13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 5,474 holding rows worth $474,638,020,000.
- Accession
- 0000019617-18-000013
- Filer
- CIK 19617
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 20,409 entries on the cover page, a total value of $474,638,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,638,020,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 154,250 | $22,278,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 210,925 | $22,267,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 683,340 | $22,236,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,171,133 | $22,192,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 28,435,000 | $22,165,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,903,082 | $22,162,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,651,544 | $22,131,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 431,850 | $22,089,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 869,359 | $22,055,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,364,778 | $22,027,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 224,936 | $22,022,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 681,589 | $22,022,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 641,252 | $21,963,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 366,763 | $21,959,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 345,007 | $21,935,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 313,631 | $21,837,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 99,000 | $21,826,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 274,887 | $21,741,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 314,875 | $21,694,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 349,540 | $21,670,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 19,700,000 | $21,616,000 | thousands by filing date | principal |
| VECTREN CORP | 92240G101 | COM | 332,248 | $21,603,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 268,944 | $21,582,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 855,433 | $21,548,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 121,900 | $21,532,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 16,300,000 | $21,524,000 | thousands by filing date | principal |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 483,456 | $21,514,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,494,311 | $21,488,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 938,712 | $21,459,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 427,699 | $21,457,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 233,985 | $21,430,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 1,130,000 | $21,414,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 489,764 | $21,408,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 698,559 | $21,390,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 564,940 | $21,388,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 388,700 | $21,382,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 875,995 | $21,374,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 638,600 | $21,323,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 351,259 | $21,247,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 17,770,000 | $21,235,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L100 | COM | 778,684 | $21,220,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 293,001 | $21,170,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 20,369,000 | $21,158,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 313,237 | $21,137,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 434,614 | $21,078,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 425,553 | $21,074,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 175,700 | $21,070,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 174,762 | $21,068,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 477,558 | $21,060,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 500,446 | $21,048,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 111,440 | $20,950,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 122,753 | $20,886,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 940,977 | $20,861,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 325,000 | $20,784,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 277,086 | $20,762,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 316,015 | $20,692,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 494,255 | $20,679,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 195,074 | $20,678,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 4,026,873 | $20,658,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 428,472 | $20,615,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,020,769 | $20,487,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 387,989 | $20,478,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 18,792,000 | $20,475,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 666,672 | $20,300,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677955 | COM | 218,200 | $20,295,000 | thousands by filing date | put |
| SPRINT CORP | 85207U955 | PUT | 3,441,300 | $20,269,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,019,559 | $20,238,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 489,030 | $20,236,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 4,398,770 | $20,234,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 391,784 | $20,232,000 | thousands by filing date | |
| VERISIGN INC | 92343E952 | COM | 176,600 | $20,210,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 514,116 | $20,199,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 113,000 | $20,160,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 174,869 | $20,118,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,648,313 | $20,109,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,745,734 | $20,099,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 414,940 | $20,095,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 638,295 | $20,093,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,673,998 | $20,071,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,125,365 | $20,065,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822953 | SHS | 229,700 | $20,021,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,077,178 | $19,971,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 486,117 | $19,960,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291908 | CALL | 322,500 | $19,947,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,772,753 | $19,903,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 127,104 | $19,893,000 | thousands by filing date | put |
| NEWMONT CORP | 651639906 | CALL | 530,100 | $19,889,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 19,179,000 | $19,882,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 690,540 | $19,846,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 290,547 | $19,781,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 272,400 | $19,749,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 520,767 | $19,710,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 189,774 | $19,699,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 497,208 | $19,698,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 447,801 | $19,691,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 20,571,000 | $19,675,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,339,068 | $19,672,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 416,695 | $19,660,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 656,261 | $19,622,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,754,589 | $19,617,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 19,274,000 | $19,593,000 | thousands by filing date | principal |
