13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 5,007 holding rows worth $437,534,958,000.
- Accession
- 0000019617-17-000496
- Filer
- CIK 19617
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,588 entries on the cover page, a total value of $437,534,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,534,958,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 190,327 | $2,223,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 51,467 | $2,219,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 266,924 | $2,218,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 29,373 | $2,216,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 111,938 | $2,212,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,962,000 | $2,206,000 | thousands by filing date | principal |
| DISH NETWORK CORP-A | 25470M959 | COM | 35,000 | $2,197,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 36,806 | $2,196,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 120,109 | $2,190,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 105,264 | $2,189,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 61,413 | $2,186,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 77,487 | $2,180,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 762,388 | $2,180,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 61,034 | $2,179,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 45,263 | $2,168,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 57,717 | $2,167,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245900 | SPON ADR CL D | 98,700 | $2,162,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 142,727 | $2,158,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,000,000 | $2,158,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 1,493,000 | $2,153,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 91,572 | $2,146,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 32,166 | $2,143,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 85,237 | $2,140,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,951,000 | $2,138,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 2,019,000 | $2,132,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 44,011 | $2,131,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 49,425 | $2,130,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 28,711 | $2,119,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 75,632 | $2,114,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 554,803 | $2,108,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 271,356 | $2,104,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 22,958 | $2,098,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 13,318 | $2,096,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 168,199 | $2,093,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 48,284 | $2,091,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 46,035 | $2,087,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 92,640 | $2,086,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 1,895,000 | $2,085,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047901 | CL A | 59,700 | $2,082,000 | thousands by filing date | call |
| SNAP INC | 83304A956 | PUT | 117,100 | $2,081,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 33,930 | $2,077,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 50,077 | $2,077,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 19,300 | $2,074,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 59,414 | $2,070,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,188,100 | $2,067,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 54,396 | $2,065,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 324,903 | $2,060,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 298,250 | $2,058,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,988,000 | $2,058,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 19,025 | $2,057,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 58,751 | $2,055,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 66,517 | $2,055,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,289,154 | $2,050,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 18,610 | $2,045,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 83,613 | $2,044,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 104,200 | $2,037,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F951 | PUT | 14,500 | $2,032,000 | thousands by filing date | put |
| QUALCOMM INC | 747525953 | PUT | 36,800 | $2,032,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 64,958 | $2,026,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 86,864 | $2,021,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 14,094 | $2,019,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 5,699,000 | $2,012,000 | thousands by filing date | principal |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 134,923 | $2,012,000 | thousands by filing date | |
| KBR INC | 48242W956 | PUT | 131,422 | $2,000,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 59,852 | $1,998,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 59,591 | $1,993,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 129,825 | $1,993,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 23,638 | $1,989,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,320,000 | $1,986,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 49,780 | $1,984,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 154,342 | $1,969,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 1,850,000 | $1,968,000 | thousands by filing date | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 113,113 | $1,962,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 89,100 | $1,959,000 | thousands by filing date | call |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 113,338 | $1,959,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 101,128 | $1,958,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 24,950 | $1,957,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 20,619 | $1,955,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 28,782 | $1,954,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 64,567 | $1,950,000 | thousands by filing date | |
| SEARS HOLDINGS CORP | 812350956 | COM | 220,000 | $1,949,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 100,000 | $1,934,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 60,778 | $1,932,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 96,459 | $1,930,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 82,935 | $1,929,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 11,168 | $1,923,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 66,809 | $1,917,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 32,000 | $1,916,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B901 | COM | 100,000 | $1,916,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HOLDING CO | 30219G958 | COM | 30,000 | $1,915,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 80,243 | $1,914,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 58,315 | $1,913,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 45,315 | $1,911,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 262,400 | $1,910,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 51,286 | $1,908,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 22,934 | $1,898,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 145,200 | $1,897,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 37,370 | $1,895,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 118,795 | $1,891,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 96,106 | $1,889,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 226,330 | $1,888,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 51,156 | $1,886,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 373,079 | $1,884,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 75,900 | $1,883,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 37,509 | $1,881,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 10,954 | $1,875,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 112,794 | $1,874,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 20,983 | $1,873,000 | thousands by filing date | |
| MICROSEMI CORPORATION COMMON STOCK | 595137950 | Cmn | 40,000 | $1,872,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 46,673 | $1,864,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 1,826,000 | $1,863,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,843,000 | $1,858,000 | thousands by filing date | principal |
| DXC TECHNOLOGY CO | 23355L906 | COM | 24,200 | $1,857,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 112,998 | $1,857,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 51,614 | $1,849,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 88,239 | $1,840,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 53,527 | $1,836,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 47,209 | $1,831,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 32,903 | $1,823,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 81,473 | $1,823,000 | thousands by filing date | |
| PAYCHEX INC | 704326907 | COM | 32,000 | $1,822,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,691,000 | $1,819,000 | thousands by filing date | principal |
| STRAYER ED INC | 863236105 | COM | 19,479 | $1,817,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 255,600 | $1,815,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 15,445 | $1,814,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431951 | PUT | 500,000 | $1,810,000 | thousands by filing date | put |
| WEYERHAEUSER CO | 962166904 | COM NEW | 54,000 | $1,809,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 43,757 | $1,805,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 114,107 | $1,801,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 950,000 | $1,797,000 | thousands by filing date | principal |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 30,220 | $1,792,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 33,576 | $1,790,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 282,031 | $1,790,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 94,700 | $1,788,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 31,291 | $1,785,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 201,700 | $1,781,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 296,221 | $1,780,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 150,525 | $1,778,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 108,093 | $1,778,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 42,900 | $1,775,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 46,552 | $1,774,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 36,076 | $1,773,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 93,522 | $1,773,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 13,300 | $1,766,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 806,500 | $1,766,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 47,815 | $1,764,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 36,800 | $1,764,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 53,098 | $1,763,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 35,220 | $1,759,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 153,604 | $1,759,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 109,200 | $1,757,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 112,133 | $1,755,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 57,827 | $1,750,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 55,979 | $1,748,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 107,324 | $1,746,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 95,381 | $1,745,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 40,884 | $1,743,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,738,000 | $1,739,000 | thousands by filing date | principal |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 588,100 | $1,735,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 81,850 | $1,731,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,559 | $1,730,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 63,327 | $1,723,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 118,561 | $1,720,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 103,294 | $1,719,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 97,148 | $1,710,000 | thousands by filing date | |
| KEYCORP | 493267908 | CALL | 91,000 | $1,705,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 32,975 | $1,705,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 175,405 | $1,705,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 200,000 | $1,700,000 | thousands by filing date | put |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 133,713 | $1,695,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 13,700 | $1,694,000 | thousands by filing date | put |
| FINISH LINE INC -CL A CMN STK | 317923950 | Cmn | 119,300 | $1,690,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 105,500 | $1,681,000 | thousands by filing date | |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 180,000 | $1,681,000 | thousands by filing date | put |
| OCLARO INC | 67555N906 | CALL | 180,000 | $1,681,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401906 | CALL | 150,000 | $1,676,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 143,752 | $1,675,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 49,923 | $1,673,000 | thousands by filing date | |
| UNILEVER N V -NY SHARES | 904784909 | COM | 30,000 | $1,658,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 53,009 | $1,657,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 21,900 | $1,657,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 100,290 | $1,650,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 17,535 | $1,648,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 30,600 | $1,647,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901908 | COM | 103,400 | $1,645,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 92,589 | $1,640,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 41,434 | $1,636,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 41,772 | $1,625,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 92,463 | $1,622,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 25,842 | $1,619,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 52,132 | $1,618,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 97,859 | $1,618,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 20,758 | $1,613,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 80,802 | $1,612,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 40,474 | $1,612,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 84,005 | $1,607,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 76,978 | $1,603,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 18,146 | $1,603,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 80,000 | $1,600,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,600,000 | $1,600,000 | thousands by filing date | principal |
| BANKFINANCIAL CORP | 06643P104 | COM | 106,433 | $1,589,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 36,790 | $1,585,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 50,868 | $1,584,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 38,660 | $1,583,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 77,159 | $1,574,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 128,924 | $1,574,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 52,988 | $1,571,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 23,877 | $1,571,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 31,219 | $1,567,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 71,772 | $1,562,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 125,000 | $1,560,000 | thousands by filing date | call |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 15,200 | $1,557,000 | thousands by filing date | put |
| RIO TINTO PLC | 767204900 | Option | 36,809 | $1,557,000 | thousands by filing date | call |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 35,636 | $1,555,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 20,662 | $1,553,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,706,000 | $1,552,000 | thousands by filing date | principal |
| TESARO INC | 881569907 | CALL | 11,100 | $1,552,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 23,300 | $1,547,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 31,788 | $1,542,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 11,265 | $1,541,000 | thousands by filing date | |
| ALCOA CORP | 013872906 | CALL | 47,200 | $1,541,000 | thousands by filing date | call |
| NEFF CORP COM CL A | 640094207 | Stock | 80,875 | $1,537,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 14,938 | $1,528,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 25,600 | $1,528,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,590,000 | $1,525,000 | thousands by filing date | principal |
| PRA Group Inc | 69354N106 | COM | 40,213 | $1,524,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 14,000 | $1,521,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q952 | COM | 200,000 | $1,518,000 | thousands by filing date | put |
| CSX CORP | 126408903 | CALL | 27,800 | $1,517,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 11,693 | $1,516,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 94,439 | $1,511,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HLDGS | 80283M951 | PUT | 118,300 | $1,510,000 | thousands by filing date | put |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 76,835 | $1,510,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 35,286 | $1,507,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,545,000 | $1,504,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 97,728 | $1,497,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 29,361 | $1,496,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 35,328 | $1,494,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 11,200 | $1,493,000 | thousands by filing date | call |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 64,489 | $1,492,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 4,800 | $1,488,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 105,389 | $1,487,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 134,219 | $1,483,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 53,623 | $1,481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 30,572 | $1,479,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 43,357 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,360 | $1,477,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 38,539 | $1,477,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 193,531 | $1,475,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V954 | PUT | 10,100 | $1,474,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 130,410 | $1,470,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 50,074 | $1,465,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 123,213 | $1,464,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8,758 | $1,459,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 32,021 | $1,458,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 50,200 | $1,455,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 68,447 | $1,454,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 37,850 | $1,450,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 80,288 | $1,449,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 84,173 | $1,448,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 1,834,000 | $1,444,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 131,349 | $1,434,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 26,687 | $1,433,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 66,290 | $1,431,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 23,900 | $1,426,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,588 | $1,424,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,661 | $1,419,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 75,856 | $1,414,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 59,100 | $1,414,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 139,017 | $1,411,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 37,100 | $1,410,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 169,651 | $1,406,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 82,323 | $1,403,000 | thousands by filing date | |
| WEIBO CORP | 948596901 | SPONSORED ADR | 21,093 | $1,402,000 | thousands by filing date | call |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,256,000 | $1,399,000 | thousands by filing date | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 13,204 | $1,397,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 182,315 | $1,396,000 | thousands by filing date | |
| VERSARTIS INC | 92529L902 | CALL | 80,000 | $1,396,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 78,627 | $1,393,000 | thousands by filing date | |
| KATE SPADE & CO | 485865959 | COM | 75,300 | $1,392,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 56,421 | $1,391,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 76,245 | $1,389,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 40,411 | $1,386,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755959 | PUT | 90,000 | $1,385,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 242,500 | $1,382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 105,167 | $1,375,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 20,461 | $1,368,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 61,481 | $1,363,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 244,613 | $1,360,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 9,700 | $1,359,000 | thousands by filing date | call |
| CALPINE CORP | 131347904 | COM | 100,000 | $1,353,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 15,100 | $1,351,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,150 | $1,349,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 71,311 | $1,346,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 72,250 | $1,340,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 38,666 | $1,339,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 17,829 | $1,336,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 1,043,000 | $1,335,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 53,339 | $1,331,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 39,550 | $1,328,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J906 | CALL | 115,000 | $1,323,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 46,793 | $1,322,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 141,196 | $1,320,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 144,136 | $1,319,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 80,459 | $1,319,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 113,265 | $1,314,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 216,200 | $1,311,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432950 | COM | 15,600 | $1,310,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 42,160 | $1,309,000 | thousands by filing date | |
| 2U INC | 90214J951 | COM | 27,900 | $1,309,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 52,076 | $1,308,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 32,097 | $1,307,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 25,000 | $1,307,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 36,550 | $1,306,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 63,656 | $1,302,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 12,900 | $1,294,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 72,278 | $1,294,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 333,599 | $1,291,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 180,430 | $1,289,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 25,623 | $1,288,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 101,602 | $1,287,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 58,578 | $1,285,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 32,212 | $1,284,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 67,840 | $1,281,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 69,535 | $1,279,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 454,537 | $1,273,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 78,100 | $1,266,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 138,077 | $1,263,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 12,500 | $1,260,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 33,041 | $1,260,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 64,379 | $1,254,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 36,954 | $1,243,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 33,310 | $1,242,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 23,940 | $1,237,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 40,002 | $1,233,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 103,150 | $1,230,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 96,145 | $1,230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 29,337 | $1,225,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 509,284 | $1,223,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 28,414 | $1,223,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 10,000 | $1,221,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 15,320 | $1,219,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 25,000 | $1,218,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC | 446150904 | COM | 90,000 | $1,217,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 80,000 | $1,216,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 51,407 | $1,215,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M905 | CALL | 90,000 | $1,211,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M955 | PUT | 90,000 | $1,211,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 90,847 | $1,210,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617908 | CALL | 44,000 | $1,210,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 23,194 | $1,207,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 117,225 | $1,203,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 21,900 | $1,195,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,165,000 | $1,192,000 | thousands by filing date | principal |
| CALGON CARBON CORP | 129603106 | COM | 78,950 | $1,192,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,044,000 | $1,190,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC | 69423U955 | COM | 190,000 | $1,188,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 40,327 | $1,186,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 55,084 | $1,182,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F320 | AMT FRE INT MU | 48,565 | $1,180,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 34,760 | $1,178,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 53,979 | $1,176,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 1,000,000 | $1,176,000 | thousands by filing date | principal |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 47,118 | $1,173,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 64,665 | $1,171,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 154,135 | $1,170,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 15,681 | $1,166,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 23,916 | $1,166,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 74,964 | $1,164,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 57,069 | $1,162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 32,872 | $1,162,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 980,000 | $1,161,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 31,671 | $1,160,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 41,800 | $1,159,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,115,000 | $1,159,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 115,320 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,467 | $1,158,000 | thousands by filing date | |
| LAZARD LTD-CL A | G54050902 | COM | 25,000 | $1,158,000 | thousands by filing date | call |
| ENSCO PLC-CL A | G3157S906 | COM | 223,700 | $1,154,000 | thousands by filing date | call |
| UCP INC - CL A | 90265Y106 | Common Stock | 104,926 | $1,149,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 83,850 | $1,147,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 43,114 | $1,140,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 13,972 | $1,140,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 16,700 | $1,137,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 976,500 | $1,133,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 278,134 | $1,121,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 132,663 | $1,119,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 1,177,000 | $1,118,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 56,549 | $1,111,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 35,012 | $1,110,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 30,276 | $1,109,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 81,195 | $1,104,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 52,058 | $1,100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 17,618 | $1,099,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 29,978 | $1,098,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 225,580 | $1,096,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 52,365 | $1,094,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $1,091,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 84,793 | $1,090,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,884 | $1,089,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 17,041 | $1,087,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094904 | CALL | 6,800 | $1,087,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 142,782 | $1,085,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 26,964 | $1,084,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 17,015 | $1,081,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 33,450 | $1,081,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 232,536 | $1,081,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,379 | $1,080,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 178,514 | $1,080,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 16,133 | $1,079,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 168,705 | $1,078,000 | thousands by filing date | |
| EPR PPTYS | 26884U909 | COM SH BEN INT | 15,000 | $1,078,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 19,421 | $1,078,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,222,000 | $1,077,000 | thousands by filing date | principal |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 8,700 | $1,076,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 34,781 | $1,073,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 15,662 | $1,071,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 58,579 | $1,067,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 41,078 | $1,065,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,655 | $1,065,000 | thousands by filing date | |
| RIO TINTO PLC | 767204950 | Option | 25,000 | $1,058,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 110,042 | $1,056,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 1,005,000 | $1,056,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 16,385 | $1,050,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 60,588 | $1,049,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 33,325 | $1,049,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 52,492 | $1,047,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 53,600 | $1,046,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 50,134 | $1,041,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 105,251 | $1,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,963 | $1,038,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 150,000 | $1,038,000 | thousands by filing date | put |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 23,062 | $1,033,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 32,344 | $1,032,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 100,300 | $1,027,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 100,000 | $1,024,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 48,046 | $1,021,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 1,000,000 | $1,021,000 | thousands by filing date | principal |
| HIBBETT INC | 428567101 | COM | 49,048 | $1,018,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222950 | COM | 20,000 | $1,017,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 142,633 | $1,016,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W954 | PUT | 43,800 | $1,016,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 31,994 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 37,182 | $1,010,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,001,000 | $1,007,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 41,063 | $1,006,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,670 | $1,005,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 857,000 | $1,005,000 | thousands by filing date | principal |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 9,800 | $1,004,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 214,052 | $1,001,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,655 | $996,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 42,189 | $993,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 35,372 | $991,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 15,522 | $987,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 64,683 | $986,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 51,210 | $985,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 94,776 | $984,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 44,771 | $982,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 32,723 | $980,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V904 | COM | 6,700 | $978,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 152,602 | $975,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 98,076 | $971,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 307,200 | $968,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 27,242 | $967,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 40,124 | $967,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 58,638 | $965,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 75,274 | $964,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,176 | $963,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 15,210 | $962,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 34,843 | $955,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 50,752 | $954,000 | thousands by filing date | |
| FREDS INC | 356108900 | CL A | 103,400 | $954,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 65,301 | $951,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 18,253 | $949,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C958 | OPTION | 22,878 | $949,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 181,524 | $944,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 48,453 | $943,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 20,275 | $940,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 62,677 | $939,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 46,113 | $938,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 64,792 | $937,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 38,350 | $936,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 17,649 | $935,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652956 | Cmn | 100,000 | $934,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 14,600 | $932,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 39,296 | $931,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 326,225 | $930,000 | thousands by filing date | |
| FORMFACTOR INC | 346375908 | COM | 75,000 | $930,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 35,080 | $930,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 37,711 | $929,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 62,046 | $929,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 34,302 | $919,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 112,506 | $917,000 | thousands by filing date | |
| AGRIUM INC | 008916958 | COM | 10,100 | $914,000 | thousands by filing date | put |
| GUGGENHEIM ETF | 78355W866 | cs | 17,306 | $914,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 18,077 | $913,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 15,300 | $912,000 | thousands by filing date | call |
| STAPLES INC | 855030952 | COM | 90,500 | $911,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 186,875 | $910,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B953 | Cmn | 55,300 | $910,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000496 | this filing | 2017-08-09 | acceptance time not in the bulk data set |