13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,655,000 | $5,631,000 | thousands by filing date | principal |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 41,300 | $5,630,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494903 | CALL | 86,000 | $5,629,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,101,000 | $5,616,000 | thousands by filing date | principal |
| FORD MTR CO | 345370900 | CALL | 469,300 | $5,613,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 351,564 | $5,605,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,794,000 | $5,602,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 199,590 | $5,596,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 79,025 | $5,591,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 387,500 | $5,588,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 214,676 | $5,584,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 113,865 | $5,583,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W903 | COM | 45,000 | $5,568,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W953 | COM | 45,000 | $5,568,000 | thousands by filing date | put |
| MYLAN N V | N59465909 | CALL | 180,000 | $5,555,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 69,146 | $5,538,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 52,100 | $5,523,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 248,622 | $5,519,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 136,091 | $5,506,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 119,758 | $5,503,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 5,449,000 | $5,503,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 134,976 | $5,496,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 173,265 | $5,495,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 118,780 | $5,493,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 171,193 | $5,481,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 86,962 | $5,478,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 403,235 | $5,463,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 82,312 | $5,458,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 120,376 | $5,456,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 445,000 | $5,451,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 218,284 | $5,446,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,087,772 | $5,428,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 376,831 | $5,426,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 504,675 | $5,425,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 104,829 | $5,404,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 35,700 | $5,403,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 157,139 | $5,399,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 77,808 | $5,395,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 414,409 | $5,391,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 524,775 | $5,379,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 110,000 | $5,377,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 3,323,000 | $5,377,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 128,142 | $5,375,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 197,576 | $5,374,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 967,792 | $5,371,000 | thousands by filing date | |
| TERADYNE INC | 880770902 | CALL | 144,600 | $5,359,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 115,977 | $5,343,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 172,195 | $5,341,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 217,444 | $5,327,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 35,200 | $5,327,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 187,230 | $5,317,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 91,141 | $5,314,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V901 | CALL | 52,800 | $5,309,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 123,100 | $5,309,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 52,222 | $5,303,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 516,498 | $5,299,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 121,021 | $5,288,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F950 | COM | 100,000 | $5,282,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,712,705 | $5,275,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 95,000 | $5,270,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149955 | PUT | 380,000 | $5,263,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 146,117 | $5,261,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 83,259 | $5,255,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 4,580,000 | $5,255,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 5,375,000 | $5,241,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO | 460146903 | COM | 92,100 | $5,238,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,159,751 | $5,230,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 310,400 | $5,221,000 | thousands by filing date | call |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 199,974 | $5,213,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287958 | PUT | 60,000 | $5,188,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284908 | CALL | 160,000 | $5,179,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 102,901 | $5,174,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 307,400 | $5,170,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,079,000 | $5,164,000 | thousands by filing date | principal |
| BBT CORPORATION | 054937907 | COM | 111,400 | $5,158,000 | thousands by filing date | call |
| DEERE & CO | 244199905 | CALL | 41,700 | $5,157,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 105,400 | $5,152,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 99,682 | $5,149,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 110,779 | $5,136,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 316,200 | $5,106,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,659,858 | $5,087,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 28,502 | $5,082,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 55,061 | $5,076,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 123,704 | $5,071,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,605,000 | $5,069,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 128,538 | $5,060,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 261,685 | $5,053,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 190,388 | $5,026,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 187,042 | $5,013,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,492,208 | $5,009,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 195,759 | $4,988,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 50,024 | $4,976,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 348,598 | $4,970,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 419,670 | $4,969,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 115,000 | $4,968,000 | thousands by filing date | call |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 34,100 | $4,967,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 315,299 | $4,957,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 342,740 | $4,953,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 247,639 | $4,926,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 4,800 | $4,924,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 117,018 | $4,908,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 37,006 | $4,867,000 | thousands by filing date | |
| AMBARELLA INC | G037AX901 | SHS | 100,000 | $4,847,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,523,000 | $4,843,000 | thousands by filing date | principal |
| CATO CORP NEW | 149205106 | CL A | 363,181 | $4,842,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 479,400 | $4,842,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 473,193 | $4,840,000 | thousands by filing date | |
| PATTERSON COS INC | 703395953 | COM | 125,000 | $4,838,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 311,558 | $4,832,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 117,504 | $4,824,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC | 85208M902 | COM | 255,500 | $4,821,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 419,700 | $4,806,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 293,075 | $4,794,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 230,480 | $4,792,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 359,875 | $4,790,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 300,000 | $4,776,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,227,036 | $4,773,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 198,620 | $4,770,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 981,509 | $4,770,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 64,800 | $4,763,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 101,000 | $4,762,000 | thousands by filing date | put |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 39,600 | $4,737,000 | thousands by filing date | put |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 234,367 | $4,720,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 83,924 | $4,702,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 939,505 | $4,698,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 42,043 | $4,697,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 493,775 | $4,686,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 4,575,000 | $4,685,000 | thousands by filing date | principal |
| FORTIS INC | 349553107 | COM | 130,398 | $4,680,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,110,819 | $4,677,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 114,994 | $4,660,000 | thousands by filing date | |
| GRUBHUB INC | 400110902 | CALL | 90,000 | $4,660,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 75,786 | $4,649,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 102,806 | $4,644,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 229,409 | $4,642,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 35,900 | $4,641,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 138,496 | $4,637,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 52,004 | $4,629,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 4,521,000 | $4,629,000 | thousands by filing date | principal |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 205,706 | $4,608,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502905 | CALL | 115,000 | $4,607,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 113,387 | $4,602,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 105,419 | $4,598,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 124,233 | $4,597,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 209,705 | $4,592,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 78,702 | $4,588,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 70,000 | $4,582,000 | thousands by filing date | put |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 150,000 | $4,580,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116959 | PUT | 99,700 | $4,566,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 232,734 | $4,561,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 92,250 | $4,557,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 464,048 | $4,543,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 62,900 | $4,538,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 100,449 | $4,531,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304901 | COM | 179,000 | $4,523,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,964,418 | $4,518,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 27,826 | $4,517,000 | thousands by filing date | |
| PROGRESSIVE CORP | 743315953 | COM | 93,700 | $4,503,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 135,476 | $4,494,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 154,987 | $4,482,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 37,900 | $4,480,000 | thousands by filing date | call |
| VALE S A | 91912E905 | SPONSORED ADS | 450,000 | $4,473,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 70,000 | $4,472,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411R908 | CALL | 100,000 | $4,466,000 | thousands by filing date | call |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 162,981 | $4,454,000 | thousands by filing date | |
| NRG ENERGY INC | 629377908 | CALL | 178,700 | $4,450,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC | G50871905 | SHS USD | 30,000 | $4,444,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC | G50871955 | SHS USD | 30,000 | $4,444,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 112,450 | $4,435,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 850,823 | $4,433,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 104,654 | $4,410,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 417,035 | $4,400,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709958 | COM | 68,300 | $4,396,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 58,820 | $4,379,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A907 | LTD PARTNR INT A | 200,000 | $4,366,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 205,707 | $4,349,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 105,316 | $4,344,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 163,356 | $4,334,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 124,626 | $4,331,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 41,039 | $4,323,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 97,436 | $4,318,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 65,463 | $4,317,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 238,550 | $4,310,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 456,341 | $4,303,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 93,484 | $4,300,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 405,098 | $4,298,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 102,795 | $4,294,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 160,000 | $4,291,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 747,352 | $4,290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 101,719 | $4,290,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 110,307 | $4,271,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 214,884 | $4,271,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 200,000 | $4,260,000 | thousands by filing date | call |
| MOSAIC CO | 61945C953 | PUT | 200,000 | $4,260,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 159,238 | $4,256,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 38,900 | $4,234,000 | thousands by filing date | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 90,231 | $4,231,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 219,737 | $4,228,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 31,982 | $4,224,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R906 | CALL | 180,400 | $4,221,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 357,625 | $4,220,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 44,602 | $4,215,000 | thousands by filing date | |
| US NATURAL GAS FUND LP | 912318901 | COM | 640,000 | $4,211,000 | thousands by filing date | call |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 3,600,000 | $4,209,000 | thousands by filing date | principal |
| QAD INC-A | 74727D306 | CL A | 121,078 | $4,183,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 163,072 | $4,182,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 251,527 | $4,180,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 82,012 | $4,157,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q953 | COM | 27,000 | $4,150,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 61,064 | $4,144,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 54,576 | $4,142,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 48,303 | $4,137,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 128,093 | $4,132,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 54,740 | $4,131,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,597,000 | $4,131,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 140,925 | $4,122,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 388,092 | $4,119,000 | thousands by filing date | |
| EQUIFAX INC | 294429955 | COM | 38,600 | $4,106,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 114,502 | $4,106,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 142,237 | $4,104,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R956 | COM | 27,000 | $4,092,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 14,659 | $4,090,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 177,839 | $4,084,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 403,883 | $4,083,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 87,590 | $4,081,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 137,913 | $4,071,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 37,944 | $4,067,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 245,325 | $4,067,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 244,234 | $4,067,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,374,000 | $4,067,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 83,586 | $4,063,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 379,075 | $4,063,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 160,781 | $4,051,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A956 | PUT | 328,634 | $4,045,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 151,600 | $4,041,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 60,334 | $4,039,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 47,500 | $4,038,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 174,906 | $4,037,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 397,571 | $4,031,000 | thousands by filing date | |
| BRF SA | 10552T957 | SPONSORED ADR | 280,500 | $4,008,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 815,934 | $4,006,000 | thousands by filing date | |
| NEVRO CORP | 64157F953 | PUT | 45,000 | $4,001,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 81,398 | $3,990,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 74,600 | $3,990,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 365,948 | $3,989,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 174,287 | $3,976,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 69,886 | $3,973,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 194,300 | $3,970,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 303,075 | $3,967,000 | thousands by filing date | |
| BEMIS COMPANY | 081437905 | COM | 87,500 | $3,966,000 | thousands by filing date | call |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 3,802,000 | $3,963,000 | thousands by filing date | principal |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 128,677 | $3,956,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 256,635 | $3,952,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 78,855 | $3,946,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 183,471 | $3,937,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 2,820,000 | $3,936,000 | thousands by filing date | principal |
| SAIA INC | 78709Y105 | COM | 63,497 | $3,933,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 164,400 | $3,927,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 99,369 | $3,911,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823956 | COM | 40,000 | $3,910,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 415,033 | $3,909,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 255,422 | $3,908,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 137,630 | $3,897,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 143,832 | $3,883,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 94,797 | $3,883,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 175,635 | $3,873,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 196,500 | $3,867,000 | thousands by filing date | |
| NUCOR CORP | 670346905 | COM | 69,400 | $3,851,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 49,978 | $3,847,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,800,000 | $3,839,000 | thousands by filing date | principal |
| IROBOT CORP COMMON STOCK | 462726900 | Cmn | 50,000 | $3,834,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 702,971 | $3,832,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 126,086 | $3,828,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 207,818 | $3,824,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 300,000 | $3,822,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 415,357 | $3,821,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 198,269 | $3,814,000 | thousands by filing date | |
| HDFC BANK LTD | 40415F951 | SPONSORED ADS | 40,000 | $3,813,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 47,084 | $3,810,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 117,150 | $3,802,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 44,848 | $3,800,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 24,100 | $3,796,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 49,692 | $3,791,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 52,013 | $3,787,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 108,654 | $3,786,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 3,535 | $3,785,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 85,174 | $3,785,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 161,214 | $3,782,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 64,100 | $3,776,000 | thousands by filing date | call |
| F5 INC | 315616952 | PUT | 31,000 | $3,764,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,509,500 | $3,759,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,705,000 | $3,742,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 256,300 | $3,742,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 750,382 | $3,730,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 78,507 | $3,726,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363909 | CALL | 27,000 | $3,725,000 | thousands by filing date | call |
| UNITED RENTALS INC | 911363959 | COM | 27,000 | $3,725,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 52,696 | $3,723,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 157,768 | $3,721,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 334,898 | $3,717,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 262,817 | $3,706,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 59,451 | $3,703,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 85,562 | $3,700,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,381,798 | $3,691,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 159,747 | $3,688,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 86,326 | $3,687,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,566,000 | $3,664,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 384,604 | $3,662,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 105,447 | $3,653,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 114,789 | $3,650,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 88,387 | $3,648,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 405,392 | $3,648,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 136,906 | $3,647,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 98,734 | $3,633,000 | thousands by filing date | |
| POWERSHARES DB US DOL IND BU | 73936D907 | COM | 150,000 | $3,630,000 | thousands by filing date | call |
| COACH INC | 189754904 | COM | 90,000 | $3,611,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 65,688 | $3,589,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 310,779 | $3,589,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 85,315 | $3,588,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 102,546 | $3,588,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3,709,000 | $3,568,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 171,573 | $3,566,000 | thousands by filing date | |
| WORKDAY INC | 98138H901 | CALL | 35,000 | $3,565,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 33,556 | $3,563,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A958 | PUT | 29,900 | $3,558,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,237 | $3,557,000 | thousands by filing date | |
| RH | 74967X903 | CALL | 50,000 | $3,555,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 526,283 | $3,553,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 44,257 | $3,548,000 | thousands by filing date | |
| MBIA INC | 55262C900 | COM | 400,000 | $3,548,000 | thousands by filing date | call |
| SCHWAB CHARLES CORP | 808513955 | PUT | 81,300 | $3,547,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 82,127 | $3,540,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 164,659 | $3,540,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 178,671 | $3,538,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 151,003 | $3,535,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 203,456 | $3,535,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 128,681 | $3,532,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 166,973 | $3,532,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 72,921 | $3,528,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 68,700 | $3,526,000 | thousands by filing date | call |
| EATON CORP PLC | G29183903 | CALL | 46,200 | $3,515,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 3,359,000 | $3,513,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 99,036 | $3,510,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 158,049 | $3,504,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 325,900 | $3,503,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 181,517 | $3,498,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 121,408 | $3,497,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 995,961 | $3,486,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 225,046 | $3,477,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 77,393 | $3,477,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 44,700 | $3,474,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 107,870 | $3,457,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 149,543 | $3,454,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 53,459 | $3,453,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 215,426 | $3,450,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 279,764 | $3,427,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932907 | COM | 113,400 | $3,410,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 37,480 | $3,408,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 29,400 | $3,406,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 70,170 | $3,405,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370901 | COM | 117,000 | $3,405,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 140,331 | $3,402,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 46,203 | $3,400,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 70,366 | $3,399,000 | thousands by filing date | |
| VanEck Preferred Securities ex | 92189F951 | ETF | 100,000 | $3,388,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F901 | CALL | 100,000 | $3,388,000 | thousands by filing date | call |
| TRONC INC | 89703P107 | COM | 233,099 | $3,382,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 140,495 | $3,380,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 73,868 | $3,374,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 124,676 | $3,367,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 123,445 | $3,364,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 16,400 | $3,362,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 244,194 | $3,346,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 307,200 | $3,342,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 16,300 | $3,342,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 101,819 | $3,335,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 239,593 | $3,331,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 73,254 | $3,330,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 147,450 | $3,327,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 566,873 | $3,327,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 165,102 | $3,320,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 54,918 | $3,318,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 133,127 | $3,315,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 449,398 | $3,312,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 487,683 | $3,307,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 137,752 | $3,297,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 62,572 | $3,292,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 66,940 | $3,290,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 91,900 | $3,289,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 36,043 | $3,289,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 465,995 | $3,285,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 81,762 | $3,279,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 28,679 | $3,273,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 130,691 | $3,273,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 72,570 | $3,269,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 132,132 | $3,269,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,398,650 | $3,245,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 109,327 | $3,243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 101,000 | $3,240,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 251,600 | $3,239,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 78,228 | $3,236,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 49,800 | $3,236,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 68,500 | $3,230,000 | thousands by filing date | call |
| AETNA INC | 00817Y958 | COM | 20,500 | $3,225,000 | thousands by filing date | put |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 2,255,000 | $3,225,000 | thousands by filing date | principal |
| NEFF CORP COM CL A | 640094207 | Stock | 129,003 | $3,225,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 45,795 | $3,221,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 231,939 | $3,212,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 66,907 | $3,203,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 74,658 | $3,197,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,516,136 | $3,184,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 3,138,000 | $3,169,000 | thousands by filing date | principal |
| F5 INC | 315616902 | CALL | 26,000 | $3,157,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 65,195 | $3,155,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 333,038 | $3,154,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 164,332 | $3,149,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 105,760 | $3,146,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 43,600 | $3,145,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 138,586 | $3,125,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 238,587 | $3,114,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 202,147 | $3,113,000 | thousands by filing date | |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226909 | Cmn | 100,000 | $3,105,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 151,703 | $3,102,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,905,000 | $3,088,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 61,800 | $3,087,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 64,080 | $3,076,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 29,929 | $3,072,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 94,126 | $3,068,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 69,088 | $3,064,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,003,000 | $3,059,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 119,779 | $3,055,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,951,000 | $3,053,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 3,303,000 | $3,047,000 | thousands by filing date | principal |
| MURPHY OIL CORP | 626717902 | COM | 112,500 | $3,036,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 89,200 | $3,030,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 5,534,000 | $3,028,000 | thousands by filing date | principal |
| FERROGLOBE PLC | G33856108 | SHS | 231,552 | $3,026,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 32,016 | $3,019,000 | thousands by filing date | |
| ISHARES INC | 464286953 | MSCI AUST ETF | 135,000 | $3,017,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 147,244 | $2,997,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 30,127 | $2,996,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 77,354 | $2,995,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 33,200 | $2,993,000 | thousands by filing date | put |
| OCWEN FINANCIAL CORP | 675746909 | COM | 900,000 | $2,988,000 | thousands by filing date | call |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 400,000 | $2,977,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 105,105 | $2,964,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 162,225 | $2,961,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 71,778 | $2,960,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 116,875 | $2,957,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 277,058 | $2,929,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 46,386 | $2,921,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 156,585 | $2,912,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407952 | COM | 36,000 | $2,911,000 | thousands by filing date | put |
| BLACKROCK INC | 09247X951 | COM | 6,500 | $2,900,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 108,400 | $2,899,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 31,900 | $2,899,000 | thousands by filing date | call |
| WORKIVA INC COM CL A | 98139A105 | Stock | 138,575 | $2,896,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 48,742 | $2,895,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 89,303 | $2,891,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 158,400 | $2,883,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,504,439 | $2,880,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 46,672 | $2,876,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 62,861 | $2,874,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 80,045 | $2,874,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 15,600 | $2,858,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658900 | CALL | 44,400 | $2,858,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658950 | PUT | 44,400 | $2,858,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 630,365 | $2,850,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 169,115 | $2,845,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 136,273 | $2,839,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 88,192 | $2,838,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 36,600 | $2,837,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 388,300 | $2,835,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 59,971 | $2,834,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 32,082 | $2,831,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 36,989 | $2,829,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 277,111 | $2,826,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 319,344 | $2,820,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 2,128,000 | $2,818,000 | thousands by filing date | principal |
| BED BATH BEYOND INC | 075896950 | COM | 120,000 | $2,816,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 116,850 | $2,812,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 158,070 | $2,810,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 52,388 | $2,810,000 | thousands by filing date | |
| PTC INC | 69370C950 | COM | 50,000 | $2,802,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 68,147 | $2,798,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 25,000 | $2,791,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 370,385 | $2,778,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 118,194 | $2,772,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 128,922 | $2,771,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,413 | $2,770,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 201,700 | $2,767,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 96,575 | $2,756,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 88,264 | $2,753,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 55,378 | $2,750,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 269,685 | $2,737,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 37,000 | $2,736,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,057 | $2,732,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 159,177 | $2,722,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 6,100 | $2,721,000 | thousands by filing date | call |
| SEADRILL LTD | G7945E955 | COM | 7,593,100 | $2,715,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |