13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 5,010 holding rows worth $453,258,334,000.
- Accession
- 0000019617-17-000554
- Filer
- CIK 19617
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 18,886 entries on the cover page, a total value of $453,258,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,258,334,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 851,747 | $44,955,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 2,000,000 | $44,860,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 855,683 | $44,838,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 562,435 | $44,837,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 1,757,300 | $44,723,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,505,141 | $44,537,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 380,111 | $44,465,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,450,389 | $44,440,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 553,606 | $44,427,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 318,246 | $44,367,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 225,400 | $44,201,000 | thousands by filing date | call |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,781,418 | $44,197,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 478,281 | $44,169,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,377,824 | $43,995,000 | thousands by filing date | |
| AMGEN INC | 031162950 | COM | 235,800 | $43,731,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 10,224,113 | $43,657,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 746,335 | $43,541,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 294,927 | $43,339,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 571,198 | $43,336,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,487,595 | $43,159,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,440,645 | $43,145,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,087,665 | $43,061,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,189,005 | $43,054,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 773,035 | $42,981,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 430,437 | $42,950,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160904 | CALL | 331,500 | $42,919,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 401,917 | $42,880,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 324,970 | $42,555,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,109,864 | $42,498,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 1,123,100 | $42,487,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 3,096,684 | $42,424,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 931,166 | $42,397,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 535,900 | $42,309,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,146,546 | $42,273,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,506,002 | $42,198,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 898,705 | $42,193,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 3,017,626 | $42,066,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,242,595 | $41,937,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 293,172 | $41,856,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 1,105,800 | $41,821,000 | thousands by filing date | put |
| XLF 260717P00050000 | 81369y955 | PUT | 1,624,400 | $41,812,000 | thousands by filing date | put |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 831,643 | $41,741,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 707,702 | $41,691,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,854,498 | $41,597,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 671,300 | $41,567,000 | thousands by filing date | put |
| SLB LIMITED | 806857958 | PUT | 601,000 | $41,565,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135901 | COM | 263,800 | $41,546,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 465,162 | $41,507,000 | thousands by filing date | |
| CATERPILLAR INC | 149123951 | PUT | 331,200 | $41,476,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,066,464 | $41,454,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 505,034 | $41,386,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,396,940 | $41,288,000 | thousands by filing date | |
| ALTABA INC | 021346901 | CALL | 628,000 | $41,184,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 114,000 | $41,148,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 290,362 | $41,098,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 871,105 | $41,081,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,635,293 | $41,062,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 885,709 | $41,053,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 94,000 | $40,900,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 539,351 | $40,852,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,270,327 | $40,778,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 330,226 | $40,762,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,474,587 | $40,669,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 503,464 | $40,590,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 696,964 | $40,544,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,414,688 | $40,544,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 929,135 | $40,453,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 413,303 | $40,338,000 | thousands by filing date | |
| CELGENE CORP | 151020904 | COM | 281,600 | $40,201,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 744,702 | $40,081,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,389,809 | $39,984,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,320,075 | $39,932,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,741,109 | $39,784,000 | thousands by filing date | |
| PRICELINE.COM INC | 741503903 | COM | 21,800 | $39,495,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,089,557 | $39,311,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,151,143 | $39,253,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 913,892 | $39,242,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,226,963 | $39,216,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,240,774 | $39,196,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,003,877 | $39,152,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,980,390 | $39,053,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,661,574 | $38,748,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 655,751 | $38,630,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 947,424 | $38,570,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,724,401 | $38,496,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 572,835 | $38,477,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 469,965 | $38,467,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 41,111,000 | $38,206,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 993,708 | $38,179,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,011,418 | $38,116,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,315,665 | $38,076,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 21,940,000 | $38,013,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 646,400 | $37,944,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 1,923,159 | $37,752,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,709,792 | $37,647,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 323,000 | $37,458,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 847,137 | $37,351,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,165,664 | $37,324,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 349,139 | $37,159,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 40,109,000 | $36,892,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 785,957 | $36,876,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,109,007 | $36,873,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,138,869 | $36,788,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 651,129 | $36,731,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 804,994 | $36,716,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 513,118 | $36,713,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 513,641 | $36,700,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 3,340,041 | $36,640,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,510,168 | $36,591,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,000,000 | $36,560,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 273,750 | $36,518,000 | thousands by filing date | |
| SALESFORCE INC | 79466L952 | PUT | 393,700 | $36,457,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,198,417 | $36,396,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 694,329 | $36,286,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 201,494 | $36,283,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 726,262 | $36,277,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 676,610 | $36,254,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 182,551 | $36,125,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 483,116 | $35,914,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,467,018 | $35,848,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 594,723 | $35,839,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,223,054 | $35,823,000 | thousands by filing date | |
| MONSANTO CO | 61166W901 | COM | 299,300 | $35,814,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 34,021,000 | $35,814,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 2,034,353 | $35,622,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,030,152 | $35,540,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,112,611 | $35,535,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,785,719 | $35,519,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,661,986 | $35,517,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 462,378 | $35,451,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,155,811 | $35,440,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 330,181 | $35,429,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 403,874 | $35,197,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,581,662 | $35,112,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 350,523 | $34,958,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,569,472 | $34,874,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 610,720 | $34,835,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 241,269 | $34,834,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,201,025 | $34,831,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,484,067 | $34,800,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,781,279 | $34,788,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 326,405 | $34,714,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,743,139 | $34,701,000 | thousands by filing date | |
| T-MOBILE US INC | 872590904 | COM | 560,000 | $34,675,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,020,406 | $34,670,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 573,625 | $34,628,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 833,107 | $34,598,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 699,262 | $34,473,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 627,602 | $34,449,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,813,788 | $34,372,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 189,969 | $34,370,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 907,824 | $34,362,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 247,870 | $34,357,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 454,449 | $34,356,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,529,606 | $34,307,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 407,687 | $34,127,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 54,646 | $34,125,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 617,206 | $34,105,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 685,926 | $34,078,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 379,751 | $34,041,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 611,595 | $34,035,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 656,891 | $33,882,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 355,470 | $33,844,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 623,200 | $33,809,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 474,519 | $33,738,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 331,771 | $33,724,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 727,786 | $33,580,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 716,806 | $33,547,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 396,443 | $33,488,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 3,998,697 | $33,469,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 367,900 | $33,439,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 581,907 | $33,431,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,289,095 | $33,421,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,045,844 | $33,383,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 961,172 | $33,372,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 107,500 | $33,325,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,147,293 | $33,284,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 1,641,178 | $33,265,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 488,182 | $33,225,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 29,503,000 | $33,209,000 | thousands by filing date | principal |
| RELIANCE INC | 759509102 | COM | 435,076 | $33,179,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 577,757 | $32,996,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 600,000 | $32,868,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 691,200 | $32,825,000 | thousands by filing date | put |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 664,200 | $32,818,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 4,889,268 | $32,807,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 517,351 | $32,760,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573953 | COM | 571,100 | $32,724,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 679,323 | $32,654,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 822,498 | $32,653,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 756,215 | $32,607,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,571,067 | $32,601,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 175,700 | $32,585,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 784,807 | $32,569,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,314,408 | $32,544,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,737,556 | $32,413,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 637,035 | $32,329,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,993,090 | $32,288,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 967,100 | $32,253,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 691,847 | $32,227,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 232,900 | $32,219,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,664,481 | $32,176,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 426,142 | $31,939,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,939,209 | $31,939,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 528,378 | $31,929,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,228,000 | $31,880,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 625,502 | $31,682,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 42,914 | $31,662,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,041,330 | $31,636,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 521,136 | $31,605,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,283,370 | $31,520,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 530,248 | $31,497,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 418,128 | $31,485,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 924,293 | $31,472,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 703,383 | $31,301,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,602,237 | $31,244,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 375,605 | $31,239,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 208,500 | $31,196,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 633,213 | $31,166,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 181,744 | $30,985,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 476,933 | $30,976,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 761,900 | $30,918,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 9,131,604 | $30,865,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,956,515 | $30,836,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 384,600 | $30,776,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,916,678 | $30,771,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 25,361,000 | $30,690,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 553,695 | $30,608,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 416,384 | $30,493,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 828,152 | $30,352,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 21,736,000 | $30,289,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 42,325,000 | $30,263,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 372,100 | $30,233,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 3,625,937 | $30,168,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 258,748 | $30,131,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 435,100 | $30,092,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 609,245 | $30,072,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 935,464 | $30,028,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 30,466,000 | $29,979,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 308,707 | $29,946,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,286,170 | $29,852,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 350,100 | $29,668,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 497,083 | $29,642,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 16,189,000 | $29,603,000 | thousands by filing date | principal |
| HP INC | 40434L955 | COM | 1,480,000 | $29,556,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,619,076 | $29,423,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 223,100 | $29,416,000 | thousands by filing date | call |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 27,526 | $29,398,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,145,149 | $29,388,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 571,676 | $29,298,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,010,369 | $29,291,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 7,803,943 | $29,265,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 535,600 | $29,190,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 188,465 | $29,156,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 270,248 | $29,140,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 552,500 | $29,078,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 735,193 | $29,062,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 702,618 | $29,018,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 287,705 | $28,925,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 601,458 | $28,858,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 21,500,000 | $28,842,000 | thousands by filing date | principal |
| CATHAY GEN BANCORP | 149150104 | COM | 716,926 | $28,834,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 506,640 | $28,813,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 739,334 | $28,760,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B951 | COM | 300,000 | $28,752,000 | thousands by filing date | put |
| ISHARES TR | 464288902 | US HOME CONS ETF | 400,000 | $28,576,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 27,962,000 | $28,555,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 5,496,717 | $28,473,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,000,840 | $28,331,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,810,934 | $28,323,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 644,548 | $28,263,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 9,358,000 | $28,163,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 31,212,000 | $28,128,000 | thousands by filing date | principal |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,217,477 | $28,111,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 989,812 | $28,091,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 28,821,000 | $28,084,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 240,400 | $28,033,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 316,186 | $28,008,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 906,648 | $27,970,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 152,115 | $27,924,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 960,999 | $27,917,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,446,567 | $27,818,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 633,066 | $27,752,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,238,560 | $27,682,000 | thousands by filing date | |
| INCYTE CORP | 45337C902 | COM | 244,400 | $27,651,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 6,156,757 | $27,644,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 876,417 | $27,598,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 800,791 | $27,587,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,038,668 | $27,584,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 767,043 | $27,536,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 979,389 | $27,472,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,060,051 | $27,455,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 3,542,500 | $27,454,000 | thousands by filing date | put |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 970,587 | $27,388,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,580,306 | $27,323,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 19,750,000 | $27,313,000 | thousands by filing date | principal |
| INTEGER HLDGS CORP | 45826H109 | COM | 533,269 | $27,304,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 258,878 | $27,213,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 148,722 | $27,202,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 26,165,000 | $27,176,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 777,409 | $27,100,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 587,415 | $27,068,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 420,436 | $27,055,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,433,256 | $27,046,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 946,000 | $27,037,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 394,251 | $27,026,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 340,000 | $27,013,000 | thousands by filing date | call |
| LOWES COS INC | 548661957 | COM | 340,000 | $27,013,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 419,256 | $26,950,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 480,601 | $26,943,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 181,020 | $26,928,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 316,770 | $26,896,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 2,156,522 | $26,827,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 782,074 | $26,778,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 471,400 | $26,776,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 363,680 | $26,644,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 2,003,945 | $26,613,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 527,719 | $26,602,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 454,373 | $26,567,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,944,490 | $26,523,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 984,558 | $26,523,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 521,380 | $26,455,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 504,424 | $26,348,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 286,400 | $26,289,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 833,233 | $26,281,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 177,800 | $26,234,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,522,587 | $26,232,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,263,108 | $26,184,000 | thousands by filing date | |
| ISHARES TR | 464288903 | CALL | 295,000 | $26,146,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 311,208 | $26,111,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 592,805 | $26,083,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 326,073 | $26,001,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 1,240,101 | $25,918,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,705,072 | $25,902,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 4,960,425 | $25,893,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,745,593 | $25,892,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 546,234 | $25,886,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 204,441 | $25,875,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,352,179 | $25,874,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 211,607 | $25,834,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 513,752 | $25,821,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 887,226 | $25,685,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 523,496 | $25,621,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 773,633 | $25,615,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 1,577,000 | $25,547,000 | thousands by filing date | put |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 220,000 | $25,529,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 554,524 | $25,397,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,120,610 | $25,363,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 402,400 | $25,356,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 446,497 | $25,339,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 489,574 | $25,336,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 288,014 | $25,334,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 124,100 | $25,326,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,089,696 | $25,237,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 204,035 | $25,234,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 756,000 | $25,197,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 1,321,895 | $25,195,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,193,202 | $25,188,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,836,800 | $25,163,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 271,687 | $25,141,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 261,304 | $25,114,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 528,500 | $25,098,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,616,204 | $25,097,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 499,300 | $25,030,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,133,731 | $25,021,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 500,000 | $25,020,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 170,300 | $25,005,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,711,834 | $24,993,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 578,234 | $24,957,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 396,000 | $24,952,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 438,232 | $24,940,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 424,550 | $24,908,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 9,588,000 | $24,907,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 356,820 | $24,892,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 18,989,000 | $24,861,000 | thousands by filing date | principal |
| LENDINGCLUB CORP | 52603A109 | COM | 3,982,614 | $24,851,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,572,684 | $24,830,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 432,579 | $24,718,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 252,661 | $24,685,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 11,965,000 | $24,685,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 681,198 | $24,674,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 932,857 | $24,647,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,583,114 | $24,617,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 24,668,000 | $24,550,000 | thousands by filing date | principal |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,716,227 | $24,438,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 490,423 | $24,296,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 598,805 | $24,245,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 701,627 | $24,228,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 592,414 | $24,201,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 905,681 | $24,199,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 444,143 | $24,166,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 74,092 | $24,152,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 192,888 | $23,965,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 221,437 | $23,893,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 54,800 | $23,844,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 133,322 | $23,836,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 459,700 | $23,789,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 21,248,000 | $23,776,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 21,823,000 | $23,731,000 | thousands by filing date | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 855,997 | $23,720,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 6,641,000 | $23,675,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,323,969 | $23,673,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 485,271 | $23,661,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 606,384 | $23,649,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,751,202 | $23,640,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 491,000 | $23,607,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 351,644 | $23,596,000 | thousands by filing date | |
| ANDEAVOR | 03349M905 | CALL | 230,000 | $23,570,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 350,114 | $23,545,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 4,211,996 | $23,544,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 378,154 | $23,529,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 18,300,000 | $23,470,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 525,726 | $23,395,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 4,245,853 | $23,353,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 524,832 | $23,309,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 21,231,000 | $23,294,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903105 | COM | 509,757 | $23,260,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 444,356 | $23,235,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,214,382 | $23,073,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 299,600 | $22,991,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 1,107,165 | $22,941,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 195,176 | $22,921,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 450,000 | $22,896,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 732,752 | $22,825,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 629,625 | $22,780,000 | thousands by filing date | |
| BROADCOM LTD PUT | Y09827959 | COM | 93,400 | $22,691,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 482,363 | $22,690,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 19,007,000 | $22,633,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 528,474 | $22,598,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 591,300 | $22,576,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 626,399 | $22,544,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 916,230 | $22,448,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 22,511,000 | $22,407,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 100,000 | $22,360,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 100,000 | $22,360,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 469,578 | $22,348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 241,569 | $22,345,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 468,961 | $22,327,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 22,258,000 | $22,311,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 542,422 | $22,120,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 93,700 | $22,064,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 182,066 | $22,052,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 546,175 | $22,004,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 343,644 | $21,992,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 744,100 | $21,991,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 189,738 | $21,936,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,158,689 | $21,841,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 400,891 | $21,830,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 265,000 | $21,780,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 466,122 | $21,768,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,433,031 | $21,751,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 325,918 | $21,739,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,904,250 | $21,729,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,526,178 | $21,725,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 451,218 | $21,565,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 578,349 | $21,561,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 255,161 | $21,511,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 400,000 | $21,476,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 1,269,777 | $21,472,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,599,152 | $21,461,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,514,139 | $21,455,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 697,963 | $21,428,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 838,252 | $21,418,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 508,290 | $21,373,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 946,440 | $21,371,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 219,390 | $21,347,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 567,400 | $21,346,000 | thousands by filing date | put |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 336,459 | $21,341,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,147,144 | $21,337,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 18,727,000 | $21,335,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 4,949,017 | $21,330,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,031,404 | $21,318,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 133,707 | $21,276,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,330,509 | $21,274,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 2,000,000 | $21,180,000 | thousands by filing date | put |
| TWITTER INC | 90184L902 | COM | 1,255,400 | $21,153,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 304,432 | $21,134,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,045,860 | $20,970,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 738,213 | $20,951,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 700,746 | $20,939,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M909 | COM | 395,000 | $20,939,000 | thousands by filing date | call |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 146,213 | $20,870,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,157,288 | $20,798,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 629,954 | $20,795,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 339,600 | $20,770,000 | thousands by filing date | put |
| DEERE & CO | 244199955 | CALL | 167,804 | $20,751,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 939,355 | $20,731,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,227,659 | $20,687,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 17,442,000 | $20,654,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 349,231 | $20,570,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 18,340,000 | $20,472,000 | thousands by filing date | principal |
| AMDOCS LTD | G02602103 | SHS | 317,753 | $20,390,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 174,866 | $20,302,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 211,915 | $20,297,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 379,500 | $20,296,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 625,097 | $20,264,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 311,561 | $20,260,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 926,995 | $20,235,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 293,921 | $20,119,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 3,210,466 | $20,098,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000554 | this filing | 2017-11-09 | acceptance time not in the bulk data set |