13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 336,664 | $9,995,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 134,655 | $9,995,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 234,778 | $9,986,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 260,824 | $9,976,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 374,620 | $9,964,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 182,944 | $9,960,000 | thousands by filing date | |
| NRG ENERGY INC | 629377958 | COM NEW | 400,000 | $9,960,000 | thousands by filing date | put |
| HUMANA INC | 444859952 | COM | 41,000 | $9,953,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 235,234 | $9,939,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 803,744 | $9,934,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 557,054 | $9,904,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 173,500 | $9,867,000 | thousands by filing date | put |
| DOLLAR GEN CORP | 256677955 | COM | 123,200 | $9,858,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 100,107 | $9,858,000 | thousands by filing date | |
| AETNA INC | 00817Y908 | COM | 62,500 | $9,831,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 802,559 | $9,823,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914953 | COM | 165,600 | $9,820,000 | thousands by filing date | put |
| NEWELL BRANDS INC | 651229906 | COM NEW | 233,900 | $9,812,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q906 | CALL | 441,700 | $9,810,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 9,840,000 | $9,788,000 | thousands by filing date | principal |
| BBT CORPORATION | 054937957 | COM | 210,900 | $9,765,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 120,431 | $9,759,000 | thousands by filing date | |
| ISHARES INC | 46434G902 | CALL | 175,000 | $9,748,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 221,033 | $9,747,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 245,144 | $9,742,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 89,400 | $9,737,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 45,057 | $9,709,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 546,166 | $9,695,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 66,000 | $9,691,000 | thousands by filing date | call |
| ESSENDANT INC | 296689102 | COM | 716,615 | $9,689,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 228,127 | $9,684,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 163,218 | $9,651,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 9,109,000 | $9,650,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,171,372 | $9,641,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 387,077 | $9,634,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 379,054 | $9,625,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 420,522 | $9,608,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 144,091 | $9,554,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 184,600 | $9,553,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642403 | COM PAR | 315,000 | $9,528,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 296,927 | $9,513,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 176,030 | $9,512,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 414,575 | $9,506,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 404,252 | $9,504,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 80,300 | $9,492,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 158,813 | $9,468,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 418,542 | $9,459,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 237,074 | $9,457,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 489,700 | $9,456,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 542,976 | $9,453,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 950,000 | $9,443,000 | thousands by filing date | put |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 94,855 | $9,424,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 257,234 | $9,418,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,222,905 | $9,403,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,080,305 | $9,399,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 53,500 | $9,399,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 62,012 | $9,392,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,296,000 | $9,381,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 288,601 | $9,343,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC | 883556902 | INC CALL | 50,000 | $9,323,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 426,650 | $9,322,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 52,261 | $9,295,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 467,050 | $9,261,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 637,162 | $9,252,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 195,100 | $9,248,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400,158 | $9,236,000 | thousands by filing date | |
| VERISIGN INC | 92343E902 | COM | 87,400 | $9,231,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,793,000 | $9,222,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 393,214 | $9,213,000 | thousands by filing date | |
| BROADCOM LTD | Y09827909 | CALL | 37,900 | $9,207,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 630,000 | $9,179,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 422,473 | $9,141,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 9,104,000 | $9,126,000 | thousands by filing date | principal |
| MERCK & CO INC | 58933Y905 | CALL | 141,500 | $9,097,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 273,333 | $9,088,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 28,700 | $9,084,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 146,598 | $9,060,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 143,910 | $9,059,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 105,951 | $9,056,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 216,827 | $9,041,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 201,639 | $9,039,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 177,122 | $9,019,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,678,000 | $9,000,000 | thousands by filing date | principal |
| KITE PHARMA INC | 49803L909 | COM | 50,000 | $8,987,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 96,494 | $8,978,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 308,237 | $8,973,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 9,041,000 | $8,970,000 | thousands by filing date | principal |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 54,700 | $8,965,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 247,707 | $8,952,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 124,248 | $8,951,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 679,600 | $8,944,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502951 | COM | 59,800 | $8,941,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 166,902 | $8,917,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 267,651 | $8,917,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 507,100 | $8,899,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,835,000 | $8,887,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 8,911,000 | $8,881,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 656,979 | $8,876,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,217,737 | $8,871,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 206,835 | $8,869,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 309,319 | $8,856,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R950 | COM | 131,000 | $8,854,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 164,811 | $8,834,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,477,000 | $8,833,000 | thousands by filing date | principal |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 3,405,377 | $8,820,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 123,021 | $8,804,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,789,224 | $8,804,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 60,532 | $8,802,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 585,001 | $8,752,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 506,029 | $8,748,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 920,300 | $8,743,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,019,760 | $8,739,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 569,296 | $8,738,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 377,977 | $8,732,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 234,390 | $8,731,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 8,217,000 | $8,727,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 238,990 | $8,723,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 8,077,000 | $8,711,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 132,555 | $8,697,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 77,094 | $8,694,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C901 | CALL | 109,900 | $8,693,000 | thousands by filing date | call |
| ISHARES INC | 464286959 | MSCI CDA ETF | 300,000 | $8,682,000 | thousands by filing date | put |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 27,400 | $8,673,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 318,220 | $8,672,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 533,900 | $8,649,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 406,938 | $8,648,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 362,652 | $8,642,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 146,720 | $8,633,000 | thousands by filing date | |
| ISHARES INC | 464286909 | MSCI CDA ETF | 298,100 | $8,627,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 430,913 | $8,622,000 | thousands by filing date | |
| ILG INC | 44967H901 | COM | 320,000 | $8,621,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 302,199 | $8,599,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 232,313 | $8,598,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 489,342 | $8,598,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348906 | CALL | 24,000 | $8,569,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 238,769 | $8,551,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 158,200 | $8,546,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 8,462,000 | $8,517,000 | thousands by filing date | principal |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 450,440 | $8,514,000 | thousands by filing date | |
| CARMAX INC | 143130902 | COM | 112,100 | $8,512,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 627,500 | $8,503,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 98,816 | $8,479,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,300,674 | $8,472,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 930,437 | $8,468,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,574,500 | $8,455,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 224,919 | $8,448,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 295,249 | $8,444,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 190,021 | $8,411,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,423,751 | $8,400,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 75,000 | $8,385,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 282,808 | $8,376,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 525,109 | $8,359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A954 | PUT | 200,000 | $8,346,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 104,143 | $8,343,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 641,841 | $8,338,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 240,940 | $8,325,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 162,570 | $8,293,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 7,853,000 | $8,285,000 | thousands by filing date | principal |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 63,432 | $8,279,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 4,841,000 | $8,273,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,758,000 | $8,267,000 | thousands by filing date | principal |
| CIGNA CORP | 125509909 | COM | 44,200 | $8,265,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 56,281 | $8,254,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 107,729 | $8,251,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 7,886,000 | $8,240,000 | thousands by filing date | principal |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 844,977 | $8,238,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 97,933 | $8,224,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 333,820 | $8,209,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 312,681 | $8,208,000 | thousands by filing date | |
| LOGITECH INTL S A | H50430952 | SHS | 225,000 | $8,199,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 156,019 | $8,191,000 | thousands by filing date | |
| W.R. GRACE CO. | 38388F958 | COM | 112,500 | $8,178,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 243,490 | $8,174,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,876,744 | $8,164,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 271,100 | $8,133,000 | thousands by filing date | put |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 126,800 | $8,106,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 640,419 | $8,101,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L901 | CALL | 107,000 | $8,089,000 | thousands by filing date | call |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 55,500 | $8,084,000 | thousands by filing date | call |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 59,100 | $8,057,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 634,759 | $8,054,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 576,147 | $8,037,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 169,111 | $8,035,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,459,117 | $8,026,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 7,592,000 | $8,005,000 | thousands by filing date | principal |
| TEXAS INSTRS INC | 882508954 | PUT | 89,200 | $7,997,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 329,389 | $7,994,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 337,851 | $7,991,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 21,638 | $7,990,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 455,175 | $7,988,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 312,318 | $7,980,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 148,418 | $7,979,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,179,853 | $7,978,000 | thousands by filing date | |
| CHEESECAKE FACTORY INCTHE | 163072951 | COM NEW | 190,000 | $7,967,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 7,692,000 | $7,961,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 168,112 | $7,942,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 123,425 | $7,925,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 124,300 | $7,924,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 72,000 | $7,920,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 558,289 | $7,917,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 125,000 | $7,915,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,199,300 | $7,915,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 47,000 | $7,912,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 630,375 | $7,886,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,113,777 | $7,885,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 393,069 | $7,884,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 213,338 | $7,883,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 800,446 | $7,876,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 39,962 | $7,874,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 194,989 | $7,846,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 153,739 | $7,840,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 100,144 | $7,800,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 91,600 | $7,786,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 517,862 | $7,773,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 163,809 | $7,763,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 250,713 | $7,759,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 127,409 | $7,757,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 132,589 | $7,757,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 135,100 | $7,753,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 162,505 | $7,749,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 535,115 | $7,738,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 133,466 | $7,723,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 192,855 | $7,717,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,158,717 | $7,717,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 132,500 | $7,692,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 217,089 | $7,688,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 102,637 | $7,663,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 688,198 | $7,653,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 197,702 | $7,651,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 119,600 | $7,646,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 17,998 | $7,645,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 104,892 | $7,625,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 121,604 | $7,601,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 309,244 | $7,600,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 861,642 | $7,590,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 765,395 | $7,584,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 191,385 | $7,583,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 53,636 | $7,571,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 237,380 | $7,564,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 164,622 | $7,563,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 189,079 | $7,563,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 198,147 | $7,559,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 254,996 | $7,558,000 | thousands by filing date | |
| ARCH COAL INC | 039380907 | CALL | 104,600 | $7,550,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 218,995 | $7,544,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 491,274 | $7,541,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,359,875 | $7,526,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 67,270 | $7,519,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 216,887 | $7,515,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 758,593 | $7,510,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 20,354 | $7,502,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 82,103 | $7,499,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 545,000 | $7,499,000 | thousands by filing date | put |
| KRAFT HEINZ CO | 500754906 | COM | 96,100 | $7,493,000 | thousands by filing date | call |
| AMERICAN TOWER CORP | 03027X900 | COM | 55,000 | $7,486,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 134,092 | $7,468,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 199,600 | $7,465,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S903 | CALL | 116,200 | $7,459,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,569,000 | $7,447,000 | thousands by filing date | principal |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 59,479 | $7,442,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 140,052 | $7,442,000 | thousands by filing date | |
| W.R. GRACE CO. | 38388F908 | COM | 102,200 | $7,429,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 224,650 | $7,425,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 407,162 | $7,407,000 | thousands by filing date | |
| BAKER HUGHES COMPANY | 05722G900 | CL A | 200,000 | $7,406,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY | 05722G950 | CL A | 200,000 | $7,406,000 | thousands by filing date | put |
| NEWELL BRANDS INC | 651229956 | COM | 176,200 | $7,392,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 173,306 | $7,383,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 661,789 | $7,379,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 384,000 | $7,377,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 35,581 | $7,365,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914903 | COM | 123,900 | $7,347,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 507,429 | $7,312,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 57,136 | $7,297,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 728,590 | $7,293,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 158,182 | $7,278,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 196,461 | $7,277,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 161,671 | $7,276,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 405,994 | $7,272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 72,687 | $7,254,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 71,142 | $7,243,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 282,254 | $7,240,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 294,405 | $7,240,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 156,138 | $7,213,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 124,879 | $7,205,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 129,125 | $7,199,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 326,830 | $7,197,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 5,427,000 | $7,186,000 | thousands by filing date | principal |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 201,781 | $7,163,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 310,532 | $7,161,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 234,495 | $7,152,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 365,138 | $7,131,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 144,339 | $7,128,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,198,341 | $7,128,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 919,000 | $7,122,000 | thousands by filing date | call |
| FORD MTR CO | 345370950 | PUT | 594,600 | $7,111,000 | thousands by filing date | put |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 228,612 | $7,110,000 | thousands by filing date | |
