13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 403,685 | $20,088,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 380,144 | $19,994,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 409,997 | $19,987,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 171,380 | $19,942,000 | thousands by filing date | |
| XPO INC | 983793950 | PUT | 300,000 | $19,878,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,312,194 | $19,813,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 461,231 | $19,796,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 214,896 | $19,787,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 986,647 | $19,734,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,702,354 | $19,727,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 459,277 | $19,704,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 497,256 | $19,666,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 9,132,000 | $19,664,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 200,370 | $19,655,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 461,556 | $19,638,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 413,321 | $19,631,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,552,831 | $19,631,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 321,500 | $19,602,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 25,253,000 | $19,601,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,747,811 | $19,575,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 830,029 | $19,571,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 21,694,000 | $19,544,000 | thousands by filing date | principal |
| PEPSICO INC | 713448958 | PUT | 175,000 | $19,537,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 1,344,261 | $19,505,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 1,157,500 | $19,504,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 605,509 | $19,425,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 171,113 | $19,414,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 99,000 | $19,414,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 1,518,509 | $19,377,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 893,243 | $19,348,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y907 | CALL | 215,500 | $19,339,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 138,285 | $19,318,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 691,352 | $19,254,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 474,900 | $19,243,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V900 | CALL | 473,800 | $19,227,000 | thousands by filing date | call |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 191,456 | $19,128,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 780,952 | $19,124,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 976,615 | $19,113,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 561,820 | $19,017,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 6,193,000 | $18,971,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 7,222,000 | $18,970,000 | thousands by filing date | principal |
| 2U INC | 90214J101 | COM | 347,048 | $18,959,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 585,000 | $18,919,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 526,015 | $18,863,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 306,439 | $18,848,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 522,371 | $18,817,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,122,726 | $18,817,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 118,251 | $18,802,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 18,258,000 | $18,783,000 | thousands by filing date | principal |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 390,227 | $18,778,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 5,558,000 | $18,765,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 496,365 | $18,752,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,849,048 | $18,747,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 485,000 | $18,745,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 253,192 | $18,734,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 358,577 | $18,717,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,584,329 | $18,711,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,866,800 | $18,705,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 616,812 | $18,702,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,484,000 | $18,677,000 | thousands by filing date | principal |
| DELPHI AUTOMOTIVE PLC | G27823906 | COM | 191,000 | $18,668,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 1,178,980 | $18,652,000 | thousands by filing date | |
| VERISIGN INC | 92343E952 | COM | 176,600 | $18,652,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,438,399 | $18,642,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 224,285 | $18,582,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,262,000 | $18,551,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 18,592,000 | $18,530,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 18,255,000 | $18,528,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 19,280,000 | $18,475,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 726,650 | $18,457,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,344,632 | $18,435,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 278,753 | $18,397,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 226,400 | $18,395,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 1,058,580 | $18,376,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,566,000 | $18,291,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 853,931 | $18,274,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 302,729 | $18,231,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 15,434,000 | $18,229,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,721,061 | $18,225,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 541,541 | $18,202,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 544,116 | $18,179,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 478,253 | $18,173,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 461,729 | $18,114,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 169,392 | $18,114,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 625,578 | $18,080,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 930,391 | $18,078,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 367,163 | $18,071,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 315,946 | $18,066,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,293,630 | $18,045,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 298,900 | $18,045,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 547,871 | $18,020,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 392,632 | $17,971,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 14,460,000 | $17,963,000 | thousands by filing date | principal |
| HUMANA INC | 444859902 | COM | 73,900 | $17,939,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 165,215 | $17,875,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 711,092 | $17,870,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,483,548 | $17,831,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 265,436 | $17,823,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 277,000 | $17,808,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 581,648 | $17,805,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 910,617 | $17,758,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 529,027 | $17,738,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 143,190 | $17,718,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 973,720 | $17,673,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 895,429 | $17,666,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,399,762 | $17,567,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 5,180,844 | $17,563,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 608,510 | $17,525,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 672,164 | $17,517,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 405,400 | $17,485,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 286,500 | $17,468,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 260,044 | $17,462,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 500,930 | $17,437,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 150,300 | $17,430,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 325,410 | $17,389,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 161,356 | $17,375,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 369,804 | $17,332,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 292,377 | $17,331,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 460,100 | $17,309,000 | thousands by filing date | call |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 111,239 | $17,301,000 | thousands by filing date | |
| PHILLIPS 66 | 718546954 | PUT | 188,100 | $17,266,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 576,640 | $17,253,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 698,438 | $17,252,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 122,700 | $17,249,000 | thousands by filing date | call |
| STARBUCKS CORP | 855244959 | PUT | 316,200 | $17,233,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 1,261,797 | $17,224,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 452,268 | $17,209,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 313,824 | $17,204,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 16,658,000 | $17,200,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 681,303 | $17,183,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 71,410 | $17,173,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 733,151 | $17,156,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,049,972 | $17,146,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 24,278,000 | $17,060,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 268,248 | $17,042,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,141,859 | $17,036,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,192,142 | $17,036,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,813,864 | $17,034,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 16,259,000 | $16,987,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 120,423 | $16,977,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 255,356 | $16,968,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 991,646 | $16,967,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 14,775,000 | $16,926,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,922,137 | $16,875,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 589,816 | $16,864,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 265,862 | $16,858,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 470,154 | $16,808,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,372,070 | $16,808,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 508,063 | $16,806,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 17,700 | $16,806,000 | thousands by filing date | call |
| KRAFT HEINZ CO | 500754956 | COM | 215,400 | $16,795,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,446,877 | $16,784,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 13,002,000 | $16,737,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV | N53745900 | SHS - A - | 167,700 | $16,733,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311957 | PUT | 1,015,000 | $16,707,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 449,332 | $16,697,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 520,000 | $16,682,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 266,137 | $16,621,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 315,500 | $16,605,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 1,062,292 | $16,573,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 899,754 | $16,547,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 7,468,000 | $16,474,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 771,332 | $16,444,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 531,294 | $16,433,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 17,355,000 | $16,431,000 | thousands by filing date | principal |
| DOLLAR TREE INC | 256746958 | PUT | 191,000 | $16,365,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,418,648 | $16,357,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 627,895 | $16,338,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 304,663 | $16,317,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 516,412 | $16,314,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 183,040 | $16,263,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 313,371 | $16,220,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 1,180,573 | $16,173,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 635,722 | $16,172,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 506,235 | $16,123,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 775,110 | $16,084,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 648,271 | $16,077,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 16,933,000 | $16,065,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,122,038 | $16,056,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 11,814,000 | $15,977,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 497,273 | $15,938,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 397,311 | $15,916,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 443,180 | $15,914,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 290,647 | $15,899,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 193,451 | $15,853,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,298,241 | $15,839,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 106,230 | $15,805,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 12,050,096 | $15,785,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,171,757 | $15,784,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,374,526 | $15,779,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 378,879 | $15,739,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 843,816 | $15,738,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 4,836,206 | $15,718,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 414,027 | $15,704,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822953 | SHS | 187,500 | $15,600,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 127,461 | $15,503,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,242,741 | $15,473,000 | thousands by filing date | |
| HESS CORP | 42809H957 | COM | 330,000 | $15,358,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,711,619 | $15,353,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 841,630 | $15,183,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 290,000 | $15,147,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 909,832 | $15,130,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 666,827 | $15,110,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 265,602 | $15,072,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 531,558 | $15,049,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 317,800 | $14,984,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 786,998 | $14,976,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 480,244 | $14,975,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 15,015,000 | $14,967,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 213,124 | $14,962,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 488,813 | $14,953,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 774,961 | $14,919,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 747,017 | $14,918,000 | thousands by filing date | |
| INCYTE CORP | 45337C952 | COM | 131,200 | $14,844,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 251,641 | $14,822,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 121,925 | $14,805,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 72,500 | $14,796,000 | thousands by filing date | call |
| CSX CORP | 126408953 | PUT | 275,000 | $14,765,000 | thousands by filing date | put |
| CROWN CASTLE INC | 22822V951 | COM | 146,700 | $14,749,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 14,620,000 | $14,749,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC-SERIES C | G5480U950 | COM | 460,000 | $14,743,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746901 | CALL | 271,700 | $14,740,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 13,941,000 | $14,725,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 347,815 | $14,712,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 369,067 | $14,711,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 300,000 | $14,682,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 585,018 | $14,673,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 79,851 | $14,616,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 370,304 | $14,598,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 220,209 | $14,591,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 183,900 | $14,546,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 309,115 | $14,543,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 454,767 | $14,507,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 283,527 | $14,496,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 527,771 | $14,476,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 285,300 | $14,442,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 322,908 | $14,423,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 136,802 | $14,415,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 153,072 | $14,396,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 492,923 | $14,393,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 235,359 | $14,392,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 204,902 | $14,381,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 268,762 | $14,380,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 148,400 | $14,368,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 331,697 | $14,329,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,090,772 | $14,318,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 306,834 | $14,203,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 137,564 | $14,155,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 131,664 | $14,129,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 291,016 | $14,086,000 | thousands by filing date | |
| BCE INC | 05534B900 | COM NEW | 300,000 | $14,076,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 596,809 | $14,073,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,779,700 | $14,059,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 126,734 | $14,052,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,866,419 | $14,016,000 | thousands by filing date | |
| MASTEC INC | 576323959 | COM NEW | 300,000 | $14,010,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 1,549,481 | $13,915,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 267,227 | $13,910,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 216,100 | $13,908,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,850,000 | $13,862,000 | thousands by filing date | principal |
| COGNEX CORP | 192422103 | COM | 125,995 | $13,861,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 274,531 | $13,814,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 125,299 | $13,805,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 450,401 | $13,782,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 676,736 | $13,738,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 482,258 | $13,720,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 406,788 | $13,697,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 648,103 | $13,675,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 135,247 | $13,666,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,169,096 | $13,659,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 683,300 | $13,646,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 233,190 | $13,607,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 80,800 | $13,601,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 629,555 | $13,586,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 173,378 | $13,579,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 719,491 | $13,577,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 581,048 | $13,538,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 215,356 | $13,526,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 229,202 | $13,488,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 123,592 | $13,476,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 788,142 | $13,414,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 119,429 | $13,365,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 356,196 | $13,365,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 852,226 | $13,336,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 254,333 | $13,330,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 401,817 | $13,284,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 100,000 | $13,279,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,611,000 | $13,275,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 816,779 | $13,273,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 218,214 | $13,272,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 160,795 | $13,250,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,229,375 | $13,240,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 66,140 | $13,238,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 178,067 | $13,220,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN | 12541W909 | CALL | 175,000 | $13,209,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 214,095 | $13,199,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 204,824 | $13,180,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 588,594 | $13,155,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 341,074 | $13,134,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 210,722 | $13,106,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 308,242 | $13,101,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 186,388 | $13,062,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,960,565 | $13,057,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 440,310 | $13,054,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 522,314 | $13,031,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 630,039 | $13,022,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 692,290 | $13,008,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 269,500 | $12,976,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 365,206 | $12,975,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287908 | COM | 149,900 | $12,960,000 | thousands by filing date | call |
| EBAY INC. | 278642953 | PUT | 343,300 | $12,953,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 569,529 | $12,951,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,242,194 | $12,942,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,962,947 | $12,936,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 64,064 | $12,933,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 762,544 | $12,866,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 427,766 | $12,863,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 237,600 | $12,835,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 661,253 | $12,815,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X950 | COM | 94,000 | $12,793,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 802,188 | $12,787,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 955,987 | $12,763,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,985,305 | $12,745,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 231,931 | $12,721,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 501,101 | $12,708,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 105,607 | $12,698,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 543,224 | $12,684,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,444,534 | $12,641,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 150,000 | $12,639,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 508,958 | $12,622,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,392,962 | $12,606,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 616,616 | $12,567,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 234,767 | $12,548,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 1,250,000 | $12,525,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 300,000 | $12,519,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 427,453 | $12,503,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 217,454 | $12,493,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 268,034 | $12,490,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 484,850 | $12,485,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 177,188 | $12,460,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 233,228 | $12,450,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 12,318,000 | $12,443,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 11,569,000 | $12,404,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,030,954 | $12,372,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 243,900 | $12,356,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 202,000 | $12,354,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 17,304 | $12,312,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 169,300 | $12,300,000 | thousands by filing date | call |
| PPL CORP | 69351T906 | COM | 322,100 | $12,298,000 | thousands by filing date | call |
| MALLINCKRODT PUB LTD CO | G5785G907 | COM | 340,000 | $12,288,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 13,142,000 | $12,286,000 | thousands by filing date | principal |
| AFLAC INC | 001055952 | COM | 149,200 | $12,279,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,443,800 | $12,258,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 540,591 | $12,255,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 110,405 | $12,254,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 690,419 | $12,220,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 120,200 | $12,169,000 | thousands by filing date | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 150,288 | $12,167,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 514,361 | $12,139,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 205,705 | $12,085,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 100,000 | $12,070,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 103,200 | $12,034,000 | thousands by filing date | call |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 11,915,000 | $12,022,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,560,932 | $12,019,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 316,273 | $12,009,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 387,167 | $11,979,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 628,231 | $11,967,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H690 | QUTX DYAMIC BT | 450,000 | $11,939,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 156,728 | $11,928,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 133,900 | $11,912,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 72,691 | $11,900,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017906 | COM | 125,000 | $11,875,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 193,201 | $11,872,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,069,675 | $11,859,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 721,979 | $11,833,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 296,237 | $11,820,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 12,134,000 | $11,808,000 | thousands by filing date | principal |
| VANECK RUSSIA ETF | 92189F403 | ETF | 533,919 | $11,783,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 110,975 | $11,763,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 389,905 | $11,747,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 112,534 | $11,745,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 79,268 | $11,743,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 99,739 | $11,732,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 191,578 | $11,730,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 139,611 | $11,727,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 153,917 | $11,688,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 117,100 | $11,684,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 407,778 | $11,659,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 245,495 | $11,654,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,160,576 | $11,629,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 205,726 | $11,613,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 564,120 | $11,571,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 169,274 | $11,568,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 99,700 | $11,549,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 10,983,000 | $11,540,000 | thousands by filing date | principal |
| BP PLC | 055622954 | PUT | 300,000 | $11,526,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,633,526 | $11,491,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 101,000 | $11,487,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 767,345 | $11,449,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 450,000 | $11,448,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 566,838 | $11,444,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 90,128 | $11,436,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 905,809 | $11,368,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 12,649,000 | $11,347,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 233,736 | $11,341,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 146,200 | $11,333,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 273,314 | $11,332,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN | 12541W959 | PUT | 150,000 | $11,322,000 | thousands by filing date | put |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 563,775 | $11,318,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 281,878 | $11,303,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 606,653 | $11,278,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 180,361 | $11,263,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 520,778 | $11,259,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,625,664 | $11,234,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 566,502 | $11,217,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 226,660 | $11,197,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 100,000 | $11,180,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411R958 | PUT | 250,000 | $11,165,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 204,984 | $11,155,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 74,075 | $11,144,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 285,363 | $11,138,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 456,134 | $11,107,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 70,052 | $11,103,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 757,751 | $11,094,000 | thousands by filing date | |
| PENTAIR PLC | G7S00T904 | SHS | 164,800 | $11,070,000 | thousands by filing date | call |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 404,996 | $11,032,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 198,522 | $10,998,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 128,724 | $10,986,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 279,345 | $10,981,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 110,144 | $10,974,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 273,623 | $10,967,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 229,855 | $10,958,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 653,722 | $10,937,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 439,656 | $10,916,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 780,546 | $10,896,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 246,638 | $10,872,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 277,975 | $10,860,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 137,479 | $10,847,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 301,861 | $10,841,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 9,422,946 | $10,837,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 452,581 | $10,794,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 389,168 | $10,780,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 943,245 | $10,772,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 278,400 | $10,760,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 297,072 | $10,754,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 357,842 | $10,736,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 44,812 | $10,710,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 413,596 | $10,695,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 149,072 | $10,692,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 109,797 | $10,690,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 297,276 | $10,678,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 163,804 | $10,674,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 111,916 | $10,628,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 539,700 | $10,606,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 97,344 | $10,592,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 311,752 | $10,584,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 235,000 | $10,554,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 368,507 | $10,539,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 104,000 | $10,529,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 401,721 | $10,521,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,749,000 | $10,516,000 | thousands by filing date | principal |
| FLOWERS FOODS INC COM | 343498101 | Stock | 560,674 | $10,513,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 140,764 | $10,488,000 | thousands by filing date | |
| CIGNA CORP | 125509959 | COM | 55,800 | $10,435,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 990,903 | $10,424,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 552,075 | $10,407,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 13,232,000 | $10,397,000 | thousands by filing date | principal |
| PARKWAY INC COM | 70156Q107 | Stock | 448,243 | $10,327,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 242,848 | $10,321,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 191,204 | $10,321,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC | 775109900 | CL B | 200,000 | $10,320,000 | thousands by filing date | call |
| NIELSEN HLDGS PLC | G6518L958 | PUT | 250,000 | $10,318,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 226,214 | $10,282,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 67,340 | $10,277,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 192,841 | $10,271,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 253,162 | $10,268,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 920,858 | $10,267,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 471,288 | $10,265,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 158,223 | $10,246,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 545,434 | $10,243,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 150,619 | $10,241,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 255,080 | $10,241,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 212,811 | $10,205,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 377,987 | $10,205,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 141,293 | $10,199,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 777,486 | $10,177,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 165,834 | $10,174,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 378,411 | $10,141,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 269,683 | $10,126,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 130,022 | $10,121,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 331,661 | $10,108,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 349,195 | $10,102,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 415,800 | $10,079,000 | thousands by filing date | call |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 10,609,000 | $10,079,000 | thousands by filing date | principal |
| TEXAS INSTRS INC | 882508904 | CALL | 112,400 | $10,077,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 192,240 | $10,068,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 30,400 | $10,049,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 8,772,000 | $10,004,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 312,429 | $10,001,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410AR9 | DEBT 13.500 8/3 | 10,000,000 | $10,000,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |