13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 5,474 holding rows worth $474,638,020,000.
- Accession
- 0000019617-18-000013
- Filer
- CIK 19617
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 20,409 entries on the cover page, a total value of $474,638,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,638,020,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPLUNK INC | 848637904 | Cmn | 143,000 | $11,846,000 | thousands by filing date | call |
| NORDSTROM INC | 655664950 | COM | 250,000 | $11,845,000 | thousands by filing date | put |
| HUMANA INC | 444859902 | COM | 47,700 | $11,833,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C954 | PUT | 215,500 | $11,829,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 102,809 | $11,822,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,105,260 | $11,804,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 295,449 | $11,801,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 565,972 | $11,744,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 73,865 | $11,737,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 11,273,000 | $11,707,000 | thousands by filing date | principal |
| ISHARES TR | 464287959 | PUT | 144,300 | $11,690,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV | N53745900 | SHS - A - | 105,900 | $11,683,000 | thousands by filing date | call |
| GGP INC | 36174X951 | PUT | 499,500 | $11,683,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V950 | PUT | 860,000 | $11,670,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 62,251 | $11,667,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 476,463 | $11,664,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 465,073 | $11,650,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 878,381 | $11,638,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 626,130 | $11,621,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,170,610 | $11,565,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 11,500,000 | $11,560,000 | thousands by filing date | principal |
| JD.COM INC | 47215P906 | SPON ADS CL A | 278,400 | $11,531,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 1,187,256 | $11,516,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 167,022 | $11,508,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 209,365 | $11,507,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 163,168 | $11,498,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 419,815 | $11,482,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 11,610,000 | $11,452,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 232,661 | $11,435,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 485,941 | $11,430,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 677,182 | $11,417,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 810,205 | $11,415,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 120,200 | $11,413,000 | thousands by filing date | put |
| ELI LILLY & CO | 532457908 | CALL | 135,100 | $11,411,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 167,417 | $11,385,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 149,556 | $11,366,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 146,601 | $11,364,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,560,580 | $11,345,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 769,630 | $11,337,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 4,119,807 | $11,330,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,990,201 | $11,304,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 381,851 | $11,276,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 73,136 | $11,273,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 39,000 | $11,272,000 | thousands by filing date | put |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 781,472 | $11,261,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 11,162,000 | $11,243,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC | 744320952 | COM | 97,700 | $11,234,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 230,606 | $11,230,000 | thousands by filing date | |
| PENTAIR PLC | G7S00T904 | SHS | 158,700 | $11,207,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F958 | PUT | 430,000 | $11,202,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 394,003 | $11,158,000 | thousands by filing date | |
| NUCOR CORP | 670346905 | COM | 175,100 | $11,133,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457958 | PUT | 131,600 | $11,115,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 50,888 | $11,105,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 325,761 | $11,101,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 933,487 | $11,099,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 98,752 | $11,096,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 246,823 | $11,095,000 | thousands by filing date | |
| SOHU.COM INC | 83408W903 | COM | 255,000 | $11,054,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 303,719 | $11,046,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 282,289 | $11,040,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,677,163 | $11,038,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 490,454 | $11,035,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 581,371 | $11,034,000 | thousands by filing date | |
| CIGNA CORP | 125509909 | COM | 54,200 | $11,007,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 19,625 | $10,957,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 359,570 | $10,949,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 656,242 | $10,933,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 781,900 | $10,907,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 220,650 | $10,876,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 299,132 | $10,864,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 291,963 | $10,847,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 430,742 | $10,844,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 574,943 | $10,843,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,244,119 | $10,813,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 243,830 | $10,811,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 261,884 | $10,805,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 109,039 | $10,779,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 205,236 | $10,776,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 246,624 | $10,753,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 480,943 | $10,745,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 393,970 | $10,743,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 238,161 | $10,730,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,505,305 | $10,717,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 304,551 | $10,705,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 372,545 | $10,674,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 41,900 | $10,674,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 44,599 | $10,644,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 152,468 | $10,644,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 60,700 | $10,637,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 187,882 | $10,624,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 845,656 | $10,613,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 268,245 | $10,599,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 102,938 | $10,588,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 100,000 | $10,565,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 853,631 | $10,551,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 296,692 | $10,548,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 100,257 | $10,510,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 204,426 | $10,488,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,258,232 | $10,476,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 163,570 | $10,475,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 100,300 | $10,475,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,591,000 | $10,473,000 | thousands by filing date | principal |
| Flushing Financial Corp | 343873105 | Common Stock | 380,122 | $10,454,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 326,352 | $10,421,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,369,000 | $10,421,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 87,200 | $10,401,000 | thousands by filing date | put |
| SHIRE PLC-ADR | 82481R956 | COM | 67,000 | $10,393,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,021,894 | $10,372,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 10,575,000 | $10,365,000 | thousands by filing date | principal |
| MICROSEMI CORP | 595137100 | COM | 200,267 | $10,343,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 301,413 | $10,308,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 155,557 | $10,273,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 25,815 | $10,258,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 860,300 | $10,230,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 252,811 | $10,229,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 181,278 | $10,224,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 62,500 | $10,224,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 582,522 | $10,218,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502901 | COM | 60,200 | $10,215,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 11,791,000 | $10,215,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 149,498 | $10,196,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC | 775109900 | CL B | 200,000 | $10,186,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 99,066 | $10,180,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 312,678 | $10,180,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 241,645 | $10,174,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 303,292 | $10,166,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 288,200 | $10,142,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 447,331 | $10,141,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 248,783 | $10,129,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 183,609 | $10,129,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 256,900 | $10,124,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 255,328 | $10,116,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,264,110 | $10,113,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 206,537 | $10,110,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 65,900 | $10,106,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 301,496 | $10,100,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 170,001 | $10,094,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 135,118 | $10,093,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 252,059 | $10,077,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 402,352 | $10,075,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 148,496 | $10,056,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 173,500 | $10,053,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R950 | COM | 131,000 | $10,045,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 132,336 | $10,023,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 180,858 | $10,019,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 158,100 | $10,011,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 9,778,000 | $10,011,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 165,151 | $10,001,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410AR9 | DEBT 13.500 8/3 | 10,000,000 | $10,000,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 264,496 | $9,998,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 52,600 | $9,969,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 112,732 | $9,955,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 349,472 | $9,954,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 42,639 | $9,923,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 92,655 | $9,914,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 121,800 | $9,874,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 218,375 | $9,860,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 355,041 | $9,850,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 149,570 | $9,823,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 563,362 | $9,803,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 166,257 | $9,768,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 212,900 | $9,768,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 9,840,000 | $9,764,000 | thousands by filing date | principal |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 166,287 | $9,758,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 399,885 | $9,738,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 511,880 | $9,726,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,900,409 | $9,717,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 546,155 | $9,699,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 224,192 | $9,685,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C901 | CALL | 109,900 | $9,654,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 8,591,000 | $9,633,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 413,551 | $9,615,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 279,857 | $9,612,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A954 | PUT | 212,500 | $9,601,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 543,638 | $9,595,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 85,481 | $9,587,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 353,650 | $9,580,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 448,779 | $9,569,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 425,062 | $9,501,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 198,895 | $9,495,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 349,716 | $9,484,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 220,114 | $9,465,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 551,852 | $9,464,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 9,493,000 | $9,464,000 | thousands by filing date | principal |
| ANSYS INC COM | 03662Q105 | COM | 63,982 | $9,442,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 377,961 | $9,419,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 535,388 | $9,407,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 60,074 | $9,401,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 146,404 | $9,355,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 61,524 | $9,342,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 328,638 | $9,334,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 185,027 | $9,321,000 | thousands by filing date | |
| VULCAN MATLS CO | 929160909 | OPTION | 72,500 | $9,307,000 | thousands by filing date | call |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 50,000 | $9,306,000 | thousands by filing date | call |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 182,810 | $9,290,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 283,606 | $9,280,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 8,654,000 | $9,279,000 | thousands by filing date | principal |
| FLOWERS FOODS INC COM | 343498101 | Stock | 480,387 | $9,276,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 132,157 | $9,231,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,722,876 | $9,222,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 438,665 | $9,190,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 310,486 | $9,172,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914903 | COM | 142,000 | $9,172,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 33,330 | $9,153,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 114,900 | $9,078,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 581,094 | $9,070,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 51,300 | $9,062,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370951 | PUT | 141,800 | $9,061,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 984,753 | $9,061,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C954 | COM | 600,000 | $9,060,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 187,806 | $9,047,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 545,393 | $9,027,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 460,062 | $9,022,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 149,308 | $9,011,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 265,739 | $9,006,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190954 | PUT | 32,600 | $8,994,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 68,498 | $8,993,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 204,430 | $8,971,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 354,106 | $8,970,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 272,881 | $8,970,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 132,052 | $8,956,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 514,609 | $8,954,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 436,037 | $8,943,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 173,804 | $8,941,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 270,000 | $8,929,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 209,797 | $8,923,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 175,181 | $8,917,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 288,000 | $8,914,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 147,143 | $8,913,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 244,721 | $8,908,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 91,366 | $8,903,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 173,200 | $8,897,000 | thousands by filing date | call |
| ISHARES INC | 464286959 | MSCI CDA ETF | 300,000 | $8,892,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 345,886 | $8,855,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 489,700 | $8,849,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 184,875 | $8,834,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 3,522,000 | $8,827,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161Q954 | COM | 290,000 | $8,816,000 | thousands by filing date | put |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 30,500 | $8,815,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 343,082 | $8,814,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 223,879 | $8,809,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 55,314 | $8,789,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 57,400 | $8,787,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 1,471,974 | $8,758,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 434,284 | $8,755,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 124,844 | $8,747,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 171,000 | $8,742,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 623,331 | $8,726,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 171,387 | $8,719,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 103,220 | $8,698,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 788,482 | $8,697,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 75,002 | $8,692,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 340,045 | $8,680,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 181,147 | $8,677,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 255,700 | $8,640,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 63,511 | $8,635,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 447,410 | $8,608,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 645,312 | $8,604,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 710,515 | $8,597,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 458,140 | $8,595,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 338,962 | $8,586,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 224,492 | $8,576,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 760,562 | $8,565,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 161,666 | $8,562,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 434,834 | $8,545,000 | thousands by filing date | |
| HESS CORP | 42809H957 | COM | 180,000 | $8,545,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 632,930 | $8,526,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 499,811 | $8,511,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 225,411 | $8,509,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 632,781 | $8,505,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 124,689 | $8,498,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 234,663 | $8,491,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 176,022 | $8,483,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 127,872 | $8,481,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 171,978 | $8,473,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,825,664 | $8,464,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 103,743 | $8,433,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X900 | COM | 59,100 | $8,432,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 386,475 | $8,425,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 46,438 | $8,413,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 137,117 | $8,383,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 607,854 | $8,377,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 382,023 | $8,374,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 20,690 | $8,338,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 88,071 | $8,321,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 252,087 | $8,319,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 657,670 | $8,313,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 535,146 | $8,312,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 187,800 | $8,282,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 160,584 | $8,276,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 256,994 | $8,270,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,758,000 | $8,267,000 | thousands by filing date | principal |
| AETNA INC | 00817Y958 | COM | 45,800 | $8,262,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 211,176 | $8,259,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A958 | PUT | 73,800 | $8,233,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 584,592 | $8,230,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 166,421 | $8,197,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 62,937 | $8,197,000 | thousands by filing date | |
| PATTERSON COS INC | 703395903 | COM | 226,700 | $8,191,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,455,864 | $8,153,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 108,559 | $8,146,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 105,540 | $8,145,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 484,923 | $8,121,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 87,300 | $8,114,000 | thousands by filing date | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 61,060 | $8,108,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 428,787 | $8,105,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 425,671 | $8,101,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 139,466 | $8,100,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 362,353 | $8,099,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 278,403 | $8,096,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,832,000 | $8,068,000 | thousands by filing date | principal |
| ENERGY TRANSFER PARTNERS LP | 29278N903 | COM | 450,200 | $8,068,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q905 | CALL | 55,000 | $8,033,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q955 | PUT | 55,000 | $8,033,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 114,481 | $8,029,000 | thousands by filing date | |
| BBT CORPORATION | 054937907 | COM | 161,400 | $8,025,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 833,098 | $8,023,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 48,800 | $8,007,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A905 | CALL | 220,000 | $8,001,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 367,037 | $8,001,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 126,480 | $7,999,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 389,332 | $7,962,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 276,600 | $7,930,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 648,200 | $7,927,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 2,105,000 | $7,927,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 32,000 | $7,916,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 522,000 | $7,914,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 177,707 | $7,910,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 474,100 | $7,908,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 128,069 | $7,896,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 97,305 | $7,882,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 804,276 | $7,873,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 977,579 | $7,869,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 988,765 | $7,831,000 | thousands by filing date | |
| VanEck Vectors High Incom | 92189F908 | CALL | 300,000 | $7,815,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 246,811 | $7,797,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 96,000 | $7,783,000 | thousands by filing date | call |
| MURPHY OIL CORP | 626717902 | COM | 249,900 | $7,759,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 202,564 | $7,738,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 97,952 | $7,735,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 170,174 | $7,717,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 30,900 | $7,711,000 | thousands by filing date | put |
| MOSAIC CO | 61945C903 | CALL | 300,000 | $7,698,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 500,477 | $7,697,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 258,156 | $7,696,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 217,861 | $7,686,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G907 | COM | 340,000 | $7,670,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,840,000 | $7,654,000 | thousands by filing date | principal |
| EASTMAN CHEM CO | 277432950 | COM | 82,600 | $7,652,000 | thousands by filing date | put |
| TIVO CORP | 88870P956 | PUT | 490,000 | $7,644,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 56,300 | $7,642,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 344,586 | $7,636,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 218,019 | $7,630,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 8,368,000 | $7,625,000 | thousands by filing date | principal |
| ORBOTECH LTD | M75253100 | ORD | 151,692 | $7,621,000 | thousands by filing date | |
| MYLAN N V | N59465909 | CALL | 180,000 | $7,616,000 | thousands by filing date | call |
| ALCOA CORP | 013872956 | PUT | 141,000 | $7,596,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 271,458 | $7,585,000 | thousands by filing date | |
| W.R. GRACE CO. | 38388F908 | COM | 108,100 | $7,581,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 84,483 | $7,564,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 68,340 | $7,563,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 63,202 | $7,548,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,158,717 | $7,543,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,900,772 | $7,527,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 355,968 | $7,524,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 263,417 | $7,524,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW | 828806959 | PUT | 43,800 | $7,522,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,374,000 | $7,521,000 | thousands by filing date | principal |
| STATE STR CORP | 857477953 | COM | 77,000 | $7,516,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 517,307 | $7,491,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 384,945 | $7,484,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 409,777 | $7,478,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 74,767 | $7,453,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 220,188 | $7,444,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 45,200 | $7,416,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 198,367 | $7,389,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 389,500 | $7,385,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787907 | COM | 42,700 | $7,381,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 124,556 | $7,375,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200,616 | $7,366,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 133,149 | $7,361,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,168,385 | $7,361,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 245,842 | $7,355,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 153,135 | $7,351,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 329,000 | $7,350,000 | thousands by filing date | call |
| AUTODESK INC | 052769906 | CALL | 70,000 | $7,338,000 | thousands by filing date | call |
| KOHLS CORP | 500255904 | COM | 135,200 | $7,332,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498951 | PUT | 89,800 | $7,329,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 174,306 | $7,318,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,916,000 | $7,301,000 | thousands by filing date | principal |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 736,015 | $7,301,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 5,253,000 | $7,285,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 117,851 | $7,278,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 101,617 | $7,274,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 350,000 | $7,273,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 164,177 | $7,270,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 251,375 | $7,250,000 | thousands by filing date | |
| HDFC BANK LTD | 40415F951 | SPONSORED ADS | 71,000 | $7,219,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 95,817 | $7,205,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 49,272 | $7,196,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 149,263 | $7,192,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 70,794 | $7,190,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,626,492 | $7,173,000 | thousands by filing date | |
| NEWELL BRANDS INC | 651229906 | COM NEW | 231,000 | $7,138,000 | thousands by filing date | call |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 36,000 | $7,136,000 | thousands by filing date | put |
| ANAPTYSBIO INC | 032724106 | COM | 70,687 | $7,119,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 728,621 | $7,105,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 158,649 | $7,096,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 188,539 | $7,080,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 279,097 | $7,076,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 615,644 | $7,073,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 6,207 | $7,070,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 245,899 | $7,065,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 413,823 | $7,047,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 328,172 | $7,033,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 135,238 | $7,028,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,373,000 | $7,018,000 | thousands by filing date | principal |
| MACYS INC | 55616P954 | COM | 278,500 | $7,015,000 | thousands by filing date | put |
| NUCOR CORP | 670346955 | COM | 110,300 | $7,013,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 76,170 | $7,001,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 98,136 | $6,987,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 99,940 | $6,954,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 58,000 | $6,936,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 128,590 | $6,927,000 | thousands by filing date | |
| FLUOR CORP | 343412952 | COM | 134,100 | $6,926,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 91,400 | $6,916,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACTIVE | 811065951 | Cmn | 81,000 | $6,916,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 173,527 | $6,915,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 20,292 | $6,908,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 5,881,000 | $6,898,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,268,108 | $6,896,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 338,738 | $6,894,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 299,100 | $6,891,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,214,740 | $6,888,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 809,626 | $6,881,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 389,975 | $6,860,000 | thousands by filing date | |
| ANDEAVOR | 03349M955 | PUT | 60,000 | $6,860,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 61,425 | $6,854,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 406,100 | $6,847,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945901 | CALL | 198,600 | $6,844,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 202,078 | $6,806,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 261,592 | $6,799,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 463,756 | $6,798,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 97,500 | $6,775,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,645,000 | $6,754,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC | 744320902 | COM | 58,700 | $6,749,000 | thousands by filing date | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049904 | CL A | 154,100 | $6,737,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 267,728 | $6,733,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 116,502 | $6,730,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 50,422 | $6,722,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 394,713 | $6,710,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 104,820 | $6,708,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 446,701 | $6,696,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 319,363 | $6,690,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 110,500 | $6,689,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 356,010 | $6,683,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 69,776 | $6,678,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 91,800 | $6,667,000 | thousands by filing date | put |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 610,332 | $6,659,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 331,320 | $6,656,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 313,802 | $6,655,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 113,738 | $6,652,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 128,600 | $6,642,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,986,613 | $6,635,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 6,155,000 | $6,634,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 731,492 | $6,627,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 455,752 | $6,623,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 72,914 | $6,618,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 89,849 | $6,608,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 9,273,000 | $6,603,000 | thousands by filing date | principal |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 261,176 | $6,599,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054959 | PUT | 60,000 | $6,587,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 174,686 | $6,577,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 394,981 | $6,557,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 154,373 | $6,554,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 6,308,000 | $6,545,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903905 | COM | 150,000 | $6,539,000 | thousands by filing date | call |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 185,926 | $6,493,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 434,377 | $6,493,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 125,642 | $6,489,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 975,596 | $6,487,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 90,000 | $6,484,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 2,834,823 | $6,463,000 | thousands by filing date | |
| GRUBHUB INC | 400110902 | CALL | 90,000 | $6,462,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 207,190 | $6,461,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 117,125 | $6,456,000 | thousands by filing date | |
| WEX INC | 96208T954 | PUT | 45,700 | $6,454,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 240,104 | $6,439,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 475,987 | $6,439,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 77,462 | $6,419,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 154,999 | $6,415,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,176,000 | $6,370,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 286,326 | $6,365,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 105,700 | $6,365,000 | thousands by filing date | call |
| T-MOBILE US INC | 872590904 | COM | 100,000 | $6,351,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 224,154 | $6,347,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 182,315 | $6,344,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 495,000 | $6,336,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 39,095 | $6,330,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000013 | this filing | 2018-02-13 | acceptance time not in the bulk data set |