| NORDSTROM INC | 655664950 | COM | 150,000 | $7,110,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW | 828806959 | PUT | 43,800 | $7,078,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 87,602 | $7,077,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 181,636 | $7,066,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,721,819 | $7,059,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 376,800 | $7,046,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 5,841,000 | $7,042,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V957 | PUT | 60,000 | $7,038,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 393,375 | $7,037,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094904 | CALL | 40,000 | $7,033,000 | thousands by filing date | call |
| EXELIXIS INC | 30161Q954 | COM | 290,000 | $7,027,000 | thousands by filing date | put |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 250,000 | $7,015,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 332,078 | $7,014,000 | thousands by filing date | |
| HESS CORP | 42809H907 | COM | 150,000 | $6,981,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 2,554,859 | $6,975,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 152,094 | $6,971,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 484,147 | $6,968,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 228,135 | $6,963,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 645,160 | $6,955,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 163,075 | $6,939,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 163,179 | $6,932,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 451,934 | $6,915,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,080,042 | $6,912,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 143,711 | $6,900,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 232,621 | $6,862,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 30,855 | $6,861,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 158,128 | $6,861,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 45,492 | $6,842,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 137,254 | $6,839,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,948,235 | $6,838,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 6,686,000 | $6,811,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 166,556 | $6,796,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 9,793,000 | $6,783,000 | thousands by filing date | principal |
| SSR MINING IN | 784730103 | COM | 623,454 | $6,764,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 350,000 | $6,759,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502901 | COM | 45,200 | $6,758,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 312,380 | $6,757,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 87,415 | $6,744,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 420,196 | $6,736,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 80,000 | $6,728,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 99,200 | $6,721,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 20,300 | $6,710,000 | thousands by filing date | call |
| GNC Holdings | 36191GAB3 | CONV BOND | 9,064,000 | $6,708,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 485,974 | $6,707,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E909 | COM | 54,600 | $6,705,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 99,490 | $6,690,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 139,584 | $6,687,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 126,688 | $6,672,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 454,831 | $6,668,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 106,671 | $6,666,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 769,506 | $6,664,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 187,396 | $6,662,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,690,528 | $6,661,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,912,000 | $6,657,000 | thousands by filing date | principal |
| STATE NATIONAL. | 85711T305 | Common Stock | 317,536 | $6,655,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 53,608 | $6,652,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 6,926,000 | $6,649,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 48,000 | $6,640,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 55,758 | $6,633,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 291,895 | $6,632,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 110,000 | $6,630,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,792,000 | $6,630,000 | thousands by filing date | principal |
| DISH NETWORK CORP-A | 25470M959 | COM | 125,000 | $6,626,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 91,571 | $6,623,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 370,000 | $6,623,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 7,015,000 | $6,622,000 | thousands by filing date | principal |
| SIMPSON MFG INC | 829073105 | COM | 135,096 | $6,617,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,845,809 | $6,616,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 386,356 | $6,610,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 5,128,000 | $6,606,000 | thousands by filing date | principal |
| HONEYWELL INTL INC | 438516956 | PUT | 46,900 | $6,593,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 124,699 | $6,590,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 256,030 | $6,585,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 280,159 | $6,584,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 81,022 | $6,574,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 76,294 | $6,555,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 284,625 | $6,552,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 250,000 | $6,530,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 11,199 | $6,524,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 50,300 | $6,512,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 721,804 | $6,504,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 307,535 | $6,504,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E959 | PUT | 52,900 | $6,496,000 | thousands by filing date | put |
| LENNAR CORP | 526057904 | CL A | 124,000 | $6,477,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 390,918 | $6,470,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 118,641 | $6,467,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 305,862 | $6,461,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 91,416 | $6,458,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 76,700 | $6,452,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 77,584 | $6,434,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 140,000 | $6,432,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U952 | COM | 100,000 | $6,421,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 192,588 | $6,413,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 238,600 | $6,399,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 153,502 | $6,388,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 500,000 | $6,380,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 409,700 | $6,379,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 183,319 | $6,363,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,025,759 | $6,360,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 34,394 | $6,358,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 790,106 | $6,352,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P951 | COM | 48,000 | $6,329,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 103,635 | $6,319,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 212,645 | $6,312,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 408,425 | $6,310,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A905 | SPONSORED ADS A | 450,000 | $6,305,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787907 | COM | 42,700 | $6,300,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 415,018 | $6,258,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,522,922 | $6,244,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 386,326 | $6,242,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,238,000 | $6,239,000 | thousands by filing date | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 110,258 | $6,231,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 358,488 | $6,205,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 153,055 | $6,180,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 70,174 | $6,178,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 121,776 | $6,171,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 163,500 | $6,169,000 | thousands by filing date | call |
| MACYS INC | 55616P954 | COM | 280,000 | $6,166,000 | thousands by filing date | put |
| EASTMAN CHEM CO | 277432950 | COM | 68,500 | $6,162,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 373,334 | $6,160,000 | thousands by filing date | |
| ANDEAVOR | 03349M955 | PUT | 60,000 | $6,149,000 | thousands by filing date | put |
| THE TRADE DESK INC | 88339J905 | CALL | 105,000 | $6,124,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 148,800 | $6,123,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 345,905 | $6,123,000 | thousands by filing date | |
| NUCOR CORP | 670346955 | COM | 110,300 | $6,121,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 257,856 | $6,116,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 151,785 | $6,109,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 230,125 | $6,103,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 329,000 | $6,090,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 429,741 | $6,089,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 174,332 | $6,059,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 504,776 | $6,057,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 315,300 | $6,057,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 700,040 | $6,055,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 67,869 | $6,045,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 107,000 | $6,038,000 | thousands by filing date | call |
| PAYCHEX INC | 704326907 | COM | 100,000 | $6,026,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 5,994,000 | $5,994,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 269,775 | $5,992,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 108,000 | $5,991,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 48,412 | $5,988,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 58,320 | $5,983,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 45,388 | $5,975,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 36,800 | $5,975,000 | thousands by filing date | put |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 611,332 | $5,960,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320902 | COM | 56,200 | $5,957,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 183,258 | $5,947,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 164,959 | $5,945,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 177,312 | $5,944,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 317,732 | $5,939,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 49,900 | $5,938,000 | thousands by filing date | call |
| STERIS PLC | G84720104 | SHS USD | 67,619 | $5,927,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 214,200 | $5,925,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 72,154 | $5,911,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 3,247,516 | $5,911,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 203,707 | $5,897,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 107,314 | $5,895,000 | thousands by filing date | |
| WEIBO CORP | 948596951 | SPONSORED ADR | 60,000 | $5,885,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 266,414 | $5,879,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 127,400 | $5,878,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 384,888 | $5,877,000 | thousands by filing date | |
| EATON CORP PLC | G29183953 | PUT | 77,100 | $5,867,000 | thousands by filing date | put |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 5,244,000 | $5,862,000 | thousands by filing date | principal |
| KEANE GROUP INC | 48669A108 | COM | 351,005 | $5,858,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 335,350 | $5,855,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 145,000 | $5,855,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 167,930 | $5,851,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW | 828806909 | COM | 36,200 | $5,850,000 | thousands by filing date | call |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $5,850,000 | thousands by filing date | principal |
| ETFS Gold Trust | 26922Y105 | ETF | 46,896 | $5,845,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 496,563 | $5,839,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917906 | COM | 432,300 | $5,836,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,858,000 | $5,834,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 248,447 | $5,828,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 852,475 | $5,814,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,417,438 | $5,812,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 67,054 | $5,797,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 503,880 | $5,795,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 203,711 | $5,774,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 253,510 | $5,760,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 216,878 | $5,758,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 112,200 | $5,758,000 | thousands by filing date | put |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 312,000 | $5,757,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 119,140 | $5,725,000 | thousands by filing date | |
| PINNACLE FOODS INC | 72348P954 | Cmn | 100,000 | $5,711,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 173,095 | $5,709,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 927,995 | $5,698,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 229,991 | $5,692,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M908 | CALL | 75,000 | $5,692,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 219,982 | $5,687,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433957 | PUT | 123,200 | $5,684,000 | thousands by filing date | put |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 31,000 | $5,680,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 306,106 | $5,678,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 112,100 | $5,675,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,230,205 | $5,668,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 246,825 | $5,653,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 217,208 | $5,649,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 151,000 | $5,647,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 267,119 | $5,645,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 284,035 | $5,641,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,615,000 | $5,639,000 | thousands by filing date | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 158,635 | $5,636,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 46,864 | $5,636,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |