 267,590 | $3,054,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 165,470 | $3,046,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N953 | OPTION | 170,000 | $3,046,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 652,615 | $3,042,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 41,300 | $3,042,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 83,881 | $3,026,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 113,934 | $3,026,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 59,676 | $3,017,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 100,747 | $3,006,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094904 | CALL | 15,000 | $2,994,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 30,000 | $2,987,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 30,000 | $2,987,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 259,286 | $2,982,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 19,900 | $2,982,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC | 89417E909 | COM | 21,900 | $2,971,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE | 833635905 | SPON ADR SER B | 50,000 | $2,969,000 | thousands by filing date | call |
| Arsanis Inc | 042873109 | COM | 232,596 | $2,968,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 139,845 | $2,966,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 128,942 | $2,966,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NE | 29664W905 | COM | 45,000 | $2,963,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NE | 29664W955 | COM | 45,000 | $2,963,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 5,199,000 | $2,959,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 93,642 | $2,957,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 67,476 | $2,950,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 44,400 | $2,947,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658950 | PUT | 44,400 | $2,947,000 | thousands by filing date | put |
| ALMOST FAMILY INC | 020409108 | COM | 53,184 | $2,943,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 290,856 | $2,941,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 166,619 | $2,939,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 377,506 | $2,934,000 | thousands by filing date | |
| AFLAC INC | 001055902 | COM | 33,400 | $2,932,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 37,211 | $2,930,000 | thousands by filing date | |
| MBIA INC | 55262C900 | COM | 400,000 | $2,928,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 65,054 | $2,927,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 48,591 | $2,927,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 164,400 | $2,925,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 112,952 | $2,903,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 36,114 | $2,899,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 95,059 | $2,888,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 88,343 | $2,882,000 | thousands by filing date | |
| SNAP INC | 83304A906 | CL A | 197,200 | $2,881,000 | thousands by filing date | call |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 57,988 | $2,881,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 114,918 | $2,878,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 299,293 | $2,873,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 485,529 | $2,870,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320956 | PUT | 17,000 | $2,867,000 | thousands by filing date | put |
| WHIRLPOOL CORP | 963320906 | COM | 17,000 | $2,867,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,536 | $2,861,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 216,903 | $2,859,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 87,959 | $2,853,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 2,906,000 | $2,844,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 2,539,000 | $2,835,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 105,818 | $2,830,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 134,237 | $2,829,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 8,800 | $2,825,000 | thousands by filing date | put |
| OCWEN FINANCIAL CORP | 675746909 | COM | 900,000 | $2,817,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 35,012 | $2,814,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 390,000 | $2,812,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 125,554 | $2,810,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 178,736 | $2,806,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 71,897 | $2,798,000 | thousands by filing date | |
| NOKIA CORP | 654902904 | CALL | 600,000 | $2,796,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 195,920 | $2,786,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 113,203 | $2,779,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 197,116 | $2,775,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 432,662 | $2,773,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,904,000 | $2,773,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 129,327 | $2,773,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 67,430 | $2,772,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 100,700 | $2,764,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 62,161 | $2,761,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 50,900 | $2,760,000 | thousands by filing date | put |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 2,785,000 | $2,757,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 57,452 | $2,746,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 385,851 | $2,743,000 | thousands by filing date | |
| FASTENAL CO | 311900954 | COM | 50,000 | $2,735,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 104,070 | $2,732,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 209,425 | $2,727,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 73,414 | $2,727,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 104,741 | $2,725,000 | thousands by filing date | |
| PPG INDS INC | 693506907 | COM | 23,300 | $2,722,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 121,317 | $2,717,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 109,475 | $2,694,000 | thousands by filing date | |
| TRACTOR SUPPLY CO | 892356956 | COM | 36,000 | $2,691,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 49,136 | $2,688,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 68,949 | $2,688,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 73,335 | $2,683,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 135,293 | $2,672,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J950 | PUT | 160,000 | $2,669,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 35,337 | $2,657,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 188,085 | $2,652,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 553,601 | $2,651,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,639,000 | $2,642,000 | thousands by filing date | principal |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 41,600 | $2,634,000 | thousands by filing date | put |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 25,449 | $2,625,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 75,900 | $2,621,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 113,778 | $2,616,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 98,661 | $2,613,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,964,000 | $2,612,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 72,252 | $2,611,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 98,632 | $2,610,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 180,800 | $2,596,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 62,515 | $2,594,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,098,377 | $2,592,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 75,429 | $2,591,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 13,758 | $2,588,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 506,710 | $2,583,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 216,883 | $2,581,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 218,534 | $2,579,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 152,894 | $2,576,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 16,856 | $2,572,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 101,807 | $2,570,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 57,154 | $2,567,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X902 | COM | 25,600 | $2,566,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 85,869 | $2,563,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 56,546 | $2,563,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,200,000 | $2,563,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642403 | COM PAR | 79,662 | $2,562,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 41,510 | $2,557,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 67,604 | $2,551,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 85,760 | $2,549,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 245,461 | $2,544,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 83,315 | $2,542,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 31,200 | $2,539,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 136,175 | $2,532,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 33,793 | $2,529,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 107,444 | $2,523,000 | thousands by filing date | |
| KROGER CO | 501044951 | PUT | 91,900 | $2,523,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 92,752 | $2,523,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,168,367 | $2,512,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 26,718 | $2,505,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 51,065 | $2,501,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 378,133 | $2,500,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 75,582 | $2,490,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 632,301 | $2,485,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 338,011 | $2,484,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 96,458 | $2,480,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K900 | CALL | 50,000 | $2,465,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 111,510 | $2,464,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 286,536 | $2,463,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 146,796 | $2,461,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,577,000 | $2,455,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 116,910 | $2,447,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 49,133 | $2,446,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 53,857 | $2,442,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 89,182 | $2,439,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 140,619 | $2,437,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 259,812 | $2,434,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 51,496 | $2,429,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 120,174 | $2,428,000 | thousands by filing date | |
| AXALTA COATING SYS LTD | G0750C958 | PUT | 75,000 | $2,427,000 | thousands by filing date | put |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 150,000 | $2,421,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 119,944 | $2,420,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 127,900 | $2,405,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 95,592 | $2,404,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,395,979 | $2,395,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 317,359 | $2,393,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 273,757 | $2,392,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 55,041 | $2,391,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 121,123 | $2,385,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469907 | COM | 75,000 | $2,383,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469957 | PUT | 75,000 | $2,383,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 224,408 | $2,378,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 53,763 | $2,376,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 64,600 | $2,371,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 117,849 | $2,371,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 142,500 | $2,367,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 33,370 | $2,364,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 13,545 | $2,361,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 10,966 | $2,361,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 19,800 | $2,359,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 39,273 | $2,356,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 95,000 | $2,355,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 95,000 | $2,355,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 61,495 | $2,346,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 143,975 | $2,344,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 447,409 | $2,339,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 20,694 | $2,336,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 48,756 | $2,333,000 | thousands by filing date | |
| DEUTSCHE BK AG | D18190908 | NAMEN AKT | 122,300 | $2,327,000 | thousands by filing date | call |
| E*TRADE FINANCIAL CORPORATION | 269246951 | COM | 46,900 | $2,325,000 | thousands by filing date | put |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 19,400 | $2,324,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 273,377 | $2,324,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484951 | COM | 13,000 | $2,319,000 | thousands by filing date | put |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 301,687 | $2,317,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 38,505 | $2,315,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 45,974 | $2,310,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 108,846 | $2,310,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 64,433 | $2,306,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 42,972 | $2,297,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 94,026 | $2,294,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 20,527 | $2,293,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 304,744 | $2,292,000 | thousands by filing date | |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 40,400 | $2,285,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 117,259 | $2,276,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862901 | CALL | 27,000 | $2,273,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862951 | PUT | 27,000 | $2,273,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 59,824 | $2,262,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245900 | SPON ADR CL D | 98,700 | $2,261,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431951 | PUT | 500,000 | $2,260,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 118,548 | $2,259,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 48,052 | $2,257,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 42,524 | $2,256,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 200,000 | $2,256,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 189,886 | $2,252,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 111,332 | $2,249,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D900 | CALL | 64,700 | $2,236,000 | thousands by filing date | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 70,210 | $2,232,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 92,202 | $2,230,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 2,075,000 | $2,228,000 | thousands by filing date | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 848,724 | $2,224,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 21,048 | $2,208,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 75,383 | $2,207,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 99,475 | $2,200,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 117,858 | $2,199,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 43,221 | $2,194,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 32,109 | $2,192,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 151,547 | $2,187,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 39,397 | $2,181,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 57,316 | $2,179,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 119,750 | $2,178,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 117,948 | $2,170,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,406 | $2,165,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 45,221 | $2,165,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 317,537 | $2,162,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 18,100 | $2,159,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 167,867 | $2,156,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 141,681 | $2,153,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 38,894 | $2,147,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 62,903 | $2,147,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 115,218 | $2,136,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40,404 | $2,130,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 35,783 | $2,124,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,017 | $2,122,000 | thousands by filing date | |
| ATLANTICA SUSTAINABLE INFR P | G0751N903 | SHS | 100,000 | $2,121,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 29,348 | $2,119,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 25,295 | $2,119,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 11,154 | $2,119,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 67,929 | $2,115,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 27,378 | $2,109,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 126,785 | $2,105,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 41,422 | $2,102,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 55,700 | $2,102,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063P905 | CALL | 40,000 | $2,102,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063P955 | PUT | 40,000 | $2,102,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 79,771 | $2,099,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 150,000 | $2,093,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 82,098 | $2,089,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 66,192 | $2,078,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 162,723 | $2,074,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 49,007 | $2,063,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 34,411 | $2,061,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 220,794 | $2,053,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 18,000 | $2,052,000 | thousands by filing date | put |
| TRONOX LTD-CL A | Q9235V951 | COM | 100,000 | $2,051,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 71,512 | $2,050,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 28,295 | $2,044,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 223,372 | $2,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 67,554 | $2,033,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 28,600 | $2,033,000 | thousands by filing date | call |
| PACCAR INC | 693718958 | COM | 28,600 | $2,033,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,988,000 | $2,033,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 44,533 | $2,030,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 101,412 | $2,029,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 89,968 | $2,027,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 20,400 | $2,026,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC | 40637H959 | COM | 100,000 | $2,026,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 94,460 | $2,024,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 18,172 | $2,023,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 61,273 | $2,023,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 63,143 | $2,005,000 | thousands by filing date | |
| ASSURED GUARANTY LTD | G0585R956 | PUT | 59,000 | $1,998,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 69,779 | $1,995,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 138,277 | $1,993,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,000,000 | $1,993,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 28,004 | $1,989,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M902 | CALL | 50,000 | $1,989,000 | thousands by filing date | call |
| ALPHABET INC | 02079K957 | PUT | 1,900 | $1,988,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 47,400 | $1,983,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 31,078 | $1,982,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 95,031 | $1,982,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 500,000 | $1,980,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 2,198,000 | $1,980,000 | thousands by filing date | principal |
| TREEHOUSE FOODS INC | 89469A954 | COM | 40,000 | $1,978,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 81,626 | $1,971,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 61,369 | $1,966,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 65,710 | $1,965,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 30,000 | $1,964,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 33,560 | $1,963,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742904 | CALL | 75,000 | $1,963,000 | thousands by filing date | call |
| TECK RESOURCES LTD | 878742954 | CL B | 75,000 | $1,963,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 737,900 | $1,955,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 70,637 | $1,953,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC | 339750951 | PUT | 40,000 | $1,947,000 | thousands by filing date | put |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 50,300 | $1,943,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 21,948 | $1,942,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 50,216 | $1,941,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 38,780 | $1,939,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 27,300 | $1,939,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 46,676 | $1,937,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 130,474 | $1,937,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 40,262 | $1,936,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 400,000 | $1,928,000 | thousands by filing date | call |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 30,600 | $1,926,000 | thousands by filing date | put |
| SEATTLE GENETICS INC. | 812578902 | Cmn | 36,000 | $1,926,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 91,925 | $1,924,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041905 | Cmn | 10,000 | $1,924,000 | thousands by filing date | call |
| GENERAL MILLS INC | 370334954 | PUT | 32,400 | $1,921,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 122,058 | $1,917,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 113,700 | $1,917,000 | thousands by filing date | put |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 109,883 | $1,917,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 45,436 | $1,909,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 196,827 | $1,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 27,157 | $1,896,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 98,727 | $1,895,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 187,451 | $1,891,000 | thousands by filing date | |
| NRG YIELD INC | 62942X956 | CL A NEW | 100,000 | $1,885,000 | thousands by filing date | put |
| VIRTUS ETF TR II | 92790A306 | VIRTUS ENHCD SRT | 82,200 | $1,878,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 79,006 | $1,876,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 38,389 | $1,866,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 39,683 | $1,865,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 50,720 | $1,857,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 1,600,000 | $1,857,000 | thousands by filing date | principal |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 77,078 | $1,854,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 1,803,000 | $1,853,000 | thousands by filing date | principal |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 44,643 | $1,852,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 152,830 | $1,846,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 55,024 | $1,843,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 110,920 | $1,839,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 110,328 | $1,837,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 137,379 | $1,830,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 35,443 | $1,829,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 99,023 | $1,828,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 115,046 | $1,812,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 70,155 | $1,807,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q953 | COM | 11,500 | $1,793,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N953 | COM | 365,000 | $1,789,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 966,000 | $1,788,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 87,515 | $1,781,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 83,006 | $1,778,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 515,000 | $1,773,000 | thousands by filing date | principal |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 26,930 | $1,770,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,755,000 | $1,768,000 | thousands by filing date | principal |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 105,697 | $1,766,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 22,012 | $1,766,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 112,825 | $1,765,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 63,033 | $1,765,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,312 | $1,763,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 31,761 | $1,761,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 139,700 | $1,761,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 62,516 | $1,753,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,700,000 | $1,753,000 | thousands by filing date | principal |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 106,650 | $1,749,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 23,905 | $1,742,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 56,331 | $1,738,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 77,189 | $1,737,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 242,301 | $1,732,000 | thousands by filing date | |
| APTARGROUP INC | 038336953 | PUT | 20,000 | $1,726,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R956 | CL A | 35,500 | $1,718,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 1,695,000 | $1,718,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 33,786 | $1,711,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,419 | $1,706,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 151,476 | $1,706,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H958 | PUT | 40,000 | $1,698,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,668,000 | $1,693,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,702,000 | $1,688,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 31,254 | $1,685,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 22,359 | $1,680,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 700,256 | $1,680,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 60,813 | $1,679,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 9,675 | $1,678,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13,735 | $1,678,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 266,095 | $1,676,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 27,184 | $1,675,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 26,200 | $1,661,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,712 | $1,657,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 48,134 | $1,655,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 56,218 | $1,653,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U958 | PUT | 42,000 | $1,653,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 110,807 | $1,651,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,352,082 | $1,647,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 105,419 | $1,641,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 119,862 | $1,636,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 32,841 | $1,636,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 67,996 | $1,632,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,373 | $1,623,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 207,990 | $1,622,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 57,217 | $1,620,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 522,368 | $1,619,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 135,441 | $1,612,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 27,000 | $1,612,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 37,800 | $1,605,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537907 | CALL | 20,000 | $1,605,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 160,305 | $1,603,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 210,176 | $1,601,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 55,560 | $1,595,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 17,254 | $1,593,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 581,580 | $1,593,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y908 | CALL | 25,900 | $1,587,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y958 | COM | 25,900 | $1,587,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 1,540,000 | $1,584,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 180,843 | $1,582,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 29,500 | $1,581,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 20,915 | $1,578,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 141,231 | $1,577,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 37,856 | $1,574,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 601,851 | $1,570,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 271,167 | $1,568,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896904 | COM | 25,000 | $1,568,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896954 | COM | 25,000 | $1,568,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 24,539 | $1,566,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A901 | COM | 100,000 | $1,566,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 28,641 | $1,565,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 265,080 | $1,564,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11,946 | $1,558,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21,630 | $1,556,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 20,600 | $1,554,000 | thousands by filing date | call |
| APACHE CORP | 037411955 | COM | 36,800 | $1,554,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 33,648 | $1,553,000 | thousands by filing date | |
| REGENXBIO INC | 75901B907 | COM | 46,700 | $1,553,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M954 | Cmn | 63,600 | $1,553,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 29,452 | $1,549,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,648,350 | $1,548,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 65,425 | $1,544,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 69,136 | $1,544,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000013 | this filing | 2018-02-13 | acceptance time not in the bulk data set |