13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,965 | $309,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,800 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,225 | $308,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 29,018 | $306,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 23,812 | $306,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 120,592 | $305,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,787 | $305,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H953 | PUT | 22,500 | $304,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 4,500 | $303,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,597 | $302,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,852 | $300,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 70,147 | $300,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 29,544 | $297,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 17,500 | $296,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 19,944 | $295,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,634 | $294,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 7,434 | $293,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 220,355 | $293,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 1,300 | $292,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 10,501 | $291,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 32,190 | $291,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 46,198 | $291,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 23,591 | $290,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,269 | $288,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,525 | $287,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 9,928 | $287,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,308 | $286,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,299 | $286,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 18,000 | $286,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 26,144 | $286,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 4,275 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,006 | $285,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,088 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 5,688 | $284,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,493 | $283,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 84,313 | $280,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 6,505 | $280,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 65,876 | $276,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3,829 | $275,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7,971 | $272,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 85,448 | $272,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,829 | $270,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 16,432 | $270,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 21,171 | $270,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 145,297 | $269,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 27,603 | $269,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,340 | $266,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 5,000 | $265,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 22,575 | $265,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 17,320 | $264,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,878 | $263,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,677 | $263,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,742 | $263,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 31,850 | $263,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 13,035 | $262,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U951 | COM | 4,100 | $261,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,019 | $261,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 10,160 | $261,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 16,000 | $259,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,815 | $259,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 30,537 | $258,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,348 | $257,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,893 | $257,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 15,000 | $257,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,000 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,222 | $255,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 32,796 | $254,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 6,700 | $253,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 7,950 | $250,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,601 | $249,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 248,000 | $249,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 44,391 | $247,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 97,190 | $246,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 15,500 | $246,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 56,200 | $244,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 18,822 | $242,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 22,777 | $241,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 16,302 | $240,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,895 | $240,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 8,906 | $238,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 13,893 | $237,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,238 | $237,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,260 | $237,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 33,985 | $236,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 30,652 | $234,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 15,586 | $234,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 191,697 | $234,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 7,671 | $232,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 20,464 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,055 | $232,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,290 | $231,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,356 | $231,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 20,806 | $231,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 16,065 | $230,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,124 | $229,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,895 | $229,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 11,745 | $229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,982 | $228,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 500,000 | $228,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 200,000 | $227,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 93,836 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,037 | $225,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047952 | COM | 9,400 | $225,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 46,182 | $225,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 10,800 | $225,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,668 | $224,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 72,069 | $224,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 100,000 | $222,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 17,065 | $222,000 | thousands by filing date | |
| SUPERVALU INC | 868536901 | CALL | 10,000 | $222,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 26,235 | $220,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 6,587 | $217,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 6,928 | $217,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,394 | $217,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 66,580 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 5,492 | $216,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 10,900 | $216,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 30,000 | $215,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $213,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,626 | $213,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,208 | $211,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 116,000 | $210,000 | thousands by filing date | principal |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 9,618 | $209,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,887 | $209,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 33,330 | $209,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 7,172 | $208,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,527 | $206,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,536 | $206,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,048 | $206,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,451 | $206,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 17,974 | $205,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 22,668 | $203,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,679 | $202,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,649 | $201,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,006 | $201,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,298 | $200,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 17,459 | $200,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 36,606 | $199,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 14,537 | $197,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 21,784 | $197,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 9,451 | $195,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,511 | $194,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 41,864 | $194,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 18,419 | $192,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 7,115 | $192,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 7,420 | $190,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 558 | $189,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q955 | PUT | 10,000 | $189,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 195,400 | $189,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 3,000 | $189,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,850 | $188,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 20,290 | $187,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,207 | $186,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,648 | $184,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 11,755 | $181,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 45,990 | $181,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,436 | $180,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 8,763 | $180,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 5,027 | $180,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,810 | $179,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 5,175 | $178,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,620 | $178,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,132 | $178,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,430 | $177,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 171,000 | $177,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,438 | $176,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288904 | COM | 7,000 | $176,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,397 | $173,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 43,102 | $173,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,000 | $172,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 14,193 | $172,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 15,374 | $172,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,329 | $171,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 13,543 | $170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,698 | $169,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,028 | $169,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,201 | $169,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 21,144 | $169,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,171 | $168,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 9,469 | $168,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,537 | $167,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 25,260 | $167,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 141,043 | $166,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 11,055 | $165,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 6,050 | $165,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 9,282 | $165,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,905 | $165,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,893 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 6,271 | $164,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 1,400 | $164,000 | thousands by filing date | call |
| EMC INS GROUP INC | 268664109 | COM | 5,742 | $164,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,368 | $163,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,128 | $163,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,200 | $163,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,494 | $162,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 3,765 | $162,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 60,401 | $162,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,361 | $161,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 11,782 | $161,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 18,905 | $160,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,445 | $160,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 121,000 | $159,000 | thousands by filing date | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,824 | $158,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 45,900 | $158,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,200 | $157,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,888 | $157,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 700 | $157,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 14,282 | $157,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,409 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,379 | $156,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 5,775 | $156,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 7,500 | $155,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 40,261 | $155,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 6,005 | $153,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 160,000 | $153,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,985 | $152,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 6,546 | $152,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 3,204 | $152,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 8,527 | $151,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 8,922 | $150,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 18,812 | $150,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,249 | $149,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,470 | $149,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 427 | $149,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,227 | $148,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 130,000 | $148,000 | thousands by filing date | principal |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 6,583 | $147,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,579 | $147,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,594 | $146,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 9,260 | $146,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 2,000 | $146,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 6,211 | $145,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 4,556 | $144,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 8,261 | $144,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 5,427 | $143,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,776 | $143,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 24,702 | $143,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 15,103 | $142,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 6,655 | $141,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 25,579 | $140,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,439 | $139,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,155 | $139,000 | thousands by filing date | |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 16,100 | $139,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 5,900 | $137,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 13,661 | $137,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 3,173 | $137,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 4,027 | $136,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 27,378 | $135,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 118,435 | $135,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 179,000 | $133,000 | thousands by filing date | principal |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 7,071 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,426 | $131,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,590 | $131,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 5,574 | $130,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 40,043 | $130,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 33,270 | $130,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,601 | $129,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,326 | $129,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 76,169 | $129,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 22,011 | $129,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,920 | $128,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 994 | $127,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 3,700 | $127,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 7,595 | $127,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 115,000 | $127,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,199 | $126,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,705 | $126,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 12,143 | $126,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,917 | $124,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 21,400 | $123,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,149 | $123,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 25,462 | $123,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,797 | $122,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 4,993 | $122,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,865 | $121,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 34,571 | $121,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 9,301 | $120,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 17,581 | $120,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 56,800 | $120,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,749 | $120,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,421 | $119,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 25,936 | $119,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,200 | $119,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,566 | $118,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,715 | $118,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 9,865 | $118,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,561 | $117,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,155 | $117,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 9,104 | $116,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,431 | $116,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 39,467 | $116,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,323 | $115,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 42,058 | $114,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,468 | $113,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $112,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,250 | $111,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 500 | $111,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 14,414 | $110,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $109,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,457 | $109,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,705 | $109,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 6,205 | $109,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 7,838 | $109,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,023 | $108,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 26,413 | $108,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 36,019 | $108,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 6,473 | $108,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 8,246 | $108,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,540 | $107,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 28,553 | $107,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 9,301 | $107,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,181 | $106,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3,189 | $106,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 7,625 | $106,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,200 | $105,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,500 | $105,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 200,000 | $105,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,067 | $104,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,700 | $104,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,878 | $104,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 14,041 | $104,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 21,893 | $103,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,599 | $102,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 14,586 | $102,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 7,280 | $102,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 737 | $101,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 564 | $101,000 | thousands by filing date | |
| WILLIAMS SONOMA INC | 969904951 | PUT | 2,000 | $101,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 4,210 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 890 | $100,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,136 | $100,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,099 | $100,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,601 | $100,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 4,000 | $100,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 4,212 | $98,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,059 | $98,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 30,715 | $97,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 36,088 | $97,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 5,158 | $97,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,634 | $96,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 4,402 | $96,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,200 | $96,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 5,986 | $95,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,241 | $95,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,470 | $95,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 7,162 | $95,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 9,400 | $95,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 45,271 | $93,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 3,349 | $92,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,680 | $92,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,511 | $91,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,113 | $91,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 5,200 | $91,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,607 | $90,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,584 | $90,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 683 | $90,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,778 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 3,168 | $90,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 22,616 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,402 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,152 | $88,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,344 | $88,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,782 | $88,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 32,586 | $88,000 | thousands by filing date | |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 100,202 | $87,000 | thousands by filing date | principal |
| AVANGRID INC | 05351W103 | COM | 1,810 | $86,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,000 | $86,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 7,400 | $86,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $86,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 2,460 | $85,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,151 | $84,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,728 | $84,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 2,075 | $84,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 6,556 | $84,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 7,574 | $83,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 706 | $83,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,185 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 1,217 | $83,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,761 | $83,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,394 | $83,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,300 | $82,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,979 | $81,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,638 | $81,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,553 | $80,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,406 | $80,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 16,425 | $80,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,238 | $79,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 4,136 | $79,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 8,737 | $79,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 8,317 | $79,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,501 | $78,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,348 | $78,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 9,604 | $78,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 3,500 | $77,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,288 | $76,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 4,583 | $76,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,442 | $75,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 5,600 | $75,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A956 | ENERGY ETF | 800 | $75,000 | thousands by filing date | put |
| POINTER TELOCATION LTD | M7946T104 | SHS | 4,534 | $75,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 60,000 | $75,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 831 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,013 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,070 | $74,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 22,600 | $74,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 2,619 | $74,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,270 | $73,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 1,500 | $73,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 53,778 | $73,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 2,880 | $73,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 31,423 | $73,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 5,337 | $72,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,838 | $72,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,214 | $71,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,283 | $71,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 18,723 | $71,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,042 | $70,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,292 | $70,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,859 | $70,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 8,138 | $70,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 33,300 | $70,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 10,860 | $70,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 5,651 | $70,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,886 | $70,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 491 | $69,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 47,480 | $69,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,167 | $69,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,877 | $69,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 2,884 | $69,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,057 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 784 | $68,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $68,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,594 | $68,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 3,555 | $67,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,189 | $67,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,900 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,965 | $67,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 22,793 | $67,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,714 | $66,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 13,849 | $66,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 3,243 | $66,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 27,306 | $66,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,500 | $65,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,002 | $65,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 16,235 | $65,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,600 | $64,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 4,700 | $64,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 3,021 | $63,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 7,094 | $62,000 | thousands by filing date | |
| GAP INC | 364760958 | PUT | 2,100 | $62,000 | thousands by filing date | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,079 | $61,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 19,287 | $61,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,196 | $60,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,650 | $60,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 1,000 | $60,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 3,700 | $60,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,510 | $59,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 647 | $59,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,438 | $59,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,151 | $59,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $59,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,802 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,500 | $58,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS | 111621906 | COM | 5,000 | $58,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 768 | $57,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,000 | $57,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,703 | $57,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 6,799 | $57,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,950 | $56,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 1,000 | $56,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,095 | $56,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 604 | $56,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q951 | PUT | 10,000 | $56,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 8,305 | $56,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,692 | $55,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,406 | $55,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,455 | $55,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 8,570 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,000 | $54,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 7,740 | $54,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 259 | $54,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,500 | $53,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,700 | $53,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,188 | $52,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 812 | $52,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 6,222 | $52,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,345 | $52,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,360 | $51,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 773 | $51,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 32,742 | $51,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 8,392 | $50,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 718 | $50,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 17,600 | $50,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,500 | $49,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,700 | $49,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 9,896 | $49,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 8,988 | $49,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,000 | $49,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 5,537 | $49,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |