13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOXELJET AG | 92912L107 | ADS | 8,852 | $49,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 5,700 | $48,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 2,043 | $48,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 2,831 | $48,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,121 | $48,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,000 | $48,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 1,674 | $48,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 20,976 | $48,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,130 | $47,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,745 | $47,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 708 | $47,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 5,144 | $47,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,744 | $47,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 15,293 | $47,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,534 | $46,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 945 | $46,000 | thousands by filing date | |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 2,700 | $46,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 3,767 | $46,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 14,330 | $45,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 5,800 | $45,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,085 | $45,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 3,302 | $44,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,687 | $44,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 461 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $43,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 8,900 | $43,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,833 | $42,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,744 | $42,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,029 | $42,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,800 | $42,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,478 | $42,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,720 | $41,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,750 | $41,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,788 | $41,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,700 | $41,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,500 | $40,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 444 | $40,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 2,878 | $40,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $40,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,130 | $40,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,987 | $40,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 1,887 | $40,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 726 | $39,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,850 | $39,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 4,904 | $39,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 300 | $38,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $38,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,531 | $38,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,902 | $38,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 3,712 | $38,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 423 | $38,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,539 | $38,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,106 | $38,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 1,700 | $38,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,735 | $37,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 3,536 | $37,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,374 | $37,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 27,500 | $37,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,098 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 665 | $36,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,804 | $36,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 731 | $36,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 15,902 | $36,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 3,748 | $36,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,310 | $36,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,208 | $35,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,019 | $35,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,390 | $35,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 959 | $35,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 4,113 | $35,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,512 | $34,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,005 | $34,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 2,099 | $34,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,439 | $34,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 6,367 | $34,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 400 | $34,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,304 | $33,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,049 | $33,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,235 | $33,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 250 | $33,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 748 | $33,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 9,315 | $33,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,777 | $32,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,215 | $32,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,074 | $32,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 595 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,247 | $32,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,124 | $31,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 727 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 578 | $31,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 4,876 | $31,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 2,254 | $31,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 966 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,291 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 440 | $30,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,600 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,200 | $30,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,043 | $30,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $29,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 970 | $29,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 2,685 | $29,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,518 | $29,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,003 | $28,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,982 | $28,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 4,121 | $28,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 2,663 | $28,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 9,498 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 578 | $28,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 9,226 | $27,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,507 | $27,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,320 | $27,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 5,730 | $27,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 988 | $27,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 665 | $27,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 459 | $27,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,040 | $27,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 1,900 | $27,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 19,497 | $27,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 14,700 | $27,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 1,600 | $27,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 1,100 | $27,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 850 | $26,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,406 | $26,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 512 | $26,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 730 | $26,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,466 | $26,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,100 | $26,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,088 | $26,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 643 | $26,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,000 | $26,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,800 | $26,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,000 | $26,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,924 | $26,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 20,860 | $26,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,000 | $25,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 574 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $25,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,851 | $24,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 935 | $24,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,240 | $24,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,701 | $24,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 2,299 | $24,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,585 | $23,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,459 | $23,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 10,587 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 500 | $23,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,937 | $23,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,110 | $22,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $22,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 530 | $22,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,763 | $22,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $22,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 250 | $22,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 11,723 | $22,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 500 | $21,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,224 | $21,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 916 | $21,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,284 | $21,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 4,600 | $21,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 10,367 | $21,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 5,759 | $21,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,000 | $20,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3,086 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 300 | $19,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,400 | $19,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 706 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 2,000 | $19,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 1,290 | $19,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 179 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 300 | $18,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 3,832 | $18,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 5,909 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 407 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 129 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 570 | $17,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 556 | $17,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,181 | $17,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 8,400 | $17,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,258 | $17,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,575 | $17,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 210 | $17,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,693 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 444 | $15,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 564 | $15,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,283 | $15,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,200 | $15,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 280 | $15,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 442 | $15,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 393 | $15,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 5,660 | $15,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,071 | $15,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,138 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 119 | $15,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 4,245 | $15,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,481 | $14,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,000 | $14,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,537 | $14,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 718 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 630 | $14,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 250 | $14,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 888 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 90 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 422 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 75 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 297 | $13,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,334 | $13,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 700 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $13,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,131 | $13,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 974 | $13,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 36,968 | $13,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,872 | $13,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,784 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 122 | $13,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 13,189 | $13,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 8,300 | $13,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 5,000 | $13,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 260 | $12,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 372 | $12,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,646 | $12,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 7,500 | $12,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,100 | $12,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 438 | $12,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 4,619 | $12,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 537 | $11,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 83 | $11,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 600 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 235 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 115 | $11,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,749 | $11,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 259 | $11,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 483 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 212 | $11,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 628 | $11,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 582 | $11,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 450 | $11,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 1,046 | $11,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 3,000 | $11,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 234 | $11,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 165 | $10,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 865 | $10,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 377 | $10,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $10,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 350 | $10,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 9,541 | $10,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 167 | $10,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 7,606 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 469 | $10,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 600 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 408 | $10,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 22 | $9,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 300 | $9,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 137 | $9,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 346 | $9,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 707 | $9,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 999 | $9,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 885 | $9,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 416 | $9,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 700 | $9,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 850 | $9,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 296 | $9,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 793 | $9,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 244 | $9,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,243 | $9,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 6,989 | $9,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 7,012 | $9,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,800 | $9,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 2,800 | $9,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 28,852 | $9,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 200 | $8,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 356 | $8,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,600 | $8,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 334 | $8,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,449 | $8,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 382 | $8,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 958 | $8,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 5,624 | $8,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,360 | $8,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,292 | $8,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 420 | $8,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 4,759 | $8,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,713 | $8,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 700 | $8,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 4,000 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 104 | $8,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 63 | $7,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 179 | $7,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 108 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 400 | $7,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $7,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 245 | $7,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 213 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $7,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,996 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,375 | $7,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 300 | $7,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,069 | $7,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 164 | $7,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 900 | $7,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 200 | $6,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 250 | $6,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 743 | $6,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 366 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 300 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 791 | $6,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 500 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 220 | $6,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 169 | $6,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 647 | $6,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 4,612 | $6,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,800 | $6,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 596 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 200 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $6,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 782 | $6,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 1,145 | $6,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 314 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 657 | $5,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 934 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 330 | $5,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $5,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,714 | $5,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 344 | $5,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 600 | $5,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 4,000 | $5,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 873 | $5,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 423 | $5,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 71 | $4,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 500 | $4,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 256 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 400 | $4,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 770 | $4,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 336 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 107 | $4,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 753 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 917 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 84 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 100 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 838 | $4,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 742 | $4,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,460 | $4,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 320 | $4,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,000 | $4,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 232 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,500 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,264 | $4,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 314 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 82 | $4,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,850 | $4,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 296 | $4,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 426 | $4,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 192 | $4,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 1,169 | $4,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 800 | $4,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 1,600 | $4,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 438 | $4,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $4,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N903 | COM | 200 | $4,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 250 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 68 | $3,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 111 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 271 | $3,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 124 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 428 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 500 | $3,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 700 | $3,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 580 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 353 | $3,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 168 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 109 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 370 | $3,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 447 | $3,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 57 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 245,552 | $3,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 372 | $3,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 2,075 | $3,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 234 | $3,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 460 | $3,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 800 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 102 | $3,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 896 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 25,303 | $3,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 592 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 30 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 48 | $2,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 32 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 152 | $2,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 52 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 158 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 35 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 69 | $2,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 285 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 181 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 174 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 45 | $2,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 38 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,300 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 1,493 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 500 | $2,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 94 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 295 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 30 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,500 | $2,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 223 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 47 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 794 | $2,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,200 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,117 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 509 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 20,201 | $2,000 | thousands by filing date | principal |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 791 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 1,000 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 15 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $1,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 23 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 41 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 295 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 250 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 220 | $1,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 42 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 62 | $1,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 110 | $1,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 596 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 546 | $1,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 25 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 744 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 200 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 137 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,839 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 543 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 811 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 799 | $1,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 128 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,350 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 500 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 3,005 | $1,000 | thousands by filing date | principal |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 191 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 445 | $1,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 217 | $1,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 89 | $1,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 74 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 136 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 46 | $1,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 37 | $1,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 342 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 700 | $1,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,738 | $1,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 363 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,973 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 500 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 155 | $1,000 | thousands by filing date | principal |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPINJ INC | 453204109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |