13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 5,007 holding rows worth $437,534,958,000.
- Accession
- 0000019617-17-000496
- Filer
- CIK 19617
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,588 entries on the cover page, a total value of $437,534,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,534,958,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 500,000 | $908,000 | thousands by filing date | principal |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,637 | $907,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 77,010 | $901,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119900 | COM | 25,000 | $895,000 | thousands by filing date | call |
| STEEL DYNAMICS INC | 858119950 | COM | 25,000 | $895,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 36,992 | $893,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 60,160 | $893,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,544 | $887,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 45,322 | $884,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 25,193 | $883,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 57,547 | $882,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 64,000 | $882,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 313,262 | $880,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,562 | $880,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 67,057 | $880,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 42,732 | $880,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 361,642 | $878,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 25,903 | $878,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 24,100 | $874,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,175 | $871,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 9,581 | $870,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 175,000 | $870,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 20,064 | $868,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,873 | $861,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 147,020 | $860,000 | thousands by filing date | |
| INVITAE CORP | 46185L903 | CALL | 90,000 | $860,000 | thousands by filing date | call |
| GGP INC | 36174X901 | Option | 36,300 | $855,000 | thousands by filing date | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 16,781 | $854,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 31,515 | $854,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 91,131 | $852,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 22,100 | $844,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 17,971 | $843,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 25,320 | $843,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 89,233 | $841,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 33,587 | $837,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 12,805 | $836,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y907 | CALL | 9,200 | $825,000 | thousands by filing date | call |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 54,457 | $825,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 115,927 | $823,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774905 | COM | 30,000 | $818,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 34,282 | $817,000 | thousands by filing date | |
| APACHE CORP | 037411905 | COM | 17,000 | $815,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 16,785 | $814,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 12,899 | $814,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 59,389 | $814,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 51,800 | $814,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 41,217 | $806,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 45,112 | $803,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 12,135 | $803,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 18,053 | $801,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,776 | $800,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,807,400 | $796,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 604,000 | $794,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 15,146 | $790,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 46,759 | $787,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 95,420 | $784,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 151,266 | $784,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 554,038 | $782,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,531 | $781,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 550,000 | $776,000 | thousands by filing date | put |
| CARMAX INC | 143130952 | COM | 12,300 | $776,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 18,837 | $774,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 18,668 | $773,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 67,270 | $769,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 21,479 | $769,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 228,051 | $769,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 69,767 | $767,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 33,878 | $766,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 16,969 | $765,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 58,538 | $764,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 9,717 | $763,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 9,100 | $761,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 28,447 | $756,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 22,516 | $755,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 14,921 | $755,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,793 | $753,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 43,300 | $753,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 45,343 | $750,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,787 | $748,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,414 | $748,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW | 61174X959 | PUT | 15,000 | $745,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 35,325 | $745,000 | thousands by filing date | |
| NISOURCE INC | 65473P905 | COM | 29,300 | $743,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 262,542 | $743,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 39,627 | $743,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 15,211 | $741,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 31,000 | $740,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 405,000 | $739,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 24,012 | $738,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 480,462 | $735,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 26,223 | $733,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 364,682 | $733,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 66,435 | $733,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 12,249 | $730,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 17,770 | $729,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 36,324 | $723,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 11,555 | $722,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 524,953 | $719,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,982 | $716,000 | thousands by filing date | principal |
| ANALOGIC CORP | 032657207 | COM | 9,826 | $714,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 50,873 | $713,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 12,817 | $712,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 12,562 | $712,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 40,426 | $712,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 3,600 | $712,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,233 | $711,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 10,700 | $710,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 10,200 | $709,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 6,034 | $709,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 10,029 | $709,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 25,145 | $709,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 21,122 | $706,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 12,340 | $702,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 22,780 | $702,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 155,095 | $701,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 150,000 | $698,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401956 | PUT | 62,500 | $698,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 15,532 | $691,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 16,582 | $687,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 10,370 | $685,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 12,160 | $685,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 8,800 | $682,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 21,539 | $681,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,513 | $680,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 19,009 | $677,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 460,201 | $677,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,763 | $675,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 52,743 | $675,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 53,323 | $674,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 50,654 | $674,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 26,200 | $673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 14,583 | $671,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,897 | $670,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,618 | $668,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 166 | $663,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G405 | USA MANAGED ETF | 25,000 | $662,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 45,318 | $660,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 18,064 | $656,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 706,000 | $653,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 69,440 | $649,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 28,508 | $646,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 17,459 | $646,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 25,240 | $643,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 18,668 | $642,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U951 | COM | 12,000 | $641,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 45,067 | $640,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 5,900 | $638,000 | thousands by filing date | put |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 25,222 | $634,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,378 | $633,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 5,210 | $632,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 22,800 | $632,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 12,230 | $631,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 16,631 | $626,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,398 | $625,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 60,266 | $625,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 170,207 | $624,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327953 | COM | 11,300 | $624,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 118,334 | $622,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 28,426 | $617,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 500,000 | $617,000 | thousands by filing date | principal |
| BJS RESTAURANTS INC | 09180C106 | COM | 16,533 | $615,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 21,861 | $615,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 68,214 | $612,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,781 | $606,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,129 | $605,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 19,655 | $604,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,583 | $602,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 42,900 | $602,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 20,058 | $599,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 42,181 | $597,000 | thousands by filing date | |
| ECOLAB INC | 278865900 | COM | 4,500 | $597,000 | thousands by filing date | call |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,556 | $596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 14,515 | $594,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,060 | $593,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,081,000 | $589,000 | thousands by filing date | principal |
| MILACRON HLDGS CORP | 59870L106 | COM | 33,432 | $588,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 177,977 | $588,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 60,845 | $586,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 12,867 | $586,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 38,991 | $585,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 30,195 | $583,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 25,000 | $583,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 97,200 | $583,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,128 | $582,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 26,715 | $581,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 40,911 | $577,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 88,810 | $577,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 601,000 | $577,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30,745 | $575,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 58,699 | $573,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,436 | $570,000 | thousands by filing date | |
| SONIC CORP | 835451905 | COM | 21,500 | $570,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,596 | $564,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 300,000 | $564,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 12,091 | $560,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 11,398 | $559,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,070 | $558,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839954 | PUT | 14,802 | $556,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,332 | $554,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 14,290 | $554,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 9,742 | $553,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 23,185 | $550,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 8,590 | $549,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 6,200 | $549,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 59,773 | $547,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,925 | $545,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 38,082 | $545,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 36,473 | $545,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 30,805 | $543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,788 | $542,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V950 | PUT | 33,000 | $537,000 | thousands by filing date | put |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 28,929 | $537,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 29,250 | $535,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,449 | $535,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,559 | $535,000 | thousands by filing date | |
| MOMO INC | 60879B907 | COM | 14,467 | $535,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 10,027 | $534,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 542,000 | $531,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 4,100 | $530,000 | thousands by filing date | put |
| PULTE GROUP INC | 745867901 | COM | 21,600 | $530,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,409 | $528,000 | thousands by filing date | |
| CIENA CORP | 171779959 | PUT | 21,090 | $528,000 | thousands by filing date | put |
| CIENA CORP | 171779909 | COM NEW | 21,090 | $528,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 20,204 | $528,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,700 | $527,000 | thousands by filing date | |
| STATOIL ASA | 85771P902 | SPONSORED ADR | 31,900 | $527,000 | thousands by filing date | call |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 500,000 | $527,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 3,100 | $525,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 10,219 | $524,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,188 | $524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,925 | $522,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 12,000 | $522,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 7,471 | $520,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 78,292 | $520,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 2,500 | $520,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 425,000 | $520,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 70,300 | $517,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 20,000 | $517,000 | thousands by filing date | |
| SPIRIT AIRLINES INC | 848577952 | Cmn | 10,000 | $517,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 60,387 | $516,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 8,354 | $515,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,261 | $515,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 17,522 | $514,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 2,600 | $514,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 52,386 | $513,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 58,271 | $513,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,099 | $512,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 100,021 | $511,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 44,956 | $511,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657951 | PUT | 11,000 | $509,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 10,827 | $507,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 9,148 | $507,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 96,847 | $507,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,514 | $506,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 27,436 | $503,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,760 | $502,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 36,769 | $502,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 20,397 | $500,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 56,400 | $499,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 67,643 | $496,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,252 | $495,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 19,339 | $495,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC | 44107P904 | COM | 27,100 | $495,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 17,210 | $492,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 219,367 | $491,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 14,454 | $489,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 38,120 | $488,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 19,433 | $487,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 101,520 | $487,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,600 | $486,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 20,109 | $483,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 71,056 | $482,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 22,782 | $480,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 103,848 | $478,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 45,014 | $478,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 15,129 | $477,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,896 | $475,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,655 | $473,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 20,752 | $473,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 16,173 | $472,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 32,313 | $470,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10,397 | $469,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,430 | $468,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 13,675 | $463,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 8,051 | $462,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463904 | COM | 31,400 | $462,000 | thousands by filing date | call |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 21,012 | $462,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 107,529 | $457,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 2,300 | $456,000 | thousands by filing date | call |
| CAL MAINE FOODS INC | 128030902 | COM NEW | 11,500 | $455,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 23,354 | $453,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,518 | $449,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 88,281 | $448,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 60,295 | $447,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 131,000 | $446,000 | thousands by filing date | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 16,926 | $445,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,133 | $444,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 505,000 | $444,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 18,290 | $444,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 9,010 | $440,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 9,601 | $437,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,853 | $436,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 106,347 | $434,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,515 | $430,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 11,962 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,300 | $427,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,129 | $424,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 87,466 | $424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 12,702 | $422,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 13,636 | $421,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 14,675 | $420,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739FHK0 | NOTE 7.750% 4/1 | 400,000 | $417,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 95,646 | $416,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 99,475 | $415,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,160 | $413,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 17,154 | $413,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 6,317 | $413,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 11,042 | $413,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 16,564 | $413,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 22,422 | $413,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,397 | $411,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 7,400 | $410,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 127,438 | $410,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 54,564 | $408,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 23,026 | $408,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095958 | COM | 50,000 | $408,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO | 892356956 | COM | 7,500 | $407,000 | thousands by filing date | put |
| ACTUA CORPORATION | 005094107 | COM | 28,922 | $407,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,935 | $403,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 40,000 | $403,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,408 | $400,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 5,843 | $399,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 31,827 | $393,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 13,398 | $393,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,676 | $390,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 1,400 | $389,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 1,500 | $385,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 21,403 | $385,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 8,809 | $384,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 17,939 | $384,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 34,962 | $382,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 17,135 | $382,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 56,905 | $381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 8,851 | $381,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 27,254 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,229 | $380,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 57,224 | $380,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 35,278 | $379,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 18,136 | $377,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 9,029 | $376,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 9,800 | $372,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 22,991 | $371,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 16,514 | $368,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 9,276 | $367,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,245 | $366,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 12,532 | $366,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 10,645 | $365,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 242,466 | $364,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,873 | $363,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 58,481 | $362,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 9,666 | $360,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 60,689 | $360,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 14,454 | $359,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H953 | PUT | 25,000 | $359,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 7,145 | $359,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,116 | $357,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,681 | $356,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 19,156 | $356,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 20,275 | $355,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 20,740 | $350,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 37,946 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,922 | $348,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 2,600 | $347,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,128 | $346,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,544 | $342,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 28,392 | $341,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,720 | $341,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25,701 | $339,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 25,572 | $337,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 20,960 | $330,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 6,276 | $329,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 102,540 | $329,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 21,000 | $328,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 38,168 | $327,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 109,702 | $327,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 35,992 | $326,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 54,730 | $326,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 236,000 | $326,000 | thousands by filing date | principal |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 20,000 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 24,168 | $322,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 17,589 | $322,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 6,797 | $322,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 21,400 | $321,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 12,492 | $321,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 24,609 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,120 | $319,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 9,245 | $319,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 154,869 | $318,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 10,400 | $318,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,625 | $317,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,386 | $316,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,003 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,130 | $308,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,436 | $306,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 32,298 | $306,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,958 | $304,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 22,826 | $303,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 10,919 | $302,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,604 | $300,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,090 | $300,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,854 | $299,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,424 | $298,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 3,600 | $296,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 32,236 | $291,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 11,305 | $288,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 18,822 | $286,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 14,281 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,006 | $285,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,525 | $283,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 20,412 | $282,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 6,511 | $280,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 4,500 | $280,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 8,925 | $279,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 47,530 | $278,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 17,320 | $277,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,160 | $277,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 83,345 | $277,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 25,456 | $276,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 9,855 | $276,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 45,588 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,914 | $275,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,189 | $274,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5,083 | $272,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 14,000 | $271,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 27,814 | $270,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 26,006 | $269,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 14,517 | $268,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 67,111 | $268,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,239 | $265,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,536 | $261,000 | thousands by filing date | |
| SUPERIOR ENERGY SERVICES INC | 868157908 | COM | 25,000 | $261,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 33,395 | $259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,288 | $259,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 101,000 | $258,000 | thousands by filing date | principal |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,302 | $257,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,000 | $255,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 28,541 | $255,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 15,722 | $253,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,835 | $253,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,827 | $253,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 14,418 | $251,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,016 | $248,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 382,139 | $248,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 19,325 | $248,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 22,044 | $248,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 12,929 | $247,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 21,073 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,222 | $245,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 18,238 | $242,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,700 | $240,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 11,077 | $240,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,698 | $239,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,569 | $236,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,578 | $234,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 13,282 | $234,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,960 | $233,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 72,043 | $233,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 25,107 | $233,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 22,737 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,279 | $232,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,487 | $230,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 35,187 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,015 | $228,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,580 | $228,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,434 | $227,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,858 | $226,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 33,672 | $225,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 142,919 | $223,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 147,000 | $222,000 | thousands by filing date | principal |
| ISHARES TR | 46434V571 | ISHARES TR | 8,660 | $222,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,599 | $221,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 553 | $221,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 14,599 | $218,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,952 | $217,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,149 | $215,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 77,959 | $214,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 8,405 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,037 | $211,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,042 | $210,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,920 | $210,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,781 | $209,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 9,997 | $209,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $209,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,940 | $208,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 8,600 | $208,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $207,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 6,587 | $206,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 55,940 | $205,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,394 | $205,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 13,000 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000496 | this filing | 2017-08-09 | acceptance time not in the bulk data set |