| ENVIRI CORP | 415864107 | COM | 1,046,066 | $19,508,000 | thousands by filing date | |
| BROADCOM LTD | Y09827909 | CALL | 75,900 | $19,499,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 952,710 | $19,483,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,524,956 | $19,459,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 638,504 | $19,442,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 479,521 | $19,411,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 28,661,000 | $19,391,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 294,228 | $19,260,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 154,446 | $19,243,000 | thousands by filing date | |
| BCE INC | 05534B900 | COM NEW | 400,000 | $19,204,000 | thousands by filing date | call |
| HEALTHCARE RLTY TR | 421946104 | COM | 596,976 | $19,175,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 288,057 | $19,167,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,741,000 | $19,126,000 | thousands by filing date | principal |
| CARMAX INC COM | 143130102 | Stock | 297,871 | $19,102,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,768,615 | $19,084,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 526,505 | $19,065,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 524,918 | $19,060,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,096,278 | $19,021,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 303,900 | $19,009,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,057,000 | $19,004,000 | thousands by filing date | principal |
| SNAP INC | 83304A956 | PUT | 1,299,400 | $18,984,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 144,005 | $18,936,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 435,318 | $18,884,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 724,081 | $18,826,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 14,953,000 | $18,822,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 171,683 | $18,790,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,755,707 | $18,786,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 687,000 | $18,783,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 244,344 | $18,776,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 939,655 | $18,747,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 238,200 | $18,746,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 294,099 | $18,745,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 295,800 | $18,706,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 150,532 | $18,663,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 317,249 | $18,647,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 459,149 | $18,645,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,583,270 | $18,625,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 392,354 | $18,625,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 278,720 | $18,619,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 999,247 | $18,565,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 345,126 | $18,550,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 207,979 | $18,529,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 292,648 | $18,515,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 382,413 | $18,512,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 120,500 | $18,480,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,910,322 | $18,423,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 119,889 | $18,411,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 457,723 | $18,400,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 787,895 | $18,381,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,933,000 | $18,345,000 | thousands by filing date | principal |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 353,454 | $18,329,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 420,478 | $18,311,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 626,951 | $18,282,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 292,377 | $18,273,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 306,500 | $18,261,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 457,211 | $18,221,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 243,612 | $18,209,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 798,093 | $18,196,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 472,806 | $18,185,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 887,611 | $18,153,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 542,114 | $18,150,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 74,581 | $18,125,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 143,841 | $18,088,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 948,133 | $18,080,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 333,560 | $18,066,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,584,329 | $18,061,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 514,504 | $18,039,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,752,500 | $18,033,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 209,061 | $18,031,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 17,974,000 | $18,025,000 | thousands by filing date | principal |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 271,677 | $18,012,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 197,340 | $17,973,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 108,352 | $17,970,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 266,300 | $17,949,000 | thousands by filing date | call |
| UNITED STATES STEEL CORP | 912909958 | COM | 510,000 | $17,947,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 909,544 | $17,918,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 541,499 | $17,820,000 | thousands by filing date | |
| NETEASE COM INC | 64110W952 | PUT | 51,600 | $17,806,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 300,000 | $17,799,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 358,301 | $17,763,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,290,482 | $17,763,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 801,115 | $17,705,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 561,485 | $17,653,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,158,179 | $17,639,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 604,781 | $17,623,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 981,726 | $17,622,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,566,000 | $17,555,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 1,112,384 | $17,553,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,665,605 | $17,540,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 5,771,000 | $17,486,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 284,791 | $17,450,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 574,775 | $17,415,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 324,400 | $17,401,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,480,259 | $17,319,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 505,208 | $17,303,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 203,100 | $17,301,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 431,448 | $17,301,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 131,579 | $17,266,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 45,686 | $17,265,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 105,960 | $17,247,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 92,321 | $17,236,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 18,633,000 | $17,236,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 251,980 | $17,206,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 435,347 | $17,140,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 211,500 | $17,134,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 735,022 | $17,126,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X950 | COM | 119,600 | $17,063,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 1,110,480 | $17,057,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 541,756 | $17,038,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 14,228,000 | $17,018,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 1,129,678 | $17,013,000 | thousands by filing date | |
| EAGLE MATLS INC | 26969P908 | COM | 150,000 | $16,995,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 143,526 | $16,994,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,924,494 | $16,935,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 447,025 | $16,916,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 499,742 | $16,912,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 273,039 | $16,888,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 610,249 | $16,824,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 349,400 | $16,803,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 818,294 | $16,775,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 195,840 | $16,770,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 342,468 | $16,764,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 312,200 | $16,746,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 4,148,226 | $16,718,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 297,566 | $16,712,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 683,324 | $16,687,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 483,515 | $16,662,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 95,700 | $16,642,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 357,646 | $16,641,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 18,034,000 | $16,636,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 182,973 | $16,630,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 382,743 | $16,626,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-SERIES C | G5480U950 | COM | 490,000 | $16,582,000 | thousands by filing date | put |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,356,612 | $16,552,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 263,928 | $16,549,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 386,500 | $16,542,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 721,697 | $16,527,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 12,215,000 | $16,448,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 521,641 | $16,447,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 313,200 | $16,434,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 515,302 | $16,428,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 582,438 | $16,390,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,459,569 | $16,379,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 500,000 | $16,375,000 | thousands by filing date | call |
| HP INC | 40434L905 | COM | 779,300 | $16,373,000 | thousands by filing date | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 156,246 | $16,334,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 146,700 | $16,285,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 250,565 | $16,277,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 229,182 | $16,265,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 655,650 | $16,227,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 15,725,000 | $16,197,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 688,762 | $16,187,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,850,000 | $16,172,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 303,405 | $16,171,000 | thousands by filing date | |
| DUNKIN' BRANDS GROUP INC | 265504900 | COM | 250,800 | $16,169,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 183,900 | $16,154,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 15,266,000 | $16,136,000 | thousands by filing date | principal |
| MERCK & CO INC | 58933Y905 | CALL | 286,300 | $16,110,000 | thousands by filing date | call |
| HUMANA INC | 444859952 | COM | 64,800 | $16,075,000 | thousands by filing date | put |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 1,500,000 | $16,020,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 1,026,265 | $16,009,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 218,904 | $16,006,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 417,712 | $15,974,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 1,103,900 | $15,973,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 267,208 | $15,915,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 423,155 | $15,907,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 135,999 | $15,900,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 248,381 | $15,887,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 56,156 | $15,849,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 444,197 | $15,805,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,701,613 | $15,749,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 267,888 | $15,738,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 369,339 | $15,737,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 510,172 | $15,714,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 209,942 | $15,672,000 | thousands by filing date | |
| ALCOA CORP | 013872906 | CALL | 290,800 | $15,665,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 734,726 | $15,650,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 233,900 | $15,603,000 | thousands by filing date | put |
| MCKESSON CORP | 58155Q903 | CALL | 100,000 | $15,595,000 | thousands by filing date | call |
| MERCK & CO INC | 58933Y955 | PUT | 277,000 | $15,587,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 265,489 | $15,584,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 12,620,000 | $15,545,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903105 | COM | 356,086 | $15,521,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M959 | COM | 325,000 | $15,519,000 | thousands by filing date | put |
| ZOETIS INC | 98978V903 | CALL | 215,000 | $15,489,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 4,677,125 | $15,482,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 418,370 | $15,480,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,057,187 | $15,466,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 826,231 | $15,452,000 | thousands by filing date | |
| EATON CORP PLC | G29183953 | PUT | 195,400 | $15,439,000 | thousands by filing date | put |
| ABBVIE INC | 00287Y909 | CALL | 159,100 | $15,387,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 209,837 | $15,373,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 545,761 | $15,363,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 81,000 | $15,352,000 | thousands by filing date | put |
| COTERRA ENERGY INC | 127097903 | CALL | 536,200 | $15,335,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 151,858 | $15,313,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 940,741 | $15,278,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 627,683 | $15,274,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 932,368 | $15,254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 547,654 | $15,247,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 260,266 | $15,237,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,026,949 | $15,220,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,226,574 | $15,210,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 330,000 | $15,150,000 | thousands by filing date | call |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 180,000 | $15,140,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,470,308 | $15,129,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 379,400 | $15,119,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 16,074,000 | $15,114,000 | thousands by filing date | principal |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 356,876 | $15,096,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 44,900 | $15,085,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 153,585 | $15,068,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 399,231 | $15,059,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 14,615,000 | $15,025,000 | thousands by filing date | principal |
| ISHARES INC | 46434G952 | MSCI TAIWAN ETF | 250,000 | $14,983,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 200,881 | $14,913,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 159,762 | $14,883,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 136,211 | $14,876,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 159,900 | $14,861,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 260,187 | $14,857,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,258,106 | $14,846,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 341,175 | $14,841,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 887,882 | $14,837,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,282,590 | $14,826,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 942,558 | $14,817,000 | thousands by filing date | |
| INCYTE CORP | 45337C952 | COM | 156,200 | $14,794,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,419,170 | $14,788,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 365,235 | $14,775,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 98,100 | $14,737,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 2,551,934 | $14,724,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,320,838 | $14,661,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,099,587 | $14,647,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 227,084 | $14,640,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 198,700 | $14,636,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 675,085 | $14,615,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 190,545 | $14,614,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 121,700 | $14,594,000 | thousands by filing date | call |
| WALMART INC | 931142903 | CALL | 147,500 | $14,566,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 618,251 | $14,565,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 232,107 | $14,550,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 674,110 | $14,534,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 703,484 | $14,526,000 | thousands by filing date | |
| CORNING INC | 219350905 | CALL | 453,500 | $14,507,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 100,000 | $14,490,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,037,479 | $14,473,000 | thousands by filing date | |
| BBT CORPORATION | 054937957 | COM | 290,900 | $14,464,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 488,540 | $14,446,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,084,436 | $14,404,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 376,263 | $14,395,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 470,555 | $14,390,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 262,652 | $14,366,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 461,457 | $14,328,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 315,186 | $14,319,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 189,124 | $14,311,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 453,347 | $14,308,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 129,600 | $14,297,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 651,221 | $14,295,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,266,000 | $14,264,000 | thousands by filing date | principal |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 990,360 | $14,251,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 13,641,000 | $14,209,000 | thousands by filing date | principal |
| VANGUARD STAR FDS | 921909768 | COM | 249,586 | $14,179,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 785,805 | $14,160,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 319,087 | $14,136,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 59,700 | $14,052,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 419,900 | $14,020,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,484,299 | $13,990,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 356,325 | $13,980,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 220,000 | $13,972,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 229,802 | $13,965,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 10,180,000 | $13,957,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 150,303 | $13,925,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 845,439 | $13,884,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 14,244,000 | $13,849,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311957 | PUT | 959,100 | $13,840,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 497,755 | $13,838,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 315,585 | $13,829,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 263,179 | $13,817,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 376,699 | $13,813,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 642,228 | $13,801,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 7,126,606 | $13,754,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 261,586 | $13,732,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 293,675 | $13,691,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 276,820 | $13,689,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 233,367 | $13,687,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 253,838 | $13,631,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 15,333,000 | $13,618,000 | thousands by filing date | principal |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 437,455 | $13,605,000 | thousands by filing date | |
| DOMINOS PIZZA INC | 25754A951 | COM | 72,000 | $13,605,000 | thousands by filing date | put |
| EAGLE MATLS INC | 26969P958 | PUT | 120,000 | $13,596,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,671,000 | $13,596,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 615,009 | $13,579,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,388,835 | $13,556,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 12,927,000 | $13,530,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 145,664 | $13,516,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 250,719 | $13,500,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R958 | PUT | 250,300 | $13,476,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 242,569 | $13,473,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 489,689 | $13,456,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 216,950 | $13,452,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 113,306 | $13,442,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 706,297 | $13,406,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 532,810 | $13,400,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 258,975 | $13,389,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 294,770 | $13,368,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN | 12541W959 | PUT | 150,000 | $13,364,000 | thousands by filing date | put |
| CIGNA CORP | 125509959 | COM | 65,800 | $13,363,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 1,420,798 | $13,356,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 125,621 | $13,355,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 11,402,000 | $13,340,000 | thousands by filing date | principal |
| STERIS PLC | G84720104 | SHS USD | 152,455 | $13,336,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 526,675 | $13,326,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 69,694 | $13,318,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 283,490 | $13,289,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 677,141 | $13,273,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 180,495 | $13,203,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 549,895 | $13,202,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 7,456,000 | $13,197,000 | thousands by filing date | principal |
| OM ASSET MGMT PLC | G67506108 | SHS | 786,957 | $13,181,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 414,001 | $13,141,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 239,879 | $13,139,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287958 | PUT | 160,000 | $13,139,000 | thousands by filing date | put |
| FORD MTR CO | 345370950 | PUT | 1,050,900 | $13,126,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 13,141,000 | $13,114,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 215,645 | $13,095,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 202,031 | $13,059,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 194,791 | $13,049,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 820,527 | $13,046,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 233,672 | $13,015,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 402,422 | $12,975,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 325,614 | $12,953,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 1,036,500 | $12,946,000 | thousands by filing date | call |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 84,300 | $12,933,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,980,980 | $12,916,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 416,200 | $12,881,000 | thousands by filing date | put |
| VERISIGN INC | 92343E902 | COM | 112,400 | $12,863,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 1,069,625 | $12,846,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 83,800 | $12,829,000 | thousands by filing date | put |
| NRG ENERGY INC | 629377958 | COM NEW | 450,000 | $12,816,000 | thousands by filing date | put |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 294,974 | $12,807,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 309,642 | $12,795,000 | thousands by filing date | |
| NETEASE COM INC | 64110W902 | CALL | 36,900 | $12,733,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 99,700 | $12,719,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502951 | COM | 74,800 | $12,693,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 302,251 | $12,648,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 338,429 | $12,631,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 389,881 | $12,616,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,163,921 | $12,616,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 300,000 | $12,609,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 745,472 | $12,606,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 195,369 | $12,557,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 584,449 | $12,536,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 178,882 | $12,529,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 235,253 | $12,527,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 8,151,000 | $12,505,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 210,522 | $12,494,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN | 12541W909 | CALL | 140,000 | $12,473,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 635,254 | $12,457,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212951 | CL A | 120,000 | $12,443,000 | thousands by filing date | put |
| EXELON CORP | 30161N951 | COM | 315,300 | $12,426,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 687,564 | $12,411,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 190,963 | $12,411,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 161,756 | $12,381,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 12,318,000 | $12,347,000 | thousands by filing date | principal |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 151,141 | $12,329,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 238,414 | $12,328,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 42,589 | $12,310,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 214,134 | $12,294,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 260,890 | $12,288,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 290,918 | $12,256,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12,053,000 | $12,235,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 254,007 | $12,231,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,919,220 | $12,228,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 224,931 | $12,221,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 276,854 | $12,203,000 | thousands by filing date | |
| DAVITA INC | 23918K958 | PUT | 168,500 | $12,174,000 | thousands by filing date | put |
| NEXA RES S A | L67359106 | COM | 620,641 | $12,170,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 324,518 | $12,157,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 163,470 | $12,156,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 154,400 | $12,134,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914953 | COM | 187,800 | $12,130,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 12,117,000 | $12,107,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 12,469,000 | $12,096,000 | thousands by filing date | principal |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 57,358 | $12,093,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 523,085 | $12,078,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,417,000 | $12,040,000 | thousands by filing date | principal |
| iShares Global Tech ETF | 464287291 | SHS | 78,310 | $12,034,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 67,536 | $12,028,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 14,847,000 | $12,026,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 247,897 | $12,004,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 233,156 | $11,998,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 514,089 | $11,984,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,807,282 | $11,959,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A950 | PUT | 350,000 | $11,942,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 543,780 | $11,936,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 877,603 | $11,908,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,768,418 | $11,904,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 346,586 | $11,895,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 144,845 | $11,894,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 494,900 | $11,883,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 587,143 | $11,866,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000013 | this filing | 2018-02-13 | acceptance time not in the bulk data set |