13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 40,400 | $2,711,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 46,635 | $2,702,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,145,000 | $2,701,000 | thousands by filing date | principal |
| COACH INC | 189754954 | COM | 67,300 | $2,700,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 98,157 | $2,699,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,406,000 | $2,698,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC. | 812578952 | Cmn | 50,000 | $2,698,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 100,564 | $2,696,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 50,200 | $2,693,000 | thousands by filing date | call |
| VULCAN MATLS CO | 929160909 | OPTION | 22,500 | $2,680,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 107,651 | $2,673,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 154,910 | $2,671,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 2,600 | $2,667,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 206,228 | $2,656,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 142,061 | $2,652,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 60,700 | $2,648,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 57,334 | $2,648,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 41,600 | $2,643,000 | thousands by filing date | put |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 50,000 | $2,641,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 118,100 | $2,634,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 66,566 | $2,626,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 50,989 | $2,613,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 100,000 | $2,612,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 44,684 | $2,604,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 51,385 | $2,602,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 83,331 | $2,602,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 40,000 | $2,599,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 23,600 | $2,596,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 320,980 | $2,593,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 110,200 | $2,586,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 14,557 | $2,584,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,921,000 | $2,579,000 | thousands by filing date | principal |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 34,518 | $2,577,000 | thousands by filing date | |
| YY INC | 98426T906 | COM | 30,000 | $2,575,000 | thousands by filing date | call |
| NETEASE COM INC | 64110W952 | PUT | 10,000 | $2,574,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P107 | COM | 153,009 | $2,571,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 154,741 | $2,569,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 562,854 | $2,561,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 70,757 | $2,559,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 111,124 | $2,559,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 125,967 | $2,555,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 40,000 | $2,546,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 15,500 | $2,540,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 746,616 | $2,539,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 160,444 | $2,535,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 76,161 | $2,533,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 365,000 | $2,533,000 | thousands by filing date | put |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 150,000 | $2,531,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 88,616 | $2,530,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 26,596 | $2,529,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 15,825 | $2,525,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 93,637 | $2,524,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 30,000 | $2,524,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 50,735 | $2,517,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 142,631 | $2,511,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 77,750 | $2,505,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,502,000 | $2,503,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F951 | PUT | 17,000 | $2,499,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F901 | CALL | 17,000 | $2,499,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,667,000 | $2,495,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,046,000 | $2,479,000 | thousands by filing date | principal |
| OREILLY AUTOMOTIVE INC | 67103H907 | CALL | 11,500 | $2,476,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 97,250 | $2,472,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 80,243 | $2,469,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 115,819 | $2,461,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 19,850 | $2,455,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 29,875 | $2,447,000 | thousands by filing date | |
| PPG INDS INC | 693506907 | COM | 22,300 | $2,427,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849904 | COM | 69,600 | $2,426,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 146,507 | $2,417,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 246,851 | $2,407,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 29,864 | $2,402,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 1,000,000 | $2,398,000 | thousands by filing date | principal |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 122,394 | $2,395,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,295,000 | $2,383,000 | thousands by filing date | principal |
| H2O AMERICA | 784305104 | COM | 41,348 | $2,375,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 19,800 | $2,368,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,124,602 | $2,361,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,372,000 | $2,354,000 | thousands by filing date | principal |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 13,762 | $2,352,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 95,965 | $2,352,000 | thousands by filing date | |
| MBIA INC | 55262C950 | COM | 263,800 | $2,340,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 176,307 | $2,337,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 216,651 | $2,337,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 103,200 | $2,337,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 288,379 | $2,333,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 160,000 | $2,331,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 110,970 | $2,329,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 40,565 | $2,324,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 79,445 | $2,324,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 28,560 | $2,318,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 907,550 | $2,315,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 40,608 | $2,313,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 46,188 | $2,311,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 118,094 | $2,311,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 138,079 | $2,310,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 64,504 | $2,306,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 33,192 | $2,305,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 275,371 | $2,300,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 77,200 | $2,292,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 60,004 | $2,288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A907 | CALL | 51,000 | $2,288,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 35,815 | $2,284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 38,068 | $2,284,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 124,737 | $2,282,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 31,665 | $2,272,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 318,452 | $2,271,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431951 | PUT | 500,000 | $2,270,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 376,800 | $2,265,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,367,000 | $2,264,000 | thousands by filing date | principal |
| AMERICAN EXPRESS CO | 025816909 | CALL | 25,100 | $2,263,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,256,000 | $2,261,000 | thousands by filing date | principal |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 51,825 | $2,259,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 24,868 | $2,256,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 173,854 | $2,251,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 57,491 | $2,240,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 54,109 | $2,240,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 52,886 | $2,237,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 128,813 | $2,222,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 50,159 | $2,216,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 146,705 | $2,210,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 86,400 | $2,209,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 54,300 | $2,200,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC | 98956P902 | COM | 19,000 | $2,198,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 38,544 | $2,190,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 75,495 | $2,189,000 | thousands by filing date | |
| ALCOA CORP | 013872906 | CALL | 47,200 | $2,175,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 500,000 | $2,175,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 200,000 | $2,174,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 241,932 | $2,172,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245900 | SPON ADR CL D | 98,700 | $2,168,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 26,019 | $2,164,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 60,631 | $2,159,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 550,000 | $2,151,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 53,306 | $2,150,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K900 | CALL | 50,000 | $2,147,000 | thousands by filing date | call |
| TINTRI INC | 88770Q105 | COM | 637,350 | $2,147,000 | thousands by filing date | |
| INSMED INC | 457669907 | CALL | 70,000 | $2,142,000 | thousands by filing date | call |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 154,146 | $2,142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 31,649 | $2,141,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 44,035 | $2,140,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905957 | PUT | 18,200 | $2,139,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 5,981,063 | $2,138,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 332,700 | $2,129,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 15,676 | $2,113,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 138,731 | $2,113,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 127,234 | $2,113,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 2,448,000 | $2,110,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 175,041 | $2,106,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250909 | COM | 124,300 | $2,097,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 131,706 | $2,096,000 | thousands by filing date | |
| TIME WARNER INC | 887317903 | COM | 20,500 | $2,096,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 8,263 | $2,095,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 41,171 | $2,091,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 81,949 | $2,088,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 55,219 | $2,080,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 24,442 | $2,079,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 21,682 | $2,079,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 181,007 | $2,078,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 143,882 | $2,072,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 70,000 | $2,065,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 40,890 | $2,058,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 30,988 | $2,056,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,988,000 | $2,047,000 | thousands by filing date | principal |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 107,146 | $2,046,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 75,617 | $2,041,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 119,202 | $2,041,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 55,142 | $2,039,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 40,081 | $2,034,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 60,116 | $2,033,000 | thousands by filing date | |
| FLEX LTD | Y2573F902 | CALL | 120,900 | $2,023,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,190 | $2,022,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 53,380 | $2,022,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 67,628 | $2,021,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 47,400 | $2,016,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 21,934 | $2,012,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 295,793 | $2,011,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 116,511 | $2,010,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 31,385 | $2,005,000 | thousands by filing date | |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 230,000 | $2,003,000 | thousands by filing date | put |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 136,000 | $1,999,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 51,915 | $1,998,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 46,666 | $1,995,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A306 | VIRTUS ENHCD SRT | 82,200 | $1,994,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 541,025 | $1,985,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 95,615 | $1,984,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 337,356 | $1,980,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 601,673 | $1,977,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 68,084 | $1,976,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 35,927 | $1,976,000 | thousands by filing date | |
| SANOFI SA | 80105N905 | CALL | 40,000 | $1,976,000 | thousands by filing date | call |
| SANOFI SA | 80105N955 | SPONSORED ADR | 40,000 | $1,976,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 61,707 | $1,975,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 53,492 | $1,966,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 109,700 | $1,966,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,806,000 | $1,966,000 | thousands by filing date | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 122,807 | $1,958,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 82,387 | $1,957,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 118,920 | $1,956,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 257,900 | $1,952,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,654,000 | $1,951,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,156,000 | $1,948,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,600,000 | $1,943,000 | thousands by filing date | principal |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 10,954 | $1,941,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 19,703 | $1,935,000 | thousands by filing date | |
| NRG YIELD INC | 62942X956 | CL A NEW | 100,000 | $1,927,000 | thousands by filing date | put |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 126,530 | $1,926,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 141,565 | $1,925,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 45,175 | $1,924,000 | thousands by filing date | |
| ALERE INC | 01449J955 | Cmn | 37,900 | $1,923,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 82,301 | $1,918,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 61,428 | $1,917,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 171,273 | $1,906,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 112,260 | $1,898,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 111,575 | $1,896,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 40,079 | $1,886,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 25,500 | $1,886,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 54,089 | $1,885,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 18,000 | $1,882,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 83,095 | $1,882,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 230,750 | $1,881,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229958 | PUT | 74,000 | $1,881,000 | thousands by filing date | put |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 905,000 | $1,873,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 44,241 | $1,863,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 82,016 | $1,861,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 304,189 | $1,856,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 171,241 | $1,852,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 27,618 | $1,849,000 | thousands by filing date | |
| CALPINE CORP | 131347904 | COM | 125,000 | $1,848,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,976,000 | $1,843,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,704,000 | $1,840,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A103 | COM CL A | 35,177 | $1,830,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 34,630 | $1,830,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 48,068 | $1,828,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 192,902 | $1,823,000 | thousands by filing date | |
| FIFTH THIRD BANCORP | 316773900 | COM | 66,000 | $1,821,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 72,020 | $1,819,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 39,700 | $1,818,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 104,544 | $1,815,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 57,090 | $1,812,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 16,889 | $1,808,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 114,930 | $1,807,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HLDGS | 80283M951 | PUT | 118,300 | $1,806,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 716,700 | $1,806,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W954 | PUT | 267,400 | $1,805,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,564,379 | $1,800,000 | thousands by filing date | |
| TECH DATA CORP | 878237906 | COM | 20,000 | $1,791,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 407,820 | $1,790,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 37,080 | $1,787,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 15,033 | $1,778,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 41,540 | $1,772,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y954 | PUT | 25,000 | $1,770,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 134,391 | $1,767,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 11,896 | $1,766,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,757 | $1,764,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 30,686 | $1,758,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 113,234 | $1,758,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 103,548 | $1,755,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 106,402 | $1,752,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 339,455 | $1,752,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217950 | COM | 43,000 | $1,751,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,726,221 | $1,751,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 39,988 | $1,742,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 29,834 | $1,741,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 50,700 | $1,736,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y908 | CALL | 25,900 | $1,735,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y958 | COM | 25,900 | $1,735,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,015,000 | $1,730,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 76,823 | $1,729,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 65,451 | $1,724,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,544,000 | $1,714,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 104,861 | $1,709,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 21,900 | $1,702,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 123,985 | $1,697,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 82,322 | $1,695,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 44,406 | $1,692,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 24,759 | $1,682,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 27,204 | $1,682,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 134,250 | $1,678,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 18,887 | $1,672,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 85,161 | $1,671,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 33,927 | $1,667,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 73,477 | $1,666,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 38,789 | $1,652,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 179,600 | $1,652,000 | thousands by filing date | put |
| REVLON INC | 761525959 | PUT | 60,000 | $1,650,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 29,935 | $1,641,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 64,461 | $1,641,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 47,823 | $1,640,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 59,541 | $1,637,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 95,581 | $1,634,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 157,919 | $1,633,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 53,982 | $1,623,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 171,291 | $1,619,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 245,000 | $1,617,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 26,248 | $1,616,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 185,497 | $1,616,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC | 67103H957 | COM | 7,500 | $1,615,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 31,617 | $1,607,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 90,184 | $1,603,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,496,000 | $1,602,000 | thousands by filing date | principal |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 2,150,000 | $1,602,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 569,776 | $1,601,000 | thousands by filing date | |
| RH | 74967X953 | COM | 22,500 | $1,600,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 125,000 | $1,593,000 | thousands by filing date | call |
| 3M CO | 88579Y951 | PUT | 7,600 | $1,593,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 1,371,000 | $1,593,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP | 13057Q956 | PUT | 150,000 | $1,592,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 332,214 | $1,578,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550905 | COM | 166,800 | $1,576,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,796 | $1,572,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 76,629 | $1,572,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 94,909 | $1,572,000 | thousands by filing date | |
| OCLARO INC | 67555N906 | CALL | 180,000 | $1,568,000 | thousands by filing date | call |
| Vanguard Extended Market ETF | 922908652 | SHS | 14,642 | $1,565,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 37,176 | $1,559,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 99,317 | $1,558,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 102,500 | $1,558,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 34,034 | $1,556,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 27,368 | $1,550,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 37,764 | $1,548,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 161,960 | $1,542,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 16,164 | $1,542,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 200,000 | $1,538,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 52,714 | $1,537,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 55,714 | $1,536,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 43,326 | $1,532,000 | thousands by filing date | |
| 2U INC | 90214J951 | COM | 27,900 | $1,524,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 102,860 | $1,518,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A957 | PUT | 107,100 | $1,518,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 199,376 | $1,515,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 150,000 | $1,514,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 88,380 | $1,505,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 35,711 | $1,500,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 44,080 | $1,497,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 41,500 | $1,494,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 182,341 | $1,489,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 88,188 | $1,486,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 45,000 | $1,484,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 48,880 | $1,479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 28,908 | $1,475,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 30,455 | $1,474,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 25,000 | $1,473,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 323,107 | $1,473,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 146,208 | $1,469,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 35,245 | $1,468,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 12,595 | $1,467,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 68,508 | $1,465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,827 | $1,459,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 305,473 | $1,457,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 257,469 | $1,457,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 92,148 | $1,457,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 34,033 | $1,455,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 83,074 | $1,452,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 85,158 | $1,452,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 122,621 | $1,448,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 35,593 | $1,442,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 10,391 | $1,441,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 211,917 | $1,439,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 9,897 | $1,436,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 159,867 | $1,436,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774905 | COM | 37,500 | $1,436,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 26,200 | $1,431,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C952 | Cmn | 100,000 | $1,431,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 50,095 | $1,429,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 90,339 | $1,428,000 | thousands by filing date | |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 21,100 | $1,416,000 | thousands by filing date | call |
| AZUL S A | 05501U106 | OPT | 53,707 | $1,416,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 37,767 | $1,411,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 39,389 | $1,408,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 22,100 | $1,404,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,373,000 | $1,403,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 46,730 | $1,400,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 41,323 | $1,400,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 54,699 | $1,397,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 126,243 | $1,382,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 91,213 | $1,382,000 | thousands by filing date | |
| KOHLS CORP | 500255904 | COM | 30,000 | $1,378,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 50,118 | $1,376,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 34,965 | $1,373,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 16,036 | $1,370,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 39,494 | $1,369,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 95,000 | $1,369,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 1,367,589 | $1,368,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 59,434 | $1,367,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 177,912 | $1,366,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 36,252 | $1,360,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 54,479 | $1,358,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 42,650 | $1,356,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,775 | $1,354,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8,170 | $1,352,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 56,200 | $1,352,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 66,068 | $1,348,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 122,980 | $1,344,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 38,650 | $1,344,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 36,250 | $1,337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 30,748 | $1,335,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 44,804 | $1,333,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058950 | COM | 25,100 | $1,331,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 62,237 | $1,326,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11,031 | $1,317,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 12,396 | $1,314,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S906 | COM | 223,700 | $1,313,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 141,620 | $1,310,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 28,642 | $1,306,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 15,500 | $1,306,000 | thousands by filing date | put |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 47,300 | $1,305,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 52,818 | $1,302,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 102,881 | $1,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 19,263 | $1,300,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 38,802 | $1,300,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 542,765 | $1,297,000 | thousands by filing date | |
| ROSS STORES INC | 778296953 | COM | 20,000 | $1,296,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 25,733 | $1,294,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 80,485 | $1,294,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 37,983 | $1,291,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 104,041 | $1,286,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,739 | $1,285,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 40,139 | $1,279,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 135,205 | $1,277,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 55,963 | $1,276,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 5,000 | $1,271,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 247,369 | $1,269,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 49,849 | $1,266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 26,031 | $1,265,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J908 | COM | 20,100 | $1,264,000 | thousands by filing date | call |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,020,000 | $1,244,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q506 | COM NEW | 170,531 | $1,243,000 | thousands by filing date | |
| RPC INC | 749660956 | PUT | 50,000 | $1,229,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 7,814 | $1,228,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 139,763 | $1,227,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 99,092 | $1,225,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 15,329 | $1,223,000 | thousands by filing date | |
| ENDO INTL PLC | G30401906 | CALL | 150,000 | $1,223,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 90,373 | $1,220,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 15,000 | $1,219,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 15,000 | $1,219,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 36,499 | $1,215,000 | thousands by filing date | |
| E L F BEAUTY INC | 26856L953 | COM | 55,000 | $1,214,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 15,740 | $1,213,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 56,436 | $1,210,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 27,813 | $1,209,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 55,463 | $1,208,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 24,104 | $1,206,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 31,869 | $1,206,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 66,036 | $1,203,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 70,000 | $1,201,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 180,354 | $1,200,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,378 | $1,199,000 | thousands by filing date | |
| KROGER CO | 501044951 | PUT | 59,200 | $1,199,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,576 | $1,198,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 48,504 | $1,198,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 82,416 | $1,196,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 65,126 | $1,192,000 | thousands by filing date | |
| VULCAN MATLS CO | 929160959 | OPTION | 10,000 | $1,191,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 91,112 | $1,190,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W902 | CALL | 142,100 | $1,189,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F320 | AMT FRE INT MU | 48,465 | $1,185,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 21,518 | $1,176,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 24,917 | $1,174,000 | thousands by filing date | |
| RIO TINTO PLC | 767204950 | Option | 25,000 | $1,174,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 52,142 | $1,173,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 20,194 | $1,171,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,141 | $1,170,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 168,977 | $1,168,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 26,473 | $1,161,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 24,285 | $1,159,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 19,784 | $1,149,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 57,561 | $1,145,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 28,902 | $1,145,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 85,152 | $1,144,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 21,797 | $1,140,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 9,100 | $1,140,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,337 | $1,137,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 31,925 | $1,130,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 401,570 | $1,128,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 33,395 | $1,128,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 29,978 | $1,123,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617908 | CALL | 44,000 | $1,123,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 11,991 | $1,122,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 59,622 | $1,122,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 76,880 | $1,119,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 29,139 | $1,116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 41,029 | $1,114,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 118,559 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 17,432 | $1,108,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 115,640 | $1,106,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 114,238 | $1,105,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 80,973 | $1,105,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 15,000 | $1,103,000 | thousands by filing date | call |
| AFLAC INC | 001055902 | COM | 13,400 | $1,103,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 65,496 | $1,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 29,753 | $1,101,000 | thousands by filing date | |
| FINISAR CORP | 31787A907 | COM | 50,000 | $1,101,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC | 237194905 | COM | 13,900 | $1,098,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,055,000 | $1,092,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 23,935 | $1,090,000 | thousands by filing date | |
| AGRIUM INC | 008916958 | COM | 10,100 | $1,090,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 29,867 | $1,089,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 14,853 | $1,089,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |