13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 734,000 | $1,088,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 14,714 | $1,081,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 150,300 | $1,079,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 80,925 | $1,077,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 27,685 | $1,076,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 16,036 | $1,073,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 41,317 | $1,073,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,962 | $1,072,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 27,775 | $1,072,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 874,000 | $1,072,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 59,338 | $1,071,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 40,382 | $1,070,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 49,975 | $1,069,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 44,455 | $1,067,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J956 | COM | 45,000 | $1,062,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 23,661 | $1,060,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 70,850 | $1,057,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,116 | $1,054,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 23,575 | $1,053,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 41,861 | $1,051,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 66,427 | $1,050,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 38,724 | $1,049,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 70,506 | $1,047,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 41,147 | $1,046,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 23,166 | $1,045,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 98,900 | $1,038,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 13,720 | $1,036,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 34,309 | $1,036,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 14,926 | $1,033,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 52,861 | $1,033,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 47,200 | $1,032,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 164,767 | $1,030,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 38,460 | $1,021,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 168,803 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 27,221 | $1,019,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 127,858 | $1,016,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 38,253 | $1,016,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 35,341 | $1,015,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 286,095 | $1,015,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 75,540 | $1,012,000 | thousands by filing date | |
| DISCOVERY INC | 25470F902 | CALL | 50,000 | $1,012,000 | thousands by filing date | call |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 39,296 | $1,011,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10,906 | $1,010,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 17,440 | $1,005,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 47,124 | $1,004,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,235,000 | $1,003,000 | thousands by filing date | principal |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 40,724 | $1,002,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,110 | $1,001,000 | thousands by filing date | |
| WINGSTOP INC | 974155903 | COM | 30,000 | $1,000,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,500 | $996,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 13,055 | $987,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 308,428 | $987,000 | thousands by filing date | |
| US NATURAL GAS FUND LP | 912318951 | COM | 150,000 | $987,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 18,613 | $986,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 8,772 | $985,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 67,200 | $985,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,859 | $982,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 162,576 | $977,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 6,500 | $973,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 51,800 | $972,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,029 | $970,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 45,601 | $966,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 76,716 | $964,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 410,100 | $964,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 15,898 | $961,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 24,856 | $956,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 21,679 | $955,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 20,000 | $954,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 13,926 | $952,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 41,161 | $950,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 118,728 | $950,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 28,634 | $949,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 49,640 | $949,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 15,109 | $948,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 18,413 | $946,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 60,972 | $944,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 121,546 | $942,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 89,450 | $942,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 244,242 | $938,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16,990 | $937,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 18,301 | $936,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 73,025 | $931,000 | thousands by filing date | |
| TESARO INC | 881569957 | PUT | 7,500 | $928,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 41,655 | $926,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,273 | $924,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 35,000 | $924,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 38,476 | $923,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 6,120 | $921,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,325 | $918,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 37,460 | $917,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 3,600 | $915,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 5,699,000 | $912,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 60,600 | $911,000 | thousands by filing date | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 31,428 | $909,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 25,984 | $904,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 38,234 | $903,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 23,338 | $903,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 97,500 | $902,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 243,709 | $899,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 392,545 | $895,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 11,942 | $895,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 40,145 | $887,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L951 | PUT | 40,000 | $887,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 60,000 | $884,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 225,148 | $880,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 44,727 | $876,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 67,313 | $875,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 12,486 | $869,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 61,300 | $869,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 86,078 | $869,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 11,700 | $866,000 | thousands by filing date | |
| ECOLAB INC | 278865900 | COM | 6,700 | $866,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 65,624 | $866,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 726,000 | $861,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 29,121 | $860,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 12,777 | $858,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 39,794 | $858,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 27,882 | $857,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 42,527 | $854,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 4,500 | $854,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 16,245 | $853,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 28,887 | $852,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 16,507 | $850,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,938 | $848,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 101,363 | $845,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 22,767 | $845,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 32,226 | $845,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 28,114 | $839,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 91,054 | $839,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 62,273 | $837,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 22,793 | $836,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 41,500 | $834,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 28,703 | $831,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 16,897 | $830,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,602 | $829,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 20,000 | $827,000 | thousands by filing date | |
| GLAUKOS CORP | 377322902 | CALL | 25,000 | $825,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 231,893 | $823,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,683 | $821,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 87,117 | $820,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 21,160 | $819,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 73,087 | $819,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 29,244 | $817,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 104,985 | $814,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 16,559 | $812,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 22,100 | $812,000 | thousands by filing date | call |
| HOME BANCSHARES INC | 436893900 | CALL | 32,700 | $812,000 | thousands by filing date | call |
| APC 7.5 PFD | 032511404 | Preferred Stock | 20,411 | $811,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 775,000 | $810,000 | thousands by filing date | principal |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 65,155 | $807,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 55,471 | $802,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 21,852 | $802,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,044 | $797,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 8,700 | $795,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 39,516 | $792,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 47,554 | $792,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 17,158 | $790,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 32,635 | $790,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 408,700 | $785,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 53,290 | $784,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 17,000 | $779,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 34,569 | $778,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 73,993 | $777,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,564 | $776,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 12,665 | $776,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,690 | $774,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 14,040 | $774,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,793 | $773,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 33,118 | $772,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 11,276 | $772,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 34,465 | $771,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 13,079 | $770,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,577 | $769,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 103,003 | $767,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 8,200 | $763,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 39,361 | $762,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 21,550 | $762,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 175,000 | $761,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 97,424 | $760,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 38,173 | $759,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 29,546 | $757,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 45,170 | $756,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 212,153 | $755,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 18,450 | $753,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 32,875 | $753,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 32,789 | $750,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 42,753 | $748,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 168,346 | $748,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 173,400 | $747,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 48,157 | $747,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 14,419 | $745,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 1,043,000 | $745,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 38,600 | $742,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 32,492 | $741,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 96,625 | $739,000 | thousands by filing date | |
| IMPAX LABORATORIES INC CMN STOCK | 45256B951 | Cmn | 35,000 | $739,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 164 | $738,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,418 | $733,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 8,495 | $733,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 120,642 | $731,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 20,710 | $731,000 | thousands by filing date | |
| BUNGE LIMITED | G16962955 | COM | 10,500 | $730,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 56,004 | $729,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 15,589 | $726,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 22,132 | $724,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 165,476 | $723,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 22,364 | $721,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W904 | CALL | 106,700 | $720,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 21,518 | $719,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 282,086 | $719,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 15,648 | $719,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 59,400 | $718,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 11,439 | $713,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 126,188 | $712,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 52,741 | $712,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 31,700 | $711,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,579 | $706,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 212,197 | $703,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 46,799 | $702,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 14,200 | $694,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 28,309 | $691,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,199 | $690,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 17,132 | $689,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 16,015 | $688,000 | thousands by filing date | |
| QUIDEL CORP | 74838J901 | COM | 15,600 | $688,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 38,593 | $683,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 10,606 | $682,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 8,116 | $681,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 102,746 | $681,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 23,650 | $679,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 302,200 | $671,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 18,693 | $670,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 35,780 | $665,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 46,819 | $664,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V958 | PUT | 13,500 | $664,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,955 | $662,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 38,887 | $662,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M907 | COM | 20,000 | $660,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 324,996 | $659,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 15,400 | $658,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 43,063 | $657,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 14,556 | $657,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,685 | $656,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 19,718 | $652,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,660 | $652,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 30,562 | $650,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 48,658 | $649,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 12,100 | $649,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 42,200 | $649,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $646,000 | thousands by filing date | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 13,743 | $645,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 15,351 | $644,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824950 | PUT | 12,000 | $644,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 67,212 | $639,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,904 | $637,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 30,404 | $636,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 37,953 | $635,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 30,077 | $633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 42,471 | $632,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 16,529 | $630,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 45,800 | $630,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,270 | $626,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 29,666 | $626,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 20,376 | $625,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 21,493 | $624,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 9,722 | $618,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 58,394 | $618,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 12,247 | $617,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 21,704 | $616,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 8,705 | $615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,282 | $615,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 24,950 | $615,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 22,958 | $615,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 52,100 | $615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 12,687 | $614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 10,277 | $614,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327953 | COM | 9,800 | $614,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 40,615 | $613,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 341,924 | $609,000 | thousands by filing date | |
| GUESS? INC | 401617955 | COM | 35,000 | $608,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 17,521 | $603,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 23,000 | $603,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 104,779 | $602,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 206,100 | $602,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 132,762 | $600,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 102,076 | $600,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 39,700 | $598,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 186,505 | $597,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 532,000 | $597,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,620 | $596,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 45,556 | $594,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 44,098 | $591,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 69,710 | $591,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,260 | $589,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 16,228 | $589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,989 | $588,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 37,875 | $588,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 70,762 | $588,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 20,263 | $587,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 8,955 | $585,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 10,134 | $584,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,537 | $583,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 107,885 | $583,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,441 | $579,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 42,358 | $578,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,396 | $577,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 53,306 | $576,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 50,000 | $574,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 35,505 | $574,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 103,400 | $572,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 3,000 | $569,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 29,999 | $567,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 27,983 | $566,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 28,649 | $564,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 16,295 | $563,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 20,873 | $563,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,983 | $562,000 | thousands by filing date | |
| QUIDEL CORP | 74838J951 | COM | 12,700 | $560,000 | thousands by filing date | put |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 30,519 | $558,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 1,800 | $556,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 22,740 | $554,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 46,543 | $552,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,430 | $550,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 59,333 | $545,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 32,713 | $542,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 146,000 | $542,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 13,148 | $541,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 6,200 | $538,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 13,488 | $537,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 30,657 | $536,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 19,064 | $536,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 31,995 | $534,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 12,618 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,750 | $533,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 24,083 | $529,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 13,747 | $527,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 10,348 | $526,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 9,463 | $525,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 52,682 | $524,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 57,563 | $522,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 14,877 | $522,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 28,437 | $521,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 59,404 | $519,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 18,810 | $517,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 50,844 | $516,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 14,795 | $513,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 15,282 | $511,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 247,072 | $511,000 | thousands by filing date | |
| ENDO INTL PLC | G30401956 | PUT | 62,500 | $509,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 36,013 | $508,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 57,554 | $508,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 107,504 | $508,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 25,000 | $507,000 | thousands by filing date | call |
| ALIO GOLD INC | 01627X108 | COM | 116,250 | $507,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 14,550 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,270 | $503,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 2,400 | $503,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 5,992 | $503,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 14,515 | $501,000 | thousands by filing date | |
| BAOZUN INC | 06684L953 | SPONSORED ADR | 15,000 | $501,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC | 44107P904 | COM | 27,100 | $501,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 15,927 | $498,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 12,414 | $497,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 41,396 | $494,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,956 | $488,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 109,380 | $488,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 7,570 | $487,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 15,705 | $485,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,189 | $485,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 20,755 | $484,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 23,309 | $484,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,468 | $481,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 82,708 | $481,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 15,428 | $480,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 9,017 | $479,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 16,140 | $477,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 11,928 | $476,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,442 | $473,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C958 | OPTION | 10,000 | $472,000 | thousands by filing date | put |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,716 | $471,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 89,940 | $468,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 112,773 | $467,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 19,119 | $463,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 26,525 | $456,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 88,281 | $452,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,899 | $451,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,789 | $451,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 70,858 | $450,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 9,812 | $449,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 377,000 | $449,000 | thousands by filing date | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 16,926 | $446,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 39,090 | $446,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,341 | $445,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 10,400 | $445,000 | thousands by filing date | call |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,000 | $442,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 13,423 | $442,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 8,225 | $441,000 | thousands by filing date | |
| ALLSTATE CORP | 020002951 | COM | 4,800 | $438,000 | thousands by filing date | put |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 8,152 | $435,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 3,700 | $433,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 571,639 | $433,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,833 | $430,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 19,376 | $429,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,517 | $429,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,956 | $428,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 1,500 | $427,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,712 | $427,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 58,191 | $427,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 10,851 | $426,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 7,607 | $425,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 279,000 | $425,000 | thousands by filing date | principal |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 21,000 | $423,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 7,314 | $422,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 14,045 | $420,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 45,035 | $420,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 139,888 | $419,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 7,499 | $416,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 31,793 | $416,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 14,766 | $415,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,376 | $414,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,884 | $412,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,441 | $408,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,977 | $407,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 19,009 | $406,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 72,304 | $405,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,400 | $404,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,555 | $403,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 36,908 | $403,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 11,135 | $401,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 98,772 | $400,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 35,323 | $399,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 14,496 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,429 | $397,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES | 032359909 | Cmn | 29,000 | $397,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,552 | $393,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 33,451 | $390,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 135,530 | $390,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 7,400 | $387,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC | 695127900 | COM | 10,000 | $387,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 19,778 | $385,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 156,684 | $384,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 13,268 | $383,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,853 | $382,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,120 | $378,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 57,778 | $376,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 63,306 | $374,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 11,253 | $373,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 105,640 | $370,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 8,700 | $370,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 14,308 | $368,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 89,413 | $367,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 20,093 | $366,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 24,201 | $365,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 12,361 | $363,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 13,191 | $363,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 200,000 | $361,000 | thousands by filing date | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 60,578 | $360,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,505 | $359,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 19,475 | $359,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 9,800 | $359,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 61,487 | $357,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 103,009 | $355,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 300,000 | $355,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,189 | $354,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 13,125 | $353,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 20,028 | $353,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,969 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,444 | $352,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,529 | $351,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 6,279 | $351,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 22,000 | $351,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,757 | $349,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,374 | $348,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 66,286 | $345,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,388 | $342,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 28,640 | $342,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 27,646 | $340,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 137,084 | $337,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 11,068 | $335,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 19,800 | $333,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,753 | $332,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,025 | $330,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 32,423 | $329,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 158,697 | $329,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 58,649 | $328,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 41,266 | $328,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,721 | $327,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 29,857 | $326,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,027 | $325,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,211 | $323,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 33,303 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,130 | $322,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 34,136 | $321,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 318,000 | $321,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 266,000 | $318,000 | thousands by filing date | principal |
| TELARIA INC | 879181105 | COM | 75,621 | $316,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,423 | $314,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 36,019 | $313,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 19,610 | $311,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 78,794 | $311,